Opinion

Hammons, P. v. Ethicon, Inc., Aplts.

Court
Supreme Court of Pennsylvania
Filed
Oct 21, 2020
Status
Published
Cited by
0 cases
Authority
More cited than 13.0%

“It is only when the jurisdictional issue is properly raised that the burden of proof is upon the party asserting the jurisdiction.”

How later courts described this case

  • “It is only when the jurisdictional issue is properly raised that the burden of proof is upon the party asserting the jurisdiction.”

Written by the judges who cited it.

The opinion

[J-2-2020]

IN THE SUPREME COURT OF PENNSYLVANIA

EASTERN DISTRICT

SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.

PATRICIA L. HAMMONS : No. 7 EAP 2019

:

: Appeal from the Order of Superior

v. : Court entered on June 19, 2018 at

: No. 1526 EDA 2016 (reargument

: denied August 29, 2018) affirming

ETHICON, INC. AND JOHNSON & : the Judgment of the Court of

JOHNSON; GYNECARE; SECANT : Common Pleas, Philadelphia

MEDICAL; SECANT MEDICAL INC.; : County, Civil Division entered on

PRODESCO, INC.; AND SECANT : April 14, 2016 at No. 3913 May

MEDICAL, LLC : Term, 2013.

:

: ARGUED: March 10, 2020

APPEAL OF: ETHICON, INC. AND :

JOHNSON & JOHNSON :

OPINION

JUSTICE BAER DECIDED: October 21, 2020

This case presents a challenge to the exercise of specific personal jurisdiction in

Pennsylvania over New Jersey corporate defendants in a case filed by an Indiana

resident regarding injuries allegedly caused by a pelvic mesh medical device implanted

in Indiana. While the device was assembled by the defendants out of state, the mesh

component of the device was manufactured by a separate entity in Pennsylvania. After

reviewing recent decisions from the United States Supreme Court revising its personal

jurisdiction jurisprudence, we conclude that the imposition of personal jurisdiction in this

case meets the relevant constitutional and statutory requirements. Accordingly, we affirm

the judgment of the Superior Court.

I. Factual and Procedural History

Appellee-Plaintiff Patricia Hammons (“Hammons”) is an Indiana resident who

suffered significant injuries following the May 2009 implantation in Indiana of Appellant-

Defendant Ethicon, Inc.’s Prolift Kit, which is a medical device used to treat “medical

conditions in the female pelvis, primarily pelvic organ prolapse and/or stress urinary

incontinence.” Plaintiffs’ Master Long Form Complaint (“Master Complaint”) at ¶ 23. She

received treatment for the injuries in Indiana and Kentucky.1

The Prolift Kit includes mesh, which has been cut to a specific shape, along with

tools to implant it and instructions. The mesh is “woven from filaments of polypropylene

and/or other non-biological substances designed and intended to be permanently

implanted through surgery in the human body.” Id.

As is relevant to the jurisdictional question before us, all parties agree that the

mesh is the only aspect of the Prolift Kit produced in Pennsylvania. Ethicon contracted

with Secant Medical, Inc. (“Secant”), a Bucks County manufacturer, to weave the mesh

according to Ethicon’s specifications from Ethicon’s proprietary polypropylene filament.

As the characteristics of the mesh and the production process are central to the issues in

this case, we set forth the details as described in an affidavit by a Secant officer:

Ethicon supplies Secant with spools of PROLENE™

polypropylene filament, which Secant, in response to

purchase orders, knits to produce large rolls of mesh per

specifications provided and required by Ethicon. Ethicon’s

specifications govern various characteristics of the mesh,

including its elasticity, density, mass, and areal density.

Ethicon establishes the specifications for the knitting of the

mesh component[,] and Secant is required to follow these

specifications. Once the PROLENE™ polypropylene

filaments are knit into mesh, samples of the mesh are

1 As our review of this case is limited to the question of jurisdiction over out-of-state

defendants, we will not recount the extensive factual history of Ms. Hammons’ significant

injuries, which is set forth in detail in the Superior Court decision, Hammons v. Ethicon,

Inc., 190 A.3d 1248, 1254-58 (Pa. Super. 2018).

[J-2-2020] - 2

measured for width, courses, wales, thickness, areal density,

and elasticity, and are then ball burst tested. These

measurements are taken and recorded to ensure that Secant

has knit the mesh per Ethicon’s specifications, and Secant

completes a Certificate of Conformance for each lot that

attests to the mesh’s compliance with Ethicon’s specifications.

Secant then ships the large rolls of mesh to other Ethicon

facilities unrelated to Secant where further manufacturing

occurs.

Affidavit of Karen West, dated June 2, 2014, at ¶ 5.

In May 2013, Hammons filed a complaint in the Philadelphia Court of Common

Pleas against Ethicon, Johnson & Johnson, Gynecare,2 and Secant, asserting various

claims related to the implanted device. Ethicon is a wholly-owned subsidiary of co-

defendant Johnson & Johnson, both of which are headquartered and incorporated in New

Jersey (jointly “Ethicon”).

After initially being removed to federal court based on Ethicon’s claim of diversity

jurisdiction, the case was eventually remanded to the Philadelphia Court of Common

Pleas, where it was transferred in March 2014 to the Complex Litigation Center Pelvic

Mesh Mass Tort Program, which has been coordinated under the caption In re Pelvic

Mesh Litigation and docketed as Master Docket Number February Term 2014, No. 829

(“Master Docket”).3 The Master Docket included plaintiffs who were residents of

2 Gynecare, initially named as a defendant, was a division of Ethicon.

3 The Superior Court summarized the history of Philadelphia’s mass tort program:

In 1992, the Philadelphia Court of Common Pleas initiated the

Mass Tort Program to deal efficiently with large numbers of

complex but similar tort cases by coordinating and

streamlining pleadings, discovery, pretrial motions, and trial.

The legal foundation for the Program is Pa.R.Civ.P. 213,

which authorizes courts to consolidate related cases and

issue case management orders for their efficient disposition.

Hammons, 190 A.3d at 1260.

[J-2-2020] - 3

Pennsylvania and over one hundred plaintiffs who, like Hammons, were neither residents

of Pennsylvania nor had the device implanted in Pennsylvania (jointly “Plaintiffs”).

On March 31, 2014, the court entered Case Management Order No. 1. In it, the

court set forth procedures for Plaintiffs to file a “Master Long Form Complaint” and

individual “Short Form Complaints.” It declared that the Master Complaint would

“substitute and supersede all [c]omplaints filed in individual Pelvic Mesh Cases pending

in the Philadelphia County Court of Common Pleas,” which included Hammons’

complaint. Order, dated March 31, 2014, at 3. The court decreed that the defendants

could file Master Preliminary Objections as well as a Master Answer in response to the

Master Complaint. The order specified that the court’s “ruling on the Master Preliminary

Objections will be binding on all current and future Pelvic Mesh Cases.” Id. at 3.

The case management order explained that, after the expiration of the deadlines

for Master Preliminary Objections, each plaintiff should file an individual Short Form

Complaint in a form proposed by the Plaintiffs and agreed to by the Defendants. Id. at 3-

4. On the Short Form Complaint, the individual plaintiffs could incorporate by reference

those counts of the Master Complaint that applied to them and raise any additional claims

specific to their situation. Any defendants named in a Short Form Complaint were allowed

to file preliminary objections relevant to the new issues raised in that individual complaint.

Plaintiffs filed the Master Complaint in May 2014 against ten defendants raising

eighteen claims. Plaintiffs asserted, without development, that jurisdiction over the

defendants was based upon Pennsylvania’s general personal jurisdiction statute, 42

Pa.C.S. § 5301, infra at 9 n.7. Master Complaint at ¶ 20.

As relevant to Hammons’ claim, Plaintiffs alleged that Ethicon “designed,

manufactured, packaged, labeled, marketed, sold, and distributed” the Prolift Kit. Master

Complaint at ¶ 25. Plaintiffs also named Secant as a defendant, claiming that it “designed,

[J-2-2020] - 4

tested, inspected, wove, knitted, cut, treated, packaged, manufactured, marketed, and/or

sold a mesh made from polypropylene and/or other synthetically derived filaments that

was the actual mesh utilized” in Ethicon’s Prolift Kits. Id. at ¶ 41. The complaint further

averred that “no changes” are made to the mesh produced by Secant until it is cut by

Ethicon, and it asserted that the mesh “is what remains in the woman’s pelvic area.” Id.

at ¶ 42.

Plaintiffs stated that the Defendants’ products were “promoted to physicians and

patients as an innovative, minimally invasive procedure with minimal local tissue

reactions, minimal tissue trauma and minimal pain while correcting vaginal prolapse,

stress urinary incontinence, pelvic organ prolapse and/or rectocele.”4 Id. at ¶ 44. Plaintiffs,

however, claimed that the polypropylene mesh “was biologically incompatible with human

tissue and promote[d] an immune response” that resulted in “degradation of the

polypropylene mesh, as well as the pelvic tissue” and could “contribute to the formation

of severe adverse reactions to the mesh.” Id. at ¶ 45. They averred that the devices had

“high malfunction, failure, injury, and complication rates, fail to perform as intended,

require frequent and often debilitating re-operations, and have caused severe and

irreversible injuries, conditions, and damage to a significant number of women, including

Plaintiffs.” Id. at ¶ 51.

As relevant to Ethicon, Plaintiffs identified the following as defective aspects of the

Prolift Kit specifically related to the mesh:

a. the use of polypropylene material in the mesh itself and the

immune reaction that results, causing adverse reactions and

injuries;

****

4 A rectocele is a posterior vaginal prolapse caused by a weakening of the wall between

the vagina and rectum.

[J-2-2020] - 5

c. the design of the Pelvic Mesh Products to be inserted

transvaginally into an area of the body with high levels of

bacteria, yeast, and fungus that adhere to the mesh causing

immune reactions and subsequent tissue breakdown and

adverse reactions and injuries;

****

e. [b]iomechanical issues with the design of the mesh that

create strong amounts of friction between the mesh and the

underling tissue that subsequently cause that tissue to

degrade resulting in injury;

f. the lack or porosity in the mesh resulting in the formation of

scar plate that prohibits the tissue in-growth, resulting in mesh

contractions, nerve damage, pain and erosion of the mesh

into other organs, and failure of the device;

****

h. degradation of the mesh itself over time which causes the

internal tissue to degrade resulting in injury;

i. particle loss and or “shedding” of the mesh both during

implantation and following implantation that results in

additional undesirable complications including an increased

inflammatory response and a migration of those particles

resulting in injury;

j. the welding and heating of the mesh itself during production

which creates a toxic substances [sic] that contributes to the

degradation of the mesh and host tissue alike.

****

l. the propensity of the mesh for “creep” or to gradually

elongate and deform when subject to prolonged tension inside

the body;

m. the propensity of the mesh to contract, retract, and/or

shrink inside the body;

n. the inelasticity of the mesh, causing them to be improperly

matted to the delicate and sensitive areas of the vagina and

[J-2-2020] - 6

penis where they are implanted, and causing pain upon

normal daily activities that involve movement in the pelvic

region (e.g. intercourse, defecation, walking)[.]

Master Complaint at ¶ 51. Included in the counts asserted in the Master Complaint were

strict liability claims of failure to warn the Plaintiffs of various risks related, inter alia, to the

mesh, id. at ¶ 127, and design defects including those related to the mesh, id. at ¶ 136.

Ethicon filed preliminary objections in June 2014 to the Master Complaint but did

not include objections to personal jurisdiction. Ethicon later explained that it could not

have contested personal jurisdiction via preliminary objections to the Master Complaint

because the complaint did not contain “Plaintiff-specific jurisdictional information such as

state of residence or implant surgery.” Ethicon Reply in Support of Motion to Dismiss for

Lack of Jurisdiction at 4. Moreover, Ethicon argued that a preliminary objection raising

lack of jurisdiction to the Master Complaint would have been improper because

jurisdiction existed in regard to the claims of the Plaintiffs who were Pennsylvania

residents. Id. at 4. Instead, it argued that the appropriate filing would be preliminary

objections to the individual Short Form Complaints of the non-Pennsylvania plaintiffs,

which it later filed.

Secant filed preliminary objections to the Master Complaint asserting its immunity

under the Biomaterials Access Assurance Act of 1998, 21 U.S.C. §§ 1601-1606, which

provides that biomaterial suppliers “shall not be liable for harm to a claimant caused by

an implant,” if certain conditions are met. 21 U.S.C. § 1604(a). In August 2014, the trial

court agreed and dismissed the claims against Secant. In so doing, the court made

several findings required for deeming Secant immune under the federal act, including

holding that Secant was a “biomaterials supplier,” was “not a manufacturer” or “a seller of

the implant,” “did not provide any component parts for the implant that failed to meet

applicable contractual requirements,” and “was not related to the manufacturers of the

[J-2-2020] - 7

implant . . . by common ownership or control.” Tr. Ct. Order of Aug. 22, 2014; 21 U.S.C.

§ 1604.5

On September 29, 2014, Ethicon filed a motion to dismiss for lack of personal

jurisdiction on the Master Docket in regard to 118 Plaintiffs, including Hammons, who

were not Pennsylvania residents and had neither received the implant surgery nor

suffered related injury in the Commonwealth.6 Ethicon asserted that neither general nor

specific personal jurisdiction was proper as to the non-Pennsylvania residents. In regard

to general personal jurisdiction, Ethicon highlighted the then-recent decision of the United

States Supreme Court in Daimler AG v. Bauman, 571 U.S. 117 (2014), which, as

discussed in detail infra, limited the applicability of general jurisdiction to those states

where a corporation is incorporated or maintains its principal place of business, absent

unusual circumstances. Premised on Daimler, Ethicon asserted that general jurisdiction

was not appropriate in Pennsylvania because New Jersey was Ethicon’s state of

incorporation and principal place of business. It rejected Plaintiffs’ invocation of the

business it conducted in Pennsylvania, observing that the High Court clarified in Daimler

that a “substantial, continuous, and systemic course of business” in the forum state is not

sufficient to establish general jurisdiction. Ethicon’s Motion to Dismiss Letter Brief at 7

(quoting Daimler, 571 U.S. 137-38).

5In considering Secant’s motion, the court admitted three affidavits of Secant and Ethicon

employees, which the parties have relied upon to describe the relationship between the

two companies as it related to Ethicon’s jurisdictional connections to Pennsylvania, and

specifically to the production of the mesh used in the Prolift Kit. The affidavits were

submitted by James 0. Williams, Jr., Ethicon’s Strategic Sourcing Manager; Eric Nadeau,

President of Secant; and Karen West, an Officer of Secant.

6Ethicon also raised the lack of personal jurisdiction as a New Matter. Ethicon Master

Answer and New Matter at 36.

[J-2-2020] - 8

Ethicon next turned to specific personal jurisdiction. It argued that specific

jurisdiction should be “analyzed on a claim-specific basis, meaning that ‘personal

jurisdiction over one of the defendants as to a particular claim asserted by [the plaintiff]

does not necessarily mean that [the court] has personal jurisdiction over that same

defendant as to [the plaintiff’s] other claims.” Ethicon’s Motion to Dismiss Letter Brief at 5

(quoting Remick v. Manfredy, 238 F.3d 248, 255 (3rd Cir. 2001)). It maintained that

specific jurisdiction was inappropriate over the claims of the Plaintiffs who were not

residents of Pennsylvania and had not suffered injuries resulting from implantation of the

device in Pennsylvania. It later urged the court to reject Plaintiffs’ attempt to rely upon

Ethicon’s dealings with Secant in Pennsylvania, asserting that “Plaintiffs’ tort claims arise

out of their implant surgeries in other states; they do not arise out of Ethicon’s limited act

of sending raw materials to Secant in Pennsylvania.” Ethicon’s Reply in Support of Motion

to Dismiss for Lack of Jurisdiction at 6.

On October 6, 2014, Plaintiffs filed their preliminary response to Ethicon’s motion

to dismiss for lack of personal jurisdiction (“Preliminary Response”). Plaintiffs first

asserted that Ethicon waived the jurisdictional challenge by failing to raise it as a Master

Preliminary Objection. They next claimed that jurisdiction was proper under the general

personal jurisdiction provision of 42 Pa.C.S. § 5301(a)(2)(iii), which in relevant part

provides for jurisdiction over a corporation that carries “on a continuous and systematic

part of its general business within this Commonwealth.” Preliminary Response at 5

(quoting 42 Pa.C.S. § 5301(a)(2)(iii))7

7 Section 5301, entitled “Persons,” provides as follows in regard to general personal

jurisdiction over corporations:

(a) General rule. - The existence of any of the following

relationships between a person and this Commonwealth shall

constitute a sufficient basis of jurisdiction to enable the

[J-2-2020] - 9

Plaintiffs acknowledged that jurisdiction must also satisfy the due process

requirements of the federal constitution as informed by United States Supreme Court’s

recent precedent. They emphasized, however, that the High Court had provided a

potential exception to Daimler’s restrictive view of general jurisdiction for cases where a

corporation’s contacts with the forum state may be “so substantial and of such a nature

as to render the corporation at home in that state,” even if it was not headquartered or

incorporated in the state. Preliminary Response at 7 (quoting Daimler, 571 U.S. at 139

n.19). Plaintiffs claimed that publically available information suggested that Ethicon’s

contacts “with Pennsylvania are indeed so large and extraordinary that it fairly can be

said that these defendants are ‘at home’ in Pennsylvania.” Id.

Plaintiffs also asserted that Ethicon was subject to specific personal jurisdiction

based upon its “extensive contacts with Pennsylvania[,]” emphasizing that it had

tribunals of this Commonwealth to exercise general personal

jurisdiction over such person, or his personal representative

in the case of an individual, and to enable such tribunals to

render personal orders against such person or representative:

****

(2) Corporations. -

(i) Incorporation under or qualification as a

foreign corporation under the laws of this

Commonwealth.

(ii) Consent, to the extent authorized by the

consent.

(iii) The carrying on of a continuous and

systematic part of its general business within

this Commonwealth.

42 Pa.C.S. § 5301(a)(2).

[J-2-2020] - 10

“intentionally developed a deep affiliation with Pennsylvania specifically relating to their

pelvic mesh products.” Preliminary Response at 13. They averred that Ethicon had a

“long-standing relationship” with Secant in Bucks County. Id. Reiterating details set forth

in the affidavits of the Secant and Ethicon employees discussed supra, Plaintiffs further

emphasized that Ethicon “supplied Secant with raw materials (in Pennsylvania) and then

controlled every aspect of how Secant (in Pennsylvania) wove those raw materials into

the mesh” used in the Prolift device. Id. They additionally highlighted numerous meetings

in Pennsylvania between Ethicon and Secant employees regarding the “mesh design,

development, manufacturing, quality control, and testing; and Secant’s certification of its

conformance with [Ethicon’s] product specifications upon the completion of

manufacturing runs and follow-up testing.” Id. at 15. While maintaining the then-existent

information was sufficient for the imposition of either general or specific personal

jurisdiction, Plaintiffs nevertheless filed a motion to take additional discovery to address

the jurisdictional question, which the trial court granted.

On the same day that Hammons filed her response to Ethicon’s motion to dismiss,

she also filed her Short Form Complaint pursuant to the Case Management Order, which

retained her original docket number of May Term, 2013, No. 3913 (“Individual Docket”).

As the name implies, the Short Form Complaint constituted a sparse nine-page form,

populated by boxes for the individual plaintiff to indicate which of the ten defendants was

applicable to her case, which of the over forty medical devices was implanted, and which

of the eighteen counts the plaintiff incorporated by reference. In addition, the form

included various spaces to provide identifying information regarding the individual plaintiff,

details of the product implanted such as serial numbers, and information regarding the

surgery and subsequent treatment. The document also included spaces for asserting

other claims against defendants.

[J-2-2020] - 11

In her Short Form Complaint, Hammons named Ethicon, Johnson & Johnson, and

Secant as defendants and Prolift as her implanted device. Hammons indicated that she

was raising seventeen counts, sounding, inter alia, in strict liability, fraud, breach of

warranty, and negligence. She did not assert any additional claims not raised in the

Master Complaint.

Later in October 2014, Ethicon filed preliminary objections on Hammons’ Individual

Docket reasserting that Pennsylvania lacked personal jurisdiction because Hammons

was not a Pennsylvania resident and she did not allege that her injury occurred in

Pennsylvania. To support its motion on the Individual Docket, Ethicon referenced the

analysis set forth in the omnibus motion to dismiss filed on the Master Docket.

Hammons responded, claiming that Ethicon had waived its jurisdictional challenge

by not raising a preliminary objection to the Master Complaint, emphasizing that

Pennsylvania Rule of Civil Procedure 1028(a)(1) requires that jurisdictional challenges be

raised via preliminary objection. Hammons asserted that the Case Management Order

Number 1 limited preliminary objections to the Short Form Complaints to challenges

relating to additional claims not included in the Master Complaint, observing that she had

not raised any additional claims in her Short Form Complaint. She argued that the delayed

filing resulted in her being unable to file in a different jurisdiction because the statute of

limitations had run on her claims. Hammons’ Letter Response, dated Nov. 12, 2014, at 5.

Hammons additionally incorporated the Plaintiffs’ substantive arguments set forth in the

omnibus response on the Master Docket, discussed supra.

Following supplemental discovery on the jurisdictional question, Plaintiffs filed a

letter brief in February 2015 on the Master Docket. In it, Plaintiffs asserted that

“Ethicon . . . undertook acts in Pennsylvania relating to the production of the mesh at

issue in this case” and “conducted marketing programs in Pennsylvania that are directed

[J-2-2020] - 12

to Pennsylvania physicians.” Plaintiffs’ Supplemental Letter Brief in Support of their

Response in Opposition to [Ethicon’s] Motion to Dismiss For Lack of Personal Jurisdiction

(“Supplemental Response”), filed Feb. 12, 2015, at 4. The Plaintiffs attached a chart

detailing numerous visits between 1998-2013 by Ethicon employees to Secant’s facilities

to “supervise, direct, and guide Secant regarding the design and manufacture of the mesh

that Ethicon used in its pelvic mesh products.” Affidavit of Lee. B. Balefsky, signed Feb.

12, 2015, at 3, attached as Exhibit A to Plaintiffs’ Supplemental Response.

In its supplemental filing, Ethicon rejected Hammons’ attempt to use Ethicon’s

interactions with Secant as the basis for specific jurisdiction. It emphasized that Secant

did not act as Ethicon’s alter-ego and that Ethicon did not exercise any control over

Secant’s “administration, general maintenance, accounting, or corporate management

and organization.” Ethicon’s Supplemental Submission in Support of Motion to Dismiss

at 7-8. It asserted that Plaintiffs’ claims did not arise out of Secant’s involvement in

manufacturing the mesh.8

On March 30, 2015, the trial court denied Ethicon’s motion to dismiss for lack of

personal jurisdiction filed on the Master Docket and entered a separate order denying the

preliminary objections challenging jurisdiction on the dockets of the Short Form

Complaints filed by over ninety non-Pennsylvania Plaintiffs, including Hammons. Neither

order provided reasoning in support of the determination.

In December 2015, following various proceedings not directly relevant to the issues

on appeal, the trial court conducted a three-week trial on Hammons’ individual claims of

“design defect and failure to warn sounding in strict liability and negligence” under Indiana

8 In regard to the number of meetings Ethicon conducted with Secant, Ethicon observed

that the forty-one meetings alleged to have occurred over a fifteen-year period averaged

to only three meetings a year, which Ethicon argued did not justify the invocation of

jurisdiction. Id.

[J-2-2020] - 13

products liability law.9 Tr. Ct. Op., dated Sept. 30, 2016, at 2. The jury found in favor of

Hammons and awarded her $5.5 million in compensatory damages and assessed an

additional $7 million in punitive damages. Following resolution of post-trial motions, the

trial court additionally imposed delay damages, calculated with regard to compensatory

but not punitive damages resulting in a total judgment against Ethicon of $12,850,945.18.

Ethicon appealed the judgment to the Superior Court raising ten issues, including

asserting that the trial court lacked personal jurisdiction over Ethicon, in part because

Hammons’ claims “did not arise from or relate to” any of Ethicon’s contacts with

Pennsylvania. Hammons v. Ethicon, Inc., 190 A.3d 1248, 1259 (Pa. Super. 2018).10 While

the trial court addressed the multitude of Ethicon’s other issues, it unfortunately did not

address Ethicon’s assertion of error as to personal jurisdiction in its Pa.R.A.P. 1925(a)

opinion.11

9Hammons’ case was apparently the first of the pelvic mesh cases to go to trial in

Philadelphia. Hammons’ Brief at 8.

10 Hammons cross-appealed asserting error in the trial court’s molding of the verdict. As

personal jurisdiction is the only issue before this Court, we will not address the other

issues raised before the Superior Court.

11 We observe that the trial court supervising the Pelvic Mesh Mass Tort Program issued

an opinion in May 2018 on the jurisdictional question, following its grant of reconsideration

in August 2017 of Ethicon’s Motion to Dismiss in light of Bristol-Myers Squibb Company

v. Superior Court of California, San Francisco County, 137 S.Ct. 1773 (2017) (“BMS”) .

This decision on the Master Docket does not apply to Hammons’ case, which was then

pending in Superior Court, but does control the Plaintiffs’ cases then pending in the trial

court.

The court articulated that Plaintiffs had conceded that general personal jurisdiction

was not supported, leaving only specific personal jurisdiction which “must arise out of or

relate to the defendant’s contacts with the forum.” Tr. Ct. Op., dated May 18, 2018, at 7

(quoting BMS, 137 S. Ct. at 1780). The trial court sustained jurisdiction as to all remaining

Plaintiffs whose implant utilized mesh knitted by Secant in Pennsylvania but dismissed

those involving mesh produced outside of Pennsylvania. Id. at 5.

[J-2-2020] - 14

As observed in note 11, while Hammons’ case was pending before the Superior

Court, the United States Supreme Court issued its decision in Bristol-Myers Squibb

Company v. Superior Court of California, San Francisco County, 137 S.Ct. 1773 (2017)

(“BMS”), addressing personal jurisdiction as will be discussed in detail below.

Accordingly, the Superior Court accepted supplemental briefing to apply this decision to

the case at bar.

The Superior Court subsequently concluded that Ethicon did not waive its

challenge to personal jurisdiction by failing to file a preliminary objection on the Master

Docket, reasoning that “[t]he case management order restrict[ed] preliminary objections

to the Long Form Complaint to issues that apply to all pelvic mesh cases.” Hammons,

190 A.3d at 1260 (emphasis removed). As Ethicon did not and could not challenge

jurisdiction in regard to Plaintiffs who were Pennsylvania residents, the court determined

that Ethicon properly raised the issue at the first viable opportunity in its preliminary

objections to Hammons’ Short Form Complaint on her Individual Docket.

Turing to the merits of the jurisdictional dispute, the Superior Court recognized that

general personal jurisdiction was not met in this case under the criteria set forth in

Daimler, 571 U.S. 117, because Ethicon was neither incorporated nor headquartered in

Noting that the Master Complaint originally included a manufacturing defect claim,

the court opined that “[t]he existence of this manufacturing defect claim grants this [c]ourt

specific jurisdiction because . . . Secant is involved in the manufacturing process.” Id. at

11-12. The court concluded that “the exercise of personal jurisdiction over [Ethicon]

comports with the notion of fair play and substantial justice because[,] for at least the past

seventeen years, [Ethicon] purposefully availed themselves of the privilege of conducting

activities in the Commonwealth by contracting with a Pennsylvania manufacturers [sic],

Secant Medical, Inc., to perform a portion of the manufacturing process.” Id. at 12.

Subsequently, the Superior Court affirmed the trial court’s decision on the Master

Docket. Ethicon sought review in this Court, 206 EAL 2019, which has been placed on

hold pending the decision in the case at bar.

[J-2-2020] - 15

Pennsylvania. Hammons, 190 A.3d at 1261. The court next observed that a Pennsylvania

court’s exercise of specific personal jurisdiction over the resident of another state requires

compliance with the Commonwealth’s long arm statute, 42 Pa.C.S. § 5322, and, in turn,

the Due Process Clause of the Fourteenth Amendment to the United States

Constitution.12

12Section 5322, entitled “Bases of personal jurisdiction over persons outside this

Commonwealth,” provides in relevant part as follows:

(a) General rule. - A tribunal of this Commonwealth may

exercise personal jurisdiction over a person (or the personal

representative of a deceased individual who would be subject

to jurisdiction under this subsection if not deceased) who acts

directly or by an agent, as to a cause of action or other matter

arising from such person:

****

(3) Causing harm or tortious injury by an act or

omission in this Commonwealth.

****

(b) Exercise of full constitutional power over nonresidents. - In

addition to the provisions of subsection (a) the jurisdiction of

the tribunals of this Commonwealth shall extend to all persons

who are not within the scope of section 5301 (relating to

persons) to the fullest extent allowed under the Constitution

of the United States and may be based on the most minimum

contact with this Commonwealth allowed under the

Constitution of the United States.

(c) Scope of jurisdiction. - When jurisdiction over a person is

based solely upon this section, only a cause of action or other

matter arising from acts enumerated in subsection (a), or from

acts forming the basis of jurisdiction under subsection (b),

may be asserted against him.

****

42 Pa.C.S. § 5322.

[J-2-2020] - 16

The court observed that Section 5322 sets forth acts which trigger jurisdiction in

ten paragraphs, including, although not specified by the Superior Court, subparagraph

(a)(3) allowing the exercise of jurisdiction over an entity “[c]ausing harm or tortious injury

by an act or omission in this Commonwealth.” Id. Additionally, the court described

subsection (b) which provides a catch-all instructing that jurisdiction of the

Commonwealth’s tribunals shall extend “to the fullest extent allowed under the

Constitution of the United States and may be based on the most minimum contact with

this Commonwealth allowed under the Constitution of the United States.” 42 Pa.C.S.

§ 5322(b). The court additionally noted that subsection (c) limits the scope of jurisdiction

that can be asserted under Pennsylvania’s long arm statute, providing that “only a cause

of action or other matter arising from acts enumerated in subsection (a), or from acts

forming the basis of jurisdiction under subsection (b), may be asserted against him.” Id.

§ 5322(c).

In evaluating the applicability of specific personal jurisdiction, the Superior Court

looked to the United States Supreme Court’s recent decision in BMS interpreting the due

process protections of the United States Constitution for guidance in determining the

extent of the jurisdiction allowed by Subsection 5322(b).13 The Superior Court viewed the

High Court as requiring, for specific personal jurisdiction, demonstration of “suit-related

conduct, i.e., a connection between the forum and the specific claims at issue, ‘principally,

an activity or occurrence that takes place in the forum State.’” Hammons, 190 A.3d at

1262-63 (quoting BMS, 137 S.Ct. at 1781). The intermediate court recognized that “a

defendant’s general connections with the forum state are not enough.” Id. at 1263.

Applying the principles of BMS, the Superior Court concluded that the connections

between Ethicon and Pennsylvania were “considerably stronger” than those deemed

13 A full summary of BMS is set forth infra at 31.

[J-2-2020] - 17

insufficient in BMS. Id. It relied upon two categories of connections. Id. First, the court

highlighted the interaction between Ethicon and Secant in Pennsylvania “to design, test

and manufacture the Prolift mesh.” Id. The court summarized the evidence detailing

Ethicon’s involvement in and close supervision of Secant’s production of the mesh. It

additionally opined that “[e]mails between Ethicon and Secant officials demonstrate[d]

that Ethicon repeatedly communicated its requirements for mesh design and

development, manufacturing, quality control, testing, and certification to Secant - all

issues central to this litigation.” Id. at 1263. Finally, the court highlighted the repeated

visits by Ethicon employees to the Secant facility during the mesh production process.

Emphasizing that Hammons averred that she was injured as a result of the properties of

the mesh manufactured by Secant, the Superior Court opined that this evidence

“establish[ed] an affiliation between Pennsylvania and Hammons’ cause of action against

Ethicon for defective design of the Prolift device.” Id.

The Superior Court next considered evidence presented at trial relating to

Ethicon’s interactions with an Allentown gynecologist, Dr. Vincent Lucente, regarding the

development, testing, and marketing of Prolift, evidence that was not before the trial court

when evaluating Ethicon’s preliminary objections relating to personal jurisdiction. Id. at

1263 (citing Notes of Testimony, Dec. 8, 2015 (AM), at 19–60). The court opined that

because it could affirm the trial court’s ruling on any basis, it “need not confine [its]

reasons for affirming to evidence adduced during proceedings on Ethicon's preliminary

objections to jurisdiction.” Id. at 1263 n.6.

The Superior Court summarized the evidence concerning Dr. Lucente that it

viewed as relevant to the jurisdictional question. It noted that he had served as an

investigator in three clinical studies of the mesh used in the Prolift device. Id. at 1263-64.

The court also cited to evidence that demonstrated Ethicon’s reliance upon Dr. Lucente

[J-2-2020] - 18

to assist with the marketing and development of the product. The court observed that “Dr.

Lucente interceded on Ethicon’s behalf to persuade the American College of

Obstetricians and Gynecologists to remove a designation of these mesh procedures as

‘experimental.’” Id. at 1264. The court concluded that these connections between Ethicon

and Dr. Lucente in Pennsylvania demonstrated a sufficient connection between Ethicon

and Pennsylvania in regard to Hammons’ design defect claim to permit specific personal

jurisdiction in Pennsylvania under the new guidance set forth in BMS.14

Based on Ethicon’s involvement in the manufacturing of the mesh by Secant and

with Dr. Lucente, the Superior Court concluded that specific personal jurisdiction in

Pennsylvania was proper under BMS and affirmed the trial court’s order denying of

Ethicon’s motion to dismiss. The court additionally affirmed the trial court “in all respects”

after addressing the other issues raised by Ethicon and Hammons, which, as said, are

not before this Court. Id. at 1254.

II. Parties’ Arguments

Ethicon sought and this Court granted allowance of appeal to address whether the

trial court lacked personal jurisdiction over Ethicon.15 Before this Court, Ethicon focuses

14 The Superior Court focused on Ethicon’s connections to Pennsylvania in relation to

Hammons design defect but did not speak to whether those connections would also relate

to Hammons’ failure to warn claims.

15 We granted review limited to the following question, as phrased by Ethicon:

Whether the Due Process Clause of the Fourteenth

Amendment to the United States Constitution and 42 Pa.C.S.

§ 5322(c) precludes Pennsylvania from asserting personal

jurisdiction over two New Jersey companies in a case brought

by an Indiana resident asserting claims under the Indiana

Product Liability Act.

Hammons v. Ethicon, Inc., 206 A.3d 495 (Pa. 2019).

[J-2-2020] - 19

on Subsection 5322(c) of Pennsylvania’s long arm statute, entitled “Scope of jurisdiction,”

which limits the reach of Pennsylvania’s jurisdiction to “only a cause of action or other

matter arising from acts enumerated in subsection (a), or from acts forming the basis of

jurisdiction under subsection (b).”16 42 Pa.C.S. § 5322(c). As set forth above, subsection

(a) enumerates a list of actions that create jurisdiction, including as relevant to Ethicon

“[c]ausing harm or tortious injury by an act or omission in this Commonwealth,” and

subsection (b) allows jurisdiction “to the fullest extent allowed” under the federal

constitution. 42 Pa.C.S. § 5322.

Ethicon asserts that subsection (c)’s use of the term “cause of action,” rather than

“lawsuit,” mandates a claim-by-claim analysis of jurisdiction. Ethicon’s Brief at 23. It

rejects what it views as the Superior Court’s and Hammons’ framing of the test as merely

requiring “that there are acts in Pennsylvania that are ‘affiliated’ with the case or in some

small way related to the case as a whole.” Id. at 17-18. It critiques Hammons’ formulation

as being difficult to apply as it is unclear what level of affiliation is required. Instead, it

maintains that there must be a nexus between each of the plaintiff’s claims and the

conduct of the defendant in the forum state. Ethicon’s Reply Brief at 2. In support, it

highlights the Supreme Court’s focus in BMS on “‘conduct giving rise to the nonresidents’

claims’ and the ‘connection between the forum and the specific claims at issue.’” Id.

(quoting BMS, 137 S.Ct. at 1781-82).

Applying a claim-by-claim jurisdictional analysis to this case, Ethicon contends that

“the critical question is whether the conduct giving rise to [Hammons’] claims - the design

of Prolift Kit and the creation of its warnings before 2005 - took place in Pennsylvania.”

Ethicon’s Brief at 3. Ethicon emphasizes that Hammons fails to assert any jurisdictionally

significant acts that would tie Ethicon to Pennsylvania for purposes of her failure to warn

16 Section 5322 is set forth in relevant part supra at 16 n.12.

[J-2-2020] - 20

claim, given that neither Secant nor Dr. Lucente were alleged to have been involved in

the drafting of the warnings.

Turning to the design defect claim, Ethicon asserts that the facts do not support

the conclusion that a design defect claim arose out of Ethicon’s actions in Pennsylvania.

Ethicon rejects Hammons’ contention that jurisdiction is proper because her claim

involves the properties of the mesh and the mesh was made in Pennsylvania. It counters

that her design defect claim challenges not the properties of the mesh but, instead, the

decision to use the mesh. Ethicon emphasizes that the decision to use the mesh produced

by Secant, as opposed to another mesh with different properties, resulted from conduct

in New Jersey and France, not Pennsylvania. Ethicon’s Brief at 18; Ethicon’s Reply Brief

at 5.

Ethicon rejects the Superior Court’s finding that it “worked together with Secant in

Pennsylvania to design, test, and manufacture the Prolift mesh.” Ethicon’s Brief at 30

(quoting Hammons, 190 A.3d at 1263). In support, Ethicon emphasizes that the trial court

dismissed Secant as a defendant after determining it was immune as a component

supplier under the Biomaterials Access Assurance Act of 1998, a holding which required

the court to determine that Secant was not a “manufacturer” of the medical device, but

instead that Secant merely met the “applicable contractual requirements” mandated by

Ethicon. 21 U.S.C. § 1604(a). Thus, given that Secant was a component manufacturer

not involved in the design of the mesh, Ethicon argues that the location of Secant and its

actions in Pennsylvania cannot create jurisdiction over Ethicon related to Hammons’

design defect claim.

In regard to Dr. Lucente, Ethicon notes that evidence relating to him was not

presented to the trial court prior to its jurisdictional determinations. Instead, the Superior

Court relied upon details of the interactions between Ethicon and Dr. Lucente that

[J-2-2020] - 21

emerged during trial. Ethicon contends that our review should be limited to what was

presented to the trial court at the time of its jurisdictional determination.

If evidence relating to Dr. Lucente is deemed reviewable, Ethicon asserts that this

Court, for purposes of determining jurisdiction over Hammons’ design defect and failure

to warn claims, should only consider Dr. Lucente’s conduct prior to 2005, because the

design and the warnings had been set prior to 2005 when Ethicon first marketed Prolift.

Thus, for the design defect or failure to warn claims to “arise out of” Ethicon’s contacts

with Pennsylvania, the contacts cannot be those that occurred after the product has been

designed and the warnings drafted. Ethicon’s Brief at 33-34. It, therefore, faults the

Superior Court for relying upon Dr. Lucente’s conduct in regard to Ethicon after 2005,

including his involvement with marketing the device and advocating for the removal of the

experimental drug designation by the American College of Obstetricians and

Gynecologists.

Looking solely at the pre-2005 activities, Ethicon rejects reliance on Dr. Lucente’s

involvement with the clinical studies because “[t]here is no evidence that the studies

would have been materially different without his participation, nor is there any evidence

that, if different, they would have changed Ethicon's design decisions.” Ethicon’s Brief at

35. Ethicon additionally avers that the utilization of a lab to conduct clinical trials in

Pennsylvania does not create “a sufficient factual predicate for the conclusion that the

design defect claim arose in Pennsylvania” any more than it did in any of the other six

states or France where the same research was conducted. Id. It asserts that the “location

of those studies is a fortuity, not the basis for a cause of action.” Ethicon’s Brief at 38

(citing BMS, 137 S.Ct. at 1781).

Ethicon highlights the practical consequences on Pennsylvania’s judicial system

from adopting Hammons’ broad formulation of specific personal jurisdiction. It observes

[J-2-2020] - 22

that when Pennsylvania courts assert jurisdiction over a suit between a non-resident

plaintiff and a non-resident defendant, the court will be forced to apply the substantive

law of another state. It notes that in this case the courts applied Indiana products liability

law and New Jersey law governing punitive damages. Indeed, it observes that in the

voluminous litigation on the Master Docket, only ten percent of the cases involve

Pennsylvania law. Ethicon’s Reply Brief at 7 n.2. It avers that “[d]isputes about foreign

law will inevitably slow down protracted proceedings and proliferate appeals, as they have

here.” Id. at 7. Similarly, Amici Curiae Pennsylvania Manufacturers’ Association et al

highlights the burdens on jurors hearing cases that have minimal connection to

Pennsylvania, asserting that “[w]hen a case has no connection to the community, . . .

jurors may resent showing up for service, and the rationale for the jury pool to be a cross-

section of the community is undermined.” Pa. Mfrs.’ Ass’n. et al Brief at 15.17

Hammons responds, arguing that specific personal jurisdiction is proper in this

case based upon the “direct relationship between Ethicon’s mesh-related activities in

Pennsylvania and the lawsuit,” specifically invoking its involvement with Secant and Dr.

Lucente. Hammons’ Brief at 14. In regard to Secant, Hammons asserts that Ethicon

worked with Secant to develop and produce “virtually all the mesh used in its pelvic mesh

products, including the mesh implanted into Ms. Hammons.” Id. at 22. As did the Superior

Court, Hammons relies upon the affidavits of Secant and Ethicon employees to

demonstrate detailed interactions between Ethicon and Secant in regard to the production

17 The following amici curiae have filed briefs in support of Ethicon: Chamber of

Commerce of the United States of America, The Insurance Federation of Pennsylvania,

Inc., and the Pennsylvania Chamber of Business and Industry; Pennsylvania

Manufacturers’ Association, Pennsylvania Coalition for Civil Justice Reform, National

Association of Manufacturers, Pharmaceutical Research and Manufacturers of America,

American Tort Reform Association, and Coalition for Litigation Justice, Inc.; Product

Liability Advisory Council, Inc., Pennsylvania Defense Institute, and Philadelphia

Association of Defense Counsel; Washington Legal Foundation

[J-2-2020] - 23

of the mesh. Hammons also references the repeated meetings of Ethicon employees at

Secant “concerning mesh development, manufacturing, quality control, testing, and

certification.” Id. at 24. Hammons distinguishes the production process in this case from

that of purchasing a product from a vendor. Instead of merely placing an order, Ethicon

provided the proprietary material, required that it be knit according to its exact

specifications, and demanded certification of those specifications prior to receiving the

mesh. She asserts that Ethicon “controlled the project lock, stock, and barrel.” Id. at 52.

Hammons maintains that jurisdiction is also proper based upon Ethicon’s ties to

Dr. Lucente’s clinical testing of the mesh and his involvement in the subsequent

promotion of the Prolift product. Hammons cites Ethicon’s medical director as claiming

that Dr. Lucente was Ethicon’s “most important advocate in promoting other surgeons

using the Prolift procedure across the country and across the world.” Id. at 26. As a result

of its interactions with Dr. Lucente, Hammons asserts that “Ethicon actively managed

clinical studies and developed marketing plans for its mesh in Pennsylvania.” Id. at 29.

Hammons avers that Ethicon’s involvement with Secant and Dr. Lucente in

Pennsylvania meets the requirement for jurisdiction under Pennsylvania’s long arm

statute, Subsection 5322(a)(3), which requires that Ethicon caused “harm or tortious

injury by an act or omission in this Commonwealth.” Id. (quoting 42 Pa.C.S. §5322(a)(3)).

She emphasizes that her claims allege that she suffered injury as a result of the properties

of the mesh and highlights that Ethicon “acted in multiple ways in Pennsylvania regarding

the development, testing, production, and marketing of its pelvic mesh products.” Id. at

29.

Hammons also asserts that jurisdiction is proper under the federal due process

clause, which would likewise satisfy Subsection 5322(b). She argues that the facts of this

case are stronger than those presented in BMS. She notes that in BMS, the High Court

[J-2-2020] - 24

required “an affiliation between the forum and the underlying controversy, principally, an

activity or an occurrence that takes place in the forum State and is therefore subject to

the State’s regulation.” Id. at 30 (quoting BMS, 137 S.Ct. at 1780). She contends that

unlike BMS, this case provides a strong “connection between the forum and the specific

claims.” Id. She argues that Ethicon’s connections to Pennsylvania revolve around the

mesh produced at Secant and researched by Dr. Lucente, which, in turn, is “the sin[e]

qua non of the lawsuit - the material that caused her harm and whose properties are the

focus of litigation.” Hammons’ Brief at 32.

Hammons rejects Ethicon’s contention that the jurisdictional analysis must be

determined on a claim-by-claim basis. Instead, she emphasizes that the High Court in

BMS also “did not assess jurisdiction on a claim-by-claim basis focusing on the plaintiffs’

allegations concerning a given claim and moving to each claim down the line.” Id. at 38.

Instead, she contends that the Court looked broadly at Bristol-Myers Squibb Company’s

(“Bristol-Myers”) ties to California in regard to the non-resident plaintiffs, which the court

found lacking. As discussed, Hammons argues that all of her claims arise from Ethicon’s

actions developing, producing, and testing the mesh in Pennsylvania that resulted in her

catastrophic injuries, which she contends is sufficient to establish jurisdiction in the

Commonwealth. Id.18

III. Analysis

As noted, this Court granted review of this case to consider whether the due

process clause of the Fourteenth Amendment and Pennsylvania’s long arm statute permit

Pennsylvania to assert personal jurisdiction over Ethicon in Ms. Hammons’ case claiming

injury resulting from implantation of the Prolift pelvic mesh medical device.

A. Waiver

18The Pennsylvania Association for Justice and the American Association for Justice filed

a brief in support of Hammons.

[J-2-2020] - 25

Generally, a challenge to personal jurisdiction, under Pennsylvania law, must be

asserted by preliminary objection. Pa.R.C.P. 1028(a)(1); see also Zappala v. Brandolini

Property Management, Inc., 909 A.2d 1272, 1282 (Pa. 2006) (observing that “defenses

that must be raised by preliminary objection, including improper venue, personal

jurisdiction, and improper service . . . must be resolved at the very beginning of the case,

before the court expends the time and energy to become deeply involved in the litigation”).

Given that this case arose as part of the Philadelphia mass tort program, the first

opportunity to dispute jurisdiction under the procedure established by the presiding judge

was for Ethicon to file a motion to dismiss on the Master Docket in In re Pelvic Mesh

Litigation, with a subsequent preliminary objection on Hammons’ Individual Docket. As

argued by Ethicon, it could not have filed preliminary objections raising personal

jurisdiction to the Master Docket because it did not dispute the assertion of jurisdiction

over the cases filed by those Plaintiffs who were residents of Pennsylvania. In these

unusual circumstances, we agree with the Superior Court that Ethicon preserved its

challenge to personal jurisdiction when it raised the issue in its motion to dismiss on the

Master Docket and in its preliminary objections to Hammons’ Individual Docket.

B. Recent United States Supreme Court Personal Jurisdiction Jurisprudence

The law of personal jurisdiction has been in flux over the last decade, with the

United States Supreme Court issuing six opinions since 2011,19 with two additional cases

scheduled for consolidated argument in the October 2020 term.20 Indeed, several of the

19See, e.g., Adam N. Steinman, Access to Justice, Rationality, and Personal Jurisdiction,

71 Vand. L. Rev. 1401, 1403 n.1 (2018) (citing BMS, 137 S. Ct. 1773 (2017); BNSF Ry.

Co. v. Tyrrell, 137 S. Ct. 1549 (2017); Walden v. Fiore, 571 U.S. 277 (2014); Daimler,

571 U.S. 117 (2014); Goodyear Dunlop Tires Operations, S.A. v. Brown, 564 U.S. 915

(2011); J. McIntyre Mach., Ltd. v. Nicastro, 564 U.S. 873 (2011)).

20See Bandemer v. Ford Motor Company, 931 N.W.2d 744 (Minn. 2019), cert. granted,

140 S.Ct. 916 (2020) (No. 19-369); Ford Motor Company v. Montana Eighth Judicial

[J-2-2020] - 26

High Court’s recent cases were issued while Ms. Hammons’ case travelled the

Pennsylvania court system.

Despite these recent decisions, the underpinnings of personal jurisdiction are well

established. The Due Process Clause of the Fourteenth Amendment imposes limits on a

state court’s jurisdiction over non-residents because “[a] state court’s assertion of

jurisdiction exposes defendants to the State’s coercive power.” BMS, 137 S.Ct. at 1779

(quoting Goodyear Dunlop Tires Operations, S.A. v. Brown, 564 U.S. 915, 918 (2011)).

Restrictions on jurisdiction, however, are not only to protect defendants from being forced

to litigate in distant courts but also “are a consequence of the territorial limitations on the

power of the respective States” under our federalist system. Id. at 1780 (quoting Hanson

v. Denckla, 357 U.S. 235, 251 (1958)).

While the phrasing of jurisdictional tests has evolved, the foundational precepts

have remained constant since the seminal case of International Shoe Co. v. State of

Washington, Office of Unemployment Compensation and Placement, 326 U.S. 310

(1945). A forum state’s jurisdiction over an out-of-state defendant satisfies due process

only when the defendant has “certain minimum contacts with [the state] such that the

maintenance of the suit does not offend traditional notions of fair play and substantial

justice.” Id. at 316 (internal quotation marks and citations omitted).

Application of this jurisprudence to corporations, however, has confounded courts,

practitioners, and law students alike, initially because a corporation does not have a

corporal presence through which to fix jurisdiction but rather is “a fiction, although a fiction

intended to be acted upon as though it were a fact.” Id. at 316. In assessing personal

jurisdiction over out-of-state corporate defendants, courts have recognized a distinction

between situations where a corporation’s connections are “so continuous and systematic

District Court, 443 P.3d 407 (Mont. 2019), cert. granted, 140 S.Ct. 917 (2020) (No. 19-

368), discussed infra.

[J-2-2020] - 27

as to render them essentially at home in the forum State,” allowing for jurisdiction over

causes of action unrelated to in-state activities, and those more limited connections with

a state which restrict jurisdiction to causes of action “where there is an affiliation between

the forum and the underlying controversy.” Goodyear, 564 U.S. at 919 (quoting

International Shoe Co., 326 U.S. at 317) (internal quotation marks and alterations

omitted). The former has been deemed “general” or “all-purpose” jurisdiction, and the

later, “specific” or “case-related jurisdiction.”21 The requirements of each have been the

subject of the recent United States Supreme Court cases, culminating in BMS.

1. General personal jurisdiction

General personal jurisdiction applies where a defendant’s “continuous corporate

operations within a state [are] so substantial and of such a nature as to justify suit . . . on

causes of action arising from dealings entirely distinct from those activities.” Daimler, 571

U.S. at 138 (quoting International Shoe Co., 326 U.S. at 318) (alteration in original). In

2011, the High Court explained the limitations of general jurisdiction in Goodyear, 564

U.S. at 919, emphasizing that general jurisdiction is proper only where a corporation’s

contacts are “so continuous and systematic as to render [it] essentially at home in the

forum State.”

More recently, the court further limited general jurisdiction by overtly rejecting the

imposition of jurisdiction on defendants based only upon a corporation’s “substantial,

continuous, and systematic course of business” in a state. Daimler, 571 U.S. at 138. The

Court declared that such a broad exercise of general jurisdiction would not allow out-of-

state defendants “to structure their primary conduct ‘with some minimum assurance as to

where that conduct will and will not render them liable to suit.’” Id. at 139 (quoting Burger

King Corp. v. Rudzewicz, 471 U.S. 462, 472 (1985)). Instead, the Court opined, general

21While specific and general personal jurisdiction apply also to individuals, our focus in

the case at bar is on their applicability to corporations.

[J-2-2020] - 28

personal jurisdiction should be limited to where corporations are headquartered or

incorporated. The Court left open the “possibility that in an exceptional case” a corporation

could be at home in a forum where it is neither incorporated nor headquartered, if its

operations were “so substantial and of such a nature as to render the corporation at

home.” Id. at 139 n.19.22 It emphasized, however, that merely “continuous and

systematic” contacts in the state would not result in the imposition of general personal

jurisdiction. Id. at 139.

While Hammons initially attempted to invoke general personal jurisdiction over

Ethicon in her complaint which pre-dated the High Court’s decision in Daimler, all now

agree that Ethicon is not “at home” in Pennsylvania under current Supreme Court

jurisprudence. Instead, the focus of the parties’ arguments have been upon specific

personal jurisdiction.

2. Specific personal jurisdiction

Specific personal jurisdiction is not as straightforward as general personal

jurisdiction and, instead, requires consideration of the factual nuances of jurisdictional

connections in each case. The High Court has explained that specific jurisdiction involves

“a more limited form of submission to a State’s authority,” elaborating that when a

defendant “purposefully avails itself of the privilege of conducting activities within the

forum state, . . . it submits to the judicial power of an otherwise foreign sovereign to the

extent that power is exercised in connection with the defendant's activities touching on

the State.” J. McIntyre Machinery, Ltd. v. Nicastro, 564 U.S. 873, 881 (2011) (plurality).

22 The example given of an “exceptional case” was Perkins v. Benguet Consolidated

Mining Co., 342 U.S. 437 (1952). In that case, the defendant was incorporated and

operated mines in the Philippines but ceased its operations there during the Japanese

invasion in World War II, during which time the corporation’s president managed

operations from an office he opened in Ohio. In that unusual situation, the Court found

general jurisdiction in Ohio justified because it was the “corporation’s principal, if

temporary, place of business.” Daimler, 571 U.S. at 130 (internal citation omitted).

[J-2-2020] - 29

Again, at its most simplistic, the question for specific personal jurisdiction continues

to be whether the defendant has sufficient “minimum contacts with [the state] such that

the maintenance of the suit does not offend traditional notions of fair play and substantial

justice.” International Shoe Co., 326 U.S. at 316 (internal quotation marks and citations

omitted). Requiring minimum contacts satisfies due process by ensuring that the

defendant may “reasonably anticipate” where it may be “haled into court” based upon

which forums it has “purposefully avail[ed] itself of the privilege of conducting activities.”

Burger King Corp., 471 U.S. at 474. The High Court has opined that this requirement

ensures that a defendant will not be subject to jurisdiction “solely as a result of random,

fortuitous, or attenuated contacts.” Id. at 475 (internal quotation marks omitted).

As Justice Sotomayor cited in her dissenting opinion in BMS, a preeminent treatise

on federal practice and procedure observed that courts have synthesized the specific

personal jurisdiction caselaw into a more manageable three-part test:

(1) Did the plaintiff’s cause of action arise out of or relate to

the out-of-state defendant’s forum-related contacts?

(2) Did the defendant purposely direct its activities, particularly

as they relate to the plaintiff’s cause of action, toward the

forum state or did the defendant purposely avail itself of the

privilege of conducting activities therein?

(3) [W]ould the exercise of personal jurisdiction over the

nonresident defendant in the forum state satisfy the

requirement that it be reasonable and fair?[23]

23 To determine whether personal jurisdiction would be “reasonable and fair” under the

third part of the test, courts will consider the following factors: “the burden on the

defendant, the forum State’s interest in adjudicating the dispute, the plaintiff’s interest in

obtaining convenient and effective relief, the interstate judicial system’s interest in

obtaining the most efficient resolution of controversies, and the shared interest of the

several States in furthering fundamental substantive social policies.” Burger King Corp.,

471 U.S. at 477 (quoting World-Wide Volkswagen Corp., 444 U.S. at 292) (internal

quotations marks removed).

[J-2-2020] - 30

4 Charles Alan Wright, Arthur R. Miller & Adam N. Steinman, Federal Practice &

Procedure Civil § 1069 (4th ed. 2015 & Supp. 2020) (“Federal Practice & Procedure

Civil”); BMS, 137 S.Ct. at 1785 (Sotomayor, J. dissenting).

Ethicon and Hammons’ arguments before this Court focus upon the first prong of

this test: whether her cause of action arises out of or relates to Ethicon’s contacts with

Pennsylvania. Indeed, the second and third factors are not at issue in this case where

Ethicon has engaged in business in Pennsylvania and where it will be litigating the related

claims of Pennsylvania Plaintiffs such that jurisdiction here is reasonable and fair. Before

addressing the question of whether Hammons’ cause of action arises out of Ethicon’s

contacts with Pennsylvania, we first review the United States Supreme Court’s recent

decision in BMS, which directly informs the questions before us.

3. Bristol-Myers Squibb Company v. Superior Court of California, San

Francisco County, 137 S.Ct. 1773 (2017)

As in the case at bar, the High Court in BMS addressed a due process challenge

to the invocation of specific personal jurisdiction in a case brought by non-resident

plaintiffs against a non-resident corporation. In that case, 86 California residents and 592

residents from other states filed an action in California state court against Bristol-Myers

claiming injuries resulting from ingestion of the blood-thinning drug Plavix. As with Ethicon

and the Pennsylvania Plaintiffs, Bristol-Myers did not contest the exercise of personal

jurisdiction in regard to the California-plaintiffs’ claims, but instead it asserted that the

California court lacked jurisdiction over the claims of the non-California plaintiffs.

Bristol-Myers emphasized that it was incorporated in Delaware with its

headquarters in New York. Although the company had research and laboratory facilities

in California, those facilities were not involved in the development of Plavix. Similarly,

while Plavix was sold in California and the company maintained sales representatives

[J-2-2020] - 31

and a state government advocacy office in California, the non-California plaintiffs did not

claim that they were treated in California, nor did they aver that they obtained their

medicine from physicians or any other sources in California. Moreover, the company did

not develop, “manufacture, label, package, or work on the regulatory approval of the

product in California,” nor did it devise its national marketing strategy in the state. BMS,

137 S.Ct.at 1778.

The United State Supreme Court reversed the California courts’ decision finding

specific personal jurisdiction. In so doing, the High Court rejected the California Supreme

Court’s “sliding scale” approach to specific personal jurisdiction, which it described as

allowing for a reduced strength of connection between the forum and the plaintiff’s specific

claims “if the defendant has extensive forum contacts that are unrelated to those claims.”

Id. at 1781. It viewed this standard as a “loose and spurious form of general jurisdiction.”

Id.

The High Court highlighted the absence of an “adequate link between the State

and the nonresidents' claims[,]” emphasizing that “the nonresidents were not prescribed

Plavix in California, did not purchase Plavix in California, did not ingest Plavix in California,

and were not injured by Plavix in California.” Id. The Court specifically rejected the

relevance of the overlap between the claims of the California and non-California plaintiffs:

“The mere fact that other plaintiffs were prescribed, obtained, and ingested Plavix in

California - and allegedly sustained the same injuries as did the nonresidents - does not

allow the State to assert specific jurisdiction over the nonresidents’ claims.” Id. (emphasis

removed)

It additionally opined that it was not “sufficient - or even relevant - that BMS

conducted research in California on matters unrelated to Plavix. What is needed - and

what is missing here - is a connection between the forum and the specific claims at issue.”

[J-2-2020] - 32

Id. The Court observed, however, that while California did not have specific personal

jurisdiction over the claims of the non-California plaintiffs against Bristol-Myers, the

decision did not “prevent the California and out-of-state plaintiffs from joining together in

a consolidated action in the States that have general jurisdiction over BMS[,]” such as

New York or Delaware. Id. at 1783.

Justice Sotomayor filed a lone but forceful dissent. Referencing the Court’s recent

decision in Daimler, which she viewed as “impos[ing] substantial curbs on the exercise of

general jurisdiction,” Justice Sotomayor argued that the decision in BMS was a “first step

toward a similar contraction of specific jurisdiction by holding that a corporation that

engages in a nationwide course of conduct cannot be held accountable in a state court

by a group of injured people unless all of those people were injured in the forum State.”

BMS, 137 S.Ct. at 1784 (Sotomayor, J, dissenting). She asserted that the decision, while

claiming to apply established precedent, actually resulted in a dramatic shift. She feared

that the holding would “make it impossible to bring a nationwide mass action in state court

against defendants who are ‘at home’ in different States.” Id. She argued that there was

“nothing unfair about subjecting a massive corporation to suit in a State for a nationwide

course of conduct that injures both forum residents and nonresidents alike.” Id. She

instead opined that “[p]ermitting the nonresidents to bring suit in California alongside the

residents facilitates the efficient adjudication of the residents’ claims and allows it to

regulate more effectively the conduct of both nonresident corporations like Bristol-Myers

and resident ones like McKesson[,]” which was a substantial national distributor of Plavix

for Bristol-Myers. Id. at 1787.

Echoing Justice Sotomayor as well as other commentators and courts, Ethicon

asserts that the High Court narrowed specific personal jurisdiction in BMS to require a

claim-by-claim analysis of a defendant’s contacts with a jurisdiction. In other words, a

[J-2-2020] - 33

plaintiff would need to demonstrate that the defendant’s actions in the state can be tied

to the elements of each claim asserted. Proponents of this view point to language in BMS

holding that specific personal jurisdiction failed in BMS due to the absence of “a

connection between the forum and the specific claims at issue.” BMS, 137 S.Ct. at 1781.

While language focusing on the term “specific claims” can be excerpted from the

BMS decision to support Ethicon’s reading, we are hesitant to conclude that the Court

dramatically narrowed the construct of specific personal jurisdiction to require a claim-by-

claim analysis sub silentio. We observe that Justice Alito, writing for the majority, opined

that the case involved a “straightforward application . . . of settled principles of personal

jurisdiction.” Id. at 1783. Indeed, we recognize that the Court’s decision in BMS relied

upon its prior phrasings of specific personal jurisdiction, which utilized a variety of

terminology to describe the necessary connections. This terminology invokes not merely

connections to “specific claims” but broader links between the defendant and the “suit” or

the “controversy.” Specifically, the Court opined, that “[i]n order for a state court to

exercise specific jurisdiction, the suit must arise out of or relate to the defendant’s contacts

with the forum.” Id. at 1780 (quoting Daimler, 571 U.S. at 127) (alterations and internal

quotation marks removed). Additionally, the Court held that “specific jurisdiction is

confined to adjudication of issues deriving from, or connected with, the very controversy

that establishes jurisdiction.” Id. (quoting Goodyear, 564 U.S. at 919).

We recognize that this broader view of the contacts required for specific personal

jurisdiction is supported by the High Court’s precedent on the issue. In Goodyear, the

Court’s emphasis was on the “underlying controversy” rather than the individual claims,

opining that specific personal jurisdiction requires “an affiliation between the forum and

the underlying controversy, principally, activity or an occurrence that takes place in the

forum State and is therefore subject to the State’s regulation.” Goodyear, 564 U.S. at 919

[J-2-2020] - 34

(internal alterations, citation, and quotation marks omitted); BMS, 137 S.Ct. at 1780.

Similarly, in Walden v. Fiore, 571 U.S. 277, 284 (2014), the Court looked not to the

elements of each individual claim for purpose of specific personal jurisdiction but rather

“focuse[d] on the relationship among the defendant, the forum, and the litigation.” Id.

Moreover, this broader terminology, utilizing concepts of “suit,” “controversy,” and

“litigation” as opposed to individual “claims,” is consistent with the fundamental due

process considerations underpinning specific personal jurisdiction jurisprudence. As

noted, jurisdictional limitations provide “a degree of predictability to the legal system that

allows potential defendants to structure their primary conduct with some minimum

assurance as to where that conduct will and will not render them liable to suit.” Burger

King Corp., 471 U.S. at 472 (quoting World-Wide Volkswagen Corp., 444 U.S. at 297).

The Supreme Court in Walden explained that “[t]he proper question is not where the

plaintiff experienced a particular injury or effect but whether the defendant’s conduct

connects him to the forum in a meaningful way.” Walden, 571 U.S. at 290. We agree that

the focus of the jurisdictional question should be the actions of the defendant in relation

to the forum, not the fortuity of which claims a plaintiff’s counsel includes in a complaint.24

Moreover, we observe that the High Court’s discussion of the case before it in BMS

is consistent with a suit- or controversy-based focus rather than a claim-by-claim analysis.

The Court looked to the relation between Bristol-Myers’ actions in California and the

24 Scholars have similarly reasoned that an individual plaintiff’s claims should not be the

basis of a jurisdictional analysis, which should instead focus on “the defendant’s

relationship to the forum State:” “Indeed, to treat each plaintiff's claim as an independent

unit that must independently qualify for specific jurisdiction is contrary to the way courts

conceptualize jurisdiction in other contexts,” observing that supplemental jurisdiction for

federal subject matter jurisdiction is based upon whether the plaintiff’s claims “arise from

a common nucleus of operative fact.” Steinman, 71 Vand. L. Rev. at 1458 (emphasis and

internal quotation marks removed).

[J-2-2020] - 35

plaintiffs’ injuries resulting from ingesting the medication, rather than the factual predicate

of the specific claims raised by the plaintiffs.

We conclude that the Court in BMS did not reject its prior phrasings of specific

personal jurisdiction, but rather incorporated the broader terminology emphasizing the

connections between the controversy, litigation, or suit and the defendant’s actions in the

forum state. Accordingly, absent further clarification from the High Court,25 we decline to

restrict jurisdiction by focusing narrowly on the elements of plaintiff’s specific legal claims,

which could unnecessarily restrict access to justice for plaintiffs. Instead, we look more

25 As noted, the Supreme Court recently granted certiorari in two additional cases

involving specific personal jurisdiction and the “arise out of or relate to” requirement.

Bandemer v. Ford Motor Company, 931 N.W.2d 744 (Minn. 2019), cert. granted, 140

S.Ct. 916 (2020) (No. 19-369); Ford Motor Company v. Montana Eighth Judicial District

Court, 443 P.3d 407 (Mont. 2019), cert. granted, 140 S.Ct. 917 (2020) (No. 19-368). In

its petitions in these cases, Ford Motor Company raised the following question: “Whether

the ‘arise out of or relate to’ requirement is met when none of the defendant’s forum

contacts caused the plaintiff’s claims, such that the plaintiff’s claims would be the same

even if the defendant had no forum contacts.” Pet. for Writ of Cert. filed by Ford Motor

Company in Ford Motor Co. v. Bandemer, No. 19-369 and Ford Motor Co. v. Montana

Eighth Judicial District Court, No. 19-368. Argument in these cases was originally

scheduled for April 2020, but was postponed to the October 2020 Term due to the COVID-

19 pandemic.

These cases involve plaintiffs who suffered injury in the forum state while driving

a vehicle designed, manufactured, and sold by the defendant in a separate state. The

defendants in these cases are asserting that plaintiffs must establish a “causal

connection” between the defendant’s contacts in the state and the plaintiff’s claims, and

contend that Ford’s actions in the relevant states, which included advertising, sales, data

collection, and service of other automobiles, was not related to the plaintiffs’ claims

sounding in design defect, failure to warn, and negligence in regard to the specific

vehicles driven by the plaintiffs.

Relevantly, while the parties in the case at bar dispute whether Ethicon’s

connections to Pennsylvania via Secant’s production of the mesh are sufficient, there is

little controversy that the mesh is causally related to Plaintiffs’ asserted injuries. Thus, it

does not appear that the question raised in the Ford cases would be directly controlling

on the case at bar.

[J-2-2020] - 36

broadly to determine whether the case as a whole establishes ties between the

defendant’s actions in the forum state and the litigation.

C. Scope of Jurisdiction under Subsection 5322(c)

Ethicon also asserts that Subsection 5322(c) of Pennsylvania’s long arm statute

should be read restrictively to require a claim-by-claim jurisdictional analysis based upon

its use of the term “cause of action.” The section provides that “only a cause of action or

other matter arising from acts enumerated in subsection (a), or from acts forming the

basis of jurisdiction under subsection (b), may be asserted against him.” 42 Pa.C.S.

§ 5322. Indeed the “cause of action . . . arising from” language also appears in subsection

(a), which provides jurisdiction “as to a cause of action or other matter arising from such

person” causing any of the listed activities including “(3) [c]ausing harm or tortious injury

by an act or omission in this Commonwealth.” Id.

While the phrase could be viewed narrowly to mean the specific claims pleaded in

the complaint, we conclude that the term also has a broader connotation encompassing

the same concepts used in the United States Supreme Court’s jurisprudence relating to

suit, controversy, and litigation. Indeed, Black’s Law Dictionary defines “cause of action,”

inter alia, as “[a] group of operative facts giving rise to one or more bases for suing; a

factual situation that entitles one person to obtain a remedy in court from another person;

claim.” BLACK’S LAW DICTIONARY 235 (8th ed. 2004).26 We are also guided by the clear

legislative expression in Subsection 5322(b) to apply Pennsylvania’s jurisdiction “to the

fullest extent allowed under the Constitution of the United States.” 42 Pa.C.S. § 5322(b).

It would be inconsistent to mandate that Pennsylvania’s long arm statute be read as

broadly as possible while in the same breath confining our courts to a more restrictive

26Black’s Law Dictionary also defines it as “[a] legal theory of a lawsuit;” and “[l]oosely, a

lawsuit.” Id. None of these definitions requires the restrictive reading ascribed to the term

by Ethicon.

[J-2-2020] - 37

claim-based jurisdiction using the term “cause of action,” which itself can be read to

encompass a suit- or controversy-based application. We decline to adopt that analysis

absent clear guidance from the High Court to apply a claim-by-claim jurisdictional

analysis. Moreover, Ethicon fails to cite any Pennsylvania cases that have applied this

provision so narrowly.

D. Application

Pennsylvania courts have repeatedly opined in addressing a defendant’s

challenge to personal jurisdiction that the burden is first on the defendant, as the moving

party, to object to jurisdiction; once raised by a defendant, the burden of establishing

personal jurisdiction under Pennsylvania’s long arm statute is placed on the plaintiff

asserting jurisdiction. Biel v. Herman Lowenstein, Inc., 192 A.2d 391, 393 (Pa. 1963) (“It

is only when the jurisdictional issue is properly raised that the burden of proof is upon the

party asserting the jurisdiction.”); see also Frisch v. Alexson Equipment Corp., 224 A.2d

183, 187 (Pa. 1966); Schiavone v. Aveta, 41 A.3d 861, 865 (Pa. Super. 2012), aff'd per

curiam, 91 A.3d 1235 (Pa. 2014). The defendant can respond by demonstrating that the

imposition of jurisdiction would be unfair. We recognize that this practice is consistent

with federal jurisprudence. See 4 Federal Practice & Procedure Civil § 1069 (“[T]he

plaintiff initially bears the burden of showing that the defendant purposefully directed its

activities at residents of the forum state, and that the claim arises out of or relates to those

activities. The defendant then bears the burden of showing that, in light of other factors,

the assertion of jurisdiction would be unreasonable or unfair.”).

Applying a suit- or controversy-based analysis of specific personal jurisdiction, we

find jurisdiction proper in the case at bar. Here, we observe that Hammons claimed that

she was injured as a result of the implantation of the Prolift Kit, specifically averring that

her injuries resulted from characteristics of the mesh, which was the only part of the

[J-2-2020] - 38

medical device that remained in her body after the surgery. As has been noted, Ethicon

contracted for Secant to produce the mesh, which involved Ethicon shipping its

proprietary filament to Secant’s Bucks County facilities to be knit according to Ethicon’s

detailed specifications and later certified as having met those specifications, before being

shipped back to Ethicon. Indeed, in its briefing to this Court, Ethicon emphasizes that at

all times the filament and the mesh were Ethicon’s property, asserting that it only

contracted for Secant to weave the filament. Ethicon’s Reply Brief at 9 n.3. The process

also necessitated site visits by Ethicon employees and multiple communications between

those employees and representatives of Secant to ensure that the production process,

and ultimately the mesh, met Ethicon’s requirements.

We contrast these facts with the scenario where Ethicon orders a generic

component of the Prolift Kit, for example the paper upon which the warnings are printed.

We would be hard-pressed to find jurisdiction justified based solely upon the online order

of stock paper from a Pennsylvania supplier, given that Ethicon’s involvement would be

minimal and generally irrelevant to the litigation. Conversely, in the case at bar, Ethicon

was substantially and directly involved in the production of the mesh in Pennsylvania,

where the mesh was what Hammons asserted caused her injuries and which served as

the critical factual component of each of Hammons’ claims.

We note that Ethicon’s involvement with the production of the mesh in

Pennsylvania is distinct from the alleged tie, or lack thereof, between Bristol-Myers and

its distributor McKesson in BMS. The High Court emphasized the absence of an

allegation that Bristol-Myers “engaged in relevant acts together with McKesson in

California.” BMS, 137 S.Ct. at 1783. In other words, there was nothing that tied Bristol-

Myers’ interactions with McKesson directly to the injuries suffered by the non-California

plaintiffs. Indeed, the non-California plaintiffs in BMS could not establish that the Plavix

[J-2-2020] - 39

that they ingested had been distributed by McKesson. Instead, the only tie between the

non-California plaintiffs’ cases and Bristol-Myers’ actions in California was the fact that

their claims mirrored the claims asserted by the California plaintiffs who suffered injuries

in the state by prescription, purchase, or ingestion of Plavix. By contrast, Ethicon was

involved in the production of the mesh by Secant in Pennsylvania, and Ms. Hammons

claimed her injuries resulted from that mesh. Thus, there is a direct connection between

Ms. Hammons’ cause of action and Ethicon’s actions in Pennsylvania.27

As the High Court explained in International Shoe:

The exercise of [the privilege of doing business in the forum]

may give rise to obligations; and, so far as those obligations

arise out of or are connected with the activities within the

state, a procedure which requires the corporation to respond

to a suit brought to enforce them can, in most instances,

hardly be said to be undue.

International Shoe Co., 326 U.S. at 316. We do not find it undue for the Philadelphia

County Court of Common Pleas to exercise specific personal jurisdiction over Ethicon.

Instead, applying Subsection 5322(c) and the federal due process clause, we conclude

that the suit, specifically Hammons’ claims that she suffered injury resulting from the

transvaginal mesh device, arises out of and indisputably relates to the mesh that was

manufactured in Bucks County, Pennsylvania, by Secant under the careful supervision of

27With all due respect to the Chief Justice, his dissenting opinion misses the thrust of this

opinion. In applying the teachings of the majority in BMS, our substantive discussion

serves to distinguish the facts before us from those presented to the United States

Supreme Court in BMS. As set forth above, while the BMS plaintiffs’ injuries and resulting

claims were unrelated to Bristol-Myers’s activities in California, Hammons’ injuries were

specifically related to the mesh produced in Pennsylvania under Ethicon’s direction and

supervision. It is axiomatic that when one changes the facts, one changes the result, as

occurred in the instant matter.

[J-2-2020] - 40

Ethicon.28 Moreover, as noted supra, the other two prongs of the specific jurisdiction test

are met in this case because Ethicon purposefully availed itself of the privilege of

conducting business in the Commonwealth and because it would not be unfair to subject

Ethicon to jurisdiction here given that it is already litigating the related claims brought by

Pennsylvania Plaintiffs across the state line from New Jersey, where it is headquartered

and incorporated. Accordingly, we affirm the judgment of the Superior Court.

Justices Todd, Donohue, Dougherty, Wecht and Mundy join the opinion.

Justice Donohue files a concurring opinion in which Justice Wecht joins.

Chief Justice Saylor files a dissenting opinion.

28As we conclude that jurisdiction is proper based on Ethicon’s involvement in Secant’s

weaving of the mesh in Pennsylvania, we do not speak to the relevance or sufficiency of

Dr. Lucente’s activities.

[J-2-2020] - 41

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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