Opinion

Hernandez v. Yellow Transp., Inc.

  • 670 F.3d 644
  • 2012 WL 400569
Court
Court of Appeals for the Fifth Circuit
Filed
Feb 9, 2012
Status
Published
On the bench
Clement, Southwick and Haynes, Circuit Judges
Cited by
501 cases
Authority
More cited than 98.2%

explaining that “[a] wide range of behaviors can make a workplace uncivil, but . . . plaintiffs must show as one of the factors for their Title VII claim that the events were based on [the protected class],” and affirming summary judgment for defendant when the plaintiffs “did not have evidence that the alleged non-race-based harassment was part of a pattern of race-based harassment”

How later courts described this case

  • explaining that “[a] wide range of behaviors can make a workplace uncivil, but . . . plaintiffs must show as one of the factors for their Title VII claim that the events were based on [the protected class],” and affirming summary judgment for defendant when the plaintiffs “did not have evidence that the alleged non-race-based harassment was part of a pattern of race-based harassment”
  • stating that plaintiff must show that “employment actions ‘were taken under nearly identical circumstances,’ including . . . most importantly, that the ‘conduct that drew the adverse employment decision was nearly identical.’” (quoting Lee v. Kan. City S. Ry. Co., 574 F.3d 253, 260 (5th Cir. 2009)) (cleaned up)
  • explaining that, “if the evidence of the workplace environment for the employees of a plaintiff’s race does not show frequent, severe, and pervasive hostility, then evidence of hostility towards a different racial group is not much support for the plaintiff’s claim”
  • ruling that coworker retaliatory harassment is not adverse employment action in Title VII context

Written by the judges who cited it.

The opinion

Case: 09-10183 Document: 00511753020 Page: 1 Date Filed: 02/09/2012

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT United States Court of Appeals

Fifth Circuit

FILED

February 9, 2012

No. 09-10183 Lyle W. Cayce

Clerk

RUBIN HERNANDEZ; JOHN KETTERER; ABRAM TREVINO,

Plaintiffs-Appellants

v.

YELLOW TRANSPORTATION, INCORPORATED,

Defendant-Appellee

Appeal from the United States District Court

for the Northern District of Texas

ON PETITION FOR REHEARING

Before CLEMENT, SOUTHWICK, and HAYNES, Circuit Judges.

LESLIE H. SOUTHWICK, Circuit Judge:

No member of the panel nor judge in regular active service having

requested that the court be polled on rehearing en banc, the petition for

rehearing en banc is DENIED. See Fed. R. App. P. and 5th Cir. R. 35. Treating

the petition for rehearing en banc as a petition for panel rehearing, the petition

is DENIED. See Internal Operating Procedure to 5th Cir. R. 35. We withdraw

our prior opinion, 641 F.3d 118, and substitute the following.

Employees at a terminal for a trucking company brought claims of race

discrimination, retaliation, and hostile work environment against their

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No. 09-10183

employer. The district court granted summary judgment to the defendant on

some of the individual claims and allowed an immediate appeal. We AFFIRM.

FACTUAL AND PROCEDURAL BACKGROUND

Rubin Hernandez, John Ketterer, and Abram Trevino (“Plaintiffs”) were

employed at Yellow Transportation’s Dallas terminal. The evidence reveals a

workplace that could be quite mean-spirited, crude, and insulting. The issue for

us to decide is whether federal rights were violated.

Our evidentiary summary relies on the facts admitted in the district court.

Hernandez, who is Mexican-American, worked for the company from 1993 until

2007. He claimed discrimination, retaliation, and a hostile work environment.

As to the discrimination claim, Hernandez had a disagreement with a coworker,

threatened him, and was fired for violating workplace policy regarding such

conduct. The coworker, who was not a passive victim in the altercation,

exchanging derogatory remarks with Hernandez, received a lesser penalty.

To support the hostile work environment claim, Hernandez alleges he

either personally experienced or witnessed race-based and non-race-based

harassment while employed at Yellow Transportation. The retaliation claim

seeks to connect his termination with earlier formal claims and informal

complaints about discrimination.

Ketterer, who is Caucasian, has been employed as a dock worker since

1990. He claims there was a hostile work environment. He also says he suffered

retaliation based in part on twice being fired and later reinstated after serving

a suspension. He alleges to have engaged in protected activity by picketing

against Yellow Transportation’s treatment of minorities.

Ketterer’s hostile work environment claim also rests upon race-based and

non-race-based harassment he either witnessed or personally suffered as a result

of his association with minority employees. He contends his protected status

results from his association with African-American and Hispanic employees.

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Trevino, who is Mexican-American, has worked as a dock worker since

1984. He brings only a claim of hostile work environment. He also claims to

have experienced or witnessed race-based and non-race-based harassment while

employed at Yellow Transportation.

Plaintiffs are members of the local chapter of the International

Brotherhood of Teamsters. A collective bargaining agreement governs the terms

of their employment. Plaintiffs filed charges with and received right-to-sue

letters from the Equal Employment Opportunity Commission (“EEOC”) and the

Texas Commission on Human Rights.

They filed suit in the U.S. District Court for the Northern District of

Texas, claiming race discrimination, retaliation, and hostile work environment.

Plaintiffs’ claims were brought under 42 U.S.C. § 1981, Title VII of the Civil

Rights Act of 1964, 42 U.S.C. § 2000e et seq., and the Texas Commission on

Human Rights Act, Tex. Labor Code Ann. §§ 21.001-21.556. The relevant claims

under each of these statutes are analyzed under the same standard. Jones v.

Robinson Prop. Group, L.P., 427 F.3d 987, 991-92 (5th Cir. 2005); Shackelford

v. Deloitte & Touche, LLP, 190 F.3d 398, 404 n.2 (5th Cir. 1999).

Yellow Transportation was granted summary judgment on all claims

brought by these Plaintiffs. Other plaintiffs remained in the suit. A

determination was made by the district court that there was no just reason for

delay, and the ruling was made a final judgment. See Fed. R. Civ. P. 54(b).

These three plaintiffs then filed a timely appeal.

Chief District Judge Fitzwater’s opinion granting judgment is thorough

and well-reasoned. Arrieta v. Yellow Transp., Inc., No. 3:05-CV-2271, 2008 WL

5220569 (N.D. Tex. Dec. 12, 2008) (unpublished). In our analysis, we will refer

to that opinion for a more comprehensive explanation of some allegations.

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DISCUSSION

We review a district court’s grant of summary judgment de novo and apply

the same standards as the district court. Adams v. Travelers Indem. Co. of

Conn., 465 F.3d 156, 163 (5th Cir. 2006). Summary judgment is proper if the

pleadings and evidence show there is no genuine issue of material fact and the

moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a).

“We construe all facts and inferences in the light most favorable to the

nonmoving party when reviewing grants of motions for summary judgment.”

Murray v. Earle, 405 F.3d 278, 284 (5th Cir. 2005) (citation omitted). “If the

record, taken as a whole, could not lead a rational trier of fact to find for the

non-moving party, then there is no genuine issue for trial.” Harvill v. Westward

Commc’ns, L.L.C., 433 F.3d 428, 433 (5th Cir. 2005) (quotation marks and

citation omitted).

Plaintiffs group their arguments of error around four of the dismissals by

the district court: (A) Hernandez and Trevino’s hostile work environment claims,

(B) Ketterer’s hostile work environment claim, (C) Ketterer’s retaliation claim,

and (D) Hernandez’s retaliation and race discrimination claims.

Among other arguments, Yellow Transportation counters that plaintiffs

at times highlight facts from the voluminous summary judgment record that

were not identified for the district court and thus were not considered in ruling

on summary judgment. The district court denied reconsideration of the

summary judgment in part because some of the evidence these plaintiffs were

citing had not been pointed out at the time of the original decision. A district

court’s decision on summary judgment is largely controlled by what the parties

presented. If somewhere in a record there is evidence that might show a dispute

of material fact, the district court needs to be pointed to that evidence as opposed

to having to engage in an extensive search. Fed. R. Civ. P. 56(c); Jones v.

Sheehan, Young & Culp, P.C., 82 F.3d 1334, 1338 (5th Cir. 1996).

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A. Hostile Work Environment Claims of Hernandez and Trevino

As to their hostile work environment claims, Hernandez and Trevino

allege the district court improperly refused to consider all the evidence of

harassment, including harassment suffered by other Hispanics and by African-

Americans, and instances of non-race-based harassment.

Besides being required to examine only the evidence pointed out to it in

the extensive record, the district court also said it would consider admissible

evidence only. It is a proper summary judgment objection “that the material

cited to support or dispute a fact cannot be presented in a form that would be

admissible in evidence.” Fed. R. Civ. P. 56(c)(2).

We start by examining what the evidence needed to support. To establish

a claim of hostile work environment under Title VII, a plaintiff must prove he

(1) belongs to a protected group; (2) was subjected to unwelcome

harassment; (3) the harassment complained of was based on race;

(4) the harassment complained of affected a term, condition, or

privilege of employment; (5) the employer knew or should have

known of the harassment in question and failed to take prompt

remedial action.

Ramsey v. Henderson, 286 F.3d 264, 268 (5th Cir. 2002) (citations omitted). It

is undisputed that Hernandez and Trevino belong to a protected group as

Hispanics. The other factors are not so clear.

Harassment affects a “term, condition, or privilege of employment” if it is

“sufficiently severe or pervasive to alter the conditions of the victim’s

employment and create an abusive working environment.” Id. (quotation marks

and citations omitted). Workplace conduct “is not measured in isolation.” Id.

(quotation marks and citation omitted). In order to deem a work environment

sufficiently hostile, “all of the circumstances must be taken into consideration.”

Id. This includes “the frequency of the discriminatory conduct; its severity;

whether it is physically threatening or humiliating, or a mere offensive

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utterance; and whether it unreasonably interferes with an employee’s work

performance.” Id. (quotation marks and citations omitted). To be actionable, the

work environment must be “both objectively and subjectively offensive, one that

a reasonable person would find hostile or abusive, and one that the victim in fact

did perceive to be so.” Faragher v. City of Boca Raton, 524 U.S. 775, 787 (1998)

(citation omitted).

Both Hernandez and Trevino refer to numerous events of harassment,

some directed at them and others at coworkers. The district court held there

were only four incidents of harassment, two each against Hernandez and

Trevino, that were severe enough to affect their employment at Yellow

Transportation. We examine those first and then consider whether other

relevant events were identified for the district court.

Hernandez was called a racially derogatory term on one occasion and once

saw a poster or letter that was derogatory about Hispanics. Trevino once heard

Mexicans referred to in a derogatory manner over a company radio and had seen

a discriminatory posting or drawing. The district court found these incidents

were “plainly offensive to a Hispanic person,” but they could not support a

hostile work environment claim because they were so few and occurred over

more than a decade of employment. If in fact only two incidents such as these

occurred over a ten-year period, this would not create a fact issue that the

harassment was “sufficiently severe or pervasive” such that “an abusive working

environment” had been shown. See Ramsey, 286 F.3d at 268.

The district court rejected much of Hernandez and Trevino’s evidence.

Whether that rejection was proper is the key appellate issue on these claims. In

the district court’s memorandum opinion, the irrelevance of one key incident was

explained. Hernandez had been threatened with a knife by a coworker, Ron

Green, but there was no evidence that the event had anything to do with race.

Hernandez agreed that Green never used racial epithets towards him. At most,

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the incident revealed that Green and Hernandez had a long-running dispute

that would eventually lead to both men being disciplined.

Other evidence was rejected by the district court because even if it

reflected hostility towards one of the plaintiffs, there was no evidence that the

actions were based on race. A wide range of behaviors can make a workplace

uncivil, but these plaintiffs must show as one of the factors for their Title VII

claim that the events were based on race. Ramsey, 286 F.3d at 268.

Also rejected was proof of events that these plaintiffs had not personally

experienced or that were directed to persons of a different racial background.

The district court reasoned this way:

To establish a hostile work environment claim, . . . a plaintiff

must personally experience racial harassment. The court will

therefore consider the harassment that a reasonable jury could find

that plaintiffs experienced. See, e.g., Septimus v. Univ. of Houston,

399 F.3d 601, 612 (5th Cir. 2005) (holding that harassment

experienced by other women was irrelevant when determining

whether harassment that plaintiff experienced was sufficiently

severe or pervasive to establish hostile work environment claim).

Arrieta, 2008 WL 5220569, at *26. We examine the case the district court cited.

In Septimus, the plaintiff claimed she was subjected to a hostile work

environment based on her sex, relying in part on evidence about treatment of

other women. Septimus, 399 F.3d at 612. The plaintiff “did not personally

experience most (if not all) of the conduct complained of by the other women.”

Id. The incidents directed at the plaintiff were “collectively insufficient” to avoid

summary judgment. Id. “All of Septimus’s other summary judgment evidence

on this claim pertained to other women in the [Office of General Counsel], not

Septimus, and therefore is not relevant.” Id. Our opinion never identified the

evidence regarding other women nor did it explain its reasoning. That makes

it an uncertain precedent that evidence regarding other workers is never

relevant. We at most know that the evidence was not relevant in that case.

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Septimus also reminds us that harassment must have affected “a term,

condition, or privilege” of the “victim’s” employment. Ramsey, 286 F.3d at 268.

Hernandez and Trevino argue that the district court’s conclusions resulted

in the ignoring of substantial evidence of harassment. They refer us to one of

our decisions in which we recognized the relevance of evidence of discrimination

against other individuals in the plaintiff’s protected class. Shattuck v. Kinetic

Concepts, Inc., 49 F.3d 1106, 1109-10 (5th Cir. 1995). That decision applied the

Age Discrimination in Employment Act. Id. at 1108. We held that it was proper

to exclude evidence allegedly showing discrimination on other grounds such as

race or sex, but evidence of discrimination against other members of a plaintiff’s

protected class was admissible. Id. at 1109-10. Among our authorities for that

holding were decisions involving age, race, and sex discrimination claims. Id. at

1110 n.9.

Another 1995 decision of this court held that under a state discrimination

in employment statute involving workers with disabilities, evidence of the same

sort of discrimination against workers other than the plaintiff was admissible.

Kelly v. Boeing Petroleum Servs., Inc., 61 F.3d 350, 358 & n.10 (5th Cir. 1995).

That was because intentional discrimination had to be shown under the state

statute, making relevant the evidence of a climate of that form of discrimination.

Id. Conversely, anecdotes about discrimination or verbal harassment on other

grounds were not relevant because there was too weak a correlation between the

different forms of potential animus. Id. at 357-58.

We have held in the context of sex discrimination that harassment of

women other than the plaintiff is relevant to a hostile work environment claim.

Waltman v. Int’l Paper Co., 875 F.2d 468, 477-78 (5th Cir. 1989). In fact, we

agreed that “‘a woman who was never herself the object of harassment might

have a Title VII claim if she were forced to work in an atmosphere in which such

harassment was pervasive.’” Id. at 478 (quoting Vinson v. Taylor, 753 F.2d 141,

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146 (D.C. Cir. 1985)). In Waltman, we also found extensive evidence of sex

discrimination targeting the plaintiff, including “evidence that several different

employees touched her in a sexual manner and directed sexual comments toward

her,” and “evidence of ongoing sexual graffiti on the walls, and in the elevator

and bathroom.” Id. at 477.

These precedents are examples in which a plaintiff for some purposes has

been allowed to introduce evidence of discrimination of others. Not discussed in

those opinions is whether evidence of harassment towards African-American

employees can help support claims of a hostile work environment towards

Hispanic employees. We have said that cross-category discrimination could be

relevant when there is a sufficient correlation between the kind of discrimination

claimed by a plaintiff and that directed at others. See Kelly, 61 F.3d at 357-58.

We do not see that a specific holding is needed on this appeal regarding how

evidence of the workplace environment for one category of employees can be used

to support the claims under Title VII for another category. As we noted earlier,

we have held that before a workplace environment may be found sufficiently

hostile, a wide array of considerations are to be examined. Ramsey, 286 F.3d at

268. Among the facts that must be proven by the relevant evidence is that “the

conditions of the victim’s employment” have been altered by the harassment. Id.

The district court held that the examples of harassment towards African-

American employees could not support the claim that there was a hostile work

environment for Hispanic employees. Whether that conclusion is always correct

we need not decide. It does appear, though, that if the evidence of the workplace

environment for the employees of a plaintiff’s race does not show frequent,

severe, and pervasive hostility, then evidence of hostility towards a different

racial group is not much support for the plaintiff’s claim.

Hernandez and Trevino had evidence of specific incidences of workplace

hostility towards African-American employees. Nonetheless, such incidents

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were neither “physically threatening or humiliating” towards Hernandez and

Trevino, nor did the harassment “unreasonably interfere[] with [their] work

performance.” Id. We agree with the district court that the evidence that was

offered of a hostile environment for African-American employees did not

transform what was an otherwise insufficient case of a hostile work environment

experienced by these two Hispanic employees into one that could survive

summary judgment.

We also do not consider the various incidents of harassment not based on

race. See id. Hernandez and Trevino argue this court has examined incidents

of non-race-based harassment when determining whether the harassment

experienced under a hostile work environment claim was sufficiently severe or

pervasive. See E.E.O.C. v. WC&M Enters., Inc., 496 F.3d 393 (5th Cir. 2007).

In that decision, though, the court examined a particular perpetrator’s

harassment that was not based on national origin in the context of his other acts

of harassment that were. Id. at 400. The court determined that a factfinder

could reasonably conclude a coworker’s frequent banging on the glass partition

of the plaintiff’s office was motivated by animus related to the plaintiff’s national

origin because that same coworker had constantly called the plaintiff “Arab” for

approximately a year. Id. at 400-01. Hernandez and Trevino did not have

evidence that the alleged non-race-based harassment was part of a pattern of

race-based harassment.

The district court properly granted summary judgment as to Hernandez

and Trevino’s claims of hostile work environment.

B. Ketterer’s Claim of a Hostile Work Environment

As we previously discussed, a hostile work environment claim requires (1)

membership in a protected group; (2) harassment (3) based on a factor rendered

impermissible by Title VII; (4) the harassment affected a term, condition, or

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privilege of employment; and (5) the employer knew or should have known of the

harassment yet failed to address it promptly. Ramsey, 286 F.3d at 268.

Ketterer, who is Caucasian, argues that he is a member of a protected

class due to his association with African-Americans and Hispanics. He claims

harassment based upon that association was sufficiently severe or pervasive as

to affect his employment. The district court found that Ketterer did not

establish a prima facie case of a hostile work environment because he failed to

claim “an association with a protected group sufficient to bring him under the

coverage of Title VII’s substantive anti-discrimination provision.” Specifically,

“Ketterer alleges that he was discriminated against because of a general

‘association with minorities.’ He neither describes the extent of his association

nor identifies the minorities with which he associates.” Additionally, the district

court found Ketterer had “not alleged harassment based on his race that was

sufficiently pervasive to affect his employment.”

There is substantial evidence in the record that in this workplace, many

workers treated other workers profanely, cruelly, and with hostility. To survive

the employer’s motion for summary judgment, though, Ketterer also needed to

point to specific facts in the record to demonstrate that the company knew or

should have known that Ketterer was harassed because of a reason that could

be remedied under Title VII, namely, his association with minorities. Jones, 82

F.3d at 1338.

There is evidence that Ketterer was harassed, at least in part, for reasons

unrelated to his association with his minorities. He had disagreements with

union officials about a work slow-down and may have antagonized certain

coworkers. Yellow Transportation’s acquiescence does not violate Title VII. See

42 U.S.C. § 2000e-2(a)(2). Ketterer describes an incident in which a supervisor

explained, using a racial slur, that he liked NASCAR because African-Americans

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do not. Ketterer, who described the statement as an off-the-wall comment, does

not explain how the statement harassed him.

There are also allegations concerning the conduct of his coworkers. The

allegations are not accompanied by any facts to show that the company knew of

the comments. Far from presenting evidence that the company knew or should

have known of the harassment, he specifically denied that he told management.

Ketterer’s deposition contained an exchange about various incidents.

Q. Now, and you never complained to Yellow either about the

firecracker incident and the racial slur used then or the other

incident during which you were called a racial slur. You never

complained to Yellow, correct?

A. No. And it doesn’t do any good because the incidents I

complained about, Tammy Hardge turned them all around. [Hardge

was a Human Relations employee.] Now, what would have

happened is they would have said, “Oh” – there would have been

more of them than me. And they said, “Oh, your only friend is Abe

Trevino.” And then – so that’s it.

A. Just like you’ve been saying.

Q. You never complained to Yellow about either of these incidents,

correct?

A. To the best of my recollection, no.

Q. Okay. Are there any other employees who you believe harassed

you because you – because of your association with minorities or

because you filed this lawsuit?

A. Frank Haskle.

Q. Haskle?

A. Yes. Frank Haskle.

Q. And when did Frank Haskle harass you?

A. Oh, on and off the last four years.

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Q. And what did he do to harass you?

A. He called me a “nigger lover,” too.

Q. And when did he do that?

A. Oh, because my association with the black people. He’s a – he’s

a men – he’s a midnight hostler and associated with the black

people. He called me a “nigger lover.” It was about, oh, gee, maybe

last year, yes.

Q. And yet you never complained to anyone at Yellow about that,

did you?

A. No.

Q. Told your lawyer, but didn’t tell Yellow. Is that fair?

A. I told my lawyer about it, yes; and we have that in the complaint,

yes.

We have not quoted all of Ketterer’s complaints, but he never asserts he

complained to management. As part of the quoted testimony reveals, he alleged

that at some previous time he had complained and the human relations

representative was nonresponsive. An employee’s decision to refrain from

informing the employer about the harassment will be excused “once it becomes

objectively obvious that the employer has no real intention of stopping the

harassment,” as such reporting is “wasted motion.” Woods v. Delta Beverage

Grp., Inc., 274 F.3d 295, 300-01 (5th Cir. 2001). The plaintiffs collectively assert

that any complaint would have been futile because “everyone” knew about the

harassment but no one did anything to stop it. To support this assertion, the

plaintiffs direct us to evidence about the prevalence of graffiti concerning

minorities. Yet Ketterer must present evidence that complaints about his

harassment would have been futile. See id. at 301. He has not. The evidence

shows that Yellow Transportation conducted investigations in the past when

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Ketterer reported harassment and his one reference to Hardge’s having “turned

them all around” gives the court nothing on which to make an objective finding

of futility.

For its part, Yellow Transportation asserts that it was never informed of

the harassment. We agree there is no evidence that it was aware of any of the

incidents on which Ketterer sues. Despite any lack of actual knowledge, an

employer may have constructive knowledge when the harassment is pervasive.

Sharp v. City of Houston, 164 F.3d 923, 930 (5th Cir. 1999). A holding that an

employer had constructive knowledge will be less likely if it had in place a

procedure by which employees could report instances of harassment. Id.

Ketterer acknowledges that Yellow Transportation provided him with an

employee manual which explained the procedures an employee should follow

when harassed. Ketterer admits that he did not follow these procedures.

Ketterer argues that he was frequently called by a profane scatological

word by other coworkers, including over the company radio. There is evidence

that management listened to the radio. While it may be that Yellow

Transportation at least should have been aware that Ketterer was being insulted

frequently, he fails to identify evidence to support that management would have

known that these insults were based on his association with minorities. Rather,

Ketterer admits that coworkers of all races refer to him by that name. The

record contains an explanation as to how Ketterer “earned” that name, and there

is no Title VII component to the story.

There are no identified facts that could lead to the conclusion that one of

the most pervasive aspects of the harassment – the nickname – was in response

to his association with minorities. This fact distinguishes this case from another

in which the court has allowed a suit to proceed. See Waltman, 875 F.2d at 478.

There, we reversed a district court’s decision to grant summary judgment to the

employer because the employee alleged “that there was sexual graffiti directed

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at her in numerous locations.” Id. Ketterer has not explained how frequent use

of this nickname notified management, as the sexual graffiti did in Waltman,

that he was being harassed for a reason prohibited by Title VII.

Another coworker alleges that he saw graffiti in one location which used

a racial slur in relation to Ketterer. There is no evidence that similar graffiti

was at multiple locations. One item of graffiti is not sufficient when the other

circumstances are taken into consideration.

The record fully supports that the Yellow Transportation facility was not

a pleasant place to work. As the facts show, the reasons for the hostility were

complicated and ever-changing. Much of the harassment stemmed from conduct

not prohibited by Title VII. In these circumstances, insufficient facts have been

identified to show that Yellow Transportation should have known Ketterer was

harassed because of his association with minorities. The district court did not

err by granting Yellow Transportation’s motion for summary judgment.

C. Ketterer’s Retaliation Claim

Ketterer argues the district court improperly held that he had not

established a prima facie case of retaliation. According to Ketterer, he suffered

various forms of retaliation for engaging in protected activity.

A plaintiff establishes a prima facie case of retaliation by showing (i) he

engaged in a protected activity, (ii) an adverse employment action occurred, and

(iii) there was a causal link between the protected activity and the adverse

employment action. Taylor v. United Parcel Serv., Inc., 554 F.3d 510, 523 (5th

Cir. 2008). If the plaintiff successfully presents a prima facie case, the burden

shifts to the employer to provide a “legitimate, non-retaliatory reason for the

adverse employment action.” Long v. Eastfield Coll., 88 F.3d 300, 304-05 (5th

Cir. 1996) (citation omitted). If the defendant presents evidence that supports

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that it acted properly, the fact-finder must decide whether retaliation was the

but-for cause for the employer’s action. Id. at 305 n.4.

The district court determined that Ketterer engaged in protected activity

when he picketed against Yellow Transportation’s treatment of minorities. This

finding is not in dispute. As to the next two elements of a prima facie case, the

district court found that Ketterer did not suffer adverse employment actions, and

that he failed to offer evidence he would not have been retaliated against “but

for” his engagement in protected activity. Ketterer’s appeal focuses on these two

elements of the inquiry.

An adverse employment action is one that “a reasonable employee would

have found . . . [to be] materially adverse, which in this context means it well

might have dissuaded a reasonable worker from making or supporting a charge

of discrimination.” Aryain v. Wal-Mart Stores Tex. LP, 534 F.3d 473, 484 (5th

Cir. 2008) (quotation marks and citation omitted). In determining whether an

adverse employment action occurred, we focus on the final decisionmaker. Gee

v. Principi, 289 F.3d 342, 346 (5th Cir. 2002) (citation omitted). The actions of

ordinary employees are not imputable to their employer unless they are

conducted “in furtherance of the employer’s business.” Long, 88 F.3d at 306

(quotation marks and citation omitted). There must, however, be “a direct

relationship between the allegedly discriminatory conduct and the employer’s

business.” Id.

On appeal, Ketterer alleges to have suffered the following adverse

employment actions: (1) harassment by coworkers; (2) increased workload; and

(3) reinstatement without back-pay. We examine each in turn.

1. Harassment by coworkers

Ketterer advances various incidents of coworker harassment, including

name-calling, physical intimidation, false accusations, vandalization of his

belongings, verbal threats, and observing violence and illegal behavior. None of

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No. 09-10183

these alleged incidents, however, were perpetrated by anyone other than

ordinary employees, nor was the alleged harassment committed in furtherance

of Yellow Transportation’s business. See id.

Ketterer urges us to abandon our framework for coworker retaliation as

articulated in Long, and adopt the approach taken by the “majority of our sister

circuits[,]” which hold “that Title VII protects against coworker retaliatory

harassment that is known to but not restrained by the employer.” Hawkins v.

Anheuser-Busch, Inc., 517 F.3d 321, 345 (6th Cir. 2008). “This court adheres

strictly to the maxim that one panel of the court cannot overturn another, even

if it disagrees with the prior panel’s holding.” Macktal v. U.S. Dept. Of Labor,

171 F.3d 323, 328 (5th Cir. 1999) (citation omitted). We, therefore, must decline

this invitation.

2. Increased workload

Ketterer alleges that after he began picketing, he received more, heavier,

and dirtier work. The district court found these allegations were not supported

by evidence nor had Ketterer established a causal link. His effort to do so now

is too late. See Forsyth v. Barr, 19 F.3d 1527, 1537 (5th Cir. 1994).

3. Reinstatement without back-pay

Ketterer contends that he was discharged after a physical altercation with

a coworker and reinstated without back-pay, while his coworker received back-

pay. The district court found that Ketterer had not establish a prima facie case,

but even if he had, he failed to offer evidence of “but for” causation to rebut

Yellow Transportation’s legitimate, nondiscriminatory reason for its actions;

that is, Ketterer’s violation of workplace policy.

Because we can affirm a district court on any basis established by the

record, we need only look to the summary judgment evidence to confirm that, in

fact, Ketterer did not demonstrate that “but for” his participation in protected

activities, he would not have been reinstated without back-pay. See Long, 88

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F.3d at 305 n.4.

To defeat a motion for summary judgment, a plaintiff must demonstrate

“a conflict in substantial evidence on [the] ultimate issue” of “but for” causation.

Id. at 308 (quotation marks and citations omitted). “Evidence is ‘substantial’ if

it is of such quality and weight that reasonable and fair-minded men in the

exercise of impartial judgment might reach different conclusions.” Id. (quotation

marks and citation omitted). Temporal proximity, standing alone, is not enough.

Strong v. Univ. Healthcare Sys., L.L.C., 482 F.3d 802, 808 (5th Cir. 2007).

Ketterer has not established a conflict in substantial evidence on this issue.

The district court properly granted summary judgment.

D. Hernandez’s Discrimination and Retaliation Claims

1. Discrimination

Hernandez alleges that he was fired because of his race. He argues the

district court erred in granting summary judgment on his discrimination claim

by failing to consider evidence of pretext.

The discrimination claim derives from an incident between Hernandez and

Green that began when, during roll call, someone yelled at Hernandez, “Go with

your girlfriend Ketterer.” After exchanging derogatory remarks, Hernandez

threatened Green. Green complained to management, and both Hernandez and

Green were suspended. Yellow Transportation conducted an investigation that

resulted in warning letters for the initial exchange of remarks. In addition,

Hernandez was fired for threatening Green, which was a violation of workplace

policy. A formal grievance committee upheld the termination.

To survive summary judgment on a claim of employment discrimination

based on circumstantial evidence, the plaintiff first must establish a prima facie

case. Bryan v. McKinsey & Co., 375 F.3d 358, 360 (5th Cir. 2004) (citation

omitted). Once offered, the burden shifts to the employer to provide evidence

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of a “legitimate, nondiscriminatory reason for the” adverse employment action.

Id. (quotation marks and citation omitted). After the employer meets this

burden, “the plaintiff must show that he was the victim of intentional

discrimination by showing that the employer’s proffered explanation is unworthy

of credence.” Id. (quotation marks and citation omitted). The plaintiff may

overcome this hurdle by showing “that the legitimate reasons offered by the

[employer] were not its true reasons, but were a pretext for discrimination.”

Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 143 (2000) (quotation

marks and citation omitted).

The district court assumed without deciding that a prima facie case was

established. That assumption is not an issue on appeal. Yellow Transportation’s

explanation for terminating Hernandez – that he violated the workplace policy

– is also not at issue. The dispute concerns the final step in the analysis.

Hernandez argues that the following evidence establishes pretext: (a)

similarly-situated employees were treated more favorably; (b) harassment by

coworkers; and (c) the failure of a supervisor to respond to Hernandez’s

complaint against Green. We analyze each of these allegations to determine

whether Hernandez has shown an issue of material fact that Yellow

Transportation’s nondiscriminatory explanation for firing Hernandez is false.

a. Similarly-situated employees treated more favorably

Hernandez provides examples of employees who violated similar policies

but were not fired. He failed, though, to seek to demonstrate that any of the

employment actions “were taken under nearly identical circumstances[,]”

including that Hernandez and the other employees shared the same job or

responsibilities, reported to the same supervisor, had “essentially comparable

violation histories[,]” and, most importantly, that the “conduct that drew the

adverse employment decision [was] nearly identical.” Lee v. Kan. City S. Ry. Co.,

574 F.3d 253, 260 (5th Cir. 2009) (quotation marks and citations omitted).

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b. Harassment by coworkers

In addition to the incidents of harassment contained within his hostile

work environment claim, Hernandez provides four additional examples of

coworker harassment. These include allegations that he was called derogatory

names by Green, that a group of Caucasians interfered with his work, that his

name was written on the back of a trailer, and that Caucasian coworkers

distracted him while he worked.

Hernandez does not offer evidence that the individuals responsible for his

termination were tainted by discriminatory animus, or that his coworkers

“possessed leverage, or exerted influence, over the titular decisionmaker.”

Roberson v. Alltell Info. Servs., 373 F.3d 647, 653 (5th Cir. 2004) (quotation

marks and citations omitted); see also Staub v. Proctor Hosp., 131 S. Ct. 1186

(2011). Rather, Hernandez merely states that he raised a fact issue that Yellow

Transportation’s managers condoned his coworkers’ harassment. He does not

cite evidence of this claim or reference the record. It is not our duty to scrutinize

the record on appeal. Jones, 82 F.3d at 1338. Further, Hernandez does not

lodge any such allegation against members of the formal grievance committee,

which upheld Yellow Transportation’s decision to fire him.

c. Supervisor’s failure to respond to Hernandez’s complaint

Hernandez contends that years before he was fired, Green pulled a knife

on him and said, “this is for you and your sons.” Upon complaining to

management, Hernandez alleges a supervisor told him he would get in trouble

if he pursued the claim. Hernandez did not present evidence linking this episode

with his termination, nor has he demonstrated that race was a factor in the

supervisor’s statement. A rational trier of fact could not find that race, rather

than violating the workplace policy, was the actual reason for his termination.

See Patel v. Midland Mem’l Hosp. and Med. Ctr., 298 F.3d 333, 342-43 (5th Cir.

2002). Summary judgment on this claim was proper.

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2. Retaliation

Hernandez challenges the district court’s grant of summary judgment on

his retaliation claim. He argues that his discharge was retaliation for an array

of protected activities, including picketing against Yellow Transportation’s

treatment of minorities, filing an EEOC complaint, joining a lawsuit against

Yellow Transportation, and complaints of unfair job assignments, coworker

harassment, inequitable treatment, and failure to investigate prior complaints.

The issue on appeal concerns whether Hernandez would not have been

fired “but for” his participation in protected activities. As previously discussed,

a plaintiff may avoid summary judgment on “but for” causation by

demonstrating “a conflict in substantial evidence on this ultimate issue.” Long,

88 F.3d at 308 (quotation marks and citations omitted). “Evidence is

‘substantial’ if it is of such quality and weight that reasonable and fair-minded

men in the exercise of impartial judgment might reach different conclusions.”

Id. (quotation marks and citation omitted).

On appeal, Hernandez presents two arguments to demonstrate “but for”

causation. His first argument is that his firing was in close temporal proximity

to his participation in protected activities. “But for” causation, however, cannot

be established by temporal proximity alone. See Strong, 482 F.3d at 808.

Hernandez’s second argument is that he presented evidence of pretext,

which in addition to temporal proximity, is sufficient to establish “but for”

causation. See Shackelford, 190 F.3d at 408-09. According to Hernandez, the

following is evidence of pretext: (a) Yellow Transportation’s investigation into

the incident with Green was not governed by normal procedures; (b) the post-

termination grievance process was unfair; (c) Green and Hernandez were treated

unequally; and (d) similarly-situated employees were treated more fairly.

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No. 09-10183

a. Investigation into incident with Green

Hernandez’s allegations regarding the investigation into his encounter

with Green were not raised in the district court as to this claim. It is too late to

identify them on appeal. See Forsyth, 19 F.3d at 1537.

b. Procedures governing post-termination grievance process

Hernandez’s allegations regarding the procedures governing his post-

termination grievance process are unsupported by evidence and merely

speculative. See Ramsey, 286 F.3d at 269 (holding that “conclusory allegations,

speculation, and unsubstantiated assertions are inadequate to satisfy” the

nonmovant’s burden in a motion for summary judgment) (citation omitted).

c. Disparity in treatment between Green and Hernandez

Hernandez alleges that following his incident with Green, he was formally

removed from service pending the grievance hearing, while Green was permitted

to take vacation. In addition, Green only received a warning, whereas

Hernandez was fired. Accepting these facts as true, we conclude that they fail

to establish anything other than that Yellow Transportation treated

Hernandez’s threats more severely than the initial verbal exchange. They do not

establish “but for” causation.

d. Similarly-situated employees treated more favorably

In evaluating this claim, we follow the district court’s lead in giving

considerable weight to Hernandez’s admission that he committed the acts for

which he was discharged, that those acts violated the workplace policy, and the

formal grievance committee upheld his discharge. Nothing Hernandez presents

contradicts Yellow Transportation’s offered reason for firing him.

Hernandez has failed to establish that Yellow Transportation unlawfully

retaliated against him. Summary judgment was proper. AFFIRMED.

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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