Opinion

Brumfield v. Hollins

  • 551 F.3d 322
  • 2008 U.S. App. LEXIS 27148
  • 2008 WL 5063881
Court
Court of Appeals for the Fifth Circuit
Filed
Dec 2, 2008
Status
Published
Author
Haynes
On the bench
Benavides, Southwick, Haynes
Cited by
749 cases
Authority
More cited than 99.3%

determining that the defendants’ failure to undertake any life-saving procedures on an inmate who was found on his cell floor without a pulse and with a shoestring noose around his neck was arguably negligence but not deliberate indifference

How later courts described this case

  • determining that the defendants’ failure to undertake any life-saving procedures on an inmate who was found on his cell floor without a pulse and with a shoestring noose around his neck was arguably negligence but not deliberate indifference
  • holding that defendants were due qualified immunity on plaintiffs’ failure to train claims where: decedent was intoxicated when he was booked; decedent asked for help which was denied; and decedent hung himself after the denial of help
  • stating that a plaintiff must show that the alleged conduct is “objectively unreasonable in light of clearly established law” to warrant denial of qualified immunity
  • stating that plaintiff has burden to negate qualified immunity defense once properly raised

Written by the judges who cited it.

The opinion

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT United States Court of Appeals

Fifth Circuit

FILED

December 2, 2008

No. 07-61023 Charles R. Fulbruge III

Clerk

RENISA L BRUMFIELD, Individually and as Wrongful Death Beneficiaries

and Representatives of the Heirs-at-Law of Theodore Smith, Deceased; and

the Estate of Theodore Smith, by and through its duly appointed

Administratrix, Renisa L Brumfield

Plaintiff – Appellant

v.

SOLOMON RAY HOLLINS, In his Official Capacity as Deputy Sheriff of

Marion County, Mississippi; CLARENCE LOUGE, In his Official Capacity as

Deputy Sheriff of Marion County, Mississippi; DELANO THORNHILL,

“Butch”, In his Official Capacity as Deputy Sheriff of Marion County,

Mississippi; RICHARD STRINGER, “Rip”, Individually and in his Official

Capacity as Sheriff of Marion County, Mississippi; MARION COUNTY,

MISSISSIPPI; CHARLES BUMPER BRYANT, In his Official Capacity as

Deputy Sheriff of Marion County, Mississippi

Defendants – Appellees

Appeal from the United States District Court

for the Southern District of Mississippi

Before BENAVIDES, SOUTHWICK, and HAYNES, Circuit Judges.

HAYNES, Circuit Judge:

Theodore Smith hung himself on January 3, 2002 while confined in the

“drunk tank” at the old Marion County Jail (the “Old Jail”). Renisa Brumfield,

Smith’s daughter, instituted this action under 42 U.S.C. § 1983 (2003) against

No. 07-61023

Marion County and against Sheriff Richard “Rip” Stringer, Deputy Sheriff

Solomon Ray Hollins, Deputy Sheriff Clarence Louge, Deputy Sheriff Delano

“Butch” Thornhill, and Deputy Sheriff Charles “Bumper” Bryant in their

individual and official capacities. The district court awarded summary judgment

to each defendant sued in his individual capacity on the basis of qualified

immunity. After the case went to trial, the district court directed a verdict in

favor of all remaining defendants – Marion County and Stringer, Hollins, Louge,

Thornhill, and Bryant in their official capacities. Brumfield now appeals,

seeking reversal of the district court’s order granting Sheriff Stringer qualified

immunity and its order directing a verdict in favor of Marion County and each

defendant in his official capacity.1 We AFFIRM.

I. FACTUAL BACKGROUND

On January 2, 2002 at 5:08 pm, Bryant pulled over Smith for driving

erratically. Bryant administered a portable breathalyzer test, determined that

Smith’s blood alcohol level was above the legal limit for a person operating a

motorized vehicle, and placed Smith under arrest. Because this would be

Smith’s third arrest for drunk driving, Smith knew he was facing a felony charge

and significant jail time if convicted.

At the Old Jail, Columbia Police Officer Chris Brumfield administered

another breathalyzer exam. Smith’s blood alcohol level was .321%,2 more than

three times the legal limit of .1%. According to the Marion County log, Smith’s

belt, watch, jacket, and hat were removed from his person; Smith was allowed

to keep his shoes and his shoelaces. At approximately 5:45 pm, Smith was

placed in the Old Jail’s “drunk tank.” The Old Jail had no requirement that the

1

Brumfield did not appeal the district court’s grant of summary judgment to the

individual defendants other than Stringer in their individual capacities.

2

While this level of intoxication might be completely incapacitating to some, the

undisputed evidence shows that Smith was able to walk despite his high level of intoxication.

2

No. 07-61023

jailers routinely check on pretrial detainees, but the drunk tank was only ten

feet away from the jailer’s desk. Inmate trusties relayed detainees’ requests and

concerns to the jailer on duty.

Thornhill was the jailer on duty when Smith arrived at the Old Jail. At

approximately 9:00 pm, Smith knocked on the drunk tank door and asked Darryl

Stogner, the inmate trusty on duty, to transfer him to another cell where he

could have a bed. Stogner relayed Smith’s request to Thornhill, but Thornhill

said not to let Smith out until 10:30 pm. At approximately 9:45 pm, with

Thornhill’s approval, Stogner let Smith out of the drunk tank to get a drink of

water. Smith also requested that he be able to call his mother. Again, Thornhill

denied the request and instructed that Smith not be let out of the drunk tank

until 10:30 pm. Shortly thereafter, Smith began beating on the drunk tank door

and continued to do so for the next twenty or thirty minutes.

Hollins relieved Thornhill from duty sometime between 10:30 pm and

11:00 pm. Hollins left Smith in the drunk tank. At 1:15 am, Stogner asked

Hollins for the keys to Smith’s cell. After unlocking the door, Stogner found

Smith lying on the floor. Smith had used his shoelaces to hang himself, the

shoelaces apparently had broken, and Smith’s body had fallen to the floor.

Stogner checked Smith’s pulse and told Hollins that Smith was dead. Hollins

also checked Smith’s pulse and found none. Hollins then radioed Officers Louge,

Ryals, and Bryant to immediately come to the Old Jail. As soon as Louge, Ryals,

and Bryant arrived, Ryals entered the drunk tank and checked both Smith’s

wrist and carotid artery for a pulse, again finding none. Louge directed Hollins

to call for emergency personnel and to notify Sheriff Stringer. After calling for

an ambulance and notifying Sheriff Stringer, Hollins took pictures of Smith’s

body and the drunk tank. At no time did any of the officers attempt to

resuscitate Smith or remove the shoelace from Smith’s neck with which Smith

had hung himself.

3

No. 07-61023

Fifteen to twenty minutes after Stogner discovered Smith’s body, the

paramedics arrived. The paramedics cut the shoelace from Smith’s neck and

escorted him to the hospital where Smith was pronounced dead.

On August 31, 2004, Renisa Brumfield, on behalf of herself and the heirs

of Smith’s estate, sued Marion County and Sheriff Stringer, Hollins, Louge,

Thornhill, and Bryant in their individual and official capacities under 42 U.S.C.

§ 1983. On July 19, 2006, the district court awarded summary judgment to each

defendant sued in his individual capacity on the basis of qualified immunity.

However, on August 29, 2007, the district court denied summary judgment to the

individual defendants in their official capacities and to Marion County,

reasoning that genuine issues of material fact existed regarding whether Marion

County was liable under § 1983 for practicing a custom or policy of deliberate

indifference toward the needs of its pretrial detainees. The case went to trial on

November 13, 2007.

After Brumfield rested her case, the district court directed a verdict in

favor of all remaining defendants based on Brumfield’s failure to prove a

violation of any constitutional right. The district court also found a lack of

causal connection between the failure to train or implement policy and Smith’s

suicide, and no evidence demonstrating a pattern of similar prior incidences

necessary to demonstrate objective deliberate indifference by Marion County.

The district court entered a final order and judgment disposing of Brumfield’s

claims.

Brumfield now appeals, arguing that the district court erred in three

respects: (1) by granting summary judgment to Sheriff Stringer in his individual

capacity on the basis of qualified immunity; (2) by prohibiting Brumfield from

presenting expert testimony indicating that Smith was alive when the

paramedics arrived at the Old Jail; and (3) by directing a verdict for Marion

County and all the individual defendants in their official capacities.

4

No. 07-61023

II. DISCUSSION

A. Sheriff Stringer’s Liability in his Individual Capacity

1. Standard of Review

We review a grant of summary judgment de novo, applying the same

standard as the district court. Bolton v. City of Dallas, 472 F.3d 261, 263 (5th

Cir. 2006). Our inquiry “is limited to the summary judgment record before the

trial court.” Topalian v. Ehrman, 954 F.2d 1125, 1132 n.10 (5th Cir. 1992). We

must view the evidence in the light most favorable to the non-moving party,

Matsushita Elec. Indus. Co. v. Zenith Radio, 475 U.S. 574, 587 (1986), and the

movant has the burden of showing this Court that summary judgment is

appropriate. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Summary

judgment is appropriate where the competent summary judgment evidence

demonstrates that there is no genuine issue of material fact and the moving

party is entitled to judgment as a matter of law. Bolton, 472 F.3d at 263; see

FED. R. CIV. P. 56(c). A genuine issue of material fact exists if a reasonable jury

could enter a verdict for the non-moving party. Anderson v. Liberty Lobby, Inc.,

477 U.S. 242, 252 (1986).

2. Analysis

“Qualified immunity protects public officials from suit unless their conduct

violates a clearly established constitutional right.” Mace v. City of Palestine, 333

F.3d 621, 623 (5th Cir. 2003). Although nominally an affirmative defense, the

plaintiff has the burden to negate the defense once properly raised.

The defendant official must initially plead his good faith and

establish that he was acting within the scope of his discretionary

authority. Once the defendant has done so, the burden shifts to the

plaintiff to rebut this defense by establishing that the official’s

allegedly wrongful conduct violated clearly established law.

Bazan ex rel. Bazan v. Hidalgo County, 246 F.3d 481, 489 (5th Cir. 2001)

(internal quotation marks and citations omitted); see, e.g., Pierce v. Smith, 117

5

No. 07-61023

F.3d 866, 872 (5th Cir. 1997) (“We do not require that an official demonstrate

that he did not violate clearly established federal rights; our precedent places

that burden upon plaintiffs.” (internal quotation marks omitted)). Thus, because

Sheriff Stringer properly raised the issue of his qualified immunity, the burden

of negating that defense lies with Brumfield, even on summary judgment. See

Bazan, 246 F.3d at 490.

Claims of qualified immunity require a two-step analysis. We must first

determine whether Brumfield has adduced sufficient evidence to raise a genuine

issue of material fact suggesting Sheriff Stringer’s conduct violated an actual

constitutional right. McClendon v. City of Columbia, 305 F.3d 314, 323 (5th Cir.

2002) (en banc). If the answer is “no,” then our analysis ends. Freeman v. Gore,

483 F.3d 404, 410-11 (5th Cir. 2007). If the answer is “yes,” we must then

consider “whether [Sheriff Stringer’s] actions were objectively unreasonable in

light of clearly established law at the time of the conduct in question.” Id. at

411. “[T]he qualified immunity standard ‘gives ample room for mistaken

judgments’ by protecting ‘all but the plainly incompetent or those who knowingly

violate the law.’” Mendenhall v. Riser, 213 F.3d 226, 230 (5th Cir. 2000) (quoting

Malley v. Briggs, 475 U.S. 335, 343 (1986)).

The district court held that Brumfield’s § 1983 claims must fail as to

Sheriff Stringer in his individual capacity because no evidence indicated Sheriff

Stringer knew or directly participated in Smith’s arrest or incarceration;

therefore, he was entitled to qualified immunity. On appeal, Brumfield concedes

that Sheriff Stringer neither deliberately harmed Smith nor personally

participated in the events of the evening in question. Instead, Brumfield argues

that Sheriff Stringer is not entitled to qualified immunity because he is

individually liable as a supervisory official. Brumfield contends that Sheriff

Stringer was deliberately indifferent to Smith’s constitutional rights by: (1)

failing to adopt any written policy pertaining to inmate supervision or medical

6

No. 07-61023

care, and (2) failing to train or supervise the jailers he hired. We will address

in turn each of Brumfield’s two contentions.

a. Failure to Promulgate Policy Concerning Inmate

Supervision and Medical Care

Pretrial detainees have a constitutional right to medical care and

protection from harm during their confinement. Hare v. City of Corinth, 74 F.3d

633, 650 (5th Cir. 1996) (en banc) (“Hare I”). Brumfield alleged that Sheriff

Stringer’s failure to implement policies pertaining to inmate supervision and

medical care deprived Smith of his constitutional right to adequate protection

and reasonable medical care. While this allegation alone might be enough to

survive a motion to dismiss, in response to a summary judgment motion,

Brumfield must bring forward sufficient evidence to raise a fact issue on this

point. McClendon, 305 F.3d at 323.

Brumfield has failed to raise a genuine issue of material fact

demonstrating that Sheriff Stringer is not entitled to qualified immunity on the

basis of failing to promulgate policies3 concerning inmate supervision and

medical care. Brumfield places great weight on the fact that Sheriff Stringer

had no written policies and procedures at the Old Jail similar to the ones at a

nearby facility known as the “New Jail.” From this, she concludes that Sheriff

Stringer implemented no policies at all. But we have acknowledged that “the

validity of prison policies is not dependent on whether they are written or verbal.

A policy is a policy . . . .” Talib v. Gilley, 138 F.3d 211, 215 (5th Cir. 1998).

Indeed, verbal policies existed concerning inmate supervision and medical care,

3

This court defines an “official policy” as:

either a policy statement, ordinance, regulation, etc., that has been officially

adopted by a policymaker, or a persistent, widespread practice of officials or

employees, which although not authorized by officially adopted and promulgated

policy, is so common and well settled as to constitute a custom that fairly

represents the municipality’s policy.

Cox v. City of Dallas, 430 F.3d 734, 748 (5th Cir. 2005).

7

No. 07-61023

and Sheriff Stringer, Bryant, Louge, Hollins, and Thornhill all testified to that

effect.

Specifically, at least one jailer was to be on duty at all times. When an

arresting officer booked a detainee who was over the legal limit of intoxication,

the detainee would be administered a breathalyzer test and then sent through

the booking process. After an officer obtained the detainee’s personal

information and specified personal belongings, the intoxicated detainee was to

be placed in the “drunk tank,” a cell ten feet away from the jailer’s desk.

According to the summary judgment evidence, if a detainee was placed in the

drunk tank after 10:00 pm, the earliest release time would be 6:00 am the

following morning; for detainees brought in before 10:00 pm, the amount of time

spent in the drunk tank varied depending on the detainee’s condition. If the

detainee appeared suicidal, then the detainee was to be placed in the observation

cell (a plexiglass room directly next to the jailer’s desk). If a detainee asked for

assistance, an inmate trusty checked on the detainee and reported back to the

jailer with any of the detainee’s concerns or requests. If any of those concerns

or requests stemmed from a detainee’s immediate need for medical attention, the

jailers were to either call medical personnel at the New Jail or, if necessary, call

for an ambulance; to notify a supervising officer; and to notify Sheriff Stringer

himself. While the Old Jail’s policies gave officers discretion in performing their

duties and lacked the specific directives Brumfield would have preferred to have

been in place, policies nonetheless existed.

Even assuming arguendo that Brumfield has raised a fact issue on the

first step of the qualified immunity analysis, her evidence fails the second step.

As discussed above, the second step of our inquiry requires us to determine

whether Sheriff Stringer’s conduct was objectively unreasonable in light of

clearly established law at the time of Smith’s death. Freeman, 483 F.3d at 411.

The dispositive inquiry is “whether it would be clear to a reasonable officer that

8

No. 07-61023

his conduct was unlawful in the situation he confronted.” Saucier v. Katz, 533

U.S. 194, 202 (2001). At the time of Smith’s death, clearly established law

required that in a claim alleging failure to promulgate policy as a basis for

§ 1983 liability, the failure must be “an intentional choice” and amount to

subjective deliberate indifference.4 Rhyne v. Henderson County, 973 F.2d 386,

392 (5th Cir. 1992). In other words, it must be “‘obvious that the likely

consequences of not adopting a policy will be a deprivation of civil rights.’”

Evans v. City of Marlin, 986 F.2d 104, 108 (5th Cir. 1993) (quoting Rhyne, 973

F.2d at 392). In the qualified immunity analysis, “[t]he subjective deliberate

indifference standard serves only to demonstrate the clearly established law in

effect at the time of the incident . . . [U]nder that standard . . . actions of the

individual defendants are examined to determine whether, as a matter of law,

they were objectively unreasonable.” Hare v. City of Corinth, 135 F.3d 320, 328

(5th Cir. 1998) (“Hare II”) (emphasis in original). Brumfield has failed to offer

any evidence to support such a finding.5

4

As explained by this Court in Flores v. City of Hardeman, 124 F.3d 736 (5th Cir. 1997):

To determine the appropriate standard to apply in analyzing constitutional

challenges by pretrial detainees, we must first classify the challenge as an

attack on a “condition of confinement” or as an “episodic act or omission.” A

“condition of confinement” case is a constitutional attack on “general conditions,

practices, rules, or restrictions of pretrial confinement.” . . . [I]f the

complained-of harm is a particular act or omission of one or more officials, the

action is characterized as an “episodic act or omission” case. In an episodic act

or omission case, an actor is usually interposed between the detainee and the

municipality, such that the detainee complains first of a particular act of, or

omission by, the actor and then points derivatively to a policy, custom or rule (or

lack thereof) of the municipality that permitted or caused the act or omission.

The detainee in such a case must establish that the official(s) acted with

subjective deliberate indifference to prove a violation of his constitutional rights.

Flores, 124 F.3d at 738 (internal citations omitted). This case fits squarely within the

definition of an “episodic act or omission case.”

5

Indeed, with respect to Smith specifically, the jail personnel had prior experience with

him on other occasions when he was intoxicated. In all those prior occasions, he did nothing

to suggest he was suicidal or likely to hurt himself.

9

No. 07-61023

b. Failure to Train/Supervise

Brumfield also contends that Sheriff Stringer is not entitled to qualified

immunity because he failed to train or supervise his subordinates. As we noted

in our discussion of Brumfield’s first contention, her allegation alone might be

sufficient to survive a motion to dismiss, but to survive summary judgment,

Brumfield must bring forward sufficient evidence to raise a genuine issue of

material fact on this point. McClendon, 305 F.3d at 323.

Brumfield has failed to raise a genuine issue of material fact

demonstrating that Sheriff Stringer is not entitled to qualified immunity on the

basis of failing to train or supervise his subordinates. The summary judgment

record does not reflect a failure to train or supervise. Sheriff Stringer, Thornhill,

and Hollins testified that deputies were first trained at the New Jail and then

sent to work at the Old Jail. Thornhill and Louge further testified that they

received “on-the-job training.” While there may be disparities in the deputies’

testimony regarding the extent of their training, there is no question that they

did indeed receive training. Brumfield’s dissatisfaction with Sheriff Stringer’s

training efforts cannot negate the fact that the training occurred.

Even assuming arguendo that Brumfield has raised a fact issue on the

first step of the qualified immunity analysis, her evidence again fails the second

step. The law at the time of Smith’s death pertaining to § 1983 liability for

failure to train or supervise provided:

A sheriff not personally involved in the acts that deprived the

plaintiff of his constitutional rights is liable under section 1983 if:

1) the sheriff failed to train or supervise the officers involved; 2)

there is a causal connection between the alleged failure to supervise

or train and the alleged violation of the plaintiff’s rights; and 3) the

failure to train or supervise constituted deliberate indifference to

the plaintiff’s constitutional rights.6

6

It is undisputed that Sheriff Stringer was not personally involved in either Smith’s

arrest or incarceration.

10

No. 07-61023

Thompson v. Upshur County, 245 F.3d 447, 459 (5th Cir. 2001). In this specific

context, a showing of deliberate indifference generally requires “a showing ‘of

more than a single instance of the lack of training or supervision causing a

violation of constitutional rights.’” Burge v. St. Tammany Parish, 336 F.3d 363,

370 (5th Cir. 2003) (quoting Thompson, 245 F.3d at 459). “[A] plaintiff [must]

demonstrate ‘at least a pattern of similar violations’” arising from training or

supervising “that is so clearly inadequate as to be ‘obviously likely to result in

a constitutional violation.’” Id. (quoting Thompson, 245 F.3d at 459). A limited

exception for single-incident liability exists only “where the facts giving rise to

the violation are such that it should have been apparent to the policymaker that

a constitutional violation was the highly predictable consequence of a particular

policy or failure to train.” Id. at 372.

Brumfield has failed to offer any evidence to support such a finding. The

summary judgment record does not support a causal connection between the

alleged failure to train and Smith’s tragic death. Nor does the summary

judgment evidence indicate a pattern of similar violations or anything to support

application of single-incident liability. At bottom, Brumfield has failed to raise

a fact issue on the question of whether Sheriff Stringer’s training and

supervising efforts were deliberately indifferent.

B. Admissibility of Medical Evidence Indicating that Smith was Alive

When the Paramedics Arrived at the Old Jail

Brumfield also argues that the district court erroneously precluded expert

testimony from an undesignated expert that could have established Smith was

still clinically alive when the paramedics arrived at the Old Jail.

1. Standard of Review

We review a district court’s ruling on admissibility of evidence for abuse

of discretion, United States v. Hall, 500 F.3d 439, 443 (5th Cir. 2007), and will

not disturb the ruling unless manifestly erroneous. United States v. Tucker, 345

11

No. 07-61023

F.3d 320, 326 (5th Cir. 2003). Federal Rule of Civil Procedure 26(a)(2) requires

that a party disclose to the other parties the identity of any expert witness it

may use at trial. If a party fails to designate an expert witness, Federal Rule of

Civil Procedure 37 prohibits the party from using that witness to supply

evidence at a motion, hearing, or trial unless the failure was substantially

justified or harmless. In reviewing the district court’s exercise of discretion to

exclude experts not properly designated, this court considers four factors: (1) the

explanation for the failure to identify the witness; (2) the importance of the

testimony; (3) potential prejudice in allowing the testimony; and (4) the

availability of a continuance to cure such prejudice. Geiserman v. MacDonald,

893 F.2d 787, 791 (5th Cir. 1990). “If it is found that the district court abused

its discretion in denying the admission of expert evidence, [this Court] must then

consider whether the error was harmless, affirming the judgment unless the

ruling affected a substantial right of the complaining party.” Id.

2. Analysis

At trial, Brumfield called Dr. Kevin Holmes, the treating physician at the

Marion County Hospital on the night of Smith’s death, to establish that Smith

was in V-fib.7 The district court first ruled that because Brumfield failed to

designate Dr. Holmes as an expert, he would not be permitted to offer Dr.

Holmes’s testimony. The district court alternatively ruled that whether or not

Smith was in V-fib when the paramedics arrived was irrelevant to the question

of Marion County’s liability.

Brumfield concedes that Dr. Holmes was not designated as an expert, but

notes that Dr. Holmes was listed as a potential fact witness throughout

discovery. Brumfield contends that Dr. Holmes’s testimony, coupled with the

7

According to Dr. Holmes’s proffered testimony, ventricular fibrillation, or “V-fib,” is

“the disorganized electrical activity within the heart. The system is basically trying to send

a current through to tell the heart to beat, but it’s not functional. It’s just a chaotic discharge.

It’s not able to generate a signal that will cause a normal beat of the heart.”

12

No. 07-61023

testimony of the paramedic who treated Smith,8 would have established that

Smith was not dead when the paramedics arrived at the Old Jail. According to

Brumfield, the trial court effectively prevented her from presenting direct

evidence of Marion County’s deliberate indifference and unconstitutional

conduct.

The district court did not abuse its discretion by excluding Dr. Holmes’s

testimony. Brumfield did not designate Dr. Holmes as an expert. While Dr.

Holmes’s designation as a person with knowledge of relevant facts might have

allowed him to testify to his observations of Smith, testimony about his

conclusion as to whether it was more likely than not that Smith would have lived

if given treatment more quickly – the only potentially relevant testimony –

would constitute expert testimony. Brumfield offered no explanation for her

failure to designate Dr. Holmes as an expert other than to say that he was listed

as a potential (fact) witness. Furthermore, as discussed below, testimony as to

whether the jailers’ failure to cut the shoelace off of Smith’s neck caused Smith’s

death is irrelevant to the determination of Marion County’s liability for denial

of reasonable medical care under the facts of this case. Allowing this testimony

would not have altered the outcome of the directed verdict motion. Thus, any

error in excluding Dr. Holmes’s expert testimony was harmless.

C. District Court’s Grant of a Directed Verdict to Marion County and

all Defendants in their Official Capacities.

1. Standard of Review

We review de novo a district court’s grant of a directed verdict, applying

the same standard as the district court. Becker v. PaineWebber, Inc., 962 F.2d

524, 526 (5th Cir. 1992). We must view the facts and all reasonable inferences

8

Brumfield notes in her brief that she was initially unable to locate the paramedics who

treated Smith and therefore had not called them as witnesses. During trial, however,

Brumfield located one of the two paramedics. The district court informed Brumfield that the

paramedic’s testimony was likewise irrelevant and thus there was no need for Brumfield to call

the paramedic to testify.

13

No. 07-61023

in the light most favorable to the non-movant. Turner v. Purina Mills, Inc., 989

F.2d 1419, 1421 (5th Cir. 1993). A directed verdict is appropriate after a party

has been fully heard on an issue and the court finds that a reasonable jury would

not have a legally sufficient evidentiary basis to find for the party on that issue.

FED. R. CIV. P. 50(a)(1).

2. Analysis

Municipal liability9 under § 1983 may not be predicated on respondeat

superior. Pitrowski v. City of Houston, 237 F.3d 567, 578 (5th Cir. 2001).

Rather, the plaintiff must demonstrate: “(1) that the municipal employee

violated [the pretrial detainee’s] clearly established constitutional rights with

subjective deliberate indifference; and (2) that this violation resulted from a

municipal policy or custom adopted and maintained with objective deliberate

indifference.” Olabisiomotosho v. City of Houston, 185 F.3d 521, 528-29 (5th Cir.

1999). To demonstrate subjective deliberate indifference under the first prong,

the plaintiff must show that the municipal employee “knew of and disregarded

an excessive risk to the [detainee’s] health or safety.” Gibbs v. Grimmette, 254

F.3d 545, 549 (5th Cir. 2001). Under the second prong, the plaintiff must

identify a policymaker and show that an official policy is the “moving force”

behind the municipal employee’s allegedly unconstitutional act. Pitrowski, 237

F.3d at 578. The objective deliberate indifference standard “considers not only

what the policymaker actually knew, but what he should have known, given the

facts and circumstances surrounding the official policy and its impact on the

[pretrial detainee’s] rights.” Lawson v. Dallas County, 286 F.3d 257, 264 (5th

Cir. 2002); see Burge, 336 F.3d at 370 (“Knowledge on the part of a policy maker,

[either actual or constructive,] that a constitutional violation will most likely

9

Because suit against the jailers in their official capacities is, in essence, a suit against

the municipality, our analysis as to Marion County applies equally to the jailers sued in their

official capacities. See Woodard v. Andrus, 419 F.3d 348, 352 (5th Cir. 2005).

14

No. 07-61023

result from a given official custom or policy is a sine qua non of municipal

liability under section 1983.”).

The district court directed a verdict for Marion County and all of the

individual defendants in their official capacities. According to the district court,

the facts testified to at trial – that Smith was drunk, that Smith committed

suicide within the first twenty-four hours of his incarceration, and that Smith

was permitted to keep his shoelaces – did not give rise to a constitutional

violation. The district court further found that none of the evidence

demonstrated a known danger within the awareness of the jailers, Sheriff

Stringer, or the deputies. Absent a known danger, the district court concluded

that these public officials could not have been deliberately indifferent to a known

danger. The district court also noted that the Old Jail had operated for seventy

years without constitutional violations, and that there was a complete lack of

evidence demonstrating any specific harm or danger to Smith. Accordingly, the

district court granted Defendants’ motion for a directed verdict.

On appeal, Brumfield argues three grounds for Marion County’s liability.

First, Brumfield contends that by failing to adopt policies regarding inmate

supervision or medical care, Sheriff Stringer, and consequently Marion County,

violated Smith’s constitutional rights. As previously discussed, however, Sheriff

Stringer did not fail to promulgate policies; the Old Jail had verbal policies in

place concerning inmate supervision and how to respond to inmates in need of

medical care. Because Sheriff Stringer did not violate Smith’s constitutional

rights by failing to promulgate such policies, Marion County is not liable under

§ 1983 on these grounds.

Second, Brumfield contends that Smith’s death was such an obvious and

likely consequence of Sheriff Stringer’s failure to train or supervise that Marion

County is liable under § 1983. A municipality’s failure to train its officers can

give rise to § 1983 liability. City of Canton v. Harris, 489 U.S. 378, 389 (1989);

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No. 07-61023

Pineda v. City of Houston, 291 F.3d 325, 331 (5th Cir. 2002). To successfully

hold Marion County liable on this basis, Brumfield must show that (1) Sheriff

Stringer failed to train or supervise the officers involved; (2) there is a causal

connection between the alleged failure to supervise or train and the alleged

violation of Smith’s rights; and (3) the failure to train or supervise constituted

deliberate indifference to Smith’s constitutional rights. See Burge, 336 F.3d at

370; Pineda, 291 F.3d at 331; Brown v. Bryan County, 219 F.3d 450, 457 (5th

Cir. 2000). As we observed earlier in this opinion, Sheriff Stringer did not fail

to train or supervise his subordinates. Without a failure to train or supervise,

Brumfield cannot satisfy the first element of municipal liability and,

consequently, Marion County cannot be held liable under § 1983.

Finally, Brumfield argues that because Marion County deputies failed to

undertake any life-saving measures on Smith, they violated Smith’s

constitutional right to reasonable medical care with subjective deliberate

indifference and, consequently, municipal liability is appropriate.10 The facts at

issue here are undoubtedly tragic – the deputies saw Smith lying on the floor in

his cell; three different people felt for a pulse, found none and assumed Smith

was dead; they neither removed the shoestring noose from Smith’s neck nor

attempted to resuscitate him; they took pictures of Smith’s body and the scene

of the suicide; and twenty minutes elapsed before the ambulance crew arrived,

removed the noose from Smith’s neck, and began life-saving techniques. While

the deputies’ conclusion that Smith was already dead and their resulting failure

to make any attempt to save Smith’s life are arguably negligent, negligent

conduct alone does not amount to deliberate indifference. See Hare I, 74 F.3d at

10

Appellant relies upon the Sixth Circuit case of Hefflin v. Stewart County, 958 F.2d

709, 712-14 (6th Cir. 1993), for the proposition that failure to cut the noose from a suicidal

prisoner’s neck was deliberate indifference. However, Hefflin applied an objective test to this

issue, whereas the Fifth Circuit precedent of Hare I applied a subjective test. Thus, Hefflin is

of limited persuasive value here.

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No. 07-61023

650 (providing that negligence is insufficient to meet the standard for deliberate

indifference). More importantly, Brumfield has presented no evidence pointing

to a Marion County custom or policy that was the moving force behind the

deputies’ conduct. Accordingly, Marion County is not liable under § 1983 for

denial of reasonable medical care.

III. CONCLUSION

We hold that (1) the district court properly granted summary judgment in

favor of Sheriff Stringer because his conduct was not objectively unreasonable

against the backdrop of the clearly established legal standard of subjective

deliberate indifference; (2) the district court properly excluded Dr. Holmes’s

expert testimony concerning whether Smith was in V-fib on the bases that

Brumfield failed to designate Dr. Holmes as an expert and that such testimony

was irrelevant; and (3) the district court properly granted a directed verdict in

favor of Marion County because there was no basis for municipal liability under

§ 1983. Accordingly, we AFFIRM.

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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