J.P. v. County of Alameda

FILED

NOT FOR PUBLICATION

MAR 2 2020

UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK

U.S. COURT OF APPEALS

FOR THE NINTH CIRCUIT

J.P., by and through his Guardian Ad No. 18-15963

Litem, Shannon Villanueva; SHANNON

VILLANUEVA, D.C. No. 4:17-cv-05679-YGR

Plaintiffs-Appellees,

MEMORANDUM*

v.

COUNTY OF ALAMEDA; DIANE

DAVIS MAAS; SUE MAY,

Defendants-Appellants,

and

TRIAD FAMILY SERVICES; MARIA

REFUGIO MOORE,

Defendants.

Appeal from the United States District Court

for the Northern District of California

Yvonne Gonzalez Rogers, District Judge, Presiding

Argued and Submitted July 17, 2019

San Francisco, California

*

This disposition is not appropriate for publication and is not precedent

except as provided by Ninth Circuit Rule 36-3.

Before: PAEZ, RAWLINSON, and MURPHY,** Circuit Judges.

Diane Maas (Maas), Sue May (May), and the County of Alameda (County,

together with Maas and May, the Appellants) appeal the district court’s order

denying qualified immunity for claims brought pursuant to 42 U.S.C. § 1983

(§ 1983) (1) under the state-created-danger and special-relationship doctrines; and

(2) under the First Amendment for familial association. Our jurisdiction derives

from 28 U.S.C. § 1291, and we review the denial of qualified immunity de novo.

See Keates v. Koile, 883 F.3d 1228, 1234 (9th Cir. 2018).

1. The state rarely has an obligation to protect citizens from private

harm. See DeShaney v. Winnebago Cnty. Dep’t of Soc. Servs., 489 U.S. 189, 195-

96 (1989). However, there are two exceptions: (1) “when the state affirmatively

places the plaintiff in danger by acting with deliberate indifference to a known or

obvious danger (state-created danger exception)”; or (2) when a special

relationship exists between the plaintiff and the state (special-relationship

exception). Patel v. Kent School Dist., 648 F.3d 965, 971-72 (9th Cir. 2011)

(citations and internal quotation marks omitted).

We have held that the “clearly established” special-relationship doctrine

**

The Honorable Michael R. Murphy, United States Circuit Judge for

the U.S. Court of Appeals for the Tenth Circuit, sitting by designation.

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applies to children in foster care, creating a duty to provide at least reasonable

safety. Henry A. v. Willden, 678 F.3d 991, 1000 (9th Cir. 2012). Under this

doctrine, a plaintiff must establish: (1) “an objectively substantial risk of harm”;

and (2) that a reasonable official would have been compelled to draw an inference

“that a substantial risk of serious harm existed.” Id. at 1001 (citation omitted).

“To determine whether qualified immunity applies in a given case, [courts]

must determine: (1) whether a public official has violated a plaintiff’s

constitutionally protected right; and (2) whether the particular right that the official

has violated was clearly established at the time of the violation.” Shafer v. City of

Santa Barbara, 868 F.3d 1110, 1115 (9th Cir. 2017) (citation omitted).

“For a right to be clearly established, case law must ordinarily have been

earlier developed in such a concrete and factually defined context to make it

obvious to all reasonable government actors, in the defendant’s place, that what he

was doing violates federal law.” Id. at 1117 (citations omitted).

The state-created danger exception “only applies in situations where the

plaintiff was directly harmed by a third party.” Willden, 678 F.3d at 1002 (second

emphasis in the original). Appellee alleged that the Appellants’ failure to remove

him from his foster home caused him emotional distress, exposing him to potential

harm from drugs. Appellee never alleged any direct harm to him, only to his

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sibling. Our cases have not recognized a Fourteenth Amendment violation under

these two exceptions for emotional distress alone, or for direct harm to another

party. See, e.g., Willden, 678 F.3d at 998-1003; see also Tamas v. Dep’t of Soc. &

Health Servs., 630 F.3d 833, 843-47 (9th Cir. 2010). Because no law clearly

established that child welfare workers could be liable to a sibling who suffered no

direct injury as a result of a state-created danger or special relationship, the

defendants were entitled to qualified immunity. See Shafer, 868 F.3d at 1117

(holding that qualified immunity applies if no clearly established law exists on the

issue); see also White v. Pauly, 137 S. Ct. 548, 552 (2017) (reiterating that clearly

established law must not be defined “at a high level of generality” but

“particularized” to the facts of the case).

2. The dissent’s reliance on Roberts v. U.S. Jaycees, 468 U.S. 609 (1984)

is completely misplaced, as it does not even address foster home placement or

sibling relationships. Rather, that case involved the exclusion of women from a

fraternal organization. See id. at 621-22. Nothing in that case supports the

dissent’s position that child welfare workers could be liable for indirect injury to a

sibling, or the argument that a loss-of-familial-association claim exists for siblings

under the First Amendment. As discussed below, our precedent is to the contrary.

No viable loss-of-familial-association claim exists for siblings under

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the First Amendment. A familial relationship grounds the loss of familial

association claims under the First and Fourteenth Amendments. See Roberts, 468

U.S. at 618-20. Thus far, that familial relationship has been limited to that between

a parent and child. See Smith v. City of Fontana, 818 F.2d 1411, 1418 (9th Cir.

1987), rev’d on other grounds in Hodgers-Durgin v. de la Vina, 199 F.3d 1037,

1040 n.1 (9th Cir. 1999). In Ward v. City of San Jose, 967 F.2d 280, 283 (9th Cir.

1991), as amended, we explicitly ruled that siblings do not possess a cognizable

liberty interest to assert a loss of familial association claim under the Fourteenth

Amendment. No basis exists to disregard this precedent simply because the claim

is raised under the First Amendment rather than the Fourteenth Amendment.

Notably, the dissent cites no case to that effect.

REVERSED and REMANDED.

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FILED

J.P. v. Cty. of Alameda, No. 18-15963 MAR 2 2020

MOLLY C. DWYER, CLERK

PAEZ, Circuit Judge, dissenting: U.S. COURT OF APPEALS

I agree in full with the district court’s thorough and reasoned analysis of

J.P.’s constitutional claims in the order denying defendants’ motion to dismiss.

See Order Granting In Part & Denying In Part County Defendants’ Motion to

Dismiss (Dkt. 52), J.P. v. Cty. of Alameda, No. 17-cv-5679, 2018 WL 1933387

(N.D. Cal. Apr. 24, 2018). For those reasons, and as further explained below, I

would affirm.

Ninth Circuit precedent clearly establishes that children “ha[ve] a protected

liberty interest in safe foster care placement once they [become] wards of the

state.” Tamas v. Dep’t of Soc. & Health Servs., 630 F.3d 833, 847 (9th Cir. 2010).

The child welfare workers here were thus well on notice that they had an

affirmative obligation to (i) “safeguard [J.P.’s] wellbeing” after he was placed in

their custody in foster care, see id. at 843; and (ii) not act with deliberate

indifference toward a known or obvious risk of danger, see id. at 844. They

overlooked these obligations when they allowed J.P. and his three-year-old sister to

continue living in a foster home even after she had ingested methamphetamine

there. See id. And, contrary to the majority’s position, J.P. did allege that he

suffered a direct harm, even though he did not personally ingest

methamphetamine; he claims that he suffered emotional distress as a result of

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losing his younger sister when she died from ingesting methamphetamine a second

time at that home. See Memphis Cmty. School Dist. v. Stachura, 477 U.S. 299, 307

(holding that damages awards under section 1983 “may include not only out-of-

pocket loss and other monetary harms, but also such injuries such as . . . mental

anguish and suffering”) (emphasis added) (quotation marks omitted); Harper v.

City of L.A., 533 F.3d 1010, 1029 (9th Cir. 2008). 1

I also disagree that it was not clearly established that the First Amendment

protects cohabiting siblings from unwarranted government interference in their

relationship. As the Supreme Court recognized almost forty years ago, childhood

siblings share precisely the “kind[] of highly personal relationship” that warrant a

“substantial measure of sanctuary from unjustified interference by the State.” See

Roberts v. U.S. Jaycees, 468 U.S. 609, 618 (1984). “[C]ertain kinds of personal

1

The majority’s reliance on Henry A. v. Willden, 678 F.3d 991, 1002 (9th Cir.

2012) is misplaced. Willden did not hold that the state-created danger exception

requires a showing that a third party directed harm at the plaintiff. We rejected

only the proposition that a state official could escape liability simply by claiming

that the danger pre-existed the state action. See id. Thus, to incur liability, the

state official need not do more than expose the plaintiff to a danger he “would not

have otherwise faced.” Id. at 1002–03; see also Kennedy v. City of Ridgefield, 439

F.39 1055, 1061 (9th Cir. 2006). In dicta, we stated: “by its very nature, the

doctrine only applies in situations where the plaintiff was directly harmed by a

third party—a danger that, in every case, could be said to have ‘already existed.’”

Willden, 678 F.3d at 1002. Whether the plaintiff establishes a sufficient showing

of harm as a result of the state’s created danger is not part of the danger-creation

exception analysis. For the reasons provided by the district court, J.P. has made

the requisite showing. See J.P., 2018 WL 1933387, at *4.

2

bonds,” such as those built from “cohabit[ing] with one’s relatives,” enjoy

constitutional shelter because of the “emotional enrichment” one develops from

doing so and the way it enables individuals to “cultivat[e] and transmit[] shared

ideals and beliefs.” Id. at 619–20 (emphasis added). Because defendants

interfered with J.P.’s relationship with his sister, however, he can no longer live

with his sister, enjoy the emotional enrichment from doing so, or cultivate and

transmit shared ideals and beliefs with her. See id.

Our decision in Ward v. City of San Jose, 967 F.2d 280, 283 (9th Cir. 1991),

does not compel us to hold otherwise. Ward held only that the Fourteenth

Amendment right to familial association does not protect a relationship between

adult siblings. See 967 F.2d at 284. Ward did not, however, address the right to

intimate familial associations under the First Amendment. Although the majority

insists that there is “[n]o basis” to treat the First Amendment claim differently,

Maj. Disp. at 5, the rights protected under the First and Fourteenth Amendments

are doctrinally distinct and must be examined separately. That is because the

Supreme Court and our court have developed different tests under both

amendments to determine whether a certain activity or relationship is entitled to

constitutional protection. For example, whether an alleged right constitutes a

“liberty” interest under the Fourteenth Amendment depends, in part, on the

“historic practices of our society, or whether on any other basis it has been

3

accorded special protection.” See Michael H. v. Gerald D., 491 U.S. 110, 124

(1989); see also Rochin v. Cal., 342 U.S. 165, 172 (1952) (holding due process

right protects against state action that “shocks the conscience”). In Ward, we

ultimately determined that the right of an adult to associate with an adult sibling

was not a substantive due process right.

On the other hand, the First Amendment goes beyond protecting what we

deem “historic” or traditional, or against government action that shocks the

conscience. It protects “certain intimate human relationships . . . that presuppose

deep attachments and commitments to the necessarily few other individuals with

whom one shares not only a special community of thoughts, experiences, and

beliefs but also distinctively personal aspects of one’s life.” Freeman v. City of

Santa Ana, 68 F.3d 1180, 1188 (9th Cir. 1995) (citing Bd. of Directors of Rotary

Int’l v. Rotary Club, 481 U.S. 537, 545 (1987)) (quotation marks omitted). The

relationship between two sibling children raised in the same foster home—and the

emotional attachments that derive therefrom—would, in my view, certainly fall

under the type of intimate relationship protected under First Amendment. I

therefore respectfully dissent.

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