B.J. Chasan, Esq. v. W.H. Platt, Esq.

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Bruce J. Chasan, Esq., :

Appellant :

:

v. : No. 47 C.D. 2020

: Argued: November 12, 2020

William H. Platt, Esq., Retired Superior :

Court Judge, Susan Peikes Gantman, :

Superior Court Judge, Maria :

McLaughlin, Superior Court Judge :

BEFORE: HONORABLE PATRICIA A. McCULLOUGH, Judge

HONORABLE ANNE E. COVEY, Judge

HONORABLE J. ANDREW CROMPTON (P.), Judge

OPINION

BY JUDGE CROMPTON FILED: December 14, 200

Bruce J. Chasan, Esq. (Lawyer), representing himself, appeals an order

of the Court of Common Pleas of Philadelphia County (Trial Court) sustaining the

preliminary objections of then-Judges of the Pennsylvania Superior Court, William

H. Platt, Esq. (retired), Judge Susan Peikes Gantman, and Judge Maria McLaughlin

(collectively, Judges), and dismissing, with prejudice, his Second Amended

Complaint (SAC) that sought declaratory relief for alleged defamatory statements

contained in Carmen Enterprises, Inc. v. Murpenter, LLC, 185 A.3d 380 (Pa. Super.

2018), appeal denied, 201 A.3d 725 (Pa. 2019) (Judicial Opinion). The Judicial

Opinion disposed of cross-appeals over the amount of attorney fees awarded for

Lawyer’s work on behalf of Carmen Enterprises, Inc. (Client), a travel agency that

Lawyer owned as sole shareholder and served as President. The Trial Court held

Judges were judicially immune from suit. Upon review, we affirm.

I. Background

In 2002, on behalf of Client, Lawyer filed the initial complaint alleging

a breach of a purchase and sale agreement by Murpenter, LLC (Defendant) in the

Montgomery County Court of Common Pleas (Litigation). See SAC ¶21; Reproduced

Record (R.R.) at 12a-54a. Relevant here, the agreement contained a provision for

“reasonable attorney’s fees” in the event of breach. Id. ¶7. At that time, Lawyer was

employed as an intellectual property attorney in a Philadelphia law firm (Firm).

However, Lawyer was no longer employed by the Firm after 2011, and then served as

of counsel in 2012. The Litigation to which the fees related was ongoing for more than

a decade, involving motions practice, filings, and appeals in multiple courts. A brief

overview of the salient procedural history of the Litigation follows.

Initially, Defendant successfully moved for partial summary judgment,

precluding Lawyer from receiving contractual attorney fees based on his role with

Client. See Order, (Montg. Ct. Common Pleas (C.C.P.), No. 02-07223, June 17, 2003).

The matter was then tried in a bench trial before Judge Richard P. Haaz in April 2013.

Client obtained a $45,057.47 verdict. The parties filed post-trial motions, which Judge

Haaz denied as to Defendant, and granted as to Client. Client filed a motion to mold

the verdict to account for Client’s successful verdict and post-trial motions, which the

court, through Judge Haaz, ultimately granted. The verdict was then molded to include

pre- and post-judgment interest, attorney fees, and costs. However, while fees were

awarded for Client’s other counsel, the order awarded “$0” for Lawyer’s fees. R.R. at

61a; Order, (Montg. C.C.P., No. 02-07223, Mar. 12, 2014). Client appealed this order.

On appeal, the Superior Court reversed the partial summary judgment

order that precluded fees for Lawyer’s time and remanded the matter for a hearing

on Lawyer’s reasonable attorney fees related to the Litigation. Carmen Enters., Inc.

2

v. Murpenter, LLC (Pa. Super., Nos. 950/1115 EDA 2014, filed Aug. 12, 2015),

2015 WL 6698621 (unreported), appeal denied, 141 A.3d 477 (Pa. 2016). The

Superior Court ruled the inclusion of Lawyer’s fees was permissible and directed the

lower court to hold a hearing limited to the amount of attorney fees.

In 2016, following a hearing where Lawyer testified regarding his fees,

Judge Haaz determined the reasonable fees for Lawyer’s services over the claimed

13-year period. Judge Haaz noted there was no fee agreement between Lawyer and

Client that set forth Lawyer’s billing rate. While there was evidence regarding his

rate while working at the Firm, Judge Haaz noted Lawyer was working as a solo

practitioner at the time of the hearing. He also found that Lawyer submitted no

evidence regarding his hourly rate while working as a solo practitioner. Judge Haaz

concluded “that the sum of $405,400.00 [was] a reasonable fee for the services

provided by [Lawyer] in his capacity as a legal professional.” R.R. at 100a; see

Order, (Montg. C.C.P., No. 2002-07223, June 15, 2017) (Fee Award). The Fee

Award represented less than half of the $1 million Client sought to recover for

Lawyer’s fees. Both parties appealed the Fee Award to the Superior Court.

On appeal, in eight of the nine issues raised, Client questioned the

reduction of fees. Lawyer asserted the Fee Award constituted a substantial reduction

in both the hours claimed and the rate at which Lawyer billed his work. SAC ¶46.

Specifically, he challenged the lower court’s reduction of his hourly rate; fees were

awarded based on a rate of $200 per hour instead of $450 per hour, which was

Lawyer’s rate in 2009 while he was a patent lawyer at the Firm.

In the Judicial Opinion at issue in this appeal, the Superior Court

affirmed the Fee Award. In its decision, the Court reasoned an award of attorney

fees is within a fact-finding court’s discretion, and based on the complexity of the

3

issues, the fact-finder may reduce the number of hours or the hourly rate. As such,

the Superior Court determined the lower court was within its powers on this matter.

The Judicial Opinion stated the “threshold issue for [Client] (and

[Lawyer]) throughout the [L]itigation had to be (or should have been) the amount of

money obtainable in relation to the amount of fees for the reasonable legal services

necessary to obtain it.” See Judicial Opinion, 185 A.3d at 393 (citation omitted).

The Judicial Opinion noted the lower court concluded: “[Client] failed to convince

the [lower] court that the total hours claimed for these services are reasonable or

justified. Accordingly, the court will not include these 511.1 hours in determining a

reasonable fee.” Id. at 394 (citing Tr. Ct., Memo. & Order, (Jan. Memo. & Order)

1/16/20, at 8). Ultimately, the Superior Court, through the Judges’ Judicial Opinion,

held: “On independent review, we discern no error or abuse of discretion in the trial

court’s ruling. None of [Client’s] numerous complaints, many unsupported,

marginal or trivial, justify disturbing the decision of the [lower] court. Client’s

claims merit no further relief.” Id. at 394.

Lawyer filed a petition for reargument and for reargument en banc,

asserting the appeals should have been quashed because the lower court’s order was

not final. The Superior Court denied the petition. Client then filed a petition for

allowance of appeal to the Supreme Court, which was denied on February 4, 2019.

In addition, in July 2018, Client filed an application for relief with the

Superior Court seeking revisions to the Judicial Opinion (Revision Application), which

the Superior Court denied. The Pennsylvania Supreme Court then denied Lawyer’s

“Application for Relief Regarding Defamatory Statement in Superior Court

Precedential Opinion Which the Superior Court Refused to Correct in an Order

Denying [Revision Application] Presented in that Court.” Jan. Memo. & Order at 2-3.

4

Following the denial of his requests to revise the Judicial Opinion to

remove portions he considered defaming, Lawyer filed the initial complaint in the

Trial Court seeking declaratory relief to compel removal of allegedly objectionable

language from the Judicial Opinion. In August 2019, Lawyer filed the SAC,

comprised of five counts of defamation as to the parts of the Judicial Opinion to

which he objected, to which he appended a number of exhibits. See Ex. A-K (R.R.

at 55a-172a). In general, the SAC alleged Judges exceeded their jurisdiction by

making findings of fact that conflicted with or were not contained in the Fee Award.

Specifically, Lawyer claimed defamation as to: use of Firm letterhead in note 13

(Count I); implying that Lawyer concealed his solo billing practices from the lower

court (Count II); characterization of Lawyer as alter ego of Client in note 15 (Count

III); use of the word “threatening” to refer to Lawyer’s conduct (Count IV); and

“belittlement” of the multi-count complaint in the Litigation (Count V). Lawyer

sought a declaration that these parts of the Judicial Opinion constituted defamation.

On August 20, 2019, Judges filed preliminary objections in the nature

of a demurrer and a brief in support. See Prelim. Objs. (R.R. at 173a-78a); Br. in

Support (R.R. at 204a-27a). Judges alleged Lawyer’s “[SAC] asks for declaratory

relief only: a declaration that [] Judges defamed him in the [Judicial] Opinion.”

Prelim. Objs. ¶11 (R.R. at 177a). Thus, Judges asserted “[Lawyer’s] action is barred

by judicial immunity, judicial privilege, sovereign immunity, high public official

immunity, and failure to state a declaratory judgment claim.” Id. ¶12.

Lawyer did not object to the preliminary objections. Rather, Lawyer

filed a 67-page brief in opposition to the preliminary objections. R.R. at 228a-98a.

Relevant here, in his response (brief), Lawyer did not challenge the assertion of the

immunity defenses on procedural grounds, as properly pled in new matter.

5

The Trial Court issued an order and memorandum dated January 16,

2020, under Judge Stella Tsai. After reviewing the legal standard applicable to a

demurrer, the Trial Court considered the immunity defenses Judges raised in their

preliminary objections. It reasoned immunity may be considered on preliminary

objections as a basis for dismissal when it is clear from the face of the complaint. It

noted that Lawyer waived the procedural defect of raising the affirmative defenses

by preliminary objections because Lawyer did not object to the procedure by filing

his own preliminary objections.

The Trial Court determined “Lawyer’s action is barred by the doctrine

of judicial immunity” because the defamation claim was predicated on content in the

Judicial Opinion decided by Judges in their judicial capacity. Tr. Ct., Order, 1/16/20,

at 10. It explained the appeal of the Fee Award was within the Superior Court’s

exclusive jurisdiction over appeals from the county courts of common pleas such that

Judges were acting within their subject matter jurisdiction. Therefore, the Trial Court

dismissed the SAC “with prejudice.” Id. at 11. Lawyer filed a notice of appeal.

In his statement of errors complained of on appeal, Lawyer asserted

judicial immunity did not apply because the acts underlying his claims were outside

Judges’ proper jurisdiction. He claimed certain parts of the Judicial Opinion,

comprised of findings, credibility determinations, and commentary, constituted

defamatory statements from which he sought declaratory relief.

In its Rule 1925(a) opinion, Pa. R.A.P. 1925(a), the Trial Court focused

on the doctrine of judicial immunity; it did not analyze Judges’ other immunity

defenses. Specifically, it noted the similarity between the statements Lawyer sought

to have deleted or revised in his Revision Application and the sources of defamation

outlined in the SAC as follows:

6

1) correction or deletion of footnote 13,[1] regarding [Lawyer’s] filings

in the bankruptcy court supposedly using his former [Firm’s] stationery,

because the statement in the footnote was demonstrably wrong and

defamatory, and there was nothing the Judges could do to correct it,

other than deleting the footnote [Firm affiliation objection in Count I];

2) deletion of portions of the opinion that belittled [Client’s] multi-count

complaint because Pa.R.[C.]P. [No.] 1020(d) requires joinder of all

claims, or risk waiver, and the numerous counts were all well-founded

[characterization of multi-count complaint objection in Count V];

3) deletion of the language that [Lawyer] “threatened”[2] [Opposing

Counsel] with high legal fees; [threatened objection in Count IV] and

4) deletion of footnote 15[3] regarding the unnecessary “alter ego”

language [alter ego objection in Count III].

1

Note 13 states: “Nevertheless, the correspondence and document filings in the record

from the bankruptcy proceedings bear the letterhead of the [Firm] where [Client] then worked.”

Carmen Enterprises, Inc. v. Murpenter, LLC, 185 A.3d 380, 386 n.13 (Pa. Super. 2018), appeal

denied, 201 A.3d 725 (Pa. 2019) (Judicial Opinion).

2

Lawyer requested the word threatened be changed to “warned” in the revised draft of the

Judicial Opinion he submitted for the Superior Court’s consideration of his Revision Application.

3

Note 15 of the Judicial Opinion, with citations to case law omitted, states:

We have not overlooked [Client] and [Lawyer’s] apparent general disregard, as

evident in the record before us, for the observance of proper formalities in the

conduct of [Client’s] corporate activities, as argued by [Defendant]. (See

Appellee’s Brief, at 19); see also Appellant’s Brief, at 15: (“Any written agreement

would have been artificial and unnecessary.”). [Client] even appears on occasion to

use their names almost interchangeably. (See, e.g., Appellant’s Brief, at 32 (at “trial

... [Client] decided [Lawyer] would handle the other witnesses”); id. at 40,

(“[Client] concedes it was disappointed . . . .”) (emphasis added)). It is axiomatic

that a corporation can act only though [sic] its officers, employees, and other agents.

Absent any evidence of proper formal authorization of corporate action, (e.g., a

corporate resolution, minutes of shareholder’s meeting, etc.), most of [Lawyer’s]

efforts to simulate proper and valid corporate action by imputing human acts to

[Client] are legally frivolous and verge on the ludicrous. (See[,] e.g.[,] [Client]

Brief, at 14) (“[Client] and [Lawyer] had a mutual understanding . . .”); (id. at 15

(“[Client] decided to file a complaint”); (“[Client] and [Lawyer] agreed to terms,

including an agreed billing rate.”). Nevertheless, it appears that [Defendant] did

(Footnote continued on next page…)

7

Tr. Ct., Slip Op., 3/23/20, at 2-3. In addition to these previously requested revisions,

Lawyer sought deletion of portions of the Judicial Opinion that allegedly criticized

his billing practices.4 Id. at 3 (“[Lawyer] further claims that [Judges] defamed him

by ‘finding’ that he concealed his solo billing practices from the [lower] court.”).

After briefing and argument, the matter is ready for disposition.

II. Discussion

On appeal,5 Lawyer asserts the SAC alleged sufficient facts that the

“defamatory factual findings by [Judges] in their opinion were either totally absent in

the [lower] court opinions or in conflict with findings in the [lower] court opinions”

such that Judges were acting outside their jurisdiction. Appellant’s Br. at 3. Lawyer

argues the Trial Court erred in holding Judges immune from suit, maintaining that

judicial immunity only applies to suits for monetary damages, which he is not

pursuing. He claims the Judicial Opinion “wrongfully diminished [Lawyer’s]

reputation in perpetuity,” id. at 6 (bold in original), and that the SAC outlined the

defamatory statements in detail. Indeed, Lawyer appended to the SAC, as Exhibit

J, a revised opinion that edited the objectionable aspects of the Judicial Opinion.

not present and develop any “alter ego” issue at trial, or seek to pierce the corporate

veil. Therefore, we disregard further consideration of corporate veil or alter ego

issues for the purpose of our analysis and decision.

4

Though the statements to which Lawyer objected in the Revision Application are also

cited in his defamation claims in the SAC, res judicata does not apply as the SAC involves

different parties, different claims, and different relief. Moreover, the Revision Application was

ancillary to the Judicial Opinion, which involved contractual attorney fees, and the SAC does not

challenge the merits of or result in the Judicial Opinion, which was in Client’s favor. Cf. Doheny

v. Dep’t of Transp., Bureau of Driver Licensing, 171 A.3d 930 (Pa. Cmwlth. 2017).

5

“Our scope of review of a trial court order sustaining preliminary objections and

dismissing a complaint is limited to determining whether the trial court abused its discretion or

committed an error of law.” Logan v. Lillie, 728 A.2d 995, 998 n.1 (Pa. Cmwlth. 1999) (upholding

dismissal of complaint seeking both monetary and equitable relief on judicial immunity grounds).

8

A. Preliminary Objection Standard & Procedure

Within their preliminary objections, Judges raised judicial immunity,

among other defenses. Judges also asserted a demurrer, challenging the legal

sufficiency of the SAC as to the declaratory judgment claim that seeks a declaration

that the four identified parts of the Judicial Opinion (1-4) constitute defamation.

1. Demurrer

It is well established that “preliminary objections in the nature of a

demurrer admi[t] all well-pleaded, material and relevant facts in the complaint.”

Unger v. Hampton Twp., 263 A.2d 385, 387 (Pa. 1970). A demurrer also admits as

true every inference fairly deducible from those facts. Palmer v. Bartosh, 959 A.2d

508 (Pa. Cmwlth. 2008). The court is not required to accept as true legal conclusions,

unwarranted factual inferences, argumentative allegations, or expressions of opinion.

Armstrong Cnty. Mem’l Hosp. v. Dep’t of Pub. Welfare, 67 A.3d 160 (Pa. Cmwlth.

2013) (en banc).

Since sustaining a demurrer results in denial of the plaintiff’s claim or

a dismissal of his suit, only where the pleading is “facially devoid of merit” should

the demurrer be sustained. Wurth by Wurth v. City of Philadelphia, 584 A.2d 403,

406 (Pa. Cmwlth. 1990) (en banc) (citation omitted). If the facts as pleaded state a

claim for which relief may be granted under any theory of law, there is sufficient

doubt to require rejection of the demurrer. Palmer. However, it must be clear the

law will not permit recovery, and any doubt must be resolved in favor of the non-

moving party. Key v. Pa. Dep’t of Corr., 185 A.3d 421 (Pa. Cmwlth. 2018).

2. Immunity Defenses Raised by Preliminary Objection

Technically, the Pennsylvania Rules of Civil Procedure prohibit a

defendant from raising the affirmative defense of immunity by way of preliminary

9

objection. Rather, the affirmative defense of immunity should be raised in an answer

to the complaint under the heading “New Matter.” See Pa.R.C.P. Nos. 1028, 1030.

In pertinent part, and with emphasis added, Pa.R.C.P. No. 1030 provides:

(a) Except as provided by subdivision (b), all affirmative defenses

including but not limited to the defenses of . . . immunity from suit . . .

shall be pleaded in a responsive pleading under the heading “New

Matter.” A party may set forth as new matter any other material facts

which are not merely denials of the averments of the preceding

pleading.

“Should a plaintiff wish to contest the defense on this procedural ground, the plaintiff

must file a preliminary objection to the preliminary objection.” Orange Stones Co. v.

City of Reading, 87 A.3d 1014, 1022 (Pa. Cmwlth. 2014).

When a party responds to the preliminary objections, instead of

challenging the procedure by filing its own preliminary objections, the party has

waived any challenge to the form of pleading the defense. See Feldman v. Hoffman,

107 A.3d 821 (Pa. Cmwlth. 2014). Generally, however, when not objected to in

preliminary objections, courts have been moving away from this strict interpretation

and it is now currently accepted that immunity is a defense that may be raised by

preliminary objection “when to delay a ruling thereon would serve no purpose.” Faust

v. Dep’t of Revenue, 592 A.2d 835, 838 n.3 (Pa. Cmwlth. 1991). But see Rufo v.

Bastian-Blessing Co., 207 A.2d 823 (Pa. 1965) (trial court may only consider

immunity defense raised by preliminary objection if plaintiff does not object).

Further, “Pennsylvania courts have long recognized a limited exception

to this rule and have allowed parties to plead the affirmative defense of immunity as

a preliminary objection where the defense is clearly applicable on the face of the

complaint.” Feldman, 107 A.3d at 829-30 (emphasis added) (citing string of cases);

see also Logan v. Lillie, 728 A.2d 995 (Pa. Cmwlth. 1999) (involving suit against

10

judicial defendants and successful assertion of judicial immunity). In fact, “[w]here,

however, the asserted affirmative defense is clearly applicable on the face of the

complaint, the court will consider it unless the plaintiff advances some reason, ‘other

than prolonging the matter,’ to defer consideration.” Firearm Owners Against

Crime v. City of Harrisburg, 218 A.3d 497, 515 (Pa. Cmwlth. 2019) (quoting

Feldman, 107 A.3d at 835) (when method of raising immunity defense challenged,

upheld overruling of preliminary objection because immunity was not clear on face

of complaint).

Applying the rule and the exceptions as set forth in decisional law here,

the Trial Court did not err in considering the immunity defenses Judges raised by

preliminary objection. Because the SAC names Judges as defendants for (allegedly

defamatory) content in the Judicial Opinion, the judicial immunity defense is evident

on the face of the complaint. Further, Lawyer offered no cause for delaying

consideration of this issue to a later stage of the proceedings and did not object to the

procedure used for asserting immunity, thus waiving any objection on that ground.

Feldman.

B. Substance: Judicial Immunity

“[J]udicial immunity requires a two-part analysis: first, whether the

judge has performed a judicial act; and second, whether the judge has some

jurisdiction over the subject matter before [him].” Langella v. Cercone, 34 A.3d

835, 838 (Pa. Super. 2011) (emphasis added). This Court reasoned: “Judges are

absolutely immune from liability for damages when performing judicial acts, even if

their actions are in error or performed with malice, provided there is not a clear

absence of all jurisdiction over subject matter and person.” Robinson v. Musmanno

(Pa. Cmwlth., No. 39 C.D. 2010, filed May 28, 2010), slip op. at 3, 2010 WL 9516526,

11

at *1 (unreported)6 (per curiam) (citing Beam v. Daihl, 767 A.2d 585 (Pa. Super.

2001)).

This Court recognizes judicial immunity is not only immunity from

damages, but also “immunity from suit.”7 See Guarrasi v. Scott, 25 A.3d 394, 405

n.11 (Pa. Cmwlth. 2011) (citing Mireles v. Waco, 502 U.S. 9 (1991)) (explaining

judicial immunity applied to a common pleas court judge); Logan (upholding

dismissal of equitable claims seeking declaration that judicial officers’ acts were

unconstitutional). As such, judicial immunity is an available defense for declaratory

relief. See Guarrasi; Logan; accord Azubuco v. Royal, 443 F.3d 302 (3d Cir. 2006).

Lawyer does not dispute that Judges issued the Judicial Opinion while

acting as Superior Court Judges; rather, he asserts that the described comments and

alleged fact-finding described in the SAC were not within Judges’ jurisdiction

because they are not permitted to make findings or credibility determinations on

appeal. Lawyer thus challenges the application of the judicial immunity defense

here.

1. Judicial Act

Notably, Lawyer does not contest that, when acting within their

jurisdiction, “Judges are absolutely immune from liability . . . [for] judicial acts.”

Logan, 782 A.2d at 998. That Judges’ issuance of the Judicial Opinion constitutes a

“judicial act” is beyond peradventure. See Musmanno; see also Appellant’s Reply Br.

at 6 (acknowledging that “writing an appellate opinion is a ‘judicial act’”).

6

This case is cited for its persuasive value in accordance with Section 414(a) of this Court’s

Internal Operating Procedures, 210 Pa. Code §69.414(a).

7

“Judicial immunity arose because it was in the public interest to have judges who were at

liberty to exercise their independent judgment about the merits of a case without fear of being

mulcted for damages should an unsatisfied litigant be able to convince another tribunal that the

judge acted not only mistakenly but with malice and corruption.” Dennis v. Sparks, 449 U.S. 24,

31 (1980) (distinguishing suit against judge for damages) (citations omitted).

12

2. Jurisdiction

We examine Lawyer’s primary argument that immunity does not attach

because the alleged defamatory statements in the Judicial Opinion constitute fact-

finding and thus exceed the statutory confines of appellate judging. Lawyer

contends that Judges acted outside their jurisdiction by making findings and

credibility determinations, thus, usurping the role of fact-finder.8 He asserts the

objectionable comments in the Judicial Opinion (i.e., (1) Firm affiliation reference

in footnote 13; (2) implied concealment of solo billing rate; (3) alter ego discussion

in footnote 15; (4) use of “threatening” to describe Lawyer’s conduct toward

opposing counsel; and (5) alleged belittlement of multi-count complaint) fell outside

the statutory jurisdiction applicable to Superior Court Judges in the Judicial Code.

For judicial immunity to attach, the complained of acts (here, five

comments in the Judicial Opinion), must be within the judicial actors’ jurisdiction.

In this context, this means the court’s subject matter jurisdiction to consider the

matter. Feingold v. Hill, 521 A.2d 33, 36-37 (Pa. Super. 1987). As our Supreme

Court explained, this is distinguishable from whether judges are acting within their

appropriate authority. “[J]urisdiction ‘relates solely to the competency of the

particular court or administrative body to determine controversies of the general

class to which the case then presented for its consideration belongs.’ Conversely,

the power or, more aptly, the authority of the Court is its capacity ‘to order or effect

a certain result.’” In re Bruno, 101 A.3d 635 (Pa. 2014) (citation omitted).

The statutory jurisdiction applicable to Judges is found in Sections 741

and 742 of the Judicial Code, 42 Pa. C.S. §§741, 742, which outline the jurisdiction

8

We lack authority to consider material beyond the SAC and make findings regarding the

content of pleadings in another action when reviewing the legal grounds for the Trial Court’s

dismissal of the SAC.

13

of the Superior Court. Section 741, relating to the Superior Court’s original

jurisdiction, provides:

The Superior Court shall have no original jurisdiction, except in cases

of mandamus and prohibition to courts of inferior jurisdiction where

such relief is ancillary to matters within its appellate jurisdiction, and

except that it, or any judge thereof, shall have full power and authority

when and as often as there may be occasion, to issue writs of habeas

corpus under like conditions returnable to the said court.

42 Pa. C.S. §741. Section 742, relating to appellate jurisdiction, provides:

The Superior Court shall have exclusive appellate jurisdiction of all

appeals from final orders of the courts of common pleas, regardless of

the nature of the controversy or the amount involved, except such classes

of appeals as are by any provision of this chapter within the exclusive

jurisdiction of the Supreme Court or the Commonwealth Court.

42 Pa. C.S. §742 (relating to appeals from courts of common pleas).

These statutory provisions pertain to the propriety of subject matter

jurisdiction over the issue in dispute and the parties to the dispute. Neither statutory

provision prohibits or directly addresses the authority of an appellate judge to engage

in fact-finding or make credibility determinations. Those aspects of decision-

making include the role of the court and the type of review, i.e., how the court

renders a decision, not whether the court may decide the matter before it. It is the

former category of decision-making of which Lawyer complains.

While Judges lack the power or authority to make credibility

determinations or find facts, they had proper jurisdiction to address the appeal of the

Fee Award because a contract dispute with a non-governmental party on appeal from

a court of common pleas is properly within its appellate jurisdiction under Section 742

of the Judicial Code. Also, the cases Lawyer cites for the proposition that a judge acts

14

outside his or her circumscribed appellate role involved reversal of the fact-finder.

See In re R.J.T., 9 A.3d 1179 (Pa. 2010). As a consequence, the alleged judicial

overreach of authority into the fact-finding realm altered the result and disregarded

the fact-finding below. Here, the Judicial Opinion affirmed the Fee Award, and so

maintained the result reached by the fact-finder and deferred to the lower court’s

material findings regarding the hourly rate charged and the number of hours worked.

Jurisdiction is not negated when the alleged judicial act is not expressly

authorized. See Langella. In Langella, while on the bench, the judge told the

defendant to “shut up” and commented on her multiple cats (40) in an arguably

pejorative manner. Despite that the judge’s comments were arguably not properly

judicial and authorized, because the comments were made while the judge was

acting as a judge, they met the threshold for a judicial act within his jurisdiction.

Similarly, the appeal from the Fee Award fell within Judges’ statutory jurisdiction,

and therefore satisfies the second requirement for judicial immunity.

In sum, we agree with the Trial Court that the Judicial Opinion

constituted a judicial act that was issued within Judges’ jurisdiction under Section

742 of the Judicial Code. Therefore, Judges are judicially immune from suit here.

C. Demurrer: Declaratory Relief as to Defamation

Lastly, we consider whether the Trial Court erred in determining

Lawyer failed to state a cognizable claim for declaratory judgment as to the alleged

defamation9 contained in the Judicial Opinion.

9

In a defamation claim, a plaintiff bears the burden of proving: (1) the defamatory character

of the communication; (2) its publication by the defendant; (3) its application to the plaintiff; (4) the

understanding by the recipient of its defamatory meaning; (5) the understanding by the recipient of

it as intended to be applied to the plaintiff; (6) special harm resulting to the plaintiff from its

publication; and (7) abuse of a conditionally privileged occasion. 42 Pa. C.S. §8343(a); see Feldman

(Footnote continued on next page…)

15

Because judicial immunity is clear on the face of the SAC, and the SAC

cannot be amended to obtain relief as to the named parties,10 the Trial Court did not

err in sustaining the demurrer to the declaratory judgment claim.11 See Guarrasi. At

its core, the purpose of declaratory relief is to address an imminent dispute or actual

controversy. The judicial acts that Lawyer complains of are in the past, such that the

declaration would not aid in resolution of a current or imminent dispute.

Also, judicial immunity applies to requests for equitable relief. See id.;

Logan. The rationale for ensuring judicial actors are immune from suit is equally

applicable to an action for declaratory judgment, i.e., to ensure judicial decision-

makers’ judgment is not compromised by a concern over being sued. Were this Court

to allow an action seeking revisions in a judicial opinion to proceed, any dissatisfied

litigant may then utilize a declaratory judgment action as a sword against the judicial

authors of what the litigant perceives is an unflattering or critical opinion.

Having concluded that the Trial Court properly held judicial immunity

bars the claims against Judges, we need not address the other defenses. See

Guarrasi.

v. Lafayette Green Condo. Ass’n, 806 A.2d 497 (Pa. Cmwlth. 2002). Though offensive to the

subject, generally, a statement that is merely an expression of opinion is not defamatory. Id.

10

In not affording Lawyer an opportunity to amend the SAC (the third pleading), the Trial

Court did not err. A complaint is properly dismissed without allowance for amendment when leave

to amend would be a futile exercise. See Carlino v. Whitpain Invs., 453 A.2d 1385 (Pa. 1982).

11

The Declaratory Judgments Act, 42 Pa. C.S. §§7531-7541, is “remedial[;] [i]ts purpose

is to settle and to afford relief from uncertainty and insecurity with respect to rights, status and

other legal relations, and is to be liberally construed and administered.” 42 Pa. C.S. §7541(a).

Declaratory judgment is appropriate only where there exists an actual controversy. Chester Cmty.

Charter Sch. v. Dep’t of Educ., 996 A.2d 68 (Pa. Cmwlth. 2010). “An actual controversy exists

when litigation is both imminent and inevitable and the declaration sought will practically help to

end the controversy between the parties.” Id. at 80 (emphasis added).

16

III. Conclusion

For the foregoing reasons, this Court affirms the Trial Court’s order.

______________________________

J. ANDREW CROMPTON, Judge

Judge Ceisler did not participate in the decision of this case.

17

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Bruce J. Chasan, Esq., :

Appellant :

:

v. : No. 47 C.D. 2020

:

William H. Platt, Esq., Retired Superior :

Court Judge, Susan Peikes Gantman, :

Superior Court Judge, Maria :

McLaughlin, Superior Court Judge :

ORDER

AND NOW, this 14th day of December 2020, the order of the Court of

Common Pleas of the County of Philadelphia is AFFIRMED.

______________________________

J. ANDREW CROMPTON, Judge