Opinion

Louis Gomez v. Usaa Federal Savings Bank and Janette Adger Mills

  • 171 F.3d 794
  • 1999 U.S. App. LEXIS 5752
  • 1999 WL 170062
Court
Court of Appeals for the Second Circuit
Filed
Mar 30, 1999
Status
Published
On the bench
Walker, Cabranes, Tsoucalas
Cited by
1,586 cases
Authority
More cited than 99.8%

explaining that, even in cases concerning dismissals under § 1915(e)(2)(B)(ii), a pro se plaintiff should be afforded at least one opportunity to amend his complaint “unless the court can rule out any possibility, however unlikely it may be, that an amended complaint would succeed in .stating a claim.”

How later courts described this case

  • explaining that, even in cases concerning dismissals under § 1915(e)(2)(B)(ii), a pro se plaintiff should be afforded at least one opportunity to amend his complaint “unless the court can rule out any possibility, however unlikely it may be, that an amended complaint would succeed in .stating a claim.”
  • holding that a court dismissing a pro se complaint must provide sufficient guidance to the plaintiff to understand the deficiencies that need to be addressed in order to state a claim
  • reviewing judgment which dismissed pro se, in forma pauperis complaint sua sponte without prejudice pursuant to S 1915(e)(2) and holding that dismissal of the case for failure to state a claim would be improper without leave to amend
  • reviewing judgment which dismissed pro se, in forma pauperis complaint sua sponte without prejudice pursuant to § 1915(e)(2) and holding that dismissal of the case for failure to state a claim would be improper without leave to amend

Written by the judges who cited it.

The opinion

PER CURIAM:

Plaintiff-appellant Louis Gomez appeals from a judgment of the United States District Court for the Southern District of New York (Thomas P. Griesa,

Chief

Judge), dated September 17, 1997, which dismissed his

pro se, in forma pauperis

complaint

sua sponte

without prejudice pursuant to 28 U.S.C. § 1915 (e)(2).

Gomez’s complaint identified defendant’s address as 10750 McDermott Freeway, San Antonio, TX 78288 and stated in its entirety:

Plaintiff had attempted to open an account at Defendant’s institution, the bank. On April 25,1996, Defendant violated Plaintiffs Federal Civil Rights by prompting an investigation by the United States Secret Service (“USSS”) for an alleged criminal act by plaintiff. This criminal act never occurred and was unfounded by the USSS.

By prompting this investigation, Defendant committed acts of hable [sic] and slander, they not only violated Federal Tort Laws, but caused injury and a great deal of mental anguish and emotional distress to the Plaintiff. I beheve that they acted with malice and willful intent. Therefore, I want to bring charges against the Defendant,

Plaintiff is seeking relief in the form of $76,000.

The district court interpreted the complaint as an action under

Bivens v. Six Unknown Federal Narcotics Agents,

403 U.S. 388 , 91 S.Ct. 1999 , 29 L.Ed.2d 619 (1971), permitting a suit for deprivation of a constitutional right against a federal governmental actor, but concluded that the complaint failed to state a claim because it did not allege facts showing that the defendants acted under color of federal law to deprive plaintiff of a constitutional right. The district court further noted that “[a]s for plaintiffs conclusory allegations of libel and slander under this Court’s diversity jurisdiction, ... this United States District Court is not the appropriate venue for this action.” The court refused to transfer the matter to the appropriate district court “because plaintiff has failed to detail these allegations sufficiently to suggest a cognizable claim.” The district court then dismissed the complaint “because it ‘lacks an arguable basis either in law or in fact.’ ” (quoting

Neitzke v. Williams,

490 U.S. 319, 325 , 109 S.Ct. 1827 , 104 L.Ed.2d 338 (1989) (discussing when complaint is frivolous)).

While we believe that the record, insofar as it has been developed, is insufficient to support the district court’s dismissal of the complaint as “frivolous or malicious” under § 1915(e)(2)(B)®, the complaint nevertheless “fails to state a claim on which relief may be granted.” 28 U.S.C. § 1915 (e)(2)(B)(ii). Accordingly dismissal of the ease would normally be proper. However, “[a]

pro se

complaint is to be read liberally. Certainly the court should not dismiss without granting leave to amend at least once when a liberal reading of the complaint gives any indication that a valid claim might be stated.”

Branum v. Clark,

927 F.2d 698, 705 (2d

*796

Cir.1991). Although the language of § 1915 is mandatory, stating that “the court shall dismiss the case” in the enumerated circumstances, we conclude that a

pro se

plaintiff who is proceeding

informa pauperis

should be afforded the same opportunity as a

pro se

fee-paid plaintiff to amend Ms complaint prior to its dismissal for failure to state a claim, unless the court can rule out any possibility, however unlikely it might be, that an amended complaint would succeed in stating a claim. Because the district court did not give this

pro se

litigant an opportunity to amend his complaint, and because we cannot rule out the possibility that such an amendment will result in a claim being successfully pleaded, we vacate the judgment and instruct the district court to permit the plaintiff to amend the complaint and then determine whether he has successfully pled a cause of action.

A district court may not dismiss a case

sua sponte

for improper venue absent extraordinary circumstances.

See Concession Consultants, Inc. v. Mirisch,

355 F.2d 369, 371 (2d Cir.1966);

see also Stick v. Rehnquist,

982 F.2d 88 , 88-89 (2d Cir.1992) (per curiam). This case does not present any such extraordinary circumstances, and therefore the libel action was wrongly dismissed

sua sponte

on the basis of improper venue.

For the reasons stated above, the district court’s judgment is vacated and the case remanded for further proceedings consistent with this opinion.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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