Opinion

Cuellar De Osorio v. Mayorkas

  • 656 F.3d 954
  • 2011 WL 3873797
Court
Court of Appeals for the Ninth Circuit
Filed
Sep 2, 2011
Status
Published
Author
Tallman
On the bench
Rymer, Tallman, Ikuta
Cited by
5 cases
Authority
More cited than 60.0%

The opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

ROSALINA CUELLAR DE OSORIO; 

ELIZABETH MAGPANTAY; EVELYN Y.

SANTOS; MARIA ELOISA LIWAG;

NORMA UY; RUTH UY,

Plaintiffs-Appellants,

v. No. 09-56786

ALEJANDRO MAYORKAS, Director,  D.C. No.

5:08-cv-00840-

United States Citzenship and

Immigration Services; JANET JVS-SH

NAPOLITANO, Secretary of the

Department of Homeland Security,

HILLARY RODHAM CLINTON,

Secretary of State,

Defendants-Appellees.

16793

16794 DE OSORIO v. MAYORKAS

TERESITA G. COSTELO; LORENZO P. 

ONG, Individually and on Behalf

of all Others Similarly Situated,

Plaintiffs-Appellants,

v.

JANET NAPOLITANO, Secretary of

the Department of Homeland

Security; UNITED STATES No. 09-56846

CITIZENSHIP AND IMMIGRATION D.C. No.

SERVICES; ALEJANDRO MAYORKAS,  8:08-cv-00688-

Director, United States Citizenship JVS-SH

and Immigration Services; LYNNE

OPINION

SKEIRIK, Director, National Visa

Center; CHRISTINA POULOS, Acting

Director, California Service

Center, United States Citizenship

and Immigration Services; HILLARY

RODHAM CLINTON, Secretary of

State,

Defendants-Appellees.

Appeal from the United States District Court

for the Central District of California

James V. Selna, District Judge, Presiding

Argued and Submitted

July 15, 2011—Pasadena, California

Filed September 2, 2011

Before: Pamela Ann Rymer, Richard C. Tallman, and

Sandra S. Ikuta, Circuit Judges.

Opinion by Judge Tallman

DE OSORIO v. MAYORKAS 16797

COUNSEL

Nancy E. Miller (argued), Robert L. Reeves, Jeremiah John-

son, Anthony J. Favero, Reeves and Associates, APLC, Pasa-

dena, California; Amy Prokop, Carl Shusterman, Law Offices

of Carl Shusterman, Los Angeles, California; for plaintiffs-

appellants Teresita G. Costelo, Lorenzo P. Ong, Rosalina

Cuellar de Osorio, Elizabeth Magpantay, Evelyn Y. Santos,

Maria Eloisa Liwag, Norma Uy and Ruth Uy.

Gisela A. Westwater (argued), Elizabeth J. Stevens, Aaron D.

Nelson, United States Department of Justice, Office of Immi-

gration Litigation, Washington, D.C., for defendants-

appellees Janet Napolitano, Jonathan Scharfen, et al.

Mary Kenney, American Immigration Council, Washington,

D.C., for amici curiae American Immigration Council and

American Immigration Lawyers Association.

16798 DE OSORIO v. MAYORKAS

OPINION

TALLMAN, Circuit Judge:

This case involves parents who face separation from their

children due to the way our immigration system operates.

Appellants, the parents, have all immigrated to the United

States and become lawful permanent residents. Their children,

however, have not been able to join them because the children

are no longer under the age of 21.

Appellants became lawful permanent residents through the

family-sponsored immigration process, which allows certain

aliens to immigrate based on their status as relatives of either

U.S. citizens or lawful permanent residents. When Appellants

began this process, they all had children under the age of 21

who would have been eligible to immigrate with them under

the Immigration and Nationality Act (INA). See 8 U.S.C.

§§ 1101(b)(1), 1153(d) (entitling a child under the age of 21

to the same immigration status as a parent). However, due to

years-long delays associated with the family-sponsored immi-

gration process, these children turned 21 before their parents

were able to immigrate or adjust status. Because these chil-

dren had “aged out” of child status under the INA by the time

their parents immigrated or adjusted status, they were no lon-

ger eligible to accompany their parents.

The question we are faced with today is whether Appel-

lants’ children are entitled to any relief under the Child Status

Protection Act (CSPA), 8 U.S.C. § 1153(h), which was

enacted to help keep families together by expediting the

immigration process for certain aged-out aliens. United States

Citizenship and Immigration Services (CIS) denied Appel-

lants’ requests for relief under the CSPA, and Appellants

challenge the denial as arbitrary and capricious. The district

court, deferring to the Board of Immigration Appeals’ (BIA)

interpretation of § 1153(h), held that the CSPA did not apply

to Appellants’ children. Because we agree that the BIA’s

DE OSORIO v. MAYORKAS 16799

interpretation of § 1153(h) warrants deference, we affirm the

district court’s grant of summary judgment in favor of CIS.

We hold that Appellants’ children are not among the aged-out

aliens entitled to relief under § 1153(h).

I

Understanding this appeal requires familiarity with the

family-sponsored immigration process and, specifically, the

complicated family preference system. Family-sponsored

immigration is one of the primary avenues by which an alien

can obtain lawful permanent residence in the United States,

along with employment-based immigration, diversity-based

immigration, and asylum. The family-sponsored immigration

process allows a U.S. citizen or lawful permanent resident

(LPR) to file a form I-130 immigration petition on behalf of

an alien relative. 8 U.S.C. § 1153(a). After the petition is

filed, CIS determines if it establishes a qualifying relationship

between the citizen or LPR petitioner and the alien relative

beneficiary. Because there is no annual cap on the number of

permanent resident visas (also known as “green cards”) avail-

able to immediate relatives of U.S. citizens, a citizen’s

spouse, child under the age of 21, or parent can apply for one

immediately.

For other qualifying relatives of citizens and for qualifying

relatives of LPRs, the number of visas available annually is

capped. Id. § 1151(c). To allocate these visas, the INA estab-

lishes the following preference system:

Aliens subject to the worldwide [numerical limita-

tion] for family-sponsored immigrants shall be allot-

ted visas as follows:

(1) Unmarried sons and daughters [age 21 or older]

of citizens

Qualified immigrants who are the unmarried sons or

daughters of citizens of the United States shall be

16800 DE OSORIO v. MAYORKAS

allocated visas in a number not to exceed [numerical

quota formula].

(2) Spouses and unmarried sons and unmarried

daughters of permanent resident aliens

Qualified immigrants—

(A) who are the spouses or children [under

21] of an alien lawfully admitted for perma-

nent residence, or

(B) who are the unmarried sons or unmar-

ried daughters (but are not the children) of

an alien lawfully admitted for permanent

residence,

shall be allocated visas in a number not to exceed

[numerical quota formula].

(3) Married sons and married daughters of citizens

Qualified immigrants who are the married sons or

married daughters of citizens of the United States

shall be allocated visas in a number not to exceed

[numerical quota formula].

(4) Brothers and sisters of citizens

Qualified immigrants who are the brothers or sisters

of citizens of the United States, if such citizens are

at least 21 years of age, shall be allocated visas in a

number not to exceed [numerical quota formula].

Id. § 1153(a). If an I-130 petition establishes one of these

qualifying relationships, CIS approves it and places the alien

beneficiary “in line” in the appropriate preference category.

These family preference categories are referred to as F1, F2A,

DE OSORIO v. MAYORKAS 16801

F2B, F3, or F4, corresponding to § 1153(a)’s numbered para-

graphs.

Because annual demand for family preference visas

exceeds the statutory cap in all categories, a beneficiary may

wait years before a visa becomes available, with some catego-

ries having longer wait times than others. The beneficiary’s

place in line is determined by the date the petition was filed,

which is known as the “priority date.” Every month, the State

Department publishes a visa bulletin with updated “cut off

dates” for each family preference category. When the cut-off

date is later than the beneficiary’s priority date, the priority

date is “current,” and a lawful permanent resident visa is then

available for the beneficiary. In order to obtain the visa and

become an LPR, however, the beneficiary must act within one

year of notification of visa availability to complete consular

processing (if abroad) or apply for an adjustment of status (if

present in the United States).

Under the INA, a beneficiary’s spouse or child is deemed

a “derivative” beneficiary entitled to the same immigration

status and priority date as the primary beneficiary:

A spouse or child . . . shall, if not otherwise entitled

to an immigrant status and the immediate issuance of

a visa under subsection (a) . . . of this section, be

entitled to the same status, and the same order of

consideration provided in the respective subsection,

if accompanying or following to join, the spouse or

parent.

8 U.S.C. § 1153(d). Importantly, to be considered a “child,”

a person must be unmarried and under the age of 21. Id.

§ 1101(b)(1). Due to the long wait times often associated with

family preference visas, some aliens who begin the process

eligible to immigrate as a child—either as the primary benefi-

ciary of an F2A petition or as a derivative beneficiary of a

petition for a parent in any of the other family preference

16802 DE OSORIO v. MAYORKAS

categories—will “age out” of eligibility by turning 21 before

a visa becomes available.

In 2002, Congress enacted the CSPA to provide relief to

“aged out” alien children by allowing them either to maintain

“child” status longer, see 8 U.S.C. § 1153(h)(1), or to auto-

matically convert to a valid adult visa category while retain-

ing the priority date associated with their original petition, see

id. § 1153(h)(3). The issue before us is whether an aged-out

derivative beneficiary of an F3 petition (for married sons or

daughters of U.S. citizens) or F4 petition (for siblings of U.S.

citizens)—i.e., a grandchild or niece or nephew of a U.S.

citizen—is entitled to automatic conversion and priority date

retention, or either of them separately, under the CSPA.

II

Two cases, each with multiple plaintiffs, were consolidated

before us in this appeal. The facts of these cases illustrate the

family-sponsored immigration process and the age-out prob-

lem.

A

In one case, Rosalina Cuellar de Osorio was the beneficiary

of an F3 petition filed by her U.S. citizen mother on May 5,

1998. Cuellar de Osorio’s son, who was born in July 1984,

was thirteen at the time and a derivative beneficiary of the F3

petition. By the time Cuellar de Osorio’s priority date became

current on November 1, 2005, her son had turned 21 and aged

out of derivative status. Therefore, he was no longer eligible

to immigrate with his mother. After Cuellar de Osorio became

an LPR in August 2006, she filed an F2B petition (for adult

sons or daughters of LPRs) on behalf of her son. Invoking the

CSPA, she requested retention of the original F3 petition’s

May 5, 1998, priority date for the F2B petition, which would

enable her son to immigrate much sooner than if he was

DE OSORIO v. MAYORKAS 16803

assigned a more recent priority date based on the F2B filing

date.

On June 23, 2008, Cuellar de Osorio filed a lawsuit against

CIS in the Central District Court of California along with sev-

eral other similarly situated plaintiffs who had asked CIS for

(and not obtained) priority date retention for their aged-out chil-

dren.1 They sought declaratory and mandamus relief, alleging

that CIS arbitrarily and capriciously failed to grant the

requested priority dates in violation of the CSPA provisions

codified at 8 U.S.C. § 1153(h)(3).

The district court held the case in abeyance pending a pre-

cedential BIA decision interpreting § 1153(h) in Matter of

Wang. On June 16, 2009, the BIA issued its decision, which

held that the automatic conversion and priority date retention

provisions of the CSPA did not apply to derivative beneficia-

ries of F4 petitions. See 25 I. & N. Dec. 28 (B.I.A. 2009). The

district court then granted summary judgment to CIS on Octo-

ber 9, 2009, holding that the BIA’s interpretation of § 1153(h)

in Matter of Wang, according to which the Plaintiffs were not

entitled to relief, should receive Chevron deference. Plaintiffs

timely appealed.

1

Sisters Elizabeth Magpantay, Evelyn Y. Santos, and Maria Eloisa

Liwag were each the beneficiary of an F3 petition filed by their U.S. citi-

zen father on January 29, 1991. Each also has children who aged out of

derivative status before the F3 petition’s priority date became current on

December 15, 2005. The sisters seek to retain the F3 petition’s 1991 prior-

ity date on new F2B petitions they have filed for their now-adult sons and

daughters.

Norma Uy was the beneficiary of an F4 petition filed by her U.S. citizen

sister on February 4, 1981. She has a daughter, Ruth, who aged out of

derivative status before the F4 petition’s priority date became current in

July 2002. Norma and Ruth seek to retain the F4 petition’s 1981 priority

date on a new F2B petition Norma has filed on behalf of Ruth.

16804 DE OSORIO v. MAYORKAS

B

Meanwhile, on June 20, 2008, Teresita G. Costelo and

Lorenzo Ong had separately filed a class-action lawsuit in dis-

trict court. Costelo was the beneficiary of an F3 petition filed

by her U.S. citizen mother on January 5, 1990. At the time,

she had two daughters, aged 10 and 13, who were derivative

beneficiaries of the petition. By the time Costelo’s priority

date became current fourteen years later in 2004, both daugh-

ters had aged out of derivative status. After Costelo became

an LPR, she filed F2B petitions for her adult daughters and

requested retention of the January 5, 1990, priority date for

the F2B petitions.

Ong was the beneficiary of an F4 petition filed by his U.S.

citizen sister in 1981. At that time, he had two daughters, aged

2 and 4. By the time Ong’s priority date became current

twenty-one years later in 2002, his daughters had aged out of

derivative status. In March 2005, after Ong obtained LPR sta-

tus, he filed F2B petitions on behalf of his now-adult daugh-

ters and requested retention of the 1981 priority date for these

petitions.

On July 16, 2009, the district court certified a class in Cos-

telo v. Chertoff consisting of:

Aliens who became lawful permanent residents as

primary beneficiaries of [F3 and F4] visa petitions

listing their children as derivative beneficiaries, and

who subsequently filed [F2B] petitions on behalf of

their aged-out unmarried sons and daughters, for

whom Defendants have not granted automatic con-

version or the retention of priority dates pursuant to

§ [1153](h)(3).

After the parties cross-moved for summary judgment, the dis-

trict court granted summary judgment to the government on

November 12, 2009, again deferring to Matter of Wang.

DE OSORIO v. MAYORKAS 16805

Plaintiffs timely appealed. The appeals in De Osorio and Cos-

telo have been consolidated before us.

III

We review de novo a district court’s grant of summary

judgment. Family Inc. v. U.S. Citizenship & Immigration

Servs., 469 F.3d 1313, 1315 (9th Cir. 2006). The interpreta-

tion of a statute is a question of law, United States v. Cabac-

cang, 332 F.3d 622, 624-25 (9th Cir. 2003) (en banc), and

“we review de novo the BIA’s determination of questions of

law, except to the extent that deference is owed to its interpre-

tation of the governing statutes and regulations.” Garcia-

Quintero v. Gonzales, 455 F.3d 1006, 1011 (9th Cir. 2006).

We review a precedential decision of the BIA interpreting a

governing statute according to the principles of Chevron,

U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837

(1984). INS v. Aguirre-Aguirre, 526 U.S. 415, 425 (1999).

Under the familiar two-step Chevron framework, we first

ask “whether Congress has directly spoken to the precise

question at issue.” 467 U.S. at 842. If it has, we “must give

effect to the unambiguously expressed intent of Congress,”

regardless of the agency’s interpretation. Id. at 842-43. If, on

the other hand, the statute is “silent or ambiguous” with

regard to the issue, we proceed to step two and determine

“whether the agency’s answer is based on a permissible con-

struction of the statute.” Id. at 843 (footnote omitted). We

must defer to the agency’s interpretation if it is reasonable. Id.

at 844 (holding that when Congress has left a gap for an

agency to fill, “a court may not substitute its own construction

of a statutory provision for a reasonable interpretation made

by the administrator or agency.”).

IV

We now turn to the statutory provision at issue. In order to

address the age-out problem, Congress passed the CSPA in

16806 DE OSORIO v. MAYORKAS

2002. See Child Status Protection Act, Pub. L. No. 107-208,

116 Stat. 927 (2002). The CSPA, in relevant part, amended

the INA to provide as follows:

(h) Rules for determining whether certain aliens are

children

(1) In general

For purposes of subsections (a)(2)(A) and (d) of this

section, a determination of whether an alien satisfies

the age requirement . . . of this title shall be made

using—

(A) the age of the alien on the date on

which an immigrant visa number becomes

available for such alien (or, in the case of

subsection (d) of this section, the date on

which an immigrant visa number became

available for the alien’s parent), but only if

the alien has sought to acquire the status of

an alien lawfully admitted for permanent

residence within one year of such availabil-

ity; reduced by

(B) the number of days in the period dur-

ing which the applicable petition described

in paragraph (2) was pending.

(2) Petitions described

The petition described in this paragraph is—

(A) with respect to a relationship described

in subsection (a)(2)(A) of this section, a

petition filed . . . for classification of an

alien child under subsection (a)(2)(A) of

this section; or

DE OSORIO v. MAYORKAS 16807

(B) with respect to an alien child who is a

derivative beneficiary under subsection (d)

of this section, a petition filed . . . for classi-

fication of the alien’s parent under subsec-

tion (a), (b), or (c) of this section.

(3) Retention of priority date

If the age of an alien is determined under paragraph

(a) to be 21 years of age or older for the purposes of

subsections (a)(2)(A) and (d) of this section, the

alien’s petition shall automatically be converted to

the appropriate category and the alien shall retain the

original priority date issued upon receipt of the origi-

nal petition.

8 U.S.C. § 1153.

[1] The parties do not dispute the meaning of paragraphs

(1) and (2) above. Paragraph (1) provides that, if an alien

applies for a visa within a year of one becoming available

(i.e., within one year of the priority date on a relevant petition

becoming current), the alien’s age for purposes of determin-

ing whether she is a “child” is determined by her age on the

date the visa became available minus the number of days that

the petition was “pending”—that is, the number of days

between the filing of the petition with CIS and its approval by

CIS. See Ochoa-Amaya v. Gonzales, 479 F.3d 989, 993 (9th

Cir. 2007). In this way, paragraph (1) ensures that an alien

does not lose “child” status solely because of administrative

delays in the processing of an otherwise valid petition. How-

ever, it does not address the much longer oversubscription

delays that are typical between the approval of a petition and

the availability of a visa.2

2

For example, imagine that a U.S. citizen filed a petition for an alien rel-

ative on September 1, 2002, that was approved by CIS on September 15,

2002, and the beneficiary’s priority date became current on September 15,

16808 DE OSORIO v. MAYORKAS

Paragraph (2), which is referenced at paragraph (1)(B),

simply defines the universe of petitions to which the age-

reduction formula in paragraph (1) applies. Paragraph (2)(A)

refers to F2A petitions for children of LPRs. See 8 U.S.C.

§ 1153(a)(2)(A). Paragraph (2)(B) refers to any family prefer-

ence petition for which a child is a derivative beneficiary.3 See

id. § 1153(d).

[2] At issue is the meaning of paragraph (3), which pro-

vides relief to aliens who are 21 or over even after the age-

reduction formula in paragraph (1) is applied. In such a case,

“the alien’s petition shall automatically be converted to the

appropriate category and the alien shall retain the original pri-

ority date issued upon receipt of the original petition.” Id.

§ 1153(h)(3). Importantly, this is different from the relief

offered by paragraph (1). Paragraph (1) allows an aged-out

alien to remain eligible for a visa as a “child” under the origi-

nal petition. Paragraph (3), in contrast, does not allow the

aged-out alien to retain child status. Instead, it allows him to

move into a different category as an adult without having to

file a new petition and get a new priority date. The aged-out

alien may still wait in line in the new category, but because

he is able to retain an older priority date, his wait time is

reduced. The parties dispute whether aged-out derivative ben-

eficiaries of F3 and F4 petitions are entitled to this relief. To

answer this question, we undertake our Chevron analysis.

2010. The age of a beneficiary or derivative beneficiary for purposes of

determining whether she was still a “child” would be determined by sub-

tracting 15 days from her age on September 15, 2010. No adjustment to

her age would be made to compensate for the eight years between Septem-

ber 15, 2002, and September 15, 2010. See Ochoa-Amaya, 479 F.3d at 993

(rejecting argument that a petition is “pending” for purposes of

§ 1153(h)(1)(B) from the date it is filed until the date a visa becomes

available).

3

It also refers to any employment-based or diversity-based petition for

which a child is a derivative beneficiary. See 8 U.S.C. § 1153(b), (c).

Those petitions are not relevant to this appeal.

DE OSORIO v. MAYORKAS 16809

A

Our first charge under Chevron is to ascertain, by “employ-

ing traditional tools of statutory construction,” whether “Con-

gress had an intention on the precise question at issue.” 467

U.S. at 843 n.9. We begin, as always, with an examination of

the statute’s plain language. See Nw. Env. Def. Ctr. v. Brown,

640 F.3d 1063, 1070 (9th Cir. 2011).

1

First of all, we reject any contention that the word “peti-

tion” in paragraph (3) is ambiguous because it is not defined

by express reference to paragraph (2), as it is in paragraph (1).

As we explain, express reference to paragraph (2) is unneces-

sary.

[3] Paragraph (3)’s initial clause makes it contingent upon

the operation of paragraph (1). See 8 U.S.C. § 1153(h)(3) (“If

the age of an alien is determined under paragraph (1) to be 21

years of age or older . . .”). Thus, paragraph (3) is triggered

only if one has determined by doing the age-reduction calcu-

lation in paragraph (1) that an alien is 21 or over.4 If it is trig-

gered, “the alien’s petition shall automatically be converted to

the appropriate category and the alien shall retain the original

priority date issued upon receipt of the original petition.” Id.

Because “the alien” is necessarily one to whom paragraph (1)

was applied, “the alien’s petition” naturally refers to the “ap-

plicable petition” that was considered in paragraph (1)(B). See

id. § 1153(h)(1)(B). After all, if the alien had a petition that

4

The facts of Cuellar de Osorio’s case illustrate how paragraph (1)’s

calculation works with respect to paragraph (3). Cuellar de Osorio’s origi-

nal F3 petition was filed on May 5, 1998, and approved on June 30, 1998.

Thus, it was “pending” for 56 days. Her son, who was a derivative of the

F3 petition, was born on July 18, 1984. When the petition’s priority date

became current on November 1, 2005, he was 21 years and 106 days old.

Subtracting the 56 days of “pending” time, his age is 21 years, 50 days.

Therefore, he is 21 or over, and paragraph (3) is triggered.

16810 DE OSORIO v. MAYORKAS

was not an “applicable petition” under paragraph (1), the alien

would never undergo the paragraph (1) calculation, and there-

fore, would never be considered at paragraph (3).

An “applicable petition” in paragraph (1) is explicitly

defined by reference to paragraph (2). See § 1153(h)(1)(B)

(referring to “the applicable petition described in paragraph

(2)”). As explained previously, paragraph (2) describes F2A

petitions for a child and any family preference petition for

which a child is a derivative beneficiary. Therefore, paragraph

(3) says that any of these petitions “shall automatically be

converted to the appropriate category and the alien shall retain

the original priority date issued upon receipt of the original

petition.” Id. § 1153(h)(3). Despite this plain language, how-

ever, we find that paragraph (3)’s meaning is ambiguous for

another reason.

2

The plain language of a statute does not control if “its

application leads to unreasonable or impracticable results.”

Valladolid v. Pac. Operations Offshore, LLP, 604 F.3d 1126,

1133 (9th Cir. 2010) (internal quotation and citation omitted);

see also Avendano-Ramirez v. Ashcroft, 365 F.3d 813, 816

(9th Cir. 2004). Despite paragraph (3)’s plain language, it

does not practicably apply to certain of the petitions described

in paragraph (2).

The phrase “the alien’s petition shall automatically be con-

verted to the appropriate category,” 8 U.S.C. § 1153(h)(3),

suggests that the same petition, filed by the same petitioner

for the same beneficiary, converts to a new category. This

understanding comports with the ordinary meaning of the

word “automatic,” which implies that the conversion should

happen without any outside input, such as a new petitioner. It

also comports with current regulatory practice allowing “auto-

matic conversion” of a petition between certain family prefer-

ence categories upon the beneficiary’s change in marital

DE OSORIO v. MAYORKAS 16811

status or attainment of the age of 21, or upon the petitioner’s

naturalization. See 8 C.F.R. § 204.2(i). In each of these situa-

tions, it is the qualifying relationship that changes, not the

identity of petitioner or the beneficiary. Since there is no

change in the parties to the petition, the same petition can

simply be reclassified “automatically.”

Not so, however, for F3 and F4 petitions when a derivative

ages out. In such a case, there is no “appropriate category” for

the petition to “automatically be converted to” vis-a-vis the

same petitioner. For example, in the case of an F3 petition for

married sons and daughters of U.S. citizens for which a child

is a derivative beneficiary, the original petitioner is the child’s

U.S. citizen grandparent. After the derivative turns 21, there

is no qualifying relationship between the petitioner and the

derivative, because a U.S. citizen cannot petition on behalf of

an adult grandson or granddaughter. See 8 U.S.C. § 1153(a).

The same difficulty arises in the case of an F4 petition for a

U.S. citizen’s sibling for which a child is a derivative benefi-

ciary. The original petitioner is the child’s U.S. citizen aunt

or uncle. After the derivative turns 21, there is no qualifying

relationship between the petitioner and the derivative, because

a U.S. citizen cannot petition on behalf of a niece or nephew.

See id.

Appellants contend that there is an “appropriate category”

for an aged-out F3 or F4 derivative to convert into because,

at the moment paragraph (3) operates, the derivative can

establish a qualifying F2B relationship as the adult son or

daughter of an LPR. Paragraph (3) operates when a visa has

become available for the derivative’s parent as the primary

beneficiary of the F3 or F4 petition, the derivative has applied

for a visa within one year, and the derivative has been deter-

mined to be 21 or older under paragraph (1).5 See id.

5

To the extent that the government argues that paragraph (3) operates

at the moment the derivative turns 21, we disagree. Paragraph (3) cannot

possibly operate at the moment the derivative turns 21, because it is not

even triggered until the derivative has already been determined to be at

least 21 even after subtracting pending petition time as required by para-

graph (1). See 8 U.S.C. § 1153(h).

16812 DE OSORIO v. MAYORKAS

§ 1153(h)(1). At that point, the derivative’s parent may have

obtained LPR status under the original F3 or F4 petition, in

which case the aged-out derivative qualifies for the F2B cate-

gory. But while F2B may well be an “appropriate category”

for the aged-out derivative to convert to, this conversion can-

not “automatically” take place, given that a new petitioner—

the LPR parent—is required. Appellants essentially ask us to

ignore the word “automatically” in paragraph (3). We decline

to do so. See Miller v. United States, 363 F.3d 999, 1008 (9th

Cir. 2004) (“Courts must aspire to give meaning to every

word of a legislative enactment.”).

[4] In short, despite the fact that the word “petition” in

paragraph (3) can be read to encompass all petitions in para-

graph (2), including F3 and F4 petitions, automatic conver-

sion does not practicably apply to F3 and F4 petitions.

Therefore, we find paragraph (3)’s meaning to be unclear.

3

Appellants argue that, regardless of whether automatic con-

version applies, paragraph (3) unambiguously entitles an

aged-out derivative beneficiary of an F3 or F4 petition to pri-

ority date retention. We disagree because we find that Con-

gress did not speak clearly as to whether priority date

retention can be applied independently of automatic conver-

sion.

Again turning to the text of paragraph (3), if an alien is

determined to be 21 or older, “the alien’s petition shall auto-

matically be converted to the appropriate category and the

alien shall retain the original priority date issued upon receipt

of the original petition.” 8 U.S.C. § 1153(h)(3). It is certainly

possible to read this language, which includes two grammati-

cally independent clauses, as conferring automatic conversion

and priority date retention as independent benefits. However,

it is also entirely possible to interpret it as conferring those

two benefits jointly. See Li v. Renaud, ___ F.3d ___, 2011

DE OSORIO v. MAYORKAS 16813

WL 2567037 at *7 (2d Cir. 2011) (“Congress could have, but

did not, provide beneficiaries the option to select either con-

version or retention or both.”). Automatic conversion and pri-

ority date retention commonly (though not always) happen

together in the family-sponsored immigration scheme. See 8

C.F.R. § 204.2(i) (providing priority date retention with auto-

matic conversion). But cf. id. § 204.2(a)(4) (granting priority

date retention without automatic conversion). Furthermore,

elsewhere in the CSPA, Congress much more explicitly indi-

cated when it intended automatic conversion and priority date

retention to operate independently. See CSPA § 6, codified at

8 U.S.C. § 1154(k)(3) (“Regardless of whether a petition is

converted under this subsection or not, if an [alien] described

in this subsection was assigned a priority date with respect to

such petition . . . he or she may maintain that priority date.”).

Because paragraph (3) can be interpreted both ways, it is

ambiguous. When a statutory provision is ambiguous, we may

“look to its legislative history for evidence of congressional

intent,” United States v. Daas, 198 F.3d 1167, 1174 (9th Cir.

1999), but in this case the legislative history is inconclusive.

There is no specific discussion of particular age-out protec-

tions for derivative beneficiaries of family preference peti-

tions. See, e.g., H.R. Rep. No. 107-807, at 49-50 (2003).

Because we find no clearly expressed congressional intent on

the precise question whether derivative beneficiaries of F3

and F4 petitions are entitled to automatic conversion or prior-

ity date retention, we must proceed to step two of the Chevron

analysis.

B

At step two of Chevron we ask whether the administering

agency’s interpretation of the statutory provision at issue is

“permissible.” See 467 U.S. at 843. The step two test “is satis-

fied if the agency’s interpretation reflects a plausible con-

struction of the statute’s plain language and does not

otherwise conflict with Congress’ expressed intent.” Or.

16814 DE OSORIO v. MAYORKAS

Trollers Ass’n v. Gutierrez, 452 F.3d 1104, 1116 (9th Cir.

2006) (internal quotation omitted). “We will not overturn an

agency decision at the second step unless it is arbitrary, capri-

cious, or manifestly contrary to the statute.” Ramos-Lopez v.

Holder, 563 F.3d 855, 859 (9th Cir. 2009) (internal quotation

omitted).

[5] The relevant agency interpretation of § 1153(h)(3) was

articulated by the BIA in Matter of Wang, 25 I. & N. Dec. 28.

In Matter of Wang, the BIA found that, under the existing reg-

ulatory scheme, “automatic conversion” happens only when

“neither the beneficiary nor an immigration officer need take

any action to effect the conversion to the new preference cate-

gory.” Id. at 35. Thus, the BIA concluded that a petition could

only “automatically be converted” under § 1153(h)(3) when it

could transfer from one visa category to another such that “the

beneficiary of that petition then falls within a new classifica-

tion without the need to file a new visa petition.” Id. The BIA

also concluded that priority date retention could not operate

separately from automatic conversion, rejecting the conten-

tion that “all children who were derivative beneficiaries

would gain favorable priority date status, even with regard to

a new visa petition that is wholly independent of the original

petition and that may be filed without any time limitation in

the future.” Id. at 36; see also id. at 39 (finding no clear legis-

lative intent “to create an open-ended grandfathering of prior-

ity dates that allow[s] derivative beneficiaries to retain an

earlier priority date set in the context of a different relation-

ship, to be used at any time”).

[6] The effect of Matter of Wang is to limit § 1153(h)(3)’s

applicability to only one petition type: F2A. This is the only

petition with an “appropriate category” to which an aged-out

primary or derivative beneficiary may “automatically be con-

verted” without a change in petitioner. For example, an aged-

out primary beneficiary of an F2A petition filed by his LPR

parent can become the beneficiary of an F2B petition filed by

that same parent. The same is true for an aged-out derivative

DE OSORIO v. MAYORKAS 16815

beneficiary of an F2A petition filed by his LPR parent for a

spouse.6 But an aged-out derivative beneficiary of any other

family preference petition category, such as F3 or F4, cannot

qualify for a new category without a new petitioner.

[7] We find the BIA’s interpretation of § 1153(h)(3) to be

a “permissible” one. See Chevron, 467 U.S. at 843. It “reflects

a plausible construction of the statute’s plain language,” Or.

Trollers Ass’n, 452 F.3d at 1116 (internal quotation omitted),

because it accords with the ordinary usage of the word “auto-

matic” to describe something that occurs without requiring

additional input, such as a different petitioner. We also note

that, contrary to Appellants’ assertion, the BIA’s construction

does not render § 1153(h)(3)’s reference to § 1153(d) mean-

ingless. See 8 U.S.C. § 1153(h)(3) (referring to “subsections

(a)(2)(A) and (d)” (emphasis added)). The reference to sub-

section (d), which entitles an alien beneficiary’s child to the

same status as the parent, has a clear function under the BIA’s

interpretation because it covers aged-out derivative beneficia-

ries of F2A petitions. Without this reference, only aged-out

primary beneficiaries of F2A petitions would be entitled to

relief, because subsection (a)(2)(A) refers only to the spouses

or children of LPRS, not the children of alien beneficiaries.

Appellants also argue that the BIA’s interpretation is unrea-

sonable because it effects no significant change from the sta-

tus quo. It is true that prior to CSPA’s passage, an aged-out

derivative beneficiary of an F2A petition was already entitled

to priority date retention when an F2B petition was filed on

his or her behalf. See 8 C.F.R. § 204.2(a)(4) (“[I]f the [deriva-

tive beneficiary of an F2A petition] reaches the age of twenty-

one prior to the issuance of a visa to the principal alien parent,

a separate petition will be required. In such a case, the origi-

6

Note that a child can be either a primary or a derivative beneficiary of

an F2A petition. Many families choose to save filing fees by including a

child as a derivative on an F2A petition for a spouse rather than as a pri-

mary beneficiary on a separate F2A petition.

16816 DE OSORIO v. MAYORKAS

nal priority date will be retained if the subsequent petition is

filed by the same petitioner.” (emphasis added)). But this reg-

ulation does not provide for automatic conversion, and it does

not address aged-out primary beneficiaries of F2A petitions.

Therefore, § 1153(h)(3) as interpreted by the BIA is not with-

out effect.

Nor do we find that this interpretation “conflict[s] with

Congress’ expressed intent.” Or. Trollers Ass’n, 452 F.3d at

1116. It is clear that Congress wanted the CSPA to provide

some measure of age-out relief to all derivative beneficiaries

of family preference petitions. See, e.g., H.R. Rep. No. 107-

807 at 49 (referring to the CSPA as “extend[ing] age-out pro-

tection” to the children of family-sponsored immigrants).

However, it is undisputed that all derivative beneficiaries are

protected from age-out due to administrative delays under

§ 1153(h)(1). In fact, this was the only form of relief that

House sponsors referred to when they introduced the provi-

sions at issue, which the Senate had added. See, e.g., 148

Cong. Rec. H4990 (daily ed. July 22, 2002) (statement of

Rep. Sensenbrenner) (noting that the Senate’s amendments

addressed “situations where alien children lose immigration

benefits by ‘aging out’ as a result of INS processing delays.”)

(emphasis added).

As the BIA recognized, protection from administrative

delays was highly significant to Congress. See Matter of

Wang, 25 I. & N. Dec. at 36-37 (noting that “the drive for the

legislation was the then-extensive administrative delays in the

processing of visa petitions”). While the Senate bill’s sponsor

expressed an intent to address oversubscription delays as well,

she focused only on children of LPRs, who could fall into the

F2A category. See 147 Cong. Rec. S3275-76 (daily ed. Apr.

2, 2001) (statement of Sen. Feinstein). Given that

§ 1153(h)(1) entitles all derivative children to relief from

administrative delays, we cannot say that the BIA’s interpre-

tation of § 1153(h)(3) is contrary to congressional intent sim-

DE OSORIO v. MAYORKAS 16817

ply because it affords additional relief only to children in the

F2A category.

[8] Finally, we point out that limiting § 1153(h)(3)’s appli-

cability to F2A petitions is “a reasonable policy choice for the

agency to make.” Chevron, 467 U.S. at 845. Applying

§ 1153(h)(3) to all derivative beneficiaries would result in a

fundamental change to the family preference scheme, because

it would effectively treat an aged-out derivative beneficiary of

an F3 or F4 petition as if he or she had been independently

entitled to his or her own priority date based on his or her sta-

tus as the grandchild, niece, or nephew of a citizen. However,

those relationships have never been recognized as qualifying

ones under U.S. immigration law. This same problem does

not arise for a derivative of an F2A petition because he or she

can be independently eligible for a priority date as the primary

beneficiary of an F2A petition. It is therefore not arbitrary or

otherwise unreasonable for the BIA’s interpretation of

§ 1153(h)(3) to draw the line where it does. This interpreta-

tion warrants our deference under Chevron.

V

[9] We hold that § 1153(h)(3) is ambiguous as to whether

derivative beneficiaries of F3 and F4 family preference peti-

tions are entitled to automatic conversion or priority date

retention. Because we also hold that the BIA’s interpretation

of § 1153(h)(3) is reasonable, we defer to it under Chevron.

Under that interpretation, automatic conversion and priority

date retention do not apply to F3 and F4 petitions. Therefore,

Appellants are not entitled to relief. The judgment of the dis-

trict court is AFFIRMED.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.