Opinion

Angelia Lacy v. City of Huntsville Alabama

Court
Court of Appeals for the Eleventh Circuit
Filed
Feb 2, 2022
Status
Unpublished
Nature of suit
NEW
Cited by
0 cases
Authority
More cited than 5.3%

The opinion

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[DO NOT PUBLISH]

In the

United States Court of Appeals

For the Eleventh Circuit

____________________

No. 21-11410

Non-Argument Calendar

____________________

ANGELIA LACY,

Plaintiff-Appellant,

versus

CITY OF HUNTSVILLE ALABAMA,

an Alabama Municipal Corporation,

Defendant-Appellee,

HUNTSVILLE CITY COUNCIL, et al.,

Defendants.

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2 Opinion of the Court 21-11410

____________________

Appeal from the United States District Court

for the Northern District of Alabama

D.C. Docket No. 5:20-cv-00289-LCB

____________________

Before BRANCH, BRASHER, and HULL, Circuit Judges.

PER CURIAM:

Angelia Lacy appeals the district court’s dismissal of her

Title VII claim of sex discrimination against her former employer,

the City of Hunstville (“the City”). 1 Lacy, a fixed route bus driver

for the City, was terminated for a pattern of unsafe driving. Lacy’s

complaint alleged that the City discriminated against her by using

one standard to terminate her and another standard to terminate a

male employee, Reuben Smartt. In particular, Lacy alleged that

while the City followed its policy of accepting a disciplinary hearing

officer’s finding of facts when it terminated Smartt, it did not do so

when it terminated her.

The district court dismissed Lacy’s sex discrimination claim

for failure to state a claim under Federal Rule of Civil Procedure

12(b)(6). The district court concluded that the exhibits attached to

Lacy’s amended complaint established that Smartt was not a valid

1 Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C.

§ 2000e-2(a)(1).

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21-11410 Opinion of the Court 3

comparator and that Lacy’s amended complaint did not allege any

other facts giving rise to an inference of sex discrimination. After

review, we agree with the district court that the allegations in

Lacy’s amended complaint are insufficient to create a plausible

inference of sex discrimination and affirm the district court’s

dismissal on that basis. 2

I. BACKGROUND

A. Lacy’s Notice of Disciplinary Action for Unsafe Driving

Lacy’s amended complaint alleged these facts. On August

22, 2018, while driving a city bus, Lacy had to stop suddenly

because a truck traveling ahead of her bus abruptly stopped. As a

result of the abrupt stop, one or more bus passengers (who were

not wearing seatbelts) were injured.

The City requested a formal disciplinary hearing because it

was considering suspending, demoting, or terminating Lacy. J.

Thomas Brown, the Director of Public Parking and Transit, signed

the City’s request. That request stated that the City was

considering disciplinary action for violations of these sections of the

City of Huntsville Policies and Procedures Manual: (1) 13.5(C)

incompetence, malfeasance, or misfeasance in the performance of

duties, (2) 13.5(D) neglect or inefficiency in the performance of

2 We review de novo a district court’s grant of a motion to dismiss for

failure to state a claim, “accepting the allegations in the complaint as true and

construing them in the light most favorable to the plaintiff.” Mills v. Foremost

Ins. Co., 511 F.3d 1300, 1303 (11th Cir. 2008) (quotation marks omitted).

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4 Opinion of the Court 21-11410

duties, (3) 13.5(L) disregard of safety rules and regulations, and (4)

13.5(AA) habitual, or repetitive acts of misconduct, violations of

policy, and/or infractions of rules and regulations.

According to the City’s request, Lacy had indicated to law

enforcement officers, the Fixed Route Coordinator, and Director

Brown at the scene that the incident was caused by a truck pulling

out in front of her bus. Video evidence from her bus, however,

showed that the incident occurred because the driver of the truck

slowed and made a brief stop. The City’s request claimed that Lacy

made no attempt to slow down even though the video showed

ample time and distance to slow down and stop for the truck.

The City’s request also stated that Lacy had been involved

in three prior incidents of unsafe driving since September 2013:

(1) on September 3, 2013, she received a written warning for

passing buses, (2) on August 8, 2014, she was suspended for ten

days for not stopping at a railroad crossing, turning right without

stopping, and not activating 2-way flashers, and (3) on November

2, 2017, she received a written warning and was required to take a

refresher defensive driving course for a preventable accident in

which Lacy struck the left rear side panel of a truck that had

stopped in front of her bus.

B. Hearing Officer’s Findings of Fact

A hearing was held on November 8, 2018 before a hearing

officer, whose role was to determine the facts of the most recent

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21-11410 Opinion of the Court 5

bus incident. After the hearing, the hearing officer issued Findings

of Fact, which Lacy attached to her amended complaint.

In the Findings of Fact, the hearing officer found, inter alia,

that: (1) “[i]n order to avoid hitting a pick-up truck that came to an

improper stop in front of the Employee’s bus without sufficient

warning, the Employee applied the bus brakes,” (2) Lacy’s

description of the incident given at the scene was “not 100 percent

accurate after viewing the video” in that “the truck turning onto

[the street] did not cause the Employee to brake,” and (3) instead

“the truck’s sudden and improper stop . . . caused the Employee to

apply the bus brakes.”

As to the video evidence, the hearing officer found it proved

that “the Employee did not reduce her speed upon seeing the

truck,” that “the pick-up truck improperly stopped in the road

without any signal of a turn causing the Employee to apply her

brakes to avoid a collision” and that the “truck’s stop was not

gradual.” However, the video did “not clearly show the Employee

had ample time and distance to slow down and stop for the truck,”

as the City’s request claimed. The hearing officer found that there

was “substantial legal evidence regarding the Employee’s [past]

unsafe driving occurrences.”

C. Lacy’s Termination

After considering the hearing officer’s Findings of Fact,

Director Brown issued a supplemental notice of disciplinary action

advising Lacy that the appropriate discipline for her improper

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6 Opinion of the Court 21-11410

conduct was termination. Lacy attached Director Brown’s

supplemental notice to her amended complaint.

In the supplemental notice, Director Brown found that Lacy

had violated all four provisions of the City’s Policies and

Procedures Manual cited in the request for a formal hearing.

Director Brown cited the following findings by the hearing officer:

The hearing officer found that there was substantial

legal evidence “of a pick-up truck turning west out of

a parking lot onto Longwood at an undetermined

distance from the Employee’s bus. However, the

truck’s pulling out onto Longwood did not cause the

Employee to have to slam on the brakes to avoid a

collision.” You did in fact slam on the brakes causing

several passengers to have injuries and causing one to

come out of his seat. The Hearing Officer further

found that “[t]he video is proof the employee did not

reduce her speed upon seeing the truck.” He

additionally found that there is substantial legal

evidence regarding your past driving occurrences.

Director Brown concluded that the August 22, 2018 incident was

Lacy’s “fourth in a series of unsafe driving occurrences” and that

her “pattern of unsafe driving habits” posed an undue risk to

passengers. Director Brown stressed that Lacy had “been given

many opportunities to improve [her] safety performance and

driving habits to no avail.”

Director Brown stated that “[t]he City’s Personnel Policies

and Procedures Manual provides that the Mayor or Department

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21-11410 Opinion of the Court 7

Head, subject to the approval of the Mayor, shall determine

whether the facts, as found by the Hearing Officer, are cause for

discipline,” and that Brown had found “that the appropriate

discipline, which is consistent with the Findings of Fact, is

termination from your position as a Fixed Route Driver and

termination from the City of Huntsville.”

D. City Council’s Vote to Uphold Termination

Lacy appealed her termination to the City Council. On

February 28, 2019, the City Council voted to uphold her

termination. Lacy attached to her amended complaint a letter

from the City Council advising her of the City Council’s decision.

Lacy’s amended complaint alleged that the hearing officer’s

Findings of Fact in her case “concluded that [she] committed no

wrong in bringing her bus to a sudden stop on August 22, 2018”

and that the City Council should have accepted the hearing

officer’s Findings of Fact in reviewing her termination but refused

to do so.

E. Comparator Smartt’s Termination

As to the purported comparator, Lacy’s amended complaint

alleged that on May 24, 2018 the City Council, in reviewing the

termination of Smartt, a male City employee, had accepted the

hearing officer’s Findings of Fact in Smartt’s case. Lacy attached to

her amended complaint the hearing officer’s Findings of Fact and a

transcript excerpt from the City Council’s hearing in Smartt’s case.

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8 Opinion of the Court 21-11410

According to the hearing officer’s Finding of Facts, Smartt

was an Equipment Operator III in the sanitation division of the

City’s Public Works Department. Smartt was terminated for

failing to maintain a commercial driver’s license, which was

required in order to perform his job. At Smartt’s hearing, it was

undisputed that Smartt needed, but did not currently have, a CDL

to perform his job and that he was unable to perform any other

jobs in the Public Works Department because of physical

restrictions from an occupational physician.

At the City Council’s hearing reviewing Smartt’s

termination, the attorney for the City Council stated that the City

Council did not “have the discretion to find errors in the Finding of

Facts,” had to “accept the Hearing Officer’s decision as the facts of

the case,” and the City Council’s role was “to look at the facts, as

found by the Hearing Officer, and then look at the decision of the

Department head and decide if that is consistent with the facts

found.”

In her amended complaint, Lacy alleged that the City

discriminated against her because of her sex in violation of Title

VII. Specifically, Lacy alleged that the City, “by and through the

Huntsville City Council, engaged in unlawful employment

practices and discriminated against [her] because of her sex . . . by

using one standard in the termination of her by the Finding of Fact,

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21-11410 Opinion of the Court 9

and a different standard in the termination of a male, by abiding by

the Finding of Fact.” 3

II. DISCUSSION

A. Rule 12(b)(6) Standards for Discrimination Claims

To survive a motion to dismiss under Rule 12(b)(6), a

complaint must contain sufficient factual matter, which, accepted

as true, states a claim for relief that is plausible on its face. Ashcroft

v. Iqbal, 556 U.S. 662, 678 (2009). “While a complaint attacked by

a Rule 12(b)(6) motion to dismiss does not need detailed factual

allegations, a plaintiff’s obligation to provide the grounds of [her]

entitlement to relief requires more than labels and conclusions.”

Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007) (quotations

and citations omitted, alterations adopted). A written exhibit

attached to a pleading is considered part of the pleading. See Fed.

R. Civ. P. 10(c). In fact, if an exhibit contradicts the allegations of

the pleading, the exhibit governs. Griffin Indus., Inc. v. Irvin,

496 F.3d 1189, 1206 (11th Cir. 2007).

3 Lacy’s initial complaint asserted claims against multiple defendants,

but she later voluntarily dismissed her claims against all defendants except for

the City. In her amended complaint, Lacy asserted a Title VII discrimination

claim and three breach of contract claims against only the City, all of which

the district court dismissed.

On appeal, however, Lacy does not challenge the dismissal of her three

contract claims and thus has abandoned them. See Access Now, Inc. v. Sw.

Airlines Co., 385 F.3d 1324, 1330 (11th Cir. 2004). Therefore, we discuss only

Lacy’s Title VII sex discrimination claim.

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10 Opinion of the Court 21-11410

Title VII prohibits employers from discriminating against

any individual with respect to her compensation, terms,

conditions, or privileges of employment, because of, among other

things, such individual’s sex. 42 U.S.C. § 2000e-2(a)(1). At the

summary judgment stage, a Title VII plaintiff may prove a claim of

disparate treatment in one of two different ways. See Smith v.

Lockheed-Martin Corp., 644 F.3d 1321, 1328 (11th Cir. 2011). First,

a plaintiff may show a prima facie case, that is, that she: (1) is a

member of a protected class; (2) was qualified for the position;

(3) suffered an adverse employment action; and (4) was treated less

favorably than a similarly situated individual outside of her

protected class. 4 Lewis v. City of Union City, Ga., 918 F.3d 1213,

1220-21 (11th Cir. 2019) (en banc). Second, and alternatively, a

plaintiff may present a “convincing mosaic of circumstantial

evidence that would allow a jury to infer intentional

discrimination.” Smith, 644 F.3d at 1328 (quotation marks

omitted). If the plaintiff satisfies this second standard, “the

plaintiff’s failure to produce a comparator does not necessarily

doom the plaintiff’s case.” Id.

4 For purposes of a prima facie case, an employee is “similarly situated”

to the plaintiff when both are “similarly situated in all material respects.”

Lewis, 918 F.3d at 1226. Ordinarily, this means that a similarly situated em-

ployee will: (1) have engaged in the same basic misconduct as the plaintiff; (2)

have been subject to the same employment policy, guideline, or rule as the

plaintiff; (3) have had the same supervisor as the plaintiff; and (4) share the

plaintiff’s employment or disciplinary history. Id. at 1226-27.

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21-11410 Opinion of the Court 11

At the pleading stage, however, a plaintiff need not plead a

prima facie case of discrimination. Swierkiewicz v. Sorema N. A.,

534 U.S. 506, 515, 122 S. Ct. 992, 999 (2002); Surtain v. Hamlin

Terrace Found., 789 F.3d 1239, 1246 (11th Cir. 2015). Rather, to

state a claim under Title VII, a complaint need only “set out

enough factual content to allow a court to draw the reasonable

inference” that the defendant is liable for the alleged sex

discrimination. Equal Emp. Opportunity Comm’n v. Catastrophe

Mgmt. Sols., 852 F.3d 1018, 1023 (11th Cir. 2016) (quotation marks

omitted, alterations adopted). Further, “where the well-pleaded

facts do not permit the court to infer more than the mere possibility

of misconduct,”—in a Title VII case the mere possibility of

unlawful discrimination—the complaint has failed to allege

enough factual content to show the plaintiff is entitled to relief.

Iqbal, 556 U.S. at 679.

B. Lacy’s Sex Discrimination Claim

Here, the district court did not err in concluding that Lacy’s

amended complaint failed to state a claim. The factual allegations

in Lacy’s amended complaint, which include the exhibits attached

thereto, do not raise a reasonable inference of sex discrimination.

The only basis of discrimination alleged in Lacy’s amended

complaint was her proposed male comparator. Even accepting

Lacy’s allegations as true, she and her proposed male comparator,

Smartt, were not “similarly situated” yet treated differently.

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12 Opinion of the Court 21-11410

First, the exhibits attached to Lacy’s amended complaint

affirmatively demonstrate that she and Smartt were not being

disciplined for the same or similar misconduct, did not share a

similar disciplinary history, did not have the same supervisor or

work in the same department, and were both terminated from

their respective positions. And, in both cases, the City Council

voted to uphold their terminations.

Second, and more importantly, the exhibits contradict

Lacy’s allegations that the City Council treated her less favorably

than Smartt during their respective appeals by refusing to accept

her hearing officer’s Findings of Fact. Although Lacy’s amended

complaint alleged that the hearing officer “found” she “committed

no wrong” during the August 22, 2018 incident, the hearing

officer’s Findings of Fact conclusively demonstrate that the hearing

officer drew no conclusions about wrongdoing. See Griffin Indus.,

Inc., 496 F.3d at 1206. As the hearing officer stated in his Findings

of Fact and the attorney advised the City Council during Smartt’s

hearing, the hearing officer’s role in the disciplinary process was to

find facts, not draw ultimate conclusions.

To be sure, the hearing officer in Lacy’s case found that

(1) the truck suddenly and improperly stopping caused Lacy to

apply the brakes to avoid a collision and (2) the video did not clearly

show (as Director Brown had claimed in the City’s request for a

formal disciplinary hearing) that Lacy “had ample time and

distance to slow down and stop.” But the hearing officer also found

that the truck turned into Lacy’s lane “at an undetermined

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21-11410 Opinion of the Court 13

distance” in front of her bus and that she “did not reduce her speed

upon seeing the truck” turn into her lane.

Moreover, Director Brown’s supplemental notice of

disciplinary action, advising Lacy of her termination, indicates that

the City’s decision to uphold her termination relied on, rather than

refused to accept, the hearing officer’s Findings of Fact.

Specifically, Director Brown’s supplemental notice cited several of

the hearing officer’s fact findings, including that (1) the truck

turned onto the road “at an undetermined distance from [Lacy’s]

bus,” (2) “the truck’s pulling out . . . did not cause [Lacy] to have to

slam on the brakes,” (3) that Lacy failed to slow down when she

first saw the truck pull into her lane, and (4) she had three prior

incidents of unsafe driving for which she already had been

disciplined. Director Brown concluded from these fact findings

that Lacy’s action in slamming on the brakes and causing injuries

was unsafe.

In sum, the exhibits attached to Lacy’s amended complaint

affirmatively show that the City did not refuse to accept the hearing

officer’s Findings of Fact in her case. Thus, her amended complaint

failed to allege that she was treated less favorably than a similarly

situated individual outside of her protected class. Given that Lacy’s

amended complaint did not allege any other facts, much less a

mosaic of circumstantial evidence, from which the court could

reasonably infer more than the mere possibility that the City

discriminated against her because of her sex, the district court

properly dismissed her Title VII discrimination claim under Rule

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14 Opinion of the Court 21-11410

12(b)(6). See Iqbal, 556 U.S. at 679; Catastrophe Mgmt. Sols., 852

F.3d at 1023.

AFFIRMED.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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