Opinion

Mark Allen Geralds v. Attorney General, State of Florida

Court
Court of Appeals for the Eleventh Circuit
Filed
May 12, 2021
Status
Unpublished
Nature of suit
NEW
Cited by
0 cases
Authority
More cited than 15.5%

“[Section 2254(e)(1)’s] presumption of correctness applies equally to factual determinations made by state trial and appellate courts.”

How later courts described this case

  • “[Section 2254(e)(1)’s] presumption of correctness applies equally to factual determinations made by state trial and appellate courts.”
  • We separately note that calling Swoboda would have meant forgoing the “sandwich” argument.
  • discussing Fla. R. Crim. P. 3.250

Written by the judges who cited it.

The opinion

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[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

________________________

No. 19-13562

________________________

D.C. Docket No. 5:13-cv-00167-MW-EMT

MARK ALLEN GERALDS,

Petitioner - Appellant,

versus

ATTORNEY GENERAL, STATE OF FLORIDA,

SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,

Respondents - Appellees.

________________________

Appeal from the United States District Court

for the Northern District of Florida

________________________

(May 12, 2021)

Before ROSENBAUM, NEWSOM, and BRASHER, Circuit Judges.

PER CURIAM:

A Florida jury convicted Mark Allen Geralds of first-degree murder, armed

robbery, burglary of a dwelling, and theft of an automobile. The state trial court

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sentenced Geralds to death, and the Florida Supreme Court vacated his sentence on

direct appeal. Following additional penalty-phase proceedings, a jury again

recommended a death sentence, which the trial court imposed and the Florida

Supreme Court affirmed.

Geralds unsuccessfully challenged his conviction and sentence during state

postconviction review and then filed a federal habeas petition in the Northern

District of Florida. Among other claims, his petition asserts that the state courts

unreasonably rejected his claims of prosecutorial misconduct in violation of Brady

v. Maryland, 373 U.S. 83 (1963), and Giglio v. United States, 405 U.S. 150 (1972);

ineffective assistance of counsel in violation of Strickland v. Washington, 466 U.S.

668 (1984); and infringement of due process by wrongly denying for-cause

challenges to two prospective jurors. The district court denied his petition, and

Geralds appealed. After careful consideration, and with the benefit of oral argument,

we affirm.

I. FACTS AND PROCEDURAL HISTORY

On February 7, 1990, a Florida jury convicted Geralds of first-degree murder,

among other offenses, for the killing of Tressa Lynn Pettibone. One year earlier, on

February 1, 1989, Pettibone’s eight-year-old son found her body when he came

home from school. She had been stabbed multiple times, and bruises from blunt

trauma covered the upper half of her body. Blood patterns showed that she had

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struggled with her attacker in at least three different parts of the home’s kitchen and

dining area. The medical examiner determined that her wrists had been bound with

a plastic tie for at least twenty minutes before she died. At trial, family members

testified that a herringbone chain necklace, red-frame Bucci sunglasses, and a

Mercedes car were missing from the home.

Geralds was a carpenter who had done work on the Pettibones’ home. About

a week before the crime, he encountered her and her two children at a mall. At that

time, she mentioned that her husband was out of town on business. Geralds later

approached her son in the video arcade and asked when he and his sister left and

came back from school. Geralds also asked when their father would return from his

trip.

A collection of circumstantial evidence linked Geralds to the events of

February 1. That afternoon, Geralds had pawned a gold herringbone chain necklace.

Lab testing later showed that a stain on the necklace was blood, consistent with

Pettibone’s blood type. The police also found plastic ties in Geralds’s car that

matched the ties found on her wrists, as well as shoes in his residence that were

consistent with tracks identified at the crime scene. Finally, Geralds had gone to his

grandfather’s house on the day of the crime to take a shower; while leaving, he said

that he was taking a pair of sunglasses to some friends. A witness testified that

Geralds gave her a pair of red Bucci sunglasses in late January or early February

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1989. And as we have mentioned, Pettibone’s family reported that red Bucci

sunglasses were missing from their home after Pettibone was killed. After the State

rested its case, Geralds moved for judgment of acquittal, arguing that the evidence

was insufficient to support the charges against him. The court denied that motion,

and the defense immediately rested without calling any witnesses or otherwise

presenting evidence.

The jury found Geralds guilty of first-degree murder, armed robbery, burglary

of a dwelling, and theft of an automobile.1 It recommended a death sentence for the

murder conviction. The trial judge agreed, finding that four statutory aggravating

factors and no mitigating factors were satisfied, and he sentenced Geralds to death.

The Florida Supreme Court affirmed Geralds’s convictions but remanded the

case for resentencing following a new hearing on application of the death penalty.

Geralds v. State (“Geralds I”), 601 So. 2d 1157, 1164 (Fla. 1992). The court held

that the trial judge had erred in allowing the State to refer to Geralds’s prior

convictions during the original penalty-phase proceedings. See id. at 1161–63.

However, the court rejected Geralds’s arguments about errors from the trial’s guilt

phase, including—as relevant here—that the court had improperly denied two for-

1

The Mercedes was found in the parking lot of a school near the Pettibones’ home.

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cause challenges to prospective jurors who were exposed to pretrial media coverage.

See id. at 1159.

Following a second penalty-phase hearing, a jury again recommended the

death penalty, and on April 13, 1993, the trial judge sentenced Geralds to death. The

Florida Supreme Court affirmed this sentence, and the U.S. Supreme Court denied

review of its decision. Geralds v. State (“Geralds II”), 674 So. 2d 96, 105 (Fla.) (per

curiam), cert. denied, 519 U.S. 891 (1996).

Geralds moved for postconviction relief before the sentencing court. In an

amended motion, dated January 25, 2002, he raised twenty-six claims for relief. On

February 12, 2003, the court summarily denied twenty of those claims and set an

evidentiary hearing for the remaining six. Among other arguments, the remaining

claims alleged that Geralds’s trial counsel, who died before the evidentiary hearings

began, was unconstitutionally ineffective for failing to present evidence from the

crime scene and for failing to investigate and present witnesses. Geralds’s amended

motion also alleged that the prosecution had suppressed material exculpatory

evidence in violation of Brady v. Maryland, 373 U.S. 83, and knowingly presented

or failed to correct false testimony at trial in violation of Giglio v. United States, 405

U.S. 150.

Following two evidentiary hearings, the sentencing court denied Geralds’s

remaining claims in a series of orders issued in 2005 and 2006. The court also denied

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several motions for reconsideration of these orders. On September 16, 2010, the

Florida Supreme Court affirmed these orders and denied an original petition for writ

of habeas corpus. Geralds v. State (“Geralds III”), 111 So. 3d 778, 810 (Fla. 2010)

(per curiam).2

On April 29, 2013, Geralds filed a petition for writ of habeas corpus in the

Northern District of Florida. He asserted eight grounds for relief. The district court

denied the petition in an opinion issued May 13, 2019. In that opinion, the court

held that Geralds was not entitled to an evidentiary hearing on his claims. However,

the court issued a certificate of appealability under 28 U.S.C. § 2253(c)(2) as to three

claims: (1) that counsel was unconstitutionally ineffective for failing to present

crime-scene evidence at his original trial, (2) that counsel was ineffective for failing

to investigate and present witnesses, and (3) that the state trial court erred in denying

his for-cause challenges to the two prospective jurors. Geralds moved to alter the

judgment and expand the certificate of appealability, but the district court denied his

motion. He filed a timely notice of appeal.

On appeal, Geralds moved to expand the certificate of appealability. We

granted this motion in part, issuing a certificate of appealability as to three additional

2

Geralds later filed a successive motion for postconviction relief based on Hurst v. Florida,

577 U.S. 92 (2016), and Hurst v. State, 202 So. 3d 40 (Fla. 2016). The state trial court denied his

motion, and the Florida Supreme Court affirmed. Geralds v. State, 237 So. 3d 923 (Fla. 2018)

(per curiam). The U.S. Supreme Court denied Geralds’s petition for writ of certiorari. Geralds v.

Florida, 139 S. Ct. 324 (2018).

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claims: (1) whether the State violated Brady in failing to disclose reports or

handwritten notes prepared by the Florida Department of Law Enforcement, (2)

whether the State violated Giglio in permitting its investigator to testify that he had

confirmed the alibi of another suspect, and (3) whether the State violated Giglio in

permitting the investigator to testify that Geralds’s left shoe had tested positive for

blood.

II. STANDARDS OF REVIEW

We review de novo the district court’s denial of a habeas petition. Ward v.

Hall, 592 F.3d 1144, 1155 (11th Cir. 2010). Under 28 U.S.C. § 2254(d), as amended

by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), we may

not grant habeas relief to a state prisoner unless the state court’s decision was

“contrary to, or involved an unreasonable application of, clearly established Federal

law, as determined by the Supreme Court of the United States,” or was “based on an

unreasonable determination of the facts in light of the evidence presented in the State

court proceeding.” Schriro v. Landrigan, 550 U.S. 465, 473 (2007) (quoting 28

U.S.C. § 2254(d)(1), (2)). The state court’s findings of fact are presumed to be

correct, and the petitioner must rebut that presumption by clear and convincing

evidence. Consalvo v. Sec’y for Dep’t of Corr., 664 F.3d 842, 844 (11th Cir. 2011)

(per curiam); see 28 U.S.C. § 2254(e)(1).

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The Supreme Court has explained that “clearly established Federal law” under

§ 2254(d)(1) means the holdings, rather than the dicta, of its opinions. Lockyer v.

Andrade, 538 U.S. 63, 71 (2003). A state-court decision can be “contrary to” this

established law in two ways: (1) if the state court arrives at a conclusion on a

question of law opposite that of the Supreme Court; or (2) if the court confronts facts

that are “materially indistinguishable” from relevant Supreme Court precedent but

reaches a different result. Williams v. Taylor, 529 U.S. 362, 405–06 (2000). “A

state-court decision that correctly identifies the governing legal rule but applies it

unreasonably to the facts” of a particular case is an “unreasonable application” of

clearly established law. Id. at 407–08.

To determine whether the state court’s decisions involved an “unreasonable

application” of established law, we look to the reasons provided by the last state

court to address an issue. Wilson v. Sellers, 138 S. Ct. 1188, 1191–92 (2018). A

decision is reasonable “so long as ‘fairminded jurists could disagree’ on the

correctness of the state court’s decision.” Harrington v. Richter, 562 U.S. 86, 101

(2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). It is not

enough to show that the state court’s application of law to fact led to an incorrect

result. Lockyer, 538 U.S. at 75. Only if the state court’s application of law is

“objectively unreasonable” may we grant the habeas petition on this basis. Id.

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III. DISCUSSION

Geralds has received a certificate of appealability on six claims: (1) whether

the State violated Brady by failing to disclose records from the Florida Department

of Law Enforcement, (2) whether the State violated Giglio by presenting false

testimony about blood on Geralds’s shoe, (3) whether the State violated Giglio by

presenting false testimony about confirming another suspect’s alibi, (4) whether

Geralds’s counsel was unconstitutionally ineffective for failing to present evidence

from the crime scene, (5) whether Geralds’s counsel was unconstitutionally

ineffective for failing to investigate and present a witness who sold Geralds a

herringbone necklace before the crime, and (6) whether the state court violated due

process by denying Geralds’s for-cause challenges to two prospective jurors. We

address each claim in turn.

1. Claim of undisclosed evidence

Geralds argues that the prosecution failed to disclose reports and handwritten

notes from the Florida Department of Law Enforcement (“FDLE”), violating Brady

v. Maryland, 373 U.S. 83. The documents at issue include (1) a lab report containing

blood typing analysis by FDLE analyst Shirley Zeigler (Defense Exhibit 20), (2)

handwritten notes indicating that a bloodied handkerchief was found on top of a

sewing machine at the crime scene (Defense Exhibit 28), (3) handwritten notes

concerning the location of fingerprints and palmprints at the crime scene (Defense

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Exhibit 31), (4) handwritten notes discussing hair evidence collected from

Pettibone’s body, including from her left hand, which did not match Geralds’s hair

samples (Defense Exhibit 34), and (5) a lab report by FDLE analyst Larry Smith,

which indicates that the hair collected from Pettibone did not match samples from

Geralds (Defense Exhibit 36).3

With regard to Zeigler’s and Smith’s lab reports, the district court held that

Geralds had failed to rebut by clear and convincing evidence the Florida Supreme

Court’s findings that the reports had been disclosed. As for the handwritten notes

about the hair and print analysis, the district court observed that the state court had

not found that these documents were suppressed. Even so, the district court

concluded that Geralds had not shown that the state court erred in concluding that

the outcome at trial would not have been different had the allegedly suppressed

evidence been disclosed.

In Brady, the Supreme Court held that due process requires the prosecution,

upon request, to disclose evidence that is favorable to a defendant. 373 U.S. at 87.

This principle extends to both impeachment and exculpatory evidence. United

States v. Bagley, 473 U.S. 667, 676 (1985). And it includes evidence known to

3

The exhibit numbers reflect the labels assigned at the evidentiary hearings on Geralds’s

motion for postconviction relief. Geralds’s brief also lists Defense Exhibits 23 and 32 in this claim,

but he makes no argument about them. Those exhibits are an evidence log sheet with some

handwritten notes and a description of evidence submitted for analysis, respectively.

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police investigators but not to a prosecutor. See Kyles v. Whitley, 514 U.S. 419, 438

(1995). Thus, to comply with Brady, a prosecutor must determine what evidence is

known to other government actors so that the prosecutor can disclose it, if necessary.

Id. at 437. For a Brady violation to exist, the suppressed evidence must be material,

meaning that there is a reasonable probability that the evidence, assessed

cumulatively, would have changed the outcome at trial. See id. at 433–35.

On appeal, Geralds argues that the state court’s decisions were based on an

unreasonable determination of the facts and were both contrary to and an

unreasonable application of clearly established federal law. 4 Below, we consider

these arguments with respect to each piece of evidence. We conclude by addressing

Geralds’s argument that this evidence is material when viewed collectively. Zeigler

lab report

First, the Zeigler lab report (Defense Exhibit 20), which is dated April 3, 1989,

indicates that the blood on a handkerchief from the crime scene was found to be of

Type O. It further states that neither Geralds nor Pettibone had that blood type, but

4

Regarding the alleged legal errors, Geralds contends that the Florida Supreme Court and

the district court improperly analyzed his Brady claim by requiring a showing of diligence. This

argument draws on an issue left unanswered in Strickler v. Greene, 527 U.S. 263 (1999), namely,

“the impact of a showing by the State that the defendant was aware of the existence of the

documents in question and knew, or could reasonably discover, how to obtain them.” See id. at

288 n.33. However, we need not reach this issue because the Florida Supreme Court did not reject

the Brady claims that remain in this case because of a diligence requirement. See Geralds III, 111

So. 3d at 786–88, 791.

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Kenneth Dewey Mayo, another suspect in the case, did. The report also indicates

that no human bloodstaining “could be demonstrated” on two tennis shoes.

In rejecting Geralds’s Brady claim as to the Zeigler report, the Florida

Supreme Court concluded,

At best, Geralds has only demonstrated that the record is

ambiguous as to whether Zeigler’s report was disclosed.

He has not, however, carried his burden of demonstrating

that the State suppressed Zeigler’s report. In reviewing the

State’s discovery produced on April 14, 1989, it is not

clear whether Zeigler’s report was included. Although

Zeigler is listed as a person known to have information

that may be relevant, Zeigler’s report is not specifically

identified. At the evidentiary hearing on September 23,

2003, [prosecutor Joe] Grammer testified, “I’m absolutely

positive that [defense counsel] Bob Adams had this report

before he talked to Shirley Zeigler in preparation for the

trial.” However, at the evidentiary hearing on February

25, 2004, Grammer testified that he did “not have a clear

memory” of providing the report to the defense, but

believed that “if we got it, which we did, we shared it with

Bob.” In looking at his file marked “lab reports,”

Grammer found Zeigler’s report. Grammer further

testified that the report is the type of document that he

would have provided to the defense and that it was

possible that if the State did not have it on April 14, 1989,

it was given to the defense afterwards. James Appleman,

state attorney and Grammer’s co-counsel, testified during

the evidentiary hearing that Zeigler’s report was available

to trial counsel.

Geralds III, 111 So. 3d at 788.

Geralds offers five reasons why the Florida Supreme Court’s conclusion that

he failed to show that the State had not provided the Zeigler report was based on an

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unreasonable determination of the facts. First, he contends that this report was not

enumerated on the State’s list of discovery responses, which generally identified

FDLE reports—among other documents—that the prosecutors provided. The record

generally supports this contention, with one exception. The State’s June 1, 1989,

supplemental discovery filing did not enumerate each of the documents it contained;

it stated only that it enclosed approximately 543 pages of “investigative material.”

And, unlike the State’s other discovery responses, the record does not include the

documents that were enclosed with this filing. Given the June 1, 1989, discovery

response, we cannot conclude that it was unreasonable for the state court to

determine that prosecutors had provided the Zeigler report to defense counsel, even

though the report was not listed on any of these filings.5

Second, Geralds points out that during the February 25, 2004, evidentiary

hearing on his motion for postconviction relief, Grammer testified on cross-

examination that he did not have an independent memory of providing the Zeigler

report to Geralds’s trial counsel. 6 At the earlier evidentiary hearing, on September

5

At the evidentiary hearings on Geralds’s motion for postconviction relief, Grammer

described the June 1, 1989, set of documents as material from the early stages of the investigation

into the crime. Geralds argues that this testimony was an “admission” that this discovery did not

include the Zeigler report. But Grammer’s testimony broadly characterizing the material does not

rule out that the Zeigler report was enclosed with it.

6

Appleman, the state attorney, testified at the evidentiary hearings that the Zeigler report

would have been provided to defense counsel, but he also stated that he did not have a specific

memory of providing it because discovery was the responsibility of Grammer, his assistant.

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23, 2003, Grammer had said he was certain that the report had been provided. But

at the second hearing, Grammer’s testimony on direct examination was less

conclusive:

Q. Do you have any recollection as to why you would

have listed Ms. Ziggler’s [sic] name as a possible witness?

A. If we had the report or if her name had been

provided by law enforcement.

Q. Is this report the type of document that you would

have provided to the Defense?

A. Yes.

Q. Do you believe that it was provided to the Defense?

A. You know, I do not have a clear memory of this one,

but I believe if we got it, which we did, we shared it with

Bob.

Q. Looking at Pages 2246 and 2247, did you see this

report listed?

A. No.

Q. Is it possible that it did not, it just did not get typed

in in [sic] your list of attachments?

A. It’s possible that we didn’t have it that day, we gave

it to him afterwards. It’s possible that it did not make it on

the list. I don’t—it’s all speculation, I don’t know.

Q. Is it your practice to disclose the name of someone

who would have information and then withhold—

A. No.

Q. —an exhibit or—

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A. No.

Q. —document?

A. No. That does not make much sense.

On cross-examination, Grammer subsequently testified,

Q. Do you have any independent recollection in this

particular case that, and we will go through the specific

documents, but that everything you received was given to

[Mr. Adams]?

...

A. The only thing that I don’t have a specific

memory—well let me rephrase that. My memory for

many of these documents is based upon the written record,

and those two lab reports are the only ones that I don’t

show on the written record and that I don’t have an

independent recollection of. That would be the Larry

Smith report and I think the first Shirley Ziggler [sic]

report.

Despite Grammer’s hesitation on cross-examination at the second evidentiary

hearing, we cannot say that this record provides clear and convincing evidence that

the Zeigler report was suppressed. Even if he lacked a specific recollection of having

disclosed the report some fifteen years earlier, Grammer’s testimony about his

discovery practices render not unreasonable the state court’s finding that the report

was not suppressed.

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Third, Geralds notes that his trial counsel’s file did not contain a copy of the

Zeigler report. 7 But the state trial court found that this file was incomplete in that it

did not include everything in Geralds’s trial counsel’s files. Geralds has not shown

by clear and convincing evidence that this finding of fact was incorrect. See Bui v.

Haley, 321 F.3d 1304, 1312 (11th Cir. 2003) (“[Section 2254(e)(1)’s] presumption

of correctness applies equally to factual determinations made by state trial and

appellate courts.”). So once again, we cannot say that the state court’s conclusion

that the Zeigler report was produced was unreasonable.

Fourth, Geralds points to his counsel’s cross-examination at trial of a different

FDLE analyst, Laura Rousseau, as evidence that he was unaware of the Zeigler

report. That exchange went as follows:

Q. Ma’am, what do you mean by presumptive tests?

A. That’s just a pre-test that it could be blood.

Q. And in your training and experience, those

presumptive tests which is a pre-test meaning it could be

blood, would that differentiate between human and fish

blood?

A. No, it would not.

Q. To your knowledge was any further testing done

with regard to those items in front of you?

7

Although the files of Geralds’s trial counsel (Defense Exhibit 53) are not part of the record

before this Court, the State does not dispute that they do not include the Zeigler report.

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A. Not to my knowledge, I don’t know. I have not seen

the shoes since then.

Geralds argues that if his trial counsel had known of the Zeigler report, he would not

have asked Rousseau if there was follow-up testing. We cannot conclude that that

is necessarily the case. While Geralds’s counsel’s cross-examination of Rousseau

could suggest that he was unaware of the Zeigler report, it does not unambiguously

evidence that conclusion. Rather, he may have asked about any follow-up

analysis—knowing that it, in fact, existed—to undermine Rousseau’s testimony by

drawing attention to the preliminary and inconclusive nature of her findings.

Fifth and finally, Geralds observes that his trial counsel’s theory of the case

was grounded in the existence of another perpetrator, so he contends that his attorney

would have referred to the Zeigler report had he known of it. Zeigler testified at

trial, and Geralds’s counsel did not ask about her analysis of the handkerchief during

cross-examination. It’s not clear, however, whether he attempted to ask about it.

That cross-examination ended as follows:

Q. Okay. Oh. One more thing. We’ve got these things

you have identified in evidence. Did you test anything

else?

MR. APPLEMAN [the prosecutor]: Objection, Your

Honor. Exceeds the scope of direct examination.

THE COURT: I’ll sustain that objection.

Q. (Mr. Adams continuing) You’re the blood expert,

aren’t you?

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A. Yes, I am.

Q. Serology.

A. That’s correct.

Q. Okay. I’ll have to leave that one hanging. Thank

you very much.

MR. APPLEMAN: I have no questions for the witness

and ask that she be excused and allowed to return to

Jacksonville.

THE COURT: You may step down and you’re free to go.

MR. ADAMS: Well, Judge, she’s from Jacksonville,

could we have her stay here through the next break and

with the Court’s permission I would liek [sic] to speak to

her briefly.

THE COURT: All right.

Geralds’s trial counsel did not bring up Zeigler again before closing arguments. But

during his closing argument, he stated,

. . . That’s a lack of evidence. Laura Russo [sic] was

called. And talked about. I only see one . . . [ellipsis in

original] well, here’s another one. The Nikes. Oh, yeah,

there was blood on them, I identified a little area that might

be blood. What do you do with them? Sent them to the

lab. Did you hear Ms. Zigler [sic] say, yes, there is blood

on those shoes? No. Did you hear Ms. Zigler [sic] say I

checked those shoes in Jacksonville laboratory? No. You

didn’t hear any testimony about that. Or did Ms. Zigler

[sic] test those shoes and find no blood? You’re left in the

realm of guessing. And even Ms. Russo [sic] at that time

told us about that presumptive test which was really a pre

test which could show blood and it couldn’t even tell

whether it was human or fish blood because she was asked

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that by me. The answer was she couldn’t even tell the

difference on that pre test.

And later, he again portrayed Zeigler’s analysis as incomplete, noting that she

neither studied the prevalence of certain blood enzymes that she identified on the

herringbone necklace within the general population nor conducted DNA testing.

Contrary to Geralds’s argument, we cannot conclude that his trial counsel’s

lack of reference to the Zeigler report necessarily occurred because he was unaware

of it. As we recount above, counsel’s closing arguments suggest a strategy of

pointing to an incomplete investigation by law enforcement. He may have

concluded that not bringing up the Zeigler report would support that strategy.

Alternatively, he may have sought to ask about the report in his final question on

cross-examination but was stymied by the prosecutor’s successful objection. At any

rate, we cannot say that this record presents clear and convincing evidence that the

Florida Supreme Court erred in finding that the Zeigler report was not suppressed.

Nor do Geralds’s five arguments, taken collectively, clear that bar. During

cross-examination, Zeigler testified that she had written two reports in this case,

including the April 3, 1989, report at issue here. Geralds’s trial counsel did not file

a motion for mistrial or continuance after this exchange. In contrast, Geralds’s trial

counsel immediately moved for a mistrial when he learned during trial that the State

had not disclosed the handwritten notes of analyst Rousseau.

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We note, as well, that Zeigler testified again at the resentencing proceedings.

In that testimony, unlike at the original trial, she discussed the handkerchief and how

it had a small blood stain, “about maybe the size of a tip of a finger.” Geralds’s trial

counsel, who continued to represent him during those proceedings, questioned

Zeigler on recross examination immediately after that discussion. Nothing in his

questioning suggests any surprise from or interest in testimony about the

handkerchief. Handwritten notes discussing “blooded handkerchief”

Second, a set of handwritten notes (Defense Exhibit 28) indicates that a

“blooded handkerchief” was found on a sewing machine at the crime scene. The

state courts did not address a Brady claim as to this document in their rulings on

Geralds’s motion for postconviction relief. Assuming without deciding that Geralds

exhausted his Brady claim as to this document, our review is de novo. See Rompilla

v. Beard, 545 U.S. 374, 390 (2005).

There is conflicting evidence as to whether this document was provided to

Geralds’s trial counsel. At the September 2003 evidentiary hearing on Geralds’s

motion for postconviction relief, Grammer testified that he did not recall providing

defense counsel with this exhibit and that he did not think that prosecutors had

possession of it. But at the later hearing, in February 2004, Grammer testified that

he located the exhibit among records of the 543 pages of “investigative material”

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provided in discovery and that it is the type of document that would have been

disclosed to defense counsel.

Regardless, Geralds has not shown an entitlement to relief on Brady’s

materiality requirement—i.e., a reasonable probability that the verdict would have

been different had the evidence been disclosed. Rimmer v. Sec’y, Fla. Dep’t of

Corr., 876 F.3d 1039, 1054 (11th Cir. 2017). This document adds nothing of

substance beyond the blood analysis in the Zeigler report, which the state courts

determined had been disclosed, and the fact that investigators found a small amount

of blood on a handkerchief at the crime scene does not undermine the record of guilt

in this case. Indeed, as discussed above, Geralds’s counsel was not interested in

discussing the handkerchief when it came up during the resentencing proceedings.

i. Handwritten evidence list

The third piece of evidence at issue in Geralds’s Brady claim is handwritten

notes logging evidence collected from the crime scene (Defense Exhibit 31). The

notes provide some explanation of where certain evidence—including fingerprints,

palmprints, and shoe tracks—was located within the Pettibones’ house. The Florida

Supreme Court analyzed this document in a short discussion that also addressed

several other exhibits. See Geralds III, 111 So. 3d at 791. That discussion concluded

that “Geralds failed to demonstrate either that the information was suppressed by the

State or that the information was material.” Id. Because of the disjunctive logic of

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this phrasing and because the court was addressing several pieces of evidence at

once, it is not clear whether the court’s ruling as to Defense Exhibit 31 in particular

was grounded in lack of suppression, immateriality, or both. See id.

Grammer’s testimony at the September 2003 evidentiary hearing suggests that

this exhibit was not provided to defense counsel. Assuming that this exhibit was

suppressed, Geralds has still not shown that it is material under Brady. Geralds

concedes that his counsel had access to the FDLE report showing that fingerprints

and palmprints taken at the crime scene did not belong to him. Any new information

in these notes—concerning the location of fingerprints, palmprints, and shoe tracks

taken from the crime scene—is not more probative of Geralds’s or someone else’s

guilt than the fact that the prints were not Geralds’s, which was disclosed. Indeed,

Geralds does not explain how this exhibit might have made a difference in the

outcome at trial. 8

ii. Smith lab report

The fourth piece of evidence at issue in Geralds’s Brady claim is a lab report

by FDLE analyst Smith (Defense Exhibit 36). This report, which was dated January

25, 1990, concluded that debris and hairs from Pettibone’s body, including from her

8

Geralds asserts that the Florida Supreme Court did not analyze Brady’s materiality prong.

With respect to this exhibit, as well as the two that we analyze below, the state court’s conclusion

on materiality—though brief—is still entitled to deference under AEDPA. See Rimmer, 876 F.3d

at 1055.

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left hand, did not match samples from Geralds. The Florida Supreme Court

addressed this document together with the handwritten evidence list discussed

above. See Geralds III, 111 So. 3d at 791. As with that document, it is not clear

whether the court reached its conclusion that the State did not violate Brady with

respect to this exhibit on the grounds of lack of suppression, immateriality, or both.

See id.

Assuming that the Florida Supreme Court reached its conclusion because it

found that the State had not suppressed the Smith report, Geralds would need to

demonstrate by clear and convincing evidence that this finding was incorrect.9 Many

of Geralds’s arguments as to the Smith report overlap with his arguments on the

Zeigler report. He contends that the report does not appear on any of the

prosecution’s discovery responses. He also refers to Grammer’s testimony that he

lacked an “independent recollection” of providing the Smith report to Geralds’s trial

counsel. And Geralds states that the Smith report, like the Zeigler report, was not

contained in trial counsel’s files. Geralds also adds two arguments specific to the

Smith report. First, he contends that if his trial counsel had received the Smith

report, he would have would have used it in support of his theory that someone else

9

As the Florida Supreme Court noted, the lower state court did not address this document

in its orders denying Geralds’s motion for postconviction relief. Geralds III, 111 So. 3d at 791.

Nevertheless, the presumption of correctness under 28 U.S.C. § 2254(e)(1) extends to the appellate

court’s factual determinations. Bui, 321 F.3d at 1312.

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struggled with Pettibone and therefore committed the crime. Second, Geralds notes

that Smith’s report was issued only four days before trial and suggests that the State

may have accidentally failed to disclose it.

Several of these arguments are unavailing for the same reasons as with the

Zeigler report. For example, the state trial court found that trial counsel’s files were

incomplete. And, as we have noted, counsel’s strategy at trial emphasized the State’s

lack of investigation. Even if the Smith report included findings that were helpful

to Geralds’s case, counsel might have believed it better not to draw attention to

additional lab work done by the FDLE.

Nevertheless, the Smith report presents a closer question than the Zeigler

report did. Smith’s name was disclosed as a witness on January 24, 1990. The

record contains two discovery responses after that date. The first one disclosed other

potential witnesses but did not state that it enclosed any documents. The second one

enclosed a different lab report but not the Smith report. And unlike with the Zeigler

report, there was no omnibus discovery filing dated after January 25, 1990, that

might have enclosed the Smith report without listing it.

During the evidentiary hearings on Geralds’s motion for postconviction relief,

Grammer stated that he might have hand-delivered the Smith report to Geralds’s trial

counsel. The record demonstrates that, at least some of the time, Grammer

composed formal discovery filings even when he provided documents by hand. But

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not always. Grammer recalled hand-delivering a different lab report to Geralds’s

trial counsel during jury selection, and, as with the Smith report, the record does not

contain a formal discovery filing for that report. Thus, Grammer did not always

draft formal discovery filings when he exchanged lab reports at the last minute

before trial. And he testified that Smith’s report is “the type of item that would have

been disclosed as soon as we received it” and that he “would not have withheld his

report.” Thus, while the supporting evidence is thin, to the extent that the state court

found that the Smith report was not suppressed, AEDPA’s standard of review—

requiring us to find factual error by clear and convincing evidence—once again

precludes us from concluding that the state court erred in this finding.

If, instead or in addition, the Florida Supreme Court reached its decision

because it determined that the Smith report was immaterial under Brady, Geralds

has not shown that this result was objectively unreasonable. The record provides

support for the state court to have concluded that there was not a reasonable

probability that Geralds would not have been convicted, even if the evidence from

the Smith report had been presented at trial. The State presented evidence that

Geralds had done work on the Pettibones’ house and had inquired about a week

before the crime about where the various Pettibones would be during the time that

the crime was committed. Plus, on the very afternoon of the murder, Geralds pawned

a herringbone necklace with blood on it matching Pettibone’s type, and the

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Pettibones reported that a herringbone necklace had been stolen during the robbery;

Geralds had told his father that same day after the murder and robbery that he needed

to bring a friend sunglasses, and the Pettibones reported the same type and color of

sunglasses missing from their home; in Geralds’s car, police found the same plastic

ties used to tie Pettibone’s wrists and shoes; and shoe tracks found at the crime scene

were consistent with shoes found in Geralds’s residence. While the fact that the hair

in Pettibone’s hand was not Geralds’s may have provided some contrary evidence,

Smith’s report did not rule out a match with other members of the Pettibone

household, and under the circumstances, we cannot conclude that it was objectively

unreasonable for the state court to determine that there was not a reasonable

probability that the verdict would have been different had the Smith report been

disclosed.

iii. Handwritten notes on hair samples

The final portion of Geralds’s Brady claim relates to handwritten notes

discussing hair samples taken from Pettibone’s body, including from her left hand

(Defense Exhibit 34). They appear to be written by Smith in preparation of his

report. The notes indicate that these hairs are “microscopically different from” a

hair sample from Geralds. The Florida Supreme Court addressed this exhibit

together with the handwritten evidence log and the Smith lab report. See Geralds

III, 111 So. 3d at 791. As the record suggests these handwritten notes were not

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disclosed to Geralds’s counsel, we understand the Florida Supreme Court to have

rejected the Brady claim as to this exhibit on grounds of immateriality. See id.

For the same reasons we must find that the state court’s resolution of the claim

involving the Smith lab report survives AEDPA scrutiny, we must conclude that the

state court’s determination concerning the handwritten notes does. As we have

noted, the record of circumstantial evidence—Geralds’s inquiries concerning the

Pettibones’ whereabouts, the herringbone necklace with Pettibone’s blood type on

it, the sunglasses, shoe tracks, and plastic ties—support the conclusion that there was

not a reasonable probability that Geralds would not have been convicted, even if the

hair evidence had been presented at trial.

iv. Cumulative analysis of materiality

Finally, Geralds argues that Brady’s materiality prong requires analyzing the

set of evidence collectively. This principle, which is clearly established under

Supreme Court precedent, applies to only evidence that was suppressed. See Kyles,

514 U.S. at 436. The Florida Supreme Court correctly identified this rule, see

Geralds III, 111 So. 3d at 787, and the court’s application of it was not objectively

unreasonable.10

10

To the extent that the district court relied on the state court’s determination as to the

sufficiency of the evidence from Geralds I, we agree with Geralds that Brady’s materiality prong

requires analyzing the undisclosed evidence, rather than just the evidence presented at trial.

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As noted above, the Florida Supreme Court’s finding that the Zeigler report

was not suppressed is entitled to deference. So the cumulative analysis extends only

to the remaining evidence. Even assuming that the four other exhibits—the Smith

report and the handwritten notes on a “blooded handkerchief,” evidence log, and hair

samples—were suppressed, we conclude that when they are considered together, the

Florida Supreme Court’s conclusion as to immateriality remains objectively

reasonable. As our previous discussion indicates, the notes discussing the “blooded

handkerchief” and the locations of fingerprints (Defense Exhibits 28 and 31) do not

contain significant information beyond what is in the corresponding lab reports that

Geralds’s counsel received. It makes no difference to our conclusion whether we

assess these exhibits by themselves or alongside other evidence. That leaves the two

exhibits discussing hair samples: the handwritten notes about them and the Smith

report (Defense Exhibits 34 and 36). Any extra information contained in the

handwritten notes, as opposed to Smith’s report, is relatively minor; the report

summarizes the conclusion that the evidence taken from Pettibone “contained no

hairs like the hairs in the head or pubic hair standards . . . from Geralds.” Analyzing

the materiality of these documents jointly does not change our conclusion. 11

11

As he had argued before the state courts and district court, Geralds also contends that the

prejudice from his Brady and Strickland claims should have been analyzed collectively. Although

he cites a Tenth Circuit decision, Cargle v. Mullin, 317 F.3d 1196, 1206–07 (10th Cir. 2003), he

provides no Supreme Court precedent in support of this proposition. Under AEDPA, then, this

rule was not clearly established, and the state court’s decision was not contrary to law. See 28

U.S.C. § 2254(d)(1). In Cargle, the Tenth Circuit reached the merits of a cumulative error claim,

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2. Claims of false testimony by the prosecution

In his second category of claims, Geralds argues that the State violated Giglio

v. United States, 405 U.S. 150, in presenting two lines of false testimony by its

investigator, Bob Jimerson,12 during the second trial. First, Jimerson testified that a

chemical test for blood reacted positively to Geralds’s left shoe, even though lab

testing later failed to demonstrate human bloodstaining. Second, Jimerson testified

that he had confirmed that William Pelton, another suspect, was at work on the day

Pettibone was killed, even though Jimerson’s notes show that Pelton could have left

work. The district court denied relief on both issues, concluding that Geralds had

not shown that the state court’s decisions were not entitled to deference.

Due process bars a prosecutor from knowingly presenting false evidence at

trial and from failing to correct false testimony, even when unsolicited. See Giglio,

405 U.S. at 153. This rule applies to impeachment and exculpatory evidence alike.

which it analyzed de novo. See 317 F.3d at 1206–07. However, we do not reach de novo review

because the state court correctly identified the clearly established law applicable to Geralds’s

claims. See Rimmer, 876 F.3d at 1054–55.

Even if we did, though, Geralds would not fare any better. As we explain later, the record

supports the conclusion that counsel made a strategic decision to forfeit any benefits from putting

on an affirmative case, including offering evidence like the lab reports (as opposed to engaging in

cross-examination only), so that he could take advantage of a procedural maneuver known as the

“sandwich,” which allowed him to present closing argument both before and after the State did.

We conclude that competent attorneys could have reasonably chosen such a strategy, such that

there is no Strickland error to evaluate cumulatively.

12

The record also contains several instances where Jimerson’s name is spelled

“Jimmerson.” We use the single-“m” spelling of Jimerson’s last name because that is the spelling

he himself used on the investigation report that he wrote in 1989.

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Bagley, 473 U.S. at 676. And as with Brady claims, the evidence must be material

to constitute a constitutional violation. See Giglio, 405 U.S. at 154. In this context,

materiality means that “there is any reasonable likelihood that the false testimony

could have affected the judgment of the jury.” See United States v. Agurs, 427 U.S.

97, 103 (1976).

We first address Jimerson’s testimony about the blood testing and then turn to

his testimony about Pelton’s alibi.

i. Testimony about blood on left shoe

Geralds contends that Jimerson testified falsely on direct examination during

the resentencing proceedings when he discussed a preliminary test that indicated

blood on Geralds’s left shoe. The exchange between James Appleman, the state

attorney, and Jimerson elicited the following testimony:

Q. With respect to those shoes were you present when

testing was done on the bottom of the shoes?

A. Yes, sir.

Q. Were they sprayed with what is known as Luminol?

A. Luminol and ---

MR. ADAMS: I object. He’s not qualified, Your

Honor.

THE COURT: Overrule the objection.

MR. APPLEMAN: You may answer.

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THE WITNESS: It is a chemical test to detect

human blood or blood.

Q. (Mr. Appleman continuing) Was those shoes

sprayed?

A. Yes, sir.

Q. And did the test come positive, showing there was

blood on the shoes?

A. Positive on the left shoe.

Q. Now, you couldn’t tell whether it was fish blood,

animal blood or what kind of blood it may be?

A. No, sir.

Q. You had a positive reaction for blood?

A. That’s correct.

However, follow-up testing by FDLE analyst Zeigler failed to demonstrate the

presence of human bloodstaining on either shoe. Nevertheless, the Florida Supreme

Court concluded that Jimerson had testified to what he personally observed and that

Geralds had not shown that this testimony was false. Geralds III, 111 So. 3d at 792–

93.

Geralds argues that the state court’s analysis of this testimony was premised

on an incorrect rule of law—that evidence needed to be “clearly false” under Giglio.

Citing the Supreme Court’s decisions in United States v. Bagley, 473 U.S. 667, and

Alcorta v. Texas, 355 U.S. 28 (1957) (per curiam), he contends that clearly

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established federal law holds that testimony can violate due process when it is simply

misleading.

To the extent Geralds argues that Bagley and Alcorta held that misleading but

literally correct material testimony necessarily violates Giglio, we disagree. Geralds

quotes language in which the Bagley plurality credited the misleading effect of a

prosecutor’s “technically correct” discovery response, but a majority of the Court

did not join that part of the opinion. Compare Bagley, 473 U.S. at 684 (plurality

opinion), with id. at 685 (White, J., concurring). Thus, these statements are not

clearly established federal law. See Lockyer, 538 U.S. at 71–72. And while Alcorta

discussed testimony that “gave the jury [a] false impression,” the opinion also

explained that the witness had “been allowed to testify falsely.” 355 U.S. at 31–32.

Accordingly, the Florida Supreme Court’s decision in Geralds III was not “contrary

to” Supreme Court precedent on a pure question of law. See Williams, 529 U.S. at

405–06.

Nor was Geralds III otherwise “contrary to” clearly established law because

it reached a conclusion opposite the Supreme Court in the face of “materially

indistinguishable” facts. See id. at 406. We recognize that the line between “false

testimony” and testimony that gives a “false impression” is not always clear-cut.

But to resolve this appeal, it suffices to observe that the facts here do not resemble

Alcorta. In that case, the only witness to a murder testified that he and the victim

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were not in love with each other and that they had not dated. Alcorta, 355 U.S. at

30. The defendant was the victim’s husband, and his defense to the death penalty

required showing that he had caught his wife and the witness kissing. Id. at 28–29.

In fact, the witness and victim were engaged in an affair and had sexual intercourse

on multiple occasions. Id. at 30–31. By contrast, as the state court noted, Jimerson

testified accurately as to his personal observations of the Luminol blood testing. See

Geralds III, 111 So. 3d at 792–93. Even if we agreed that Jimerson’s testimony was

misleading, it remains distinguishable from the situation in Alcorta.

Thus, to demonstrate that legal error entitles him to habeas relief, Geralds

must show that the state court’s decision on this issue was objectively unreasonable.

See Williams, 529 U.S. at 407–09. He cannot do so. The Supreme Court has

explained that the purpose of Brady—the genesis of Giglio claims—“is not to

displace the adversary system as the primary means by which truth is uncovered, but

to ensure that a miscarriage of justice does not occur.” Bagley, 473 U.S. at 675. In

allowing Jimerson to testify accurately as to his observations of the preliminary

blood test, the Florida Supreme Court reasonably balanced this principle with the

requirements of due process. See Geralds III, 111 So. 3d at 792–93. As a result, we

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are constrained to conclude that the state court’s decision in this regard was not error

under AEDPA.13

ii. Testimony about William Pelton’s alibi

Geralds also contends that Jimerson violated Giglio by testifying that he had

confirmed the alibi of William Pelton, who was another suspect. Pelton, a friend of

Geralds, was working on a remodeling project at Club LaVela in Panama City

Beach. During the resentencing proceedings, Jimerson testified on redirect

examination that he had verified with Gregg Toriac, the Club’s general manager,

that Pelton was at work on the day that Pettibone was killed:

Q. Do you know any reason why Mr. Toriak [sic]

would lie about Mr. Pelton’s presence at work the day of

this crime?

A. No reason.

Q. As a matter of fact he provided you a document;

didn’t he, saying that I know on February 1st he, William

Pelton[,] was here from 8 a.m. to 12 and from 1 ’til 6?

A. That’s correct.

Q. So, you verified that William Pelton was at work on

the date of this crime?

13

In his opening brief, Geralds does not argue that the Florida Supreme Court’s decision

as to Jimerson’s testimony about the blood testing was based on an unreasonable determination of

the facts. As the State points out, the record contains evidence that the failure to demonstrate blood

in Zeigler’s follow-up testing could indicate that the preliminary testing “consumed everything”

and was not false. For this reason, to the extent that Geralds argues in his reply brief that Luminol

testing is not reliable, we conclude that he has not shown that the state court’s factual determination

that Jimerson testified accurately was an unreasonable one.

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A. Yes, sir.

The record on Geralds’s motion for postconviction relief contains Jimerson’s

notes from his interview with Toriac. Those notes state,

Gregg Toriac

Middlebrooks & myself were discussing William Pelton

(01-26-90) & we know he would leave work alot &

stopped at Radio Shack & would bring in a reciept [sic] to

show or cover why he was missing or gone so long.

Dave Meadows did write his time in on Feb. 1, 1989 but

he is like us wouldn’t really know if William stayed or left

that day.

Meadows, who worked under Toriac in a management position at Club LaVela,

testified at the evidentiary hearing. He described the Club’s timekeeping procedures

as informal: he would record who showed up for work each morning, but there was

no timecard system. He explained that the Club’s records might credit someone for

working from 8 to 12 and 1 to 6, but that person could have come and gone from the

workplace during those hours. Pelton, for example, often left to go to Radio Shack.

The Florida Supreme Court concluded that Geralds had failed to show that

Jimerson did not confirm Pelton’s alibi. Geralds III, 111 So. 3d at 792. The court

reasoned that Jimerson’s interview with Toriac “only indicates that Toriac, not

Jimerson, did not confirm Pelton’s alibi.” Id. Geralds argues that this result was

based on an unreasonable determination of the facts. He views the notes from

Jimerson’s interview with Toriac as showing that nobody could have verified

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Pelton’s alibi. In this way, according to Geralds, the notes “directly contradicted”

Jimerson’s testimony.

Even if we accepted Geralds’s understanding of Jimerson’s interview notes—

as proof that nobody could have verified Pelton’s alibi—we would not conclude that

he is entitled to relief on this claim. That’s because Jimerson’s testimony, taken as

a whole, was not inconsistent with this understanding. Jimerson said he verified that

Pelton “was at work on the date of this crime,” not that Pelton remained at the

workplace for the entire time. And he had previously acknowledged, on cross-

examination by Geralds’s counsel, that there was no record of Pelton staying at Club

LaVela during those hours. Because Geralds has not shown that Jimerson testified

falsely, we cannot say the state court wrongly denied this claim.

3. Claims of ineffective assistance of counsel

Next, Geralds contends that his trial counsel was unconstitutionally

ineffective during the guilt phase of his trial in failing to present certain evidence

from the crime scene and in failing to investigate and present testimony of a jeweler

who had sold Geralds a herringbone necklace before Pettibone was killed. As to

both claims, the district court concluded that Geralds had not shown that the state

court erred in determining that his counsel’s performance was not deficient.

Regarding the jeweler’s testimony, the court also concluded Geralds had not shown

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that the state court erred in holding that his counsel’s actions, even if deficient, did

not prejudice his defense.

The Sixth Amendment guarantees the right to reasonably effective assistance

of counsel for defendants in criminal proceedings. See Strickland, 466 U.S. at 687.

Under Strickland, the petitioner must show both that his attorney’s performance was

deficient and that this deficiency prejudiced his defense. Id. Each prong of this test

is a mixed question of law and fact. Id. at 698.

The performance prong requires demonstrating that counsel’s performance

was objectively unreasonable, as determined by prevailing professional norms. Id.

at 688. Counsel must exercise sufficient skill and knowledge for the defendant’s

trial to be “a reliable adversarial testing process.” Id. The Supreme Court has

recognized that this standard encompasses a wide range of tactical decisions;

accordingly, the standard is “highly deferential.” See id. at 688–89. “A fair

assessment of attorney performance requires that every effort be made to eliminate

the distorting effects of hindsight, to reconstruct the circumstances of counsel’s

challenged conduct, and to evaluate the conduct from counsel’s perspective at the

time.” Id. at 689. The upshot is that the court must apply a “strong presumption”

that counsel’s performance was reasonable. Id.

The prejudice prong requires showing a reasonable probability that the

outcome would have been different absent counsel’s errors. Id. at 694. The court

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must consider prejudice in light of the totality of the evidence before the

decisionmaker. Id. at 695. “When a defendant challenges a death sentence such as

the one at issue in this case, the question is whether there is a reasonable probability

that, absent the errors, the sentencer—including an appellate court, to the extent it

independently reweighs the evidence—would have concluded that the balance of

aggravating and mitigating circumstances did not warrant death.” Id.

The Supreme Court has explained that Strickland is a difficult test to satisfy.

Padilla v. Kentucky, 559 U.S. 356, 371 (2010). And when federal courts review

state courts’ decisions regarding counsel’s performance, AEDPA makes the “highly

deferential” Strickland standard “doubly so.” Harrington, 562 U.S. at 105.

As we have noted, the defense at Geralds’s original trial rested its case

immediately, without presenting witnesses or other evidence. We first address

Geralds’s argument as to counsel’s failure to present evidence and then turn to his

argument that counsel failed to investigate and present a witness.

i. Failure to present evidence

Geralds’s first Strickland claim is that his counsel was ineffective for failing

to present certain physical evidence from the crime scene during his trial. The

evidence at issue is as follows: (1) the hair collected from the crime scene and

victim’s body, which did not match Geralds’s hair, (2) the handkerchief with blood

that did not match Geralds’s or the victim’s blood type, (3) fingerprints and

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palmprints, including on the victim’s jewelry box, which did not match Geralds or

any member of the Pettibone family, (4) a photograph of a shoeprint, which

Geralds’s expert said “appears to” depict a different tread from that on his own

sneakers, (5) the conclusion of an FDLE analyst that no blood was found on the

driver’s side floor mat of the victim’s car, (6) the Zeigler report’s conclusion that no

blood was ultimately demonstrated on Geralds’s Nike sneakers, (7) shoe impressions

in what looked like dry paint in the Pettibones’ carport, which appeared to resemble

the bloody shoe print inside the house,14 and (8) a broken fingernail, which came

from the victim rather than Geralds. Geralds also contends that his attorney should

have elicited additional testimony that no blood was apparent on Geralds when he

arrived at his grandfather’s house on the day Pettibone was killed. Given the State’s

testimony that the perpetrator engaged in a struggle with Pettibone and then dragged

her body across the floor, Geralds argues that this additional evidence would have

suggested that he was not guilty.15

14

Geralds argues that this evidence would have shown that the tread design of his shoes

was common.

15

Geralds also argues that counsel should have made clear that the gloves that Geralds’s

grandfather saw him wearing were driving gloves, which did not cover his fingertips. Geralds’s

grandfather testified to this effect on direct examination, but the prosecutor stated during closing

argument that the gloves were the “kind that don’t leave fingerprints in housesWe note that the

district court rejected Geralds’s Strickland argument that counsel was ineffective for failing to

object to this statement, and Geralds did not receive a certificate of appealability to proceed with

his appeal on this basis. ]

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As we have noted, Geralds’s trial counsel died before the evidentiary hearings

on his motion for postconviction relief. His testimony is therefore not part of this

record. Geralds also emphasizes that his attorney was ill with acute Hepatitis B in

the summer of 1989 and confined to bedrest. Although counsel informed the court

of his illness and offered to withdraw, the trial judge encouraged him to continue

representing Geralds if he felt able to do so. In September, his physician restricted

him to a part-time work schedule. Geralds suggests that this illness explains why

trial counsel did not take more than six depositions, which did not conclude any

FDLE lab analysts.

In denying this claim, the Florida Supreme Court observed that the strategy

of Geralds’s counsel was to create doubt at trial by emphasizing the State’s lack of

evidence. Geralds III, 111 So. 3d at 794. The court pointed to counsel’s closing

argument, which referred to the lack of evidence of blood in the car, the non-

definitive showing of blood on Geralds’s sneakers, the absence of testimony about

Geralds’s clothes being bloody, the commonness of the shoes’ tread design, the

broken fingernail, and the lack of fingerprint and hair evidence, despite the samples

having been taken from Geralds. Id. at 794–95. The court then rejected Geralds’s

Strickland argument “that trial counsel should have presented evidence of this lack

of evidence instead of merely arguing in closing that there was no evidence.” Id. at

795. The court underscored that closing argument, while not itself evidence, is a

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“powerful tool” and concluded that counsel did not perform deficiently by

highlighting the holes in the State’s case in closing argument, rather than through

Geralds’s own witnesses. See id. As an example, the court noted that by bringing

up the broken fingernail in closing argument, counsel was able to suggest that it

belonged to a different perpetrator, rather than—as the FDLE analyst had

concluded—to Tressa Pettibone herself. See id. But even if counsel’s performance

was deficient, the court further concluded that Geralds’s argument failed on

Strickland’s prejudice prong because “counsel referenced the lack of evidence in

closing argument and the jury was aware of it.” Id.

Geralds contends that the Florida Supreme Court’s conclusion was both

contrary to and an unreasonable application of clearly established federal law. He

does not, however, identify a question of pure law on which the state court

contradicted Supreme Court precedent, nor does he identify a “materially

indistinguishable” set of facts from such case law. See Williams, 529 U.S. at 405–

06. Accordingly, to prevail on this claim, he must show that the state court’s

decision “involved an unreasonable application” of Supreme Court decisions. See

id. at 406–09; 28 U.S.C. § 2254(d)(1).

The heart of Geralds’s argument is that, on the performance prong, the state

court erred in treating closing argument as a constitutionally adequate substitute for

presenting exculpatory evidence. He further contends that, in failing to present this

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evidence at trial, his counsel misunderstood a fundamental point of law—that

attorneys’ arguments before the jury are not evidence. However, as the broken

fingernail example shows, rebutting opposing counsel’s case by argument rather

than evidence can be an effective approach. And Strickland affords attorneys wide

latitude to make these kinds of strategic decisions. See Horton v. Zant, 941 F.2d

1449, 1460–61 (11th Cir. 1991). For this reason, we have rejected applying bright-

line rules to determine what constitutes reasonable performance by counsel.

Chandler v. United States, 218 F.3d 1305, 1317 (11th Cir. 2000) (en banc).

Even assuming without deciding that we accept Geralds’s argument that the

state court erred, then we would review the claim de novo. McGahee v. Ala. Dep’t

of Corr., 560 F.3d 1252, 1266 (11th Cir. 2009). And we may affirm on any basis

supported by the record, even one on which the district court did not rely. Trotter v.

Sec’y, Dep’t of Corr., 535 F.3d 1286, 1291 (11th Cir. 2008). Here, at oral argument,

the State noted that at the time of Geralds’s original trial, Florida law permitted

defense counsel to make a “sandwich” closing argument, addressing the jury both

first and last, in cases where the defendant presents no testimony except his or her

own. See Boyd v. State, 200 So. 3d 685, 705 (Fla. 2015) (discussing Fla. R. Crim.

P. 3.250).16 Geralds’s counsel opted for that procedure during the original trial,

16

In 2007, at the direction of the Florida Legislature, the Florida Supreme Court amended

Florida Rule of Criminal Procedure 3.250 to eliminate the option of making “sandwich” closing

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giving both the first closing argument and a final rebuttal. As we have noted,

choosing the “sandwich” required counsel to forgo putting on a case. This was a

classic strategic choice. Considering the benefit of having the first and last word

before the jury, balanced against the limited exculpatory value of the evidence that

Geralds cites in this claim, we cannot say that counsel’s performance, including in

investigation and preparation for trial, “amounted to incompetence under ‘prevailing

professional norms.’” Harrington, 562 U.S. at 105 (quoting Strickland, 466 U.S. at

690); see also Ward, 592 F.3d at 1164. This is particularly so in view of the theory

counsel pressed here: that the State performed a slipshod, incomplete investigation.

We are not persuaded by Geralds’s arguments to the contrary. First, he

contends that counsel could have presented this evidence, namely the blood typing

of the handkerchief and the fingerprint analysis, while maintaining his “sandwich”

closing arguments. But counsel’s cross-examination of Zeigler, which we have

quoted earlier, shows that this was not so. When Geralds’s attorney asked Zeigler if

she had tested anything else, the prosecutor successfully objected to the question as

outside the scope of direct examination. Second, he emphasizes the “critically

exculpatory” value of the handkerchief with blood that did not match Geralds’s or

Tressa Pettibone’s blood type. As we concluded previously, though, that

arguments. See In re Amends. to the Fla. Rules of Crim. Proc.-Final Arguments, 957 So. 2d 1164,

1166–67 (Fla. 2007) (per curiam).

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investigators found a fingertip-sized amount of another person’s blood on a

handkerchief at the crime scene does not undermine the record of guilt in this case.17

Given our conclusion that Geralds’s counsel did not perform deficiently, we

do not address Strickland’s prejudice prong.

ii. Failure to investigate and present witness Anthony Swoboda

Geralds also argues that his trial counsel was ineffective for failing to

investigate and present testimony by Anthony Swoboda, a jeweler who had sold him

a herringbone necklace before Tressa Pettibone’s death. In Geralds’s view,

Swoboda’s testimony would have suggested that the necklace that Geralds pawned

was not taken from Pettibone.

Swoboda worked at a jewelry store in the local mall. At the evidentiary

hearings on Geralds’s motion for postconviction relief, he testified that he had sold

Geralds a gold herringbone chain, with nothing particularly distinctive about it. He

explained that there was no paperwork documenting the sale; to avoid recording

sales tax, he sold it “under the table” outside of his employment at the jewelry store.

17

In a supplemental brief filed after oral argument, Geralds asserts that the blood type

identified on the handkerchief did not match “any of the victim’s family members.” He provides

no citation to the record supporting this assertion, which did not appear in his opening or reply

brief. The Zeigler report compared the blood type on the handkerchief to that of Geralds, Tressa

Pettibone, and another suspect (Kenneth Dewey Mayo), but it did not analyze the blood types of

other members of the Pettibone family. The apparent lack of support for Geralds’s representation

is significant because, as Jimerson testified at Geralds’s second trial, Tressa Pettibone’s son had a

nosebleed the night before the crime occurred.

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He guessed that he probably sold it for around $225. In his brief, Geralds points out

that this testimony could have explained why he asked the pawn shop owner whether

the herringbone necklace was real gold, as the jury heard at Geralds’s original trial.

A police investigator and Geralds’s trial counsel had both interviewed

Swoboda. At the evidentiary hearing, Swoboda testified that he understood that

Geralds’s attorney was likely to call him to testify at trial. Indeed, Geralds named

Swoboda as a potential witness in a filing served on January 15, 1990. But he was

not called to testify.

The Florida Supreme Court denied this Strickland claim, holding that Geralds

had failed to demonstrate either deficient performance or prejudice. Geralds III, 111

So. 3d at 797. On both prongs, the court emphasized that Geralds had not explained

how Tressa Pettibone’s blood type ended up on the necklace that he pawned. See

id. Because Swoboda’s testimony would not have undermined that aspect of the

State’s case, the court held that trial counsel’s failure to call him as a witness was

neither deficient performance nor prejudicial to Geralds. See id. And on the

prejudice prong, the court concluded that “[a]t best, Swoboda’s testimony only

establishes that Geralds purchased an unrelated herringbone necklace at a time

unrelated to the murder.” Id. (We separately note that calling Swoboda would have

meant forgoing the “sandwich” argument.).

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On appeal, Geralds raises four arguments for why he is entitled to relief on

this claim. First, he challenges the state court’s factual determination that the

necklace Geralds purchased from Swoboda was unrelated to the events in this case.

He points to Swoboda’s testimony at the evidentiary hearings and the notes from law

enforcement’s interview with him. Those notes recorded Swoboda’s statement that

the necklace was a thin chain sold “under the table” to Geralds. He also refers to a

document containing the Pettibone family’s description of a missing herringbone

necklace, and he claims that this description did not match the herringbone necklace

shown to the jury at trial. And he contends that the blood tests of the necklace were

not conclusive.

But this record does not show that the Florida Supreme Court’s factual

determination was unreasonable. See 28 U.S.C. § 2254(d)(2). Swoboda’s testimony

and the notes from law enforcement are not inconsistent with the conclusion that

Geralds purchased an unrelated herringbone necklace from Swoboda. And nothing

in the family’s list of missing jewelry indicates that the necklace presented at trial

does not match its description of a “Herringbone necklace[,] thick gold[;] comes

down into a v shape but doesn’t lay flat.” Plus, the jury might not have found

Swoboda’s testimony credible, had he testified. Most importantly, Geralds does not

point to any evidence in support of his argument that the blood tests were unreliable.

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Even if the tests were not definitive, the state court’s interpretation of them was not

unreasonable.

Second, Geralds challenges the state court’s determination that he pawned any

necklace. When Geralds testified at his resentencing trial, he stated that he had never

gone to the pawn shop or pawned a gold necklace. He also stated that he did not

carry a wallet. He now points to a note handwritten by Jimerson that is dated March

7, 1989, and states “collect pawn ticket from wallet of Geralds.” Geralds also

observes that he did not have a wallet when he was arrested and argues that the date

of Jimerson’s note undermines the State’s evidence about the pawn shop.

At Geralds’s original trial, Detective Paul Winterman from the Panama City

Police Department testified that he went to the pawn shop on March 1, 1989, after

learning that a necklace had been pawned on February 1. Two members of the

Pettibone family accompanied the detective and identified the necklace as having

belonged to Tressa Pettibone; at that time, they also noticed the bloodstain on the

necklace. The officer obtained two pawn tickets from the shop, and the pawn broker

testified that Geralds had received those tickets when he brought in the gold

herringbone necklace on February 1, 1989, and presented his Florida driver’s license

as identification. The tickets listed Geralds’s address, birthdate, driver’s license

number, and physical description. The pawn broker also testified that he recognized

Geralds from that encounter. At Geralds’s resentencing trial, Jimerson summarized

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this evidence. He also testified that he had collected a matching pawn ticket from

Geralds’s wallet, at the jail, on March 7, 1989.

Based on this record, Geralds has not shown that the state court’s decision

was based on an unreasonable determination that he pawned a necklace. A jail log

does indicate that Geralds did not have a wallet when he was booked on March 1,

1989. While the log and Jimerson’s handwritten note may raise questions about the

sequence of events that led officers to the pawn shop, they do not render

unreasonable under AEDPA’s standard of review the state court’s factual

determination that Geralds pawned a necklace. In particular, they do not undermine

the evidence from trial that pawn tickets from the transaction listed Geralds’s

personal information or that the pawn broker identified Geralds from their encounter

on February 1, 1989. We cannot say the state court erred on this basis.

Third, on Strickland’s performance prong, Geralds contends that it was

objectively unreasonable for his trial counsel not to call Swoboda to testify. In

Geralds’s view, Swoboda’s testimony would have created reasonable doubt as to

whether Geralds pawned Pettibone’s necklace. But, as the Florida Supreme Court

reasoned, even if Swoboda had been called, Geralds does not explain how he would

have overcome the evidence of blood on the necklace. See Geralds III, 111 So. 3d

at 797. And as the State observes in its brief, Swoboda testified at the evidentiary

hearings that the necklace he sold Geralds was not distinctive, suggesting that he

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would not have been able to identify it later. Given these observations, we cannot

say the state court’s conclusion on the performance prong was objectively

unreasonable.

Fourth, and finally, Geralds argues that he was prejudiced by the failure to

call Swoboda as a witness because counsel could have argued that “the entire

recovery and identification of the herringbone necklace was fabricated.” But this

ignores the Florida Supreme Court’s reasoning that Geralds did not discredit the

blood stain matching Pettibone’s blood type. See id. This reasoning was not

objectively unreasonable.18

4. For-cause challenges to two prospective jurors

Finally, Geralds argues that the state courts erred in rejecting his argument

that two members of the jury pool at his original trial should have been dismissed

for cause. He contends that those two prospective jurors, Michael Moss and Stephen

Farrell, were unable to set aside their knowledge of the case from pretrial media

coverage and their relationships within the community, and that the state courts’

decisions to the contrary were based on an unreasonable determination of the facts.

The district court concluded that Geralds did not demonstrate entitlement to relief

18

As we have noted previously, the Florida Supreme Court did not err under AEDPA by

not evaluating the materiality of Geralds’s Strickland and Brady claims together.

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on this issue. But the court expressed concern that the state trial court did not grant

the for-cause challenges, given that Geralds was charged with a capital offense.

Due process requires an impartial decisionmaker. See Turner v. Louisiana,

379 U.S. 466, 471–72 (1965). In the context of a criminal jury trial, jurors must

therefore base their verdict on the evidence presented in the courtroom during trial.

See id. at 472–73; Holbrook v. Flynn, 475 U.S. 560, 567 (1986). But this principle

does not mean that jurors must have zero prior exposure to the facts and issues

involved in a case. Irvin v. Dowd, 366 U.S. 717, 722 (1961). Instead, the trial judge

must determine whether the juror can set aside his initial impression or opinion about

the case. See id. at 723.

Ordinarily, the question of whether a juror is unconstitutionally biased is a

mixed question of law and fact, and the trial court’s ruling should stand unless it is

manifest error. Id. But in the context of federal habeas review of a state-court

conviction, the standard is even more deferential. The question “is plainly one of

historical fact: did a juror swear that he could set aside any opinion he might hold

and decide the case on the evidence, and should the juror’s protestation of

impartiality have been believed[?]” Patton v. Yount, 467 U.S. 1025, 1036 (1984).

The first prospective juror, Moss, was a U.S. Air Force officer who also

worked as a weatherman for the local news channel. He had read in the news about

Tressa Pettibone—who she was and how she was killed—around the time of the

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crime, though he said he had not discussed it with his coworkers. While he did not

recall reading anything about Geralds, he had heard coverage on television and the

radio about a jail escape attributed to Geralds. Asked whether he could base his

decision as a juror solely upon the evidence presented at trial, he said he could. But

he added that he was not sure whether he “could totally set everything aside, because

[he had] heard it.” He explained that he could not forget things he had read or heard

about the case, but he could base his judgment solely on the evidence at trial. Still,

he conceded that the outside information might enter his mind to a small degree.

Geralds’s trial counsel challenged Moss for cause. He argued that Moss’s

work for the television channel was concerning, given extensive coverage of the case

in the media. And he underscored that Moss was unable to say that he could totally

set aside his outside knowledge. The trial court reserved ruling on the challenge but

later denied it. Nevertheless, Moss did not end up on the jury.

The second prospective juror, Farrell, had a sister-in-law who lived a few

blocks from the Pettibones’ house, where the crime occurred. The proximity had

caused concern for his sister-in-law. The Pettibone children had played with his

sister-in-law’s kids, and he said he may have been over to his sister-in-law’s house

while the Pettibone children were there. Furthermore, Farrell’s wife and her sister

had conversations about what happened, which Farrell sometimes overheard. He

remembered some details about a body and later a vehicle being found, but he said

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he did not pay close attention to the media. He stated that he could give Geralds the

presumption of innocence to which he was entitled as defendant. And despite his

sister-in-law’s concern, Farrell did not think he would be uncomfortable sitting on

the jury.

Geralds’s counsel challenged Farrell for cause because of his family’s

connection to the Pettibones and because of the concern his family members

expressed at the time of the incident. The trial judge denied the challenge. Having

used up his initial allotment of peremptory challenges, Geralds’s counsel later sought

two more peremptory challenges, which the court denied. Farrell ended up on the

jury.

On direct appeal, the Florida Supreme Court held that the trial judge did not

abuse his discretion in refusing to strike Moss and Farrell for cause. Geralds I, 601

So. 2d at 1159. The court noted that their responses on voir dire indicated that they

could set aside what they knew from pretrial media coverage and render a verdict

based on the evidence at trial. Id.

Geralds contends that the Florida Supreme Court’s analysis in Geralds I was

based on an unreasonable determination of the facts. We disagree. Moss stated

multiple times during voir dire that he would base any decision as a juror solely on

the evidence presented at trial. Similarly, Farrell said he would be able to accord

Geralds the presumption of innocence. Farrell also said that he had not reached any

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conclusions about Geralds from talking with his wife and sister-in-law. Geralds has

not shown clear and convincing evidence that the state courts erred in crediting these

statements.

IV. CONCLUSION

For the reasons set forth in this opinion, we affirm the district court’s judgment

denying Geralds’s habeas petition.

AFFIRMED.

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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