Opinion

Welsh-Huggins v. Jefferson Cty. Prosecutor's Office (Slip Opinion)

  • 163 Ohio St. 3d 337
  • 170 N.E.3d 768
  • 2020 Ohio 5371
Court
Ohio Supreme Court
Filed
Nov 24, 2020
Status
Published
On the bench
Donnelly, J.
Cited by
222 cases
Authority
More cited than 97.4%

noting that the testimony in Plunderbund showed that the requested records contained information directly used for tactically protecting or maintaining the security of a public office against attack, interference, or sabotage

How later courts described this case

  • noting that the testimony in Plunderbund showed that the requested records contained information directly used for tactically protecting or maintaining the security of a public office against attack, interference, or sabotage
  • explaining the statutory process for bringing a R.C. 2743.75 action by a form complaint in contrast to meeting special pleading requirements in a mandamus action
  • interpreting whether security camera footage constituted an exempt "security record" based on "the public office's actual use" of the footage, not the potential for the requester to misuse it
  • discussing “burden of production” and “burden of persuasion”

Written by the judges who cited it.

The opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as

Welsh-Huggins v. Jefferson Cty. Prosecutor’s Office, Slip Opinion No. 2020-Ohio-5371.]

NOTICE

This slip opinion is subject to formal revision before it is published in an

advance sheet of the Ohio Official Reports. Readers are requested to

promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65

South Front Street, Columbus, Ohio 43215, of any typographical or other

formal errors in the opinion, in order that corrections may be made before

the opinion is published.

SLIP OPINION NO. 2020-OHIO-5371

WELSH-HUGGINS, APPELLANT, v. JEFFERSON COUNTY PROSECUTOR’S OFFICE,

APPELLEE.

[Until this opinion appears in the Ohio Official Reports advance sheets, it

may be cited as Welsh-Huggins v. Jefferson Cty. Prosecutor’s Office, Slip

Opinion No. 2020-Ohio-5371.]

Public Records Act—Security-record exception—To constitute an exception to the

Public Records Act, record must be directly used to maintain the security of

a public office—Judgment reversed.

(No. 2019-1481—Submitted July 21, 2020—Decided November 24, 2020.)

APPEAL from the Court of Appeals for Jefferson County,

No. 19 JE 0005, 2019-Ohio-3967.

_________________

DONNELLY, J.

{¶ 1} This case presents the issue of whether the video from an exterior

courthouse security camera that captured the shooting of a judge as he was about

to enter the courthouse through a nonpublic secured entry was a “security record”

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under R.C. 149.433(A)(1) and therefore exempt from release as a public record

under R.C. 149.433(B)(1). In proceedings brought pursuant to R.C. 2743.75, the

Court of Claims determined that competent evidence had not been presented to

establish the security-record exemption and consequently ordered the video’s

public release subject to certain redactions for undercover-officer confidentiality.

The Seventh District Court of Appeals reversed that judgment, holding that the

video was a security record that was exempt from public disclosure. We agreed to

consider whether the court of appeals correctly determined that the security-record

exemption had been established by competent admissible evidence. Based on our

review of the record, we hold that the surveillance video at issue here did not fall

squarely within the claimed exemption. We accordingly reverse the judgment of

the Seventh District Court of Appeals.

I. FACTS

{¶ 2} On August 21, 2017, Joseph J. Bruzzese Jr., a judge of the Jefferson

County Court of Common Pleas, was shot and seriously wounded by Nate

Richmond near the courthouse. Judge Bruzzese and a nearby probation officer

returned fire, and Richmond was fatally wounded. Judge Bruzzese survived his

gunshot wounds after undergoing surgery and a lengthy hospital stay.

{¶ 3} The Jefferson County Courthouse was equipped with a security-

camera system that recorded the shooting incident. The camera was positioned

outside the door where only courthouse personnel entered and exited the

courthouse.1

{¶ 4} Later that day, appellant, Andrew Welsh-Huggins, a reporter for the

Associated Press, sent an email to appellee, the office of the prosecuting attorney

in Jefferson County (“prosecutor”), requesting, as a public record under R.C.

1. A separate street-surveillance camera owned and operated by the city of Steubenville captured

portions of the incident as well. That video is not under the authority or control of the prosecutor

and is not at issue here.

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149.43, a copy of the courthouse video showing the shootings. On August 22, 2017,

the prosecutor, Jane M. Hanlin, denied Welsh-Huggins’s public-records request in

writing, setting forth multiple claimed exemptions. Welsh-Huggins’s subsequent

requests for the video were likewise denied by the prosecutor, as were requests by

the assistant general counsel of the Associated Press.

{¶ 5} On May 7, 2018, Welsh-Huggins filed a public-records-access

complaint in the Court of Claims pursuant to R.C. 2743.75. After unsuccessful

mediation, the prosecutor filed an answer and motion to dismiss on September 11,

2018. Among other things, the prosecutor asserted that the video was exempt from

public-records release as a “security record” pursuant to R.C. 149.433(A)(1) and

149.433(B)(1). Supplemental responses were permitted pursuant to R.C.

2743.75(E)(2).

{¶ 6} On January 28, 2019, the special master filed his report and

recommendation. See 2019-Ohio-473. Denying the prosecutor’s motion to

dismiss, the special master determined that the prosecutor failed to meet her burden

to prove that any portion of the video was exempt as a security record under R.C.

149.433(A)(1). The special master recommended that the prosecutor be ordered to

provide Welsh-Huggins a redacted copy of the video in any available format that

Welsh-Huggins requested. On February 20, 2019, the Court of Claims adopted the

special master’s report over the prosecutor’s objections and ordered release of the

video.

{¶ 7} The prosecutor filed an appeal to the Seventh District Court of

Appeals pursuant to R.C. 2743.75(G)(1). The court of appeals reversed the

judgment of the Court of Claims, holding that the video was exempt from disclosure

as a security record under R.C. 149.433(A)(1) and R.C. 149.433(B)(1). 2019-Ohio-

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3967, 133 N.E.3d 550, ¶ 1, 32-44.2 The court of appeals found no error in requiring

the prosecutor to prove that the video fell squarely within the claimed exemption.

Id. at ¶ 50. Having determined that the video was exempt from disclosure as a

security record, the court of appeals held that the prosecutor’s remaining assigned

errors were moot. Id. at ¶ 45-46.

{¶ 8} We accepted Welsh-Huggins’s appeal and agreed to consider the

following proposition of law: “A public office must produce competent, admissible

evidence to support an assertion of an exception to the Public Records Act.” See

157 Ohio St.3d 1534, 2020-Ohio-122, 137 N.E.3d 1207. For the reasons that

follow, we now reverse the judgment of the court of appeals.

II. ANALYSIS

{¶ 9} This case provides us with the first opportunity to identify the legal

standards and evidentiary burdens applicable to public-records-access proceedings

that are brought pursuant to R.C. 2743.75, which became effective on September

28, 2016.3 While the process established for proceedings under R.C. 2743.75 may

be new, the fundamental legal principles that govern disputes over access to alleged

public records are not.

{¶ 10} We begin by recognizing once again the critical function served by

the right of access to public records that is secured by R.C. 149.43. “The Public

Records Act reflects the state’s policy that ‘open government serves the public

interest and our democratic system.’ ” State ex rel. Morgan v. New Lexington, 112

Ohio St.3d 33, 2006-Oho-6365, 857 N.E.2d 1208, ¶ 28, quoting State ex rel. Dann

2. The court of appeals rejected the prosecutor’s contention that the video was also exempt from

public-records release as an “infrastructure record” pursuant to R.C. 149.433(A) and (B)(2).

Because the prosecutor did not appeal that ruling, that issue is not before us, and the appellate court’s

determination as to that issue is now final.

3. We therefore reject the prosecutor’s assertion that the appeal should be dismissed as having been

improvidently accepted because it presents “nothing more than a garden variety hearsay objection

and a garden variety argument about the sufficiency of the undisputed evidence.” As this case

presents issues of “public and great general interest,” Article IV, Section 2(B)(2)(e), Ohio

Constitution, we will proceed to consider it on the merits.

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v. Taft, 109 Ohio St.3d 364, 2006-Ohio-1825, 848 N.E.2d 472, ¶ 20. “Public

records are one portal through which the people observe their government, ensuring

its accountability, integrity, and equity while minimizing sovereign mischief and

malfeasance.” Kish v. Akron, 109 Ohio St.3d 162, 2006-Ohio-1244, 846 N.E.2d

811, ¶ 16. Ohio’s public-records statutes, “including those constituting Chapter

149, reinforce the understanding that open access to government [records] is an

integral entitlement of the people, to be preserved with vigilance and vigor.” Id. at

¶ 17. Ohio’s Public Records Act “ ‘is construed liberally in favor of broad access,

and any doubt is resolved in favor of disclosure of public records.’ ” State ex rel.

Cordell v. Paden, 156 Ohio St.3d 394, 2019-Ohio-1216, 128 N.E.3d 179, ¶ 7,

quoting State ex rel. Cincinnati Enquirer v. Hamilton Cty., 75 Ohio St.3d 374, 376,

662 N.E.2d 334 (1996).

{¶ 11} Until the 2016 enactment of R.C. 2743.75, an action in mandamus

under R.C. 149.43(C) was the remedy to compel compliance with R.C. 149.43,

Ohio’s Public Records Act. See State ex rel. Quolke v. Strongsville City School

Dist. Bd. of Edn., 142 Ohio St.3d 509, 2015-Ohio-1083, 33 N.E.3d 30, ¶ 18, citing

State ex rel. Physicians Commt. for Responsible Medicine v. Ohio State Univ. Bd.

of Trustees, 108 Ohio St.3d 288, 2006-Ohio-903, 843 N.E.2d 174, ¶ 6. The

enactment of R.C. 2743.75 created an alternative means to resolve public-records

disputes.

A. Public-Records Dispute Proceedings under R.C. 2743.75

{¶ 12} Recognizing that disputes over public-records requests can frustrate

the law’s essential purpose, the General Assembly enacted R.C. 2743.75(A) “to

provide for an expeditious and economical procedure that attempts to resolve

disputes alleging a denial of access to public records” in violation of R.C.

149.43(B). It offers a forum for those who are schooled in the law as well as those

who are not. A person allegedly aggrieved by a denial of access to public records

in violation of R.C. 149.43(B) may now file either a mandamus complaint pursuant

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to R.C. 149.43(C)(1)(b) or a public-records-access complaint in the Court of Claims

pursuant to R.C. 2743.75. The person cannot pursue both remedies. See R.C.

149.43(C)(1), 2743.75(C)(1). And except for a court that hears a mandamus action

pursuant to R.C. 149.43, “the court of claims shall be the sole and exclusive

authority in this state that adjudicates or resolves complaints based on alleged

violations of that section.” R.C. 2743.75(A).

{¶ 13} In contrast to an action in mandamus that is generally subject to

specialized pleading requirements under R.C. Chapter 2731, R.C. 2743.75(D)(1)

permits the aggrieved person to file a complaint on a form prescribed by the clerk

of the Court of Claims. The person shall attach copies of the original records

request and any written responses or other communications relating to the request

from the public office or person responsible for public records. Id. Upon receipt

of the complaint, the clerk of the Court of Claims is to assign a special master to

examine the complaint. R.C. 2743.75(D)(2). After service of the complaint, the

special master immediately shall refer the case to mediation services provided by

the Court of Claims unless the special master determines that the case should not

be referred to mediation. R.C. 2743.75(E)(1).

{¶ 14} If the dispute is not resolved through mediation, the public office or

person responsible for public records shall file a response and, if applicable, a

motion to dismiss the complaint within ten days of the termination of the mediation.

R.C. 2743.75(E)(2). No further motion or pleadings shall be accepted unless the

special master directs in writing that a further motion or pleading be filed. Id. The

special master shall not permit any discovery. R.C. 2743.75(E)(3)(a). The parties

may attach supporting affidavits to their respective pleadings. R.C.

2743.75(E)(3)(b). The special master may require either or both of the parties to

submit additional information or documentation supported by affidavits. R.C.

2743.75(E)(3)(c).

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{¶ 15} Not later than seven business days after receiving the response or

motion to dismiss filed by the public officer or person responsible for public

records, and unless extended for good cause by an additional seven days, “the

special master shall submit to the court of claims a report and recommendation

based on the ordinary application of statutory law and case law as they existed at

the time of the filing of the complaint.” R.C. 2743.75(F)(1). The clerk of the Court

of Claims shall send copies of the report and recommendation to each party not

later than three days after the report and recommendation is filed. R.C.

2743.75(F)(2). Either party may file specific objections to the report and

recommendation within seven days of receipt. Id.

{¶ 16} If neither party files objections, the Court of Claims shall promptly

issue a final order adopting the report and recommendation unless it determines that

there is an error of law or other defect evident on the face of the report. See R.C.

2743.75(F)(2). If either party timely objects, the other party may file a response

within seven business days of receipt. Id. Within seven business days of filing the

response, the Court of Claims shall issue a final order that adopts, modifies, or

rejects the report and recommendation. Id.

{¶ 17} If the Court of Claims determines that the person was denied access

to public records in violation of R.C. 149.43(B) and no appeal from that final order

is taken, then the public office or person responsible for public records shall permit

the aggrieved person to inspect or receive copies of the public records that the court

ordered to be disclosed and is liable for the person’s filing fee and other costs

associated with the action incurred by the aggrieved person, excluding attorney

fees. R.C. 2743.75(F)(3).

{¶ 18} Any appeal from a final order of the Court of Claims under R.C

2743.75 shall be taken to the court of appeals of the appellate district where the

principal place of business of the public office from which the public record is

requested is located. R.C 2743.75(G)(1). Such appeals are to be give precedence

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over other pending matters to ensure that the court will reach a decision promptly.

Id.

B. Legal Standards for Proceedings Brought to Enforce Ohio’s Public

Records Act

{¶ 19} R.C. 2743.75 does not expressly set forth specific legal standards as

to the respective burden or burdens of proof that the parties bear in proceedings to

enforce the Public Records Act beyond declaring that “the special master shall

submit to the court of claims a report and recommendation based on the ordinary

application of statutory law and case law as they existed at the time of the filing of

the complaint.” R.C. 2743.75(F)(1). The lack of specific standards of proof

articulated in the text of R.C 2743.75, however, does not mean that the such

proceedings are without standards.

{¶ 20} We begin by recalling that the “burden of proof” is a composite

burden that “encompasses two different aspects of proof: the burden of going

forward with evidence (or burden of production) and the burden of persuasion.”

Chari v. Vore, 91 Ohio St.3d 323, 326, 744 N.E.2d 763 (2001). See also Xenia v.

Wallace, 37 Ohio St.3d 216, 219, 524 N.E.2d 889 (1988); State v. Robinson, 47

Ohio St.2d 103, 107, 351 N.E.2d 88 (1976).

{¶ 21} The “burden of production” in a civil case requires that the plaintiff

produce sufficient evidence to support the case and that the defendant produce

sufficient evidence of any affirmative defenses. Id. at 107. The party having the

burden on any given issue will lose on that issue as a matter of law if sufficient

evidence is not produced. Id.

{¶ 22} By contrast, the “burden of persuasion” “refers to the risk * * * borne

by a party if the jury finds that the evidence is in equilibrium.” Id. “In a civil case,

the party with the burden of persuasion is to persuade the trier of fact by a

preponderance of the evidence, or upon some issues, by clear and convincing

evidence.” Id. The party with this burden will lose if he or she fails to persuade

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the trier of fact that the alleged fact is true by such quantum of evidence as the law

demands. Id. If the trier of fact finds itself in doubt, “it must decide the issue

against the party having the burden of persuasion.” Id.

{¶ 23} With these basic legal precepts in mind, we now consider how they

apply to actions that involve alleged denials of access to public records in violation

of R.C. 149.43(B), beginning with mandamus proceedings brought pursuant to R.C.

149.43(C)(1)(b).

1. The Burdens of Production and Persuasion in Public-Records Mandamus

Actions

{¶ 24} As previously noted, until R.C. 2743.75 was enacted in 2016, an

action in mandamus was the appropriate remedy to compel compliance with R.C.

149.43. To obtain this extraordinary writ, the requester must demonstrate that the

requester has a clear legal right to compel the public office or person responsible

for public records to allow the requester to inspect or copy the public record and

that the public office or person responsible for public records has a clear legal duty

to do so. State ex rel. Cincinnati Enquirer v. Sage, 142 392, 2015-Ohio-974, 31

N.E.3d 616, ¶ 10. “[U]nlike in other mandamus cases, ‘[requesters] in public

records cases need not establish the lack of an adequate remedy in the ordinary

course of law.’ ” State ex rel. Caster v. Columbus, 151 Ohio St.3d 425, 2016-Ohio-

8394, 89 N.E.3d 598, ¶ 15, quoting State ex rel. Data Trace Information Servs.,

L.L.C. v. Cuyahoga Cty. Fiscal Officer, 131 Ohio St.3d 255, 2012-Ohio-753, 963

N.E.2d 1288, ¶ 25.

{¶ 25} R.C. 149.43(B)(1) establishes a clear legal right to request that

identifiable public records be made available for inspection or copying. “Public

record” means any record that is kept by a public office unless it falls squarely

within a specific statutory exemption. See R.C. 149.43(A)(1). R.C. 149.43 imposes

on public offices and records custodians a corresponding clear legal duty to make

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a requested public record available for inspection or copying unless it falls squarely

within a specific statutory exemption. Id.

{¶ 26} In a mandamus-enforcement action, the requester’s basic burden of

production is to plead and prove facts showing that he or she requested a public

record pursuant to R.C. 149.43(B)(1) and that the public office or records custodian

did not make the record available. The burden of persuasion is on the requester to

establish entitlement to the extraordinary writ by clear and convincing evidence.

See State ex rel. Kesterson v. Kent State Univ., 156 Ohio St.3d 13, 2018-Ohio-5108,

123 N.E.3d 887, ¶ 12; State ex rel. McCaffrey v. Mahoning Cty. Prosecutor’s

Office, 133 Ohio St.3d 139, 2012-Ohio-4246, 976 N.E.2d 877, ¶ 16.

{¶ 27} If a public office or person responsible for public records withholds

a record on the basis of a statutory exception, the “burden of production” is on the

public office or records custodian to plead and prove facts clearly establishing the

applicability of the exemption. In State ex rel. Cincinnati Enquirer v. Jones-Kelly,

118 Ohio St.3d 81, 2008-Ohio-1770, 886 N.E.2d 206, paragraph two of the

syllabus, we held that exceptions to disclosure under the Public Records Act, R.C.

149.43, “are strictly construed against the public-records custodian, and the

custodian has the burden to establish the applicability of an exception.” We further

stated that “[a] custodian does not meet this burden if it has not proven that the

requested records fall squarely within the exception.” Id., following State ex rel.

Carr v. Akron, 112 Ohio St.3d 351, 2006-Ohio-6714, 859 N.E.2d 948, ¶ 30.

{¶ 28} In State ex rel. Natl. Broadcasting. Co., Inc. v. Cleveland, 38 Ohio

St.3d 79, 83, 526 N.E.2d 786 (1988), we recognized several reasons for placing this

burden of production on the public office or records custodian. First, unlike a party

requesting disclosure, the custodian of the record has knowledge of the contents of

the record. Second, since Ohio law requires the party asserting an exception to

prove the facts warranting the exception, placing the burden of proof on the

government is consistent with that law. Third, requiring the government to have

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the burden of proof is also consistent with this court’s strict construction of the

exceptions of R.C. 149.43 and resolution of doubt in favor of disclosure.

{¶ 29} When the government’s asserted exemption is challenged, “the court

must make an individualized scrutiny of the records in question. If the court finds

that [the] records contain excepted information, this information must be redacted

and any remaining information must be released.” Id. at paragraph four of the

syllabus. See also State ex rel. Warren Newspapers, Inc. v. Hutson, 70 Ohio St.3d

619, 625, 640 N.E.2d 174 (1994) (“To the extent that respondents still assert

exemptions, an individualized scrutiny of the subject records and an in camera

inspection is required pursuant to State ex rel. Natl. Broadcasting Co., supra, at

paragraph four of the syllabus”).

{¶ 30} When a public office or records custodian relies on an exemption the

application of which is not apparent just from the record itself, the office must

provide evidence to support the applicability of the exemption. See, e.g., State ex

rel. Besser v. Ohio State Univ., 89 Ohio St.3d 396, 401-402, 732 N.E.2d 373 (2000)

(trade-secret exemption required evidence to support its application). Conclusory

statements in an affidavit that are not supported by evidence are not sufficient

evidence to establish the exemption’s applicability. Id. at 401.

{¶ 31} Having reviewed the legal standards applicable to mandamus-

enforcement actions, we now consider the legal standards that are applicable to

public-records-access proceedings under R.C. 2743.75.

2. The Burdens of Production and Persuasion in Public-Records-Access Actions

under R.C. 2743.75

{¶ 32} While a public-records-access proceeding brought pursuant R.C.

2743.75 may be less formalistic than a mandamus proceeding brought pursuant to

R.C. 149.43(C), the nature of the relief sought—namely, access to a public record

that was requested and allegedly withheld in violation of R.C 149.43(B)(1)—is

functionally the same. For that reason, the direction in R.C. 2743.75(F)(1) for “the

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ordinary application of statutory law and case law as they existed at the time of the

filing of the complaint” suggests that public-records-access proceedings in the

Court of Claims be consistent with the standards that are applicable to mandamus-

enforcement actions.

{¶ 33} In that respect, the complainant’s “burden of production” is to plead

and prove facts showing that the requester sought an identifiable public record

pursuant to R.C. 149.43(B)(1) and that the public office or records custodian did

not make the record available. In the case before us, there is no dispute that Welsh-

Huggins made a request for public records under R.C. 149.43 and that the

prosecutor denied his request. In denying the prosecutor’s motion to dismiss, the

special master determined that Welsh-Huggins’s complaint “sets forth factual

allegations and supporting correspondence that if proven entitles him to a finding

of denial of access in violation of R.C. 149.43(B) and an order to produce the

record.” 2019-Ohio-473 at ¶ 4. The prosecutor does not seriously dispute that

Welsh-Huggins satisfied this burden of production.4

{¶ 34} The “burden of persuasion” was at all times on Welsh-Huggins to

prove his right to relief under R.C. 2743.75 by the requisite quantum of evidence.

The special master found, as in mandamus actions, that the requester must establish

entitlement to relief by clear and convincing evidence. 2019-Ohio-473 at ¶ 6.

Welsh-Huggins does not dispute that this was the quantum of evidence necessary

for him to carry his burden of persuasion. We therefore assume without deciding

that his right to obtain relief under R.C. 2743.75 for the denial of access to public

records in violation of R.C. 149.43(B) required clear and convincing evidence.

4. Contrary to the prosecutor’s assertion at oral argument, the requester is not required to provide a

reason for the request. Indeed, under R.C. 149.43(B)(4), no public office or person responsible for

public records may limit or condition the availability of public records by requiring disclosure of

the intended use of the requested public record unless specifically required or authorized by state or

federal law or in accordance with R.C. 149.43(B). As we said in State ex rel. Consumer News

Servs., Inc. v. Worthington City Bd. of Edn., 97 Ohio St.3d 58, 2002-Ohio-5311, 776 N.E.2d 82,

¶ 45, the requester’s “purpose in requesting to inspect and copy public records is irrelevant.”

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{¶ 35} If the public office or person responsible for public records refuses

to release the requested record on the basis of a statutory exemption, its “burden of

production” in the R.C. 2743.75 proceeding is to plead and prove facts establishing

that the requested record falls squarely within the exemption. See State ex rel.

Cincinnati Enquirer v. Jones-Kelly, 118 Ohio St.3d 81, 2008-Ohio-1770, 886

N.E.2d 206, paragraph two of the syllabus. And if the exemption upon which the

public office relies is not obviously apparent and manifest just from the content of

the record itself, factual evidence to establish the application of that exemption is

necessary. See State ex rel. Besser, 89 Ohio St.3d at 402, 732 N.E.2d 373.

Unsupported conclusory statements in an affidavit are insufficient.

{¶ 36} Before we address in this case whether the prosecutor proved that

the requested video recording fell squarely within the security-record exemption,

we will briefly address the applicable standard of appellate review for such

proceedings.

C. Appellate Standard of Review

{¶ 37} Whether a particular record is by statute exempt from disclosure as

a public record fundamentally presents an issue of law, although the application of

the statutory exemption will necessarily depend on its factual application to the

record in question. When an issue presents such a mixed question of law and fact,

a reviewing court will independently review the legal question de novo but will

defer to the trial court’s underlying factual findings, reviewing them only for clear

error. See Gembarski v. PartsSource, Inc., 157 Ohio St.3d 255, 2019-Ohio-3231,

134 N,E,3d 1175, ¶ 26; State v. Gillard, 78 Ohio St.3d 548, 552, 679 N.E.2d 276

(1997).

{¶ 38} In prior appeals of mandamus public-records rulings, we have used

this standard, in substance if not in name, by reviewing independently the disputed

records and associated evidence to ascertain whether the records qualified for the

claimed exemption. For instance, in State ex rel. Rocker v. Guernsey Cty. Sheriff’s

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Office, 126 Ohio St.3d 224, 2010-Ohio-3288, 932 N.E.2d 327, the court of appeals,

citing the R.C. 149.43(A)(2)(a) exception, denied the application for a writ of

mandamus to compel the sheriff to release investigative records relating to an

uncharged suspect. We independently reviewed the sealed investigative records

and determined that some of the withheld records were subject to disclosure

because, contrary to the appellate court’s determination, not every part was

inextricably intertwined with the suspect’s identity. Id. at ¶ 14. We therefore

reversed the judgment of the court of appeals and remanded the case to that court

to order the disclosure of redacted records. Id. at ¶ 15. See also State ex rel. O’Shea

& Assocs. Co. L.P.A. v. Cuyahoga Metro. Hous. Auth., 131 Ohio St.3d 149, 2012-

Ohio-115, 962 N.E.2d 297, ¶ 37-44 (independently reviewing and rejecting claimed

exemptions). This independent review is consistent with our precedent requiring

individualized scrutiny of records when a claimed exemption has been challenged.

State ex rel. Natl. Broadcasting Co., Inc., 38 Ohio St.3d 79, 526 N.E.2d 786, at

paragraph four of the syllabus.

{¶ 39} In the specific context of public-records-access appeals filed

pursuant to R.C. 2743.75(G)(1), Ohio’s courts of appeals have applied the standard

of appellate review applicable to such mixed questions of law and fact, reviewing

the application of a claimed exemption de novo while according due deference to

the trial court’s factual determinations. See Hurt v. Liberty Twp., 2017-Ohio-7820,

97 N.E.3d 1153, ¶ 31-33; Sheil v. Horton, 2018-Ohio-5240, 117 N.E.3d 194, ¶ 20.

{¶ 40} In the case before us, the appellate court did not articulate its

standard of appellate review. It nevertheless appears to have independently

reviewed the video and statements submitted by the prosecutor before determining

that, contrary to the Court of Claims determination, the video recording was exempt

as a “security record.”

{¶ 41} We now proceed to consider the merits of the parties’ respective

contentions.

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D. The Security-Record Exemption

{¶ 42} Pursuant to R.C. 149.433(B)(1), a security record kept by a public

office is not a public record under R.C. 149.43 and is not subject to mandatory

release or disclosure under that section. The prosecutor argues that the video fits

the security-record definition found in R.C. 149.433(A)(1): “Any record that

contains information directly used for protecting or maintaining the security of a

public office against attack, interference, or sabotage.”

{¶ 43} The Court of Claims determined that the prosecutor had not shown,

either by the content of the video alone or by the prosecutor’s affidavits, that the

video met this definition. Reversing that judgment, the court of appeals held that

the video was a security record, although it is unclear whether it based that

judgment on the video alone or on the prosecutor’s affidavits. 2019-Ohio-3967,

133 N.E.3d 550, at ¶ 40-42. Despite the lack of clarity in the appellate court’s

opinion and analysis, we will separately address whether its judgment can be

sustained based on the content of the video alone or based also on the evidence

provided by the prosecutor in her affidavits.

1. Video Content

{¶ 44} Maintaining that the security-record nature of the video is readily

apparent just by viewing it, the prosecutor contends that the court of appeals agreed

when it declared: “The video shows the blind spots and places an attacker could

take cover and go undetected. The video also shows the emergency response

means, methods, and procedures.” 2019-Ohio-3967, 133 N.E.3d 550, at ¶ 40.

{¶ 45} But that statement does not fairly represent the appellate court’s

opinion because the court of appeals was in fact reciting what the prosecutor’s

affidavit claimed were “the technical capabilities of the video security system,

including the ability to zoom, rotate and isolate certain areas.” Id. Irrespective of

whether the court of appeals based its judgment on the content of the video alone

or on the prosecutor’s narrative description of the video’s content, however, the

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video does not by itself establish that it contains information directly used for

protecting or maintaining the security of a public office against attack, interference,

or sabotage.

{¶ 46} State ex rel. Rogers v. Dept. of Rehab. & Corr., 155 Ohio St.3d 545,

2018-Ohio-5111, 122 N.E.3d 1208, is instructive in that we considered and rejected

a similar argument. In that case, Rogers requested a prison’s security-camera video

related to a use-of-force incident. The Ohio Department of Rehabilitation and

Correction (“DRC”) denied the request, contending in part that the video was

exempt as a security record as shown by the content of the video itself. The DRC

contended that the captured content revealed the capabilities and vulnerabilities of

the DRC security protocols and that “ ‘dissemination of the areas of Ohio prisons

that are not capable of being monitored by security video would allow nefarious

acts of violence to occur outside the security camera’s scope.’ ” Id. at ¶ 16, quoting

the DRC. We rejected the DRC’s contention, finding that “bare allegations” of the

exemption’s applicability “failed to explain how the video recording at issue

actually constitutes ‘information directly used for protecting or maintaining the

security of a public office against attack, interference, or sabotage.’ ” Id. at ¶ 19,

quoting R.C. 149.433(A)(1).

{¶ 47} Just as the DRC argued in Rogers that the content of the video,

including the emergency response to the incident, by itself showed that it was a

security record, the prosecutor and the court of appeals relied on the content of the

video to conclude that it was a security record. But as was the case in Rogers,

neither the prosecutor nor the court of appeals explains how the content of this

video contains “information directly used for protecting or maintaining the security

of a public office against attack, interference, or sabotage.” R.C. 149.433(A)(1).

See also State ex rel. Miller v. Pinkney, 149 Ohio St.3d 662, 2017-Ohio-1335, 77

N.E.3d 915, ¶ 4 (content of incident reports in which a local county official was

identified as the reportee, complainant, or victim did not establish that they were

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security records and thus, they were subject to release with exempt information

redacted).

{¶ 48} To be sure, some public-records exemptions may be obvious just

from the record’s content. In McDougald v. Greene, ___ Ohio St.3d ___, 2020-

Ohio-4268, ___ N.E.3d ___, ¶ 9, we held that a prison’s most recent shift-

assignment duty rosters qualified as security records. The duty rosters detailed “the

identity and location of guards posted throughout the prison,” id., which obviously

was “information directly used for protecting or maintaining the security of a public

office against attack, interference, or sabotage,” R.C. 149.433(A)(1). Likewise,

because “information about the movements of a prison’s guards would be used by

the prison to ensure the security of the facility,” (emphasis sic) McDougald at ¶ 9,

that was “information directly used for protecting or maintaining the security of a

public office against attack, interference, or sabotage,” R.C. 149.433(A)(1).

{¶ 49} The shift-assignment duty rosters that were at issue in McDougald

are readily distinguishable from the video at issue in Rogers and in this case, which

also captured one event. In McDougald, the ongoing use of the duty rosters to

protect a public office from attack for security purposes was self-evident. In the

latter, the actual use of the video to protect the public from attack was not self-

evident.

{¶ 50} If the applicability of a public-records exemption is not readily

apparent just from the record’s content, evidence providing specific factual support

that goes beyond mere conclusory statements in an affidavit is required to show

that the record sought falls squarely within the prescribed exception. See State ex

rel. Besser, 89 Ohio St.3d at 400-402, 732 N.E.2d 373. We turn then to the

evidence presented by the prosecutor in this case.

2. Prosecutor’s Evidence

{¶ 51} Unless it is otherwise obvious from the content of the record, the

proponent invoking the security-record exemption under R.C. 149.433(A)(1) must

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provide evidence establishing that the record clearly contains information directly

used for protecting or maintaining the security of a public office against attack,

interference, or sabotage.

{¶ 52} Thus, in State ex rel. Plunderbund Media, L.L.C. v. Born, 141 Ohio

St.3d 422, 2014-Ohio-3679, 25 N.E.3d 988, we held that records documenting

threats against the governor were exempt as security records based on the

testimonial evidence from subject-matter experts. The testimony showed that the

records contained information directly used for tactically protecting or maintaining

the security of a public office, which includes its officers and employees, against

attack, interference, or sabotage. Id. at ¶ 29-30. See also State ex rel. Ohio

Republican Party v. Fitzgerald, 145 Ohio St.3d 92, 2015-Ohio-5056, 47 N.E.3d

124, ¶ 3 (records of key-card-swipe data documenting when local county official

who was the subject of verified threats entered and exited county parking facilities

and buildings were directly used to protect or maintain security of a public office

and were exempt as security records when originally requested, although the

exemption expired once official left office, new county headquarters were

established, former county headquarters were demolished, and key-card-swipe data

were separately released to the media).

{¶ 53} As it relates specifically to the case at hand, Welsh-Huggins’s

proposition of law asserts that “[a] public office must produce competent,

admissible evidence to support an assertion of an exception to the Public Records

Act.” The prosecutor does not take issue with this legal proposition as stated,

though she does dispute the suggestion that she failed to present competent,

admissible evidence to support the asserted “security-record” exemption. We agree

that unless it is obvious from the record itself, in a public-records-access proceeding

brought pursuant to R.C. 2743.75, a public office or records custodian asserting a

statutory exemption must produce competent, admissible evidence to support the

asserted exemption.

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{¶ 54} Acknowledging that the records custodian in a R.C. 2743.75

proceeding bears the burden of establishing the applicability of an exception to

disclosure under the Public Records Act, the prosecutor argues that “the Requester

first has the burden of showing, by clear and convincing evidence, that he is entitled

to that which he requests.” The prosecutor’s argument wrongly suggests that her

responding burden of production does not arise unless and until the requester has

established its burden of persuasion. Contrary to the prosecutor’s contention, the

assertion of a statutory exemption activates the corresponding burden of production

to prove facts establishing the clear applicability of the exemption. The requester’s

burden of persuasion continues throughout the course of the proceeding but does

not in any way relieve the public office or records custodian from having to prove

the factual basis of the exemption on which it relies. The requester does not have

to win its case before the public office has to make its case.

{¶ 55} The question then is whether the prosecutor proved that the video

was a security record under R.C. 149.433(A)(1). The prosecutor points to the

affidavits that she submitted in the Court of Claims proceedings. In the affidavit

submitted with her initial supplemental response, she asserted in conclusory fashion

that the video was directly used for protecting or maintaining the security of a

public office, including its officers and employees. But the prosecutor’s response

did not explain how the video was used for protecting or maintaining the security

of a public office against attack, interference, or sabotage.

{¶ 56} According to the prosecutor, divulging the video and its digital

player software would reveal the location and configuration of the camera to its

surroundings; the technical capabilities of the video security system; the panorama

of the area captured by the video camera; the ability to view certain areas from

different angles; the ability to zoom, rotate, and isolate certain areas and subjects;

computerized optical enhancement features (such as “fish eye”); and the emergency

response means, methods, and procedures used by courthouse security personnel

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and other law-enforcement agencies. Disclosing that information would, in the

prosecutor’s view, educate future would-be attackers to courthouse security plans

and potential weaknesses. The prosecutor acknowledged that to her knowledge,

there had been no use of the video in any civil litigation, law-enforcement training,

or other official purpose; the video had not been provided to any other agency; and

the video had been viewed by her as part of the criminal investigation of the

shooting of Judge Bruzzese.

{¶ 57} The concerns expressed by the prosecutor if the video were disclosed

to the public are not appreciably different from those that were expressed by the

DRC in State ex rel. Rogers, 155 Ohio St.3d 545, 2018-Ohio-5111, 122 N.E.3d

1208. In both instances, the security-camera video captured a single incident in or

near a public office and the emergency response to that incident. Regardless of

whatever perceived limitations or vulnerabilities the prosecutor believes might be

revealed by public viewing of the video, R.C. 149.433(A)(1) dictates that a record’s

security-record status is determined by the public office’s actual use of the record

for the stated purposes, not by a public-records requester’s potential use or misuse

of the record.

{¶ 58} Moreover, the video here captured an incident and emergency

response that occurred outside the public office on a public street. The incident and

emergency response would have been and perhaps was observed by any number of

bystanders, any of whom could likely have recorded at least some portion of these

events on ubiquitous personal-communication devices. That this incident and

response were readily observable to the public would seemingly undermine the

concern that the video might disclose something that an eyewitness would not have

seen.

{¶ 59} The second affidavit submitted by the prosecutor in her second

supplemental response similarly failed to explain how the video qualified for

exemption under R.C. 149.433(A)(1). The unredacted version filed under seal

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January Term, 2020

included a narrative description of the content of the recording by sequential video

segments, at times identifying what a viewer could or could not see. The

emergency response procedures that were actually followed by courthouse security

personnel and other law-enforcement officers during this incident were said to be

as set forth in the narrative description of the video content. The prosecutor

additionally provided other courthouse security documents and standards and relied

on the video content to identify the weaponry employed by the responding security

personnel. Again, absent from this production was any explanation of how this

video contained information that was “directly used for protecting or maintaining

the security of a public office against attack, interference, or sabotage.” R.C.

149.433(A)(1).

{¶ 60} The prosecutor’s third affidavit, filed with the third supplemental

response, responded to the special master’s request for certain technical

information concerning the video, including its playback capabilities and its ability

to be exported as a file without revealing any configuration functionality. The

prosecutor there identified those technical matters for which she had personal

knowledge and those technical matters for which she had either a layman’s

understanding or no technical knowledge at all, relying in several instances on

information provided to her by the county’s information and technology

coordinator. The prosecutor reiterated her previously expressed concerns that

disclosure of the video would reveal perceived vulnerabilities in courthouse

security.

{¶ 61} On this point, the court of appeals stated, “Although the affidavit is

based on hearsay and is not from an office that provides security to the courthouse,

[Welsh-Huggins] did not object to the affidavit on that basis. Therefore, the

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affidavit provides a basis for holding the video is a security record.” 2019-Ohio-

3967, 133 N.E.3d 550, at ¶ 40.5

{¶ 62} The hearsay evidence of which the court of appeals said Welsh-

Huggins did not object, however, was utterly beside the point. It concerned

technical issues concerning the ability to export and view the video for which the

prosecutor lacked knowledge. The ability to export or view the video does not

determine whether it is a security record as defined under R.C. 149.433(A)(1). As

we have indicated, that is determined by its actual use by the public office. In that

respect, the court of appeals should have been more concerned with the evidentiary

law of relevance than that of hearsay.

{¶ 63} The prosecutor states that her “undisputed evidence, which was

absolutely unopposed by any objection or contrary evidence, established, at the

least, a probability that the subject video is a security record.” But under our

precedent, it is not enough to say that a record is probably within a statutorily

prescribed exemption: the public office or records custodian must show “that the

requested record falls squarely within the exemption.” State ex rel. Cincinnati

Enquirer v. Jones-Kelly, 118 Ohio St.3d 81, 2008-Ohio-1770, 888 N.E.2d 206, at

paragraph two of the syllabus. And we must “construe R.C. 149.43 liberally in

favor of broad access and resolve any doubt in favor of disclosure.” State ex rel.

Cincinnati Enquirer v. Ohio Dept. of Pub. Safety, 148 Ohio St.3d 433, 2016-Ohio-

7987, 71 N.E.3d 258, at ¶ 28.

{¶ 64} In this case, however, the court of appeals failed to justify its

determination that the video fell squarely within the security-records exemption.

As indicated previously, the court of appeals, “[c]onsidering the information in the

affidavit”—without specifying which of the prosecutor’s three affidavits—held that

5. We note that some of the prosecutor’s evidence in this case was submitted under seal. Having

no knowledge of its contents, Welsh-Huggins plainly would not have been in any position to

object to that evidence.

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January Term, 2020

the video was a security record. 2019-Ohio-3967, 133 N.E.3d 550, ¶ 41. But the

appellate court’s opinion does not specifically reflect any determination by that

court that it was a security record as defined under R.C. 149.433(A)(1), i.e., that it

was “directly used for protecting or maintaining the security of a public office

against attack, interference, or sabotage.” Indeed, that definitional test does not

appear anywhere in the appellate court’s discussion of the evidence. Id. at ¶ 40-42.

{¶ 65} Regardless of whether the court of appeals relied upon the content

of the video alone or the prosecutor’s description of what it showed, including the

supposed “vulnerabilities of the security measures and the response to

emergencies,” id. at ¶ 40, what the video shows does not prove that the video

footage was directly used to protect or maintain the security of the public office.

Just as the “capabilities and vulnerabilities” of the DRC prison-security protocols

and its “plan of attack and security features” to respond to security threats in State

ex rel. Rogers, 155 Ohio St.3d 545, 2018-Ohio-5111, 122 N.E.2d 1208, ¶ 17, 16,

failed to explain how the video recording of the use-of-force incident was

information directly used for protecting or maintaining the security of a public

office, the supposed capabilities and vulnerabilities of the Jefferson County

Courthouse security protocols, and the court’s plan of attack and security measures

to respond to security threats likewise do not prove how the video at issue here

contained information that was directly used to protect or maintain the security of

this public office.

{¶ 66} The court of appeals here went even further, declaring that “[t]he

security aspect of a response to an emergency situation is just as important as the

security to prevent an actual incident” and that minor incidents can be “used to draw

people out of buildings using the response as means to make individuals or places

vulnerable. That is why responses to incidents are a security record. The manner

in which law enforcement and emergency personnel respond to incidents at a public

office are security records.” 2019-Ohio-3967, 133 N.E.3d 550, at ¶ 42.

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{¶ 67} Aside from the fact that there was no evidence presented here to

substantiate that broad assertion, it still does not answer how this video was directly

used to protect or maintain the security of the public office. Moreover, the appellate

court’s reference to vulnerability assessments or emergency-response plans would

appear to have been drawn from the security-record definitional standard applicable

to acts of terrorism, R.C. 149.433(A)(2)(a)—an exemption that the prosecutor here

did not invoke. By failing to specify the statutory basis for holding that the video

footage here was a security record and instead offering a nonspecific rationale that

appears to be drawn more from a statutory exemption that was never even at issue,

the appellate court’s opinion does not provide a basis for that court to substitute its

judgment for that of the Court of Claims.

{¶ 68} We do not question the sincerity of the prosecutor’s concerns that a

public office’s security measures and surveillance techniques are of critical

importance or that disclosing information used to protect or maintain public office

security against attack, interference, or sabotage arguably could diminish the

effectiveness of those security measures and techniques. But “ ‘the General

Assembly is the ultimate arbiter of public policy,’ ” State ex rel. WBNS TV, Inc. v.

Dues, 101 Ohio St.3d 406, 2004-Ohio-1497, 805 N.E.2d 1116, ¶ 37, quoting State

ex rel. Cincinnati Enquirer, Div. of Gannett Satellite Info. Network, Inc. v. Dupuis,

98 Ohio St.3d 126, 2002-Ohio-7041, 781 N.E.2d 163, ¶ 21. By “ ‘enumerating

very narrow, specific exceptions to the public-records statute, the General

Assembly has already weighed and balanced the competing public policy

considerations between the public’s right to know how its [government] agencies

make decisions and the potential harm, inconvenience or burden imposed on the

agency by disclosure.’ ” State ex rel. WBNS TV, Inc. at ¶ 36, quoting State ex rel.

James v. Ohio State Univ., 70 Ohio St.3d 168, 172, 637 N.E.2d 911 (1994).

{¶ 69} Under R.C. 149.433(A)(1), a record’s status as a security record is

determined by the public office’s actual use of the information. It is not determined

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January Term, 2020

by a public requester’s potential use or misuse of the information. The court of

appeals here erred by holding that the video was a security record without any basis

for finding that the footage contained information that was “directly used for

protecting or maintaining the security of a public office against attack, interference,

or sabotage.” R.C. 149.33(A)(1). We accordingly reverse the judgment of the court

of appeals.

E. Issues Unresolved in the Court of Appeals

{¶ 70} Having determined that the video was exempt from disclosure as a

security record, the court of appeals declined to address the prosecutor’s eighth and

ninth assignments of error, finding that they were moot. 2019-Ohio-3967, 133

N.E.23d 550, at ¶ 45-46. Because we are reversing the judgment of the court of

appeals, we would ordinarily remand the case to address these issues. We decline

to do so here.

{¶ 71} This case concerns a public-records request that was made over three

years ago on August 21, 2017. And despite R.C. 2743.75’s stated purpose of

providing “for an expeditious and economical procedure” to resolve public-records

access disputes, R.C. 2743.75(A), this case has been in suit since 2018, prolonged

in part by the special master’s repeated requests for additional material information

from the prosecutor. Because the unaddressed issues are not complicated and

further delays will serve only to frustrate the purpose of R.C. 2743.75, we will

proceed to address here the prosecutor’s eighth and ninth assignments of error.

{¶ 72} After receiving the prosecutor’s third supplemental response

addressing the special master’s queries over certain technical information

concerning the video, including its playback capabilities and its ability to be

exported as a file without revealing any configuration functionality, the Court of

Claims ordered the prosecutor to redact from the video the image of any peace

officer who was authorized to have been working undercover or in plain clothes at

the time the request was made. The prosecutor’s eighth assignment of error

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contended that the trial court “erroneously and unlawfully required the Respondent

to perform a service, by which the Respondent would have to create a new record,

contrary to law.” (Emphasis sic.) The prosecutor’s ninth assignment of error

contended that the trial court “erroneously and unlawfully require the Respondent

to perform a service, by which the Respondent would have to compile information

from an existing record in order to create a new record, contrary to law.” (Emphasis

sic.) These assignments of error lack merit.

{¶ 73} R.C. 149.43(B)(1) provides for redactions so that nonexempt

portions of a public record are made available to the public: “If a public record

contains information that is exempt from the duty to permit public inspection or to

copy the public record, the public office or the person responsible for the public

record shall make available all of the information within the public record that is

not exempt.” If a video is not exempt in its entirety, those portions that are exempt

may be withheld by redaction, but the remainder must be released. See, e.g., State

ex rel. Cincinnati Enquirer v. Ohio Dept. of Pub. Safety, 148 Ohio St.3d 433, 2016-

Ohio-7987, 71 N.E.3d 258, ¶ 45-50.

{¶ 74} As to the prosecutor’s contention that the trial court’s order

unlawfully requires it to create a new record, R.C. 149.43(B)(6) requires a public

office to permit the requester

to choose to have the pubic record duplicated * * * upon the same

medium upon which the public office or person responsible for the

public record keeps it, or upon any other medium upon which the

public office or person responsible for the public record determines

that it reasonably can be duplicated as an integral part of the normal

operations of the public office or person responsible for the public

record.

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January Term, 2020

If a record containing exempt and nonexempt information can, through reasonable

computer programming, produce the requested output, the record is deemed to

already exist for purposes of R.C. 149.43. See State ex rel. Scanlon v. Deters, 45

Ohio St.3d 376, 379, 544 N.E.2d 680 (1989), overruled on other grounds, State ex

rel. Steckman v. Jackson, 70 Ohio St.3d 420, 426-427, 639 N.E.2d 83 (1994),

overruled on other grounds, State ex rel. Caster, 151 Ohio St.3d 425, 2016-Ohio-

8394, 89 N.E.3d 598, ¶ 47.

{¶ 75} Because the video here clearly existed, the order to duplicate it with

redactions that would conceal exempt information and disclose nonexempt

information did not require the prosecutor to create a new record. The Court of

Claims accordingly did not err by ordering that the video be made available subject

to limited redactions for peace officer safety.

III. CONCLUSION

{¶ 76} A primary purpose of Ohio’s public-records act is to enable the

public to see how our government agencies work, whether good or bad. The

General Assembly has set the parameters for this civic right. Our duty is to ensure

that the law is enforced faithfully. If the video footage of this incident would reveal

vulnerabilities in courthouse security in 2017—which we doubt—the answer is not

to conceal them in 2020 but rather to ensure that they have been identified and

corrected.

{¶ 77} We therefore hold that in a public-records-access proceeding

brought pursuant to R.C. 2743.75, a public office or records custodian asserting a

statutory exemption must produce competent, admissible evidence to support the

asserted exemption unless the application of the exemption is clearly obvious from

the record itself. Because the court of appeals did not follow the law in this

instance, we hereby reverse the judgment of the court of appeals and reinstate the

judgment of the Court of Claims.

Judgment reversed.

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O’CONNOR, C.J., and FRENCH, DEWINE, and STEWART, JJ., concur.

KENNEDY, J., concurs in judgment only, with an opinion joined by

FISCHER, J.

_________________

KENNEDY, J., concurring in judgment only.

{¶ 78} Because I agree that appellee, the Jefferson County Prosecuting

Attorney, has failed to demonstrate that security-camera footage of the shooting of

a judge outside the courthouse falls within the security-record exception to the

release of public records, I concur in the majority’s judgment today. I write

separately, however, to emphasize the simple rule of law that emanates from the

court’s decision.

{¶ 79} This case presents a narrow issue regarding whether security-camera

footage can be a “security record” within the meaning of R.C. 149.433(A)(1) and

returns us to a familiar place: statutory interpretation. As we explained long ago,

“[t]he question is not what did the general assembly intend to enact, but what is the

meaning of that which it did enact.” Slingluff v. Weaver, 66 Ohio St. 621, 64 N.E.

574 (1902), paragraph two of the syllabus. “When the language of a statute is plain

and unambiguous and conveys a clear and definite meaning, there is no need for

this court to apply the rules of statutory interpretation.” Symmes Twp. Bd. of

Trustees v. Smyth, 87 Ohio St.3d 549, 553, 721 N.E.2d 1057 (2000). Rather, “[a]n

unambiguous statute is to be applied, not interpreted.” Sears v. Weimer, 143 Ohio

St. 312, 55 N.E.2d 413 (1944), paragraph five of the syllabus.

{¶ 80} The Public Records Act, R.C. 149.43 et seq., requires a public office

to make copies of public records available to any person upon request, within a

reasonable period of time. R.C. 149.43(B)(1). A “public record” is a record kept

by a “public office,” R.C. 149.43(A)(1), and the prosecuting attorney does not

dispute that the security-camera footage is a record of a public office and that she

is the custodian of it.

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{¶ 81} R.C. 149.433(B)(1) and (2) provide that a record kept by a public

office that is a security record or an infrastructure record is not a public record under

R.C. 149.43 and is not subject to mandatory release or disclosure under that section.

R.C. 149.433(A)(1) defines “security record” to include “[a]ny record that contains

information directly used for protecting or maintaining the security of a public

office against attack, interference, or sabotage.”

{¶ 82} Although it might seem counterintuitive to question whether

security-camera footage is a security record, the statutory definition focuses on how

the public office uses the information in the record. It is not enough that the record

contains information that is relevant to the security of a public office. It does not

matter that the information in that record, if released, might make the public office

vulnerable to attack, interference, or sabotage. It does not change the calculus that

the record contains information that could result in a serious threat to life and limb.

A record is not a security record if it does not contain information directly used to

protect and maintain the security of the public office from attack, interference, or

sabotage.

{¶ 83} In this case, the prosecuting attorney presented no evidence to show

how the information in the security footage of the shooting is used to protect or

secure any public office from attack, interference, or sabotage. Her affidavits are

fatally defective because they are made “to the best of her information, knowledge

and belief.” Witnesses are required to testify from personal knowledge, Evid.R.

602, and an affidavit made to the best of the affiant’s knowledge, information, and

belief does not satisfy this standard, see State ex rel. Esarco v. Youngstown City

Council, 116 Ohio St.3d 131, 2007-Ohio-5699, 876 N.E.2d 953, ¶ 15-16; Bonacorsi

v. Wheeling & Lake Erie Ry. Co., 95 Ohio St.3d 314, 2002-Ohio-2220, 767 N.E.2d

707, ¶ 26; Garner v. White, 23 Ohio St. 192, 195-196 (1872).

{¶ 84} There is no doubt that the security cameras and the livestream of

video from them are used to safeguard the courthouse. But there is nothing in the

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record even suggesting that old security-camera footage in general, and the video

of the shooting specifically, is used to protect or maintain the security of the

courthouse. In fact, the prosecuting attorney admitted that “there has been no use

of the subject video in any civil litigation, law enforcement training, or other official

purpose.” If it has not been used for any official purpose, then it plainly has not

been used to protect or maintain the security of a public office. It therefore is not a

security record exempt from disclosure under the Public Records Act.

{¶ 85} The General Assembly has not crafted an exception to the release of

a record based on the custodian’s subjective view that the information that the

record contains could be dangerous if placed in the wrong hands. Nor is there any

exception for records that reveal “security measures and surveillance techniques.”

State ex rel. Rogers v. Dept. of Rehab. & Corr., 155 Ohio St.3d 545, 2018-Ohio-

5111, 122 N.E.3d 1208, ¶ 18. If such an exception is to be made, it is up to the

General Assembly to do it—this court “may not rewrite the plain and unambiguous

language of a statute under the guise of statutory interpretation,” Pelletier v.

Campbell, 153 Ohio St.3d 611, 2018-Ohio-2121, 109 N.E.3d 1210, ¶ 20.

{¶ 86} Nevertheless, the majority today reaches the right result, and I

concur in its judgment reversing the judgment of the court of appeals and reinstating

the judgment of the Court of Claims.

FISCHER, J., concurs in the foregoing opinion.

_________________

Graydon, Head & Ritchey L.L.P., John C. Greiner, and Darren W. Ford, for

appellant.

Jane M. Hanlin, Jefferson County Prosecuting Attorney, for appellee.

Faruki, L.L.P, Erin E. Rhinehart, and Christopher C. Hollon, urging reversal

for amici curiae Ohio Coalition for Open Government; Ohio Association of

Broadcasters; Reporters Committee for Freedom of the Press; The E.W. Scripps

Company; Gannet Co., Inc.; International Documentary Association; Investigative

30

January Term, 2020

Reporting Workshop at American University; The Media Institute; MPA—The

Association of Magazine Media; National Freedom of Information Coalition; The

News Leaders Association, Society of Environmental Journalists; and Society of

Professional Journalists.

Mathia H. Heck Jr., Montgomery County Prosecuting Attorney, and

Nathaniel S. Peterson, Assistant Prosecuting Attorney, urging affirmance for

amicus curiae Ohio Prosecuting Attorneys Association.

_________________

31

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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