Opinion

Robert J. Bria v. Robert L. Wilkie

Court
United States Court of Appeals for Veterans Claims
Filed
Jan 15, 2021
Status
Published
Cited by
0 cases
Authority
More cited than 14.7%

holding that the harmless-error analysis applies to the Court's review of Board decisions and that the burden is on the appellant to show that he or she suffered prejudice as a result of VA error

How later courts described this case

  • holding that the harmless-error analysis applies to the Court's review of Board decisions and that the burden is on the appellant to show that he or she suffered prejudice as a result of VA error
  • "[I]mproper or late presentation of an issue or argument . . . ordinarily should not be considered."
  • stating that "appellate tribunals are not appropriate fora for initial fact finding"
  • affirming the Court's invocation of the doctrine of issue exhaustion where the appellant failed to raise a procedural argument to the Board

Written by the judges who cited it.

The opinion

UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS

No. 19-4625

ROBERT J. BRIA, APPELLANT,

V.

ROBERT L. WILKIE,

SECRETARY OF VETERANS AFFAIRS, APPELLEE.

On Appeal from the Board of Veterans' Appeals

(Argued December 1, 2020 Decided January 15, 2021)

Ethan F. Maron and Ryan J. McClure, who was on the brief, both of Washington, D.C.,

for the appellant.

Timothy G. Joseph, with whom William A. Hudson, Jr., Principal Deputy General Counsel;

Mary Ann Flynn, Chief Counsel; and Anna Whited, Deputy Chief Counsel, were on the brief, all

of Washington, D.C., for the appellee.

Before PIETSCH, GREENBERG, and MEREDITH, Judges.

MEREDITH, Judge: The appellant, Robert J. Bria, through counsel appeals a March 13,

2019, Board of Veterans' Appeals (Board) decision that denied entitlement to a compensable initial

disability rating for hepatitis C and to a disability rating in excess of 10% for that condition from

May 20, 2016. Record (R.) at 4-14. The Board also denied entitlement to special monthly

compensation (SMC) based on the loss of use of a creative organ. R. at 11. This matter was

referred to a panel of the Court to consider the meaning of the phrase "loss of use" in 38 U.S.C.

§ 1114(k) with respect to creative organs. The facts of this case, however, do not require us to

determine in general what may qualify as loss of use. Instead, we hold that the circumstances

alleged by the appellant—the use of a condom to prevent the sexual transmission of hepatitis C,

resulting in effective infertility—are not the type contemplated by the statute. We therefore affirm

the Board's decision.

I. BACKGROUND

The appellant served on active duty in the U.S. Army from August 1972 to August 1974.

R. at 73. He was diagnosed with hepatitis C in June 2004. R. at 1666. A VA regional office (RO)

denied his claim for benefits for that condition in February 2005, and he perfected an appeal to the

Board. R. at 1856-60, 1901, 1906-07, 1916-17. After several years of activity on the claim,

including a Board denial in October 2010, R. at 1581-90, and a Court remand in May 2012, R. at

1492-99, the Board granted the claim in July 2013, R. at 1449-63.

In October 2013, the appellant underwent a VA liver examination to determine the severity

of his hepatitis C. R. at 1427-31. The examiner stated that the appellant's "major symptomatic

condition" was late stage chronic obstructive pulmonary disease (COPD) and that he was not

receiving treatment for hepatitis C. R. at 1427. The appellant denied experiencing "any

incapacitating episodes (with symptoms such as fatigue, malaise, nausea, vomiting, anorexia,

arthralgia, and right upper quadrant pain) due to" hepatitis C in the prior 12 months. R. at 1428.

Under the heading "Remarks," the examiner wrote: "Active [h]epatitis C without signs of cirrhosis

or liver dysfunction." R. at 1430.

The RO implemented the Board's grant of benefits in November 2013, assigning a

noncompensable rating for hepatitis C effective August 4, 2004. R. at 1423-26. The appellant,

through current counsel, filed a Notice of Disagreement with the assigned rating. R. at 1304-05.

VA medical records dated between March 2014 and December 2015 reflect complaints of

nausea and vomiting unrelated to his food intake, R. at 524 (Mar. 2014), 1250 (June 2014), 383-84

(Dec. 2015); declining endurance accompanied by increasing fatigue, R. at 1006 (Oct. 2014); and

weight loss, R. at 810 (July 2015), 384 (Dec. 2015). Of note, an October 2014 VA treatment

record reflects the appellant's report of increased bloating "that is causing numbness in the

epigastric region and pain along the flanks," but the examiner noted that he did "not complain of

diarrhea, vomiting, or anorexia." R. at 1028. The following month, the appellant reported to his

medical provider that he experienced intermittent bloating and abdominal pain, R. at 948, but the

examiner stated that the appellant's pain and bloating was more likely caused by his "recently

completed gastric emptying study," the results of which were abnormal, R. at 949. The examiner

further noted that the appellant "denie[d] any symptoms relevant to liver disease," including

jaundice, edema, ascites, hematemesis, melena, and hepatic encephalopathy. Id.

At a VA liver examination in May 2016, the examiner found signs of intermittent fatigue,

malaise, and anorexia, R. at 164, but the appellant denied experiencing any incapacitating episodes

in the prior 12 months, R. at 165. In October 2016, VA increased the appellant's disability rating

to 10%, effective May 20, 2016, the date of the most recent VA examination. R. at 158-62.

2

Through current counsel, the appellant appealed to the Board. R. at 94-101. In his Substantive

Appeal, the appellant argued that the symptoms noted in the May 2016 examination report, which

VA determined warranted a higher disability rating, "could not have manifested on the day of [the]

examination," and therefore "a compensable evaluation is warranted throughout the period on

appeal." R. at 95. He also cited October 2014 and December 2015 VA treatment records to

demonstrate that his condition had worsened before May 2016. R. at 95-96. Finally, the appellant

requested SMC for loss of use of a creative organ, arguing that his hepatitis C required him to wear

a condom during intercourse to protect his partner and that "[c]ondom use effectively precludes

procreative sex." R. at 96. In an attached affidavit, the appellant stated that he used a condom to

prevent the transmission of hepatitis C and that he had "refrained from unprotected sexual

intercourse since June 2013." R. at 98. The appellant's partner also submitted an affidavit stating

that they use a condom when engaged in sexual intercourse. R. at 99.

In the March 2019 decision on appeal, the Board denied entitlement to a compensable

disability rating for hepatitis C prior to May 20, 2016; to a rating in excess of 10% thereafter; and

to SMC based on the loss of use of a creative organ. R. at 4-14. This appeal followed.

II. ANALYSIS

A. SMC

1. The Parties' Arguments and the Board's Decision

The appellant first contends that the Board misapplied the law regarding SMC based on

the loss of use of a creative organ. Appellant's Brief (Br.) at 5. Specifically, he asserts that the

Board erroneously required that his loss of fertility be directly caused by his hepatitis C and did

not allow for the possibility of "an additional link in the causal chain, i.e., condom use." Id. The

Board's decision, he argues, violates Payne v. Wilkie, 31 Vet.App. 373 (2019). Id. at 7-10. He

also argues that 38 U.S.C. § 1114(k) permits the award of SMC for any impairment of sexual

function that is the result of a service-connected disability. Id. at 10-14.

The Secretary counters that the appellant "fails to point [to] any evidence of record that he

is infertile, that he has lost a testicle, or that he cannot achieve an erection," and therefore he has

failed to carry his burden of demonstrating that the Board misapplied the law. Secretary's Br. at

5. The Secretary urges the Court to adopt for the purposes of section 1114(k) the definition of

"loss of use" that the Court established in Jensen v. Shulkin for the purposes of 38 U.S.C.

3

§ 2101(a)(2)(B)(i), regarding the loss of use of both lower extremities: "a deprivation of the ability

to avail oneself of the anatomical region in question." 29 Vet.App. 66, 78 (2017); Secretary's Br.

at 8-9. Under that definition, the Secretary argues, the Board properly denied entitlement to SMC

because the appellant's hepatitis C "has not deprived him of the ability to have procreative sex,"

Secretary's Br. at 9; rather, the appellant can simply "remove the condom and have procreative

sex, thereby removing any potential impairment to his fertility," id.

With respect to the appellant's request for SMC, the Board stated:

SMC is available for loss of use of a creative organ. In most circumstances, [it] is

applied to situations like erectile dysfunction, loss of one or both testicles, or loss

of one or both ovaries. The [appellant] does not argue, and there is no evidence,

that he suffers from erectile dysfunction as a result of his service-connected

hepatitis C, that he is unable to achieve an erection, or that he has been rendered

infertile as a result of his service-connected disability. While the Board

acknowledges the contention that the [appellant] must use a condom during

intercourse, there is no evidence or argument that, if he did not, [] he would be

unable to conceive a child as a result of his service-connected hepatitis C. Absent

such a showing, the use of a condom alone does not rise to the level of loss or loss

of use of a creative organ. SMC is therefore not warranted.

R. at 11 (citation omitted).

2. Statutory Interpretation of Section 1114(k)

Congress has provided that SMC is payable to a veteran who, as the result of a service-

connected disability, has suffered the "loss of use" of a "creative organ[]." 38 U.S.C. § 1114(k).

In our recent decision in Payne, the Court held that, "[b]ecause Congress did not explicitly include

. . . limitations [on qualifying service-connected disabilities] when drafting section 1114(k), the

Court presumes that it did not intend to limit potential entitlement to SMC(k) only to veterans with

specific service-connected disabilities." 31 Vet.App. at 384. The Court also held that "the plain

text of section 1114(k) does not . . . preclude a theory of entitlement [to SMC(k)] based on a multi-

link causal chain between the service-connected disability and the anatomical loss or loss of use

of one or more creative organs." Id. at 385. Therefore, the causal chain on which the appellant's

claim is based (i.e., his service-connected hepatitis C causes him to use a condom which results in

effective infertility) may not be foreclosed if it results in loss of use of a creative organ.1 That, in

1

Given the Court's holding that the appellant has not demonstrated error in the Board's conclusion that he

has not suffered the loss of use of a creative organ, we need not decide whether use of a condom may serve as an

intermediate step in the causal chain between a service-connected disability and such a loss of use.

4

these circumstances, turns on whether section 1114 requires a disability of the creative organ to

establish loss of use, a question the Court has not had occasion to consider.2 Accordingly, we

begin, as always, with the statutory language. McGee v. Peake, 511 F.3d 1352, 1356 (Fed. Cir.

2008); see Williams v. Taylor, 529 U.S. 420, 431 (2000).

"The statute's plain meaning is derived from its text and its structure." McGee, 511 F.3d

at 1356; see Gardner v. Derwinski, 1 Vet.App. 584, 586 (1991) ("Determining a statute's plain

meaning requires examining the specific language at issue and the overall structure of the

statute."), aff'd sub nom. Gardner v. Brown, 5 F.3d 1456 (Fed. Cir. 1993), aff'd, 513 U.S. 115

(1994). The "plain meaning must be given effect unless a 'literal application of [the] statute will

produce a result demonstrably at odds with the intention of its drafters.'" Gardner, 1 Vet.App. at

586-87 (quoting Griffin v. Oceanic Contractors, Inc., 458 U.S. 564, 571 (1982)); see Roper v.

Nicholson, 20 Vet.App. 173, 180 (2006), aff'd, 240 F. App'x 422 (Fed. Cir. 2007). In assessing

the language of a statute, courts review the overall statutory scheme "'so that effect is given to all

its provisions, so that no part will be inoperative or superfluous, void or insignificant, and so that

one section will not destroy another unless the provision is the result of obvious mistake or error.'"

Roper, 20 Vet.App. at 178 (quoting 2A NORMAN J. SINGER, SUTHERLAND STATUTES AND

STATUTORY CONSTRUCTION § 46:06 (6th ed. 2000)).

The first question in statutory interpretation is always "whether Congress has directly

spoken to the precise question at issue." Chevron, U.S.A., Inc. v. Nat'l Res. Def. Council, Inc.,

467 U.S. 837, 842 (1984). "If the intent of Congress is clear, that is the end of the matter; for the

court, as well as the agency, must give effect to the unambiguously expressed intent of Congress."

Id. at 842-43. The interpretation of a statute is a question of law that the Court reviews de novo,

without deference to the Board's interpretation. See Butts v. Brown, 5 Vet.App. 532, 539 (1993)

(en banc).

2

In Jensen, the Court considered the meaning of the phrase "loss[] or loss of use" as it appears in 38 U.S.C.

§ 2101(a)(2)(B)(i) and 38 C.F.R. § 3.809(b)(1) (pertaining to specially adapted housing), 29 Vet.App. at 68, for

disabilities "due to the loss, or loss of use, of both lower extremities such as to preclude locomotion without the aid of

braces, crutches, canes, or a wheelchair," 38 U.S.C. § 2101(a)(2)(B)(i). The Court held that "loss of use" means "a

deprivation of the ability to avail oneself of the anatomical region in question," there, the lower extremity. Jensen,

29 Vet.App. at 78. Because the Court in Jensen considered the meaning of "loss of use" in a different context, its

definition is informative but not controlling, particularly in light of our colleagues' statement in that case that "loss of

use" is "a general term, one that can readily accept additional specificity in various circumstances," explaining that

"[a]djacent modifiers and, in the case of SMC, regulatory efforts[,] create that specificity." Id.

5

For several reasons, we conclude that the "text and . . . structure" of section 1114(k),

McGee, 511 F.3d at 1356, make clear that the ability of the creative organ to function must be

diminished in order to constitute a "loss of use of . . . [a] creative organ[]."3 38 U.S.C. § 1114(k).

Therefore, the Board did not err in finding that a personal choice to use a condom, even when done

with the intention of preventing the spread of disease, does not alone result in loss of use of a

creative organ.

First, section 1114 is part of chapter 11 of title 38, U.S. Code, which is titled

"Compensation for Service-Connected Disability or Death." Subchapter II begins with section

1110, which provides that, "[f]or disability," compensation will be paid "as provided in this

subchapter" when certain conditions are satisfied. 38 U.S.C. § 1110. Section 1114 of that

subchapter in turn provides that, "[f]or the purposes of section 1110"—i.e., for the purposes of

paying compensation for disability—the listed rates will apply. Subsection (k) then sets forth the

rate of compensation where a veteran, "as the result of service-connected disability, has suffered

the anatomical loss or loss of use of one or more creative organs." 38 U.S.C. § 1114(k) (emphasis

added). Notably, that subsection later provides that, "in the event the veteran has suffered one or

more of the disabilities heretofore specified in this subsection," a higher rate of SMC is warranted.

Id. (emphasis added). In that regard, although subsection (k) references generically a "service-

connected disability" as the beginning of the causal chain, no specific service-connected conditions

are thereafter listed. See Payne, 31 Vet.App. at 384 (noting that subsection 1114(k) "does not

specify the types of service-connected disabilities" that may result in compensation under that

subsection). Accordingly, the phrase "disabilities heretofore specified" must refer to the specific

conditions enumerated in subsection (k), which includes "loss of use of . . . [a] creative organ[]."4

The placement of section 1114 and the wording of subsection (k) thus clearly indicate that SMC(k)

3

Nothing in our opinion suggests that the cause of the diminishment must be physical rather than

psychological.

4

The Court notes that, in April 2000, VA's Office of General Counsel (OGC) considered whether VA could,

via rulemaking, compensate service-connected mastectomies under section 1114(k). VA Gen. Couns. Prec. 2-00

(Apr. 3, 2000). The OGC concluded that "VA may not by rulemaking designate additional injuries or conditions for

which it will pay k-rate SMC, beyond those specified in section 1114(k), even if it finds that the loss involved is

comparable to the losses involved in the conditions for which Congress has authorized k-rate SMC." Id. at 2 (emphases

added).

6

compensates for disabilities of some kind and, as relevant here, that it must be a disability "of . . .

[a] creative organ[]." 38 U.S.C. § 1114(k).

A "disability" for the purposes of chapter 11 requires "functional impairment," which

impacts the "'ability of the body as a whole, or of the psyche, or of a system or organ of the body

to function under the ordinary conditions of daily life.'" Saunders v. Wilkie, 886 F.3d 1356, 1363

(Fed. Cir. 2018) (quoting 38 C.F.R. § 4.10 (2017)); see 38 U.S.C. § 1110. At a minimum, then,

the plain language of section 1114(k) conveys that the ability of the creative organ to function

must be diminished in order to warrant compensation. See Wait v. Wilkie, 33 Vet.App. 8, 15

(2020). This conclusion is further buttressed by the other circumstances Congress specifically

listed in section 1114 as warranting SMC, which are conditions affecting specific parts of a

veteran's body or of his or her psyche. See 38 U.S.C. § 1114(k) (including—in addition to the

anatomical loss or loss of use of a creative organ—the anatomical loss or loss of use of one foot,

one hand, both buttocks; blindness in one eye; "complete organic aphonia with constant inability

to communicate by speech"; deafness of both ears; the anatomical loss of 25% or more of tissue

from a single breast or both breasts in combination due to mastectomy; and treatment of breast

tissue with radiation5), (l) (providing SMC for anatomical loss or loss of use of both feet or one

hand and one foot, as well as blindness in both eyes), (m) (providing SMC for the anatomical loss

or loss of use of both hands, or of both legs with factors preventing natural knee action with

prostheses in place; of one arm and one leg with factors preventing natural elbow and knee action

with prostheses in place; and blindness in both eyes with only light perception), (n) (providing

SMC for the anatomical loss or loss of use of both arms with factors preventing natural elbow

5

The Court notes that, when Congress ultimately proposed adding mastectomies to the list of disabilities

compensated under section 1114(k), VA's Under Secretary for Benefits offered the following:

Special monthly compensation is currently authorized for certain anatomical losses or losses of use

for which the rating schedule, which is based solely on impairment of earning capacity, is considered

inadequate for compensation purposes. The statute recognizes that the loss of a hand or foot, for

example, or loss of a creative organ, involves loss of bodily integrity which may negatively affect

self-image and precipitate considerable emotional distress.

The service-connected radical or modified-radical mastectomies covered by [the proposed

legislation] involve loss of bodily integrity and associated emotional trauma to a degree that is at

least comparable to the removal of a single testicle, for example, for which special monthly

compensation is currently payable regardless of its effect on a veteran's procreative ability and

regardless of whether the veteran is still of procreative age. As a matter of simple equity, these

mastectomies warrant equal compensation for the veterans who undergo them.

S. REP. NO. 106-397, at 55 (2000) (emphases added).

7

action with prostheses in place; the anatomical loss of both legs with factors that prevent the use

of prosthetic appliances; the anatomical loss of one arm and one leg with factors that prevent the

use of prosthetic appliances; the anatomical loss of both eyes; and blindness without light

perception in both eyes).

Additionally, the structure of section 1114 indicates that more severe disabilities are

compensated at a higher level of SMC. See 38 U.S.C. § 1114(k)-(n); Breniser v. Shinseki,

25 Vet.App. 64, 68-69 (2011). Tellingly, under subsection (k), loss of use of a creative organ is

compensated at the same level as anatomical loss of a creative organ. This suggests not only that

Congress contemplated that the loss of use of a creative organ that warrants SMC(k) would be

comparable in severity to the anatomical loss of a creative organ, 6 but also that the focus of

subsection (k) is on the level of function, or absence of function, of the creative organ.

In sum, we find that the text and structure of section 1114(k) require that, to establish a

"loss of use of . . . [a] creative organ[]," there must be diminished function of the creative organ.

38 U.S.C. § 1114(k). To the extent that, as discussed below, this resolves the current dispute, "that

is the end of the matter." Chevron, 467 U.S. at 842.

3. Application

As noted above, the appellant contends that compensation under section 1114(k) is

warranted because "service-connected [h]epatitis C causes him to refrain from sex without

7

condoms, and condom use precludes procreative intercourse." Appellant's Br. at 10.

Alternatively, he avers that, even if condom use does not constitute a loss of fertility, he would

nevertheless be entitled to SMC(k) because reliance on condoms due to hepatitis C is itself "an

6

In that regard, the Court notes that the VA Adjudication Procedures Manual directs an adjudicator as

follows: "When a VA examiner finds that there is [erectile dysfunction] or other sexual dysfunction, SMC(k) is

established even though . . . the [v]eteran had a vasectomy prior to the development of the [loss of use] of a creative

organ, as vasectomies may be reversible while [loss of use] is not." VA ADJUDICATION PROCEDURES MANUAL, M21-1

(M21-1), pt. III, subpt. iv, ch. 4, § I.3.b (emphasis added).

7

The Court will not address the appellant's arguments first raised in his reply brief, see Reply Br. at 1-5, and

reiterated at oral argument, see Oral Argument at 8:27-9:01, 12:32-13:15, 15:20-:30, 17:07-:39,

http://www.uscourts.cavc.gov/oral_arguments_audio.php, that his creative organ is impaired because it is capable of

transmitting disease. See Carbino v. Gober, 10 Vet.App. 507, 511 (1997) (declining to review argument first raised

in appellant's reply brief), aff'd sub nom. Carbino v. West, 168 F.3d 32, 34 (Fed. Cir. 1999) ("[I]mproper or late

presentation of an issue or argument . . . ordinarily should not be considered."); see also Untalan v. Nicholson,

20 Vet.App. 467, 471 (2006); Fugere v. Derwinski, 1 Vet.App. 103, 105 (1990). The Court notes, however, that

although he was represented by current counsel below, the appellant does not contend or point to evidence reflecting

that he raised this theory of entitlement before the Agency, nor does he contend that it was reasonably raised by the

record. See R. at 96 (June 2017 Substantive Appeal, filed through current counsel, contending that "[c]ondom use

effectively precludes procreative sex").

8

impairment of normal sexual function." Id. at 11. The Secretary, on the other hand, maintains that

SMC(k) is not warranted here because the appellant does not suffer from a "medical impairment,

injury, or disease to [his] creative organ." Secretary's Br. at 9; see id. at 5 ("[T]here is no evidence

that there is anything wrong with [the a]ppellant's creative organs."). Specifically, he contends

that the appellant "is capable of having [] sex without a condom and procreating," id. at 8; his

"hepatitis C has not deprived him of the ability to have procreative sex," id. at 9; and, "[c]onsistent

with the Board's finding, [he] can remove the condom and have procreative sex, thereby removing

any potential impairment to his fertility," id. (citing R. at 11).

Although the appellant appears to contend that use of a condom constitutes a change in his

sexual "function," the essence of his argument is that SMC(k) may compensate a veteran for a

change in behavior purportedly resulting from a service-connected disability. See, e.g., Reply Br.

at 4 ("[The appellant] retains the physical capacity for unprotected intercourse, but chooses to

refrain from unprotected intercourse."). However, from the above discussion, it is clear that

Congress intended SMC(k) to compensate for, generally, physical or mental impairment resulting

from a service-connected disability and, specifically with respect to loss of use, for the

diminishment of the functional ability of a creative organ that is comparably as severe as

anatomical loss. In that regard, the appellant does not challenge the Board's findings that "there is

no evidence[] that he suffers from erectile dysfunction . . . . , that he is unable to achieve an

erection, or that he has been rendered infertile." R. at 11. Nor did he in his principal brief argue

or point to evidence reflecting that hepatitis C results in any other type of diminishment in the

ability of his creative organs to function or that his condition results in any mental impairment, for

example, loss of libido.8 See R. at 11. Because the plain language of section 1114(k) makes clear

that SMC(k) is not warranted in the absence of any impairment of his creative organ, the Court

cannot conclude that the appellant has demonstrated that the Board erred in finding that "use of a

condom alone does not rise to the level of loss or loss of use of a creative organ." R. at 11.

Accordingly, the Court need not address the appellant's remaining arguments regarding his

entitlement to SMC(k).

8

We note that the M21-1 reflects that SMC(k) is available for the diagnosed conditions of impotence and

loss of libido, among other conditions. See M21-1, pt. III, subpt. iv, ch. 4, § I.3.b.

9

B. Disability Ratings

The appellant argues that the Board provided inadequate reasons or bases for denying

entitlement to a compensable disability rating for hepatitis C prior to May 20, 2016, and to a rating

in excess of 10% thereafter because the Board did not fully address the arguments he raised below

and relied on the May 2016 VA examination, which he avers is inadequate, to deny higher

disability ratings. Appellant's Br. at 16-20. The Secretary disputes these arguments and urges the

Court to affirm the Board's decision. Secretary's Br. at 12-19. Notably, the Secretary asks the

Court to decline to consider the appellant's argument regarding the adequacy of the May 2016 VA

medical examination because the appellant did not raise that challenge below, despite being

represented by current counsel. Id. at 16-17.

The Board is tasked with determining the proper disability rating in the first instance. See

Hensley v. West, 212 F.3d 1255, 1263 (Fed. Cir. 2000) (stating that "appellate tribunals are not

appropriate fora for initial fact finding"); see also 38 U.S.C. § 7261(c) ("In no event shall findings

of fact made by the Secretary or the [Board] be subject to trial de novo by the Court."). The Board's

determination of the proper disability rating is a finding of fact that the Court reviews under the

"clearly erroneous" standard of review. See 38 U.S.C. § 7261(a)(4); Buckley v. West, 12 Vet.App.

76, 81 (1998). A finding of fact is clearly erroneous when the Court, after reviewing the entire

evidence, "is left with the definite and firm conviction that a mistake has been committed." United

States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948); see Gilbert v. Derwinski, 1 Vet.App. 49, 52

(1990). As with any material issue of fact or law, the Board must provide a statement of the

reasons or bases for its determination "adequate to enable a claimant to understand the precise

basis for the Board's decision, as well as to facilitate review in this Court." Allday v. Brown,

7 Vet.App. 517, 527 (1995); see 38 U.S.C. § 7104(d)(1); Gilbert, 1 Vet.App. at 56-57.

1. Adequacy of the May 2016 VA Medical Examination

To begin, the Court will not address the appellant's argument, raised for the first time to

the Court, that "the May 2016 VA examination report is insufficient for the Board to reach a fully

informed evaluation" and should have been returned. Appellant's Br. at 19. There is a

longstanding recognition of "the importance of issue exhaustion with respect to administrative

tribunals" because "'orderly procedure and good administration require that objections to the

proceedings of an administrative agency be made while [the agency] has opportunity for correction

in order to raise issues reviewable by the courts.'" Scott v. McDonald, 789 F.3d 1375, 1377 (Fed.

10

Cir. 2015) (quoting United States v. L.A. Tucker Truck Lines, Inc., 344 U.S. 33, 37 (1952)). Within

the context of the VA system, the Court must apply a balancing test to determine whether the

doctrine of issue preclusion should be invoked: "'The test is whether the interests of the individual

weigh heavily against the institutional interests the doctrine exists to serve.'" Id. at 1378 (quoting

Maggitt v. West, 202 F.3d 1370, 1377 (Fed. Cir. 2000)). However, the Court is not required "to

. . . address procedural arguments when the [appellant] fails to raise them before the Board." Id.

at 1381.

The appellant has been represented by current counsel since at least August 2014. See R. at

1304-05. In his Substantive Appeal, the appellant through counsel offered arguments related to

the proper disability ratings for his condition and to SMC, but he did not challenge the adequacy

of the May 2016 VA medical examination. See R. at 95-96. Because the appellant failed to raise

this issue below, thus depriving the Agency of the opportunity for correction and failing to raise

an issue reviewable by this Court, see Scott, 789 F.3d at 1377, the Court, applying the balancing

test of Maggitt, will not exercise its discretion to review the issue raised for the first time here. See

Dickens v. McDonald, 814 F.3d 1359, 1361-62 (Fed. Cir. 2016) (affirming the Court's invocation

of the doctrine of issue exhaustion where the appellant failed to raise a procedural argument to the

Board).

2. Reasons or Bases

The appellant's hepatitis C is evaluated under 38 C.F.R. § 4.114, Diagnostic Code 7354.

Under that diagnostic code, a noncompensable rating is warranted where the condition is

nonsymptomatic, while a 10% rating is warranted where it results in "[i]ntermittent fatigue,

malaise, and anorexia[;] or[] incapacitating episodes (with symptoms such as fatigue, malaise,

nausea, vomiting, anorexia, arthralgia, and right upper quadrant pain) having a total duration of at

least one week, but less than two weeks, during the past 12-month period." 38 C.F.R. § 4.114,

Diagnostic Code 7354 (2020). A 20% rating requires "[d]aily fatigue, malaise, and anorexia

(without weight loss or hepatomegaly), requiring dietary restriction or continuous medication[;]

or[] incapacitating episodes . . . having a total duration of at least two weeks, but less than four

weeks, during the past 12-month period." Id. To warrant a 40% rating, the claimant's hepatitis C

must result in "[d]aily fatigue, malaise, and anorexia, with minor weight loss and hepatomegaly[;]

or[] incapacitating episodes . . . having a total duration of at least four weeks, but less than six

weeks, during the past 12-month period." Id. A 60% rating is warranted where the condition

11

results in "[d]aily fatigue, malaise, and anorexia, with substantial weight loss (or other indication

of malnutrition), and hepatomegaly[;] or[] incapacitating episodes . . . having a total duration of at

least six weeks during the past 12-month period, but not occurring constantly." Id. Finally, a

100% rating is warranted where the condition results in "[n]ear-constant debilitating symptoms

(such as fatigue, malaise, nausea, vomiting, anorexia, arthralgia, and right upper quadrant pain)."

Id. An "incapacitating episode" is "a period of acute signs and symptoms severe enough to require

bed rest and treatment by a physician." Id. at Note 2.

The appellant contends that the Board failed to fully address an argument that he raised in

his Substantive Appeal, namely, that "the May 2016 VA examination report is itself evidence that

the symptoms of fatigue, malaise, and anorexia [on which his 10% rating is based] pre-dated

May 20, 2016." Appellant's Br. at 17; see R. at 95. The appellant argues that the examiner's

conclusion is necessarily based on his review of records showing symptoms that warrant a 10%

rating earlier than the date of the examination. Appellant's Br. at 17.

In the decision on appeal, the Board acknowledged the appellant's argument and

specifically reviewed the October 2014 and December 2015 treatment records that the appellant

identified in his Substantive Appeal. R. at 8. The Board found, however, that "[t]he evidence of

record . . . simply does not support a finding that the [appellant's] increase in disability was

factually ascertainable prior to the assigned effective date of the stage of May 20, 2016." Id. The

Board explained that the appellant's VA treatment records "primarily show treatment for

symptomatology due to [his COPD], gastroesophageal reflux disease (GERD)[,] and swallowing

disorder," and did not show "that he exhibited the symptomatology necessary for an increased

rating" for hepatitis C. Id. In that regard, the Board summarized numerous treatment records and

concluded that none of them indicated that the examiners attributed his reported symptoms to

hepatitis C. R. at 8-9. The Board therefore found no evidence to support increasing the appellant's

disability rating for either period on appeal. R. at 9-10.

The Court concludes that the appellant has not carried his burden of demonstrating

prejudicial error in this regard. See 38 U.S.C. § 7261(b)(2) (requiring the Court to "take due

account of the rule of prejudicial error"); Shinseki v. Sanders, 556 U.S. 396, 409 (2009) (holding

that the harmless-error analysis applies to the Court's review of Board decisions and that the burden

is on the appellant to show that he or she suffered prejudice as a result of VA error). His argument

consists of summaries of the May 2016 examination report, the argument in his Substantive

12

Appeal, and the Board's decision, Appellant's Br. at 16-17; a statement that the Board should have

addressed "why the VA examiner's report is not itself evidence that the symptoms pre-date May 20,

2016," id. at 17; and an assertion that he was prejudiced by the Board's error because his ability to

understand the Board's decision is hindered, id. Missing from his argument, however, is reference

to any evidence showing that the symptoms he points to are attributable to hepatitis C or, assuming

such evidence exists, an explanation of how those symptoms satisfy the requirements for a higher

disability rating.

The appellant next argues that the Board's determination that the symptoms he reported

throughout the appeal period were related to his COPD or GERD is an impermissible medical

conclusion. Appellant's Br. at 18-20; see Colvin v. Derwinski, 1 Vet.App. 171, 172 (1991) (finding

that the Board is prohibited from "provid[ing] [its] own medical judgment in the guise of a Board

opinion"), overruled on other grounds by Hodge v. West, 155 F.3d 1356 (Fed. Cir. 1998). Contrary

to the appellant's argument, however, the Board did not reach a medical conclusion. Instead, the

Board reviewed the medical treatment records and summarized their contents, including whether

the medical provider attributed the appellant's reported symptoms to hepatitis C. See R. at 8-9.

The Board then weighed that evidence against the appellant's assertions that his symptoms were

more severe throughout the appeal period than reflected in the assigned disability ratings. R. at

10. It is the Board's responsibility to weigh the evidence in the first instance, and the Court may

only overturn the Board's conclusion in that regard if the appellant demonstrates that it was clearly

erroneous. See Washington v. Nicholson, 19 Vet.App. 362, 369 (2005); Owens v. Brown,

7 Vet.App. 429, 433 (1995). The appellant has not carried that burden here.

The Court acknowledges the appellant's citation to a March 2014 VA internal medicine

note reflecting that his abdominal pain was "[l]ikely from cirrhosis and known hemangioma in

[the] liver." R. at 521; Appellant's Br. at 19. The Court also notes that the Board did not expressly

discuss this record. See R. at 7-10. The appellant, however, has not demonstrated that the Board's

failure to explicitly account for this evidence is prejudicial to him, again arguing only that the

Board's inadequate reasons or bases hinder his ability to understand the decision. Appellant's Br.

at 20; see 38 U.S.C. § 7261(b)(2); Sanders, 556 U.S. at 409.

The appellant raises no other challenges to the Board's decision regarding the proper

disability rating for hepatitis C for the periods on appeal. The Court will therefore affirm that

portion of the Board decision.

13

III. CONCLUSION

After consideration of the parties' pleadings, a review of the record, and hearing oral

argument, the Board's March 13, 2019, decision is AFFIRMED.

14

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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