Opinion

Donald Washington, Jr.,petitioner-Appellant v. Steve Cambra,opinion

  • 208 F.3d 832
  • 2000 Daily Journal DAR 3828
  • 2000 Cal. Daily Op. Serv. 2854
  • 2000 U.S. App. LEXIS 6780
  • 2000 WL 376666
Court
Court of Appeals for the Ninth Circuit
Filed
Apr 14, 2000
Status
Published
Author
Fletcher
On the bench
Schroeder, Fletcher, Boochever
Cited by
15 cases
Authority
More cited than 73.8%

“[T]he Dixon rule is not independent of federal law and does 28 not preclude federal habeas review where the petitioner asserts the denial of a federal 1 constitutional right.

How later courts described this case

  • “[T]he Dixon rule is not independent of federal law and does 28 not preclude federal habeas review where the petitioner asserts the denial of a federal 1 constitutional right.

Written by the judges who cited it.

The opinion

FLETCHER, Circuit Judge:

Petitioner Donald Washington appeals from the district court’s dismissal of his federal habeas petition on grounds of procedural default. We granted a certifícate of appealability on the question whether, in 1994, the California Supreme Court regularly and consistently applied the procedural bar rules established in

In re Swain,

34 Cal.2d 300 , 209 P.2d 793 (1949), and

In re Dixon,

41 Cal.2d 756 , 264 P.2d 513 (1953). After the parties submitted their briefs in this case, the Ninth Circuit decided

Park v. California,

202 F.3d 1146 (9th Cir.2000), holding that

Dixon

did not provide an independent state law basis for denying federal constitutional claims. We have jurisdiction pursuant to 28 U.S.C. § 2253 (c). Following

Park ,

we reverse the district court’s dismissal of Washington’s federal habeas petition.

I.Factual and Procedural Background

Following a jury trial, Washington was convicted of battery on a correctional officer, resisting arrest, and assault by force likely to produce great bodily injury. Washington filed a direct appeal with the California Court of Appeal, raising issues related to his sentencing and his request for substitute counsel. On August 19, 1994, the California Court of Appeal affirmed Washington’s conviction but remanded the case for re-sentencing.

Washington did not pursue a direct appeal to the California Supreme Court. He did, however, file a pro se petition seeking a writ of habeas corpus. The petition in that court made two claims: (1) that his right to a fair trial was violated when the jury saw him in court in waist chains, manacles, and leg irons; and (2) that the government improperly used his post-Mi

randa

silence as evidence of his sanity. On May 28, 1997, the California Supreme Court denied Washington’s petition in a two-line disposition: “Petition for writ of habeas corpus DENIED.

(In re Swain

(1949) 34 Cal.2d 300, 304 , 209 P.2d 793 ;

In re Dixon

(1953) 41 Cal.2d 756, 759 , 264 P.2d 513 ).”

Shortly thereafter, Washington filed a pro se habeas petition in federal district court asserting the same claims he made in the state petition. The state moved to dismiss under

Swain

and

Dixon

on grounds of procedural default. The district court granted the motion and we subsequently granted a certificate of appeala-bility on the question whether

Swain

and

Dixon

were regularly and consistently applied by the California Supreme Court in 1994, the year Washington made his direct appeal to the California Court of Appeal.

II.Standard op Review

We review de novo a district court’s dismissal of a petition for writ of habeas corpus on grounds of state procedural default.

See Fields v. Calderon,

125 F.3d 757, 759-60 (9th Cir.1997),

cert. denied,

523 U.S. 1132 , 118 S.Ct. 1826 , 140 L.Ed.2d 962 (1998).

III.Discussion

In

Swain ,

the California Supreme Court held that a state habeas petitioner who “belatedly presents a collateral attack ... [must] explain the delay in raising the question.” 209 P.2d at 795 . The

Swain

rule is commonly referred to as the “untimeliness” bar.

See In re Robbins,

18 Cal.4th 770 , 77 Cal.Rptr.2d 153 , 959 P.2d 311 , 340 n. 34 (1998). In

Dixon ,

the California Supreme Court held that “in the

*834

absence of special circumstances constituting an excuse for failure to employ [the] remedy [of direct review], the writ will not lie where the claimed errors could have been, but were not, raised upon a timely appeal from a judgment of conviction.” 264 P.2d at 514 . The

Dixon

and

Swain

rules are “separate and distinct” procedural bars.

Park,

202 F.3d at 1152 n. 3.

Because Washington’s federal habeas petition raises the same claims as his state petition, he has procedurally defaulted on those claims only if

Swain

and

Dixon

“provide! ] adequate and independent state grounds for the California Supreme Court’s decision.”

Fields,

125 F.3d at 760 . In examining the

Swain

and

Dixon

procedural bars, we may reverse the dismissal if either rule is not adequate and independent. This is so because the California Supreme Court invoked both rules without specifying which rule applied to which of Washington’s two claims.

See Calderon v. Bean,

96 F.3d 1126, 1131 (9th Cir.1996) (state procedural default no bar to federal review where state court’s order did not specify which rule applied to which claims);

Morales v. Calderon,

85 F.3d 1387, 1392 (9th Cir.1996) (“[A] procedural default based on an ambiguous order that does not clearly rest on independent and adequate state grounds is not sufficient to preclude federal collateral review”) (citing

Siripongs v. Calderon,

35 F.3d 1308, 1317-18 (9th Cir.1994)).

In

Park ,

we held that the

Dixon

rule does not provide an “independent” state law basis for denying a habeas petition (filed before

In re

Robbins) which raises fundamental constitutional errors. We reasoned that “[f]or a state procedural rule to be ‘independent,’ the state law ground for decision must not be ‘interwoven with the federal law.’ ” 202 F.3d at 1152 (quoting

Michigan v. Long,

463 U.S. 1032, 1040-41 , 103 S.Ct. 3469 , 77 L.Ed.2d 1201 (1983), and citing

Harris v. Reed,

489 U.S. 255, 265 , 109 S.Ct. 1038 , 103 L.Ed.2d 308 (1989)). Because a “fundamental constitutional error” qualified as an exception to both the

Dixon

and

Swain

rules under state law,

1

we concluded that the California Supreme Court “necessarily addressed fundamental constitutional claims when applying the

Dixon

rule.”

Id.

at 1152. Thus the

Dixon

rule is not independent of federal law and does not preclude federal habe-as review where the petitioner asserts the denial of a federal constitutional right.

Id.

at 1152-53. This is so regardless of the answer to the question we certified here (whether the

Dixon

rule was regularly and consistently applied in 1994).

Both of Washington’s claims involve allegations of constitutional error. First, Washington contends that his rights to due process and a fair trial were violated when the jury was allowed to see him in waist chains, manacles, and leg irons.

See Spain v. Rushen,

883 F.2d 712, 716 (9th Cir.1989) (“Generally, a criminal defendant has a constitutional, right to appear before a jury free of shackles.”); see

also Illinois v. Allen,

397 U.S. 337, 344 , 90 S.Ct. 1057 , 25 L.Ed.2d 353 (1970) (shackles may be used only as a “last resort”). Second, Washington contends that the prosecutor violated his due process rights by referring to his

post-Miranda

silence as evidence of his sanity.

See Wainwright v. Greenfield,

474 U.S. 284 , 106 S.Ct. 634 , 88 L.Ed.2d 623 (1986);

cf. People of Guam v. Cruz,

70 F.3d 1090, 1092-93 (9th Cir.1995). Therefore, he cannot be held to have procedurally defaulted under

Dixon .

REVERSED AND REMANDED.

1

.

See Park,

202 F.3d at 1152 and n. 3 (noting similarity of exceptions to the

Swain

and

Dixon

rules set forth in

In re Clark,

5 Cal.4th 750 , 21 Cal.Rptr.2d 509 , 855 P.2d 729 (1993), and

In re Harris,

5 Cal.4th 813 , 21 Cal.Rptr.2d 373 , 855 P.2d 391 (1993)).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.