Joel Foust v. Hank Douglas, Jr.

11/27/2018

IN THE COURT OF APPEALS OF TENNESSEE

AT KNOXVILLE

April 17, 2018 Session

JOEL FOUST ET AL. v. HANK DOUGLAS, JR. ET AL.

Appeal from the Circuit Court for Cocke County

No. 33-480-III Rex H. Ogle, Judge

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No. E2017-01403-COA-R3-CV

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Suit brought by a hospital security guard and his wife to recover for injuries he sustained

when a patient whom he was guarding attacked him; the patient was intoxicated and had

been handcuffed to a hospital bed by the security guard. At the instruction of the

hospital’s patient care coordinator, the security guard removed the handcuffs; a short

while later the patient attacked the guard, injuring him. The suit alleged that the hospital

was negligent in breaching various duties, which led to the guard’s injuries. The hospital

moved for summary judgment, arguing it did not owe a duty to the security guard; the

trial court agreed and granted the motion. The security guard appeals. Upon our review,

we have determined that the undisputed facts show that the hospital voluntarily assumed

a duty of care to the security guard and, consequently, reverse the judgment and remand

the case for further proceedings.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed and

Remanded

RICHARD H. DINKINS, J., delivered the opinion of the court, in which D. MICHAEL

SWINEY, C.J., and CHARLES D. SUSANO, JR., J., joined.

F. Clinton Little and Eric B. Foust, Knoxville, Tennessee, for the appellants, Joel Foust

and Nancy Foust.

Mark T. Smith and Hunter C. Branstetter, Nashville, Tennessee, for the appellees, Cocke

County HMA, LLC d/b/a Newport.

OPINION

I. FACTUAL AND PROCEDURAL HISTORY

Joel Foust worked for S&W Security & General Services, Inc., which had

contracted with Cocke County HMA, LLC, to provide security services at Newport

Medical Center. 1 On the evening of June 3, 2013, Hank Douglas arrived at Newport by

ambulance, in the custody of City of Newport police officers; he was intoxicated and

behaving belligerently. Mr. Foust was called to the emergency room at approximately

8:00 p.m. to assist with Mr. Douglas. Upon Mr. Foust’s arrival, a doctor asked him to

restrain Mr. Douglas, which he did, using the handcuffs on his duty belt.

Mr. Douglas was eventually moved to an observation room where Mr. Foust

continued to monitor him; throughout this time, Mr. Douglas remained handcuffed to the

hospital bed. Sometime after 10:00 p.m., Steve Redding, a registered nurse who was

working as the patient care coordinator for Newport, ordered Mr. Foust to take the

handcuffs off Mr. Douglas, which he did. At some point Mr. Douglas attacked Mr.

Foust; when Mr. Foust attempted to restrain him, they both fell to the floor. Mr. Foust

sustained injuries to his left shoulder as a result of the fall.

On June 3, 2014, Mr. Foust and his wife, Nancy, (“Plaintiffs”) filed suit against

Mr. Douglas,2 Cocke County HMA, LLC, Health Management Associates, Inc., and

Community Health Systems, Inc,3 alleging that Mr. Douglas was liable for assault and

battery, and the remaining defendants were liable for negligence in breaching the

following duties:

[T]o use reasonable care in the care, supervision, and/or restraint of a

patient who is belligerent, intoxicated, and/or violent, a duty to use

reasonable care in the design and implementation of standards and

guidelines for the supervision and control of belligerent, intoxicated, and/or

violent patients, a duty to properly train and educate its employees to

supervise and control belligerent, intoxicated, and/or violent patients, a duty

to restrain a belligerent, intoxicated, and/or violent patient, a duty to keep

an already restrained belligerent, intoxicated and/or violent patient

restrained, and a duty not to expose Plaintiff to a substantial risk of harm.

1

Cocke County HMA, LLC, is a Tennessee Limited Liability Company that does business as Tennova

Healthcare and/or Newport Medical Center. We will refer to it in this opinion as “Newport.”

2

Mr. Douglas is not a party to this appeal.

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Health Management Associates, Inc., and Community Health Systems, Inc., were alleged to be

Delaware corporations, doing “business as Tennova Healthcare — Newport and/or Newport.” Both

entities were voluntarily dismissed by order entered January 13, 2016.

2

Newport answered, asserting, among other defenses, that it owed no duty to Mr. Foust,

and if it did, it “acted with ordinary and reasonable care or exceeded such standard, [and]

that no act or omission by Newport was the proximate cause of any injury or damage to

Plaintiffs that would not otherwise have occurred.”

In due course, Newport moved for summary judgment, contending that it did not

owe a legal duty to Mr. Foust because he was an independent contractor. In support of

the motion, Newport filed a Tennessee Rule of Civil Procedure 56.03 statement of

undisputed material facts and eight exhibits, including excerpts from the depositions of

Mr. Foust and Mr. Redding, Mr. Foust’s Employment Records from S&W, Newport’s

Contract with S&W, a Hospital Orientation Attestation for Joel Foust,4 a Tennessee

Crisis Prevention Institute (CPI) Training Certificate for Joel Foust,5 Newport’s “Job

Description for Security Officer,”6 and Mr. Foust’s resume. Plaintiffs filed a response to

Newport’s statement and a separate “Statement of Disputed Material Facts,” to which

Newport responded, attaching additional excerpts from Mr. Foust’s and Mr. Redding’s

depositions. Plaintiffs also filed a supplemental response, attaching previously unfiled

portions of Mr. Foust’s deposition.

The trial court granted Newport’s motion in an order entered June 23, 2017. The

trial court ruled that Newport “affirmatively negated any duty to Plaintiffs” because Mr.

Foust was an independent contractor at the time he was attacked, and Newport therefore

“had no duty to keep Mr. Foust safe from the violent actions of Mr. Douglas.” Mr. Foust

appeals, presenting two issues:

1. Did the Trial Court err in granting the Appellee’s Motion for

Summary Judgment when it found that the Appellee had no legal duty to

the Appellant?

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In the memorandum in support of the motion for summary judgment, Newport asserted that in this

document “the Plaintiff attested that he had been oriented on patient rights, and other hospital policies and

procedures, including workplace violence prevention.” No issue is raised in the briefs as to the

authenticity or admissibility of this record.

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In the memorandum supporting the motion for summary judgment, Newport asserted that this document

showed that “Plaintiff had also completed eight hours of in-service training on Tennessee CPI.” No

explanation of the nature or substance of the training is given. No issue is raised in the briefs as to the

authenticity or admissibility of this record.

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In the memorandum on support of the motion for summary judgment, Newport asserted that “while

S&W actually employed Plaintiff, per S&W’s contract with the hospital, Plaintiff was subject to Newport

Medical Center’s job description for a security officer.” No issue is raised in the briefs as to the

authenticity or admissibility of this record.

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2. Did the Trial Court err by finding that the “Independent Contractor

Exception” to the imposition of a duty on the part of the Appellee applied

in the instant case?

II. STANDARD OF REVIEW

The dispositive issue in this appeal is whether the trial court erred in granting

summary judgment to Newport. Pertinent to our inquiry, our Supreme Court has

instructed:

Summary judgment is appropriate when “the pleadings, depositions,

answers to interrogatories, and admissions on file, together with the

affidavits, if any, show that there is no genuine issue as to any material fact

and that the moving party is entitled to a judgment as a matter of law.”

Tenn. R. Civ. P. 56.04.

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[I]n Tennessee, as in the federal system, when the moving party does not

bear the burden of proof at trial, the moving party may satisfy its burden of

production either (1) by affirmatively negating an essential element of the

nonmoving party’s claim or (2) by demonstrating that the nonmoving

party’s evidence at the summary judgment stage is insufficient to establish

the nonmoving party’s claim or defense.

Rye v. Women’s Care Cntr. of Memphis, MPLLC, 477 S.W.3d 235, 250, 264-65 (Tenn.

2015).

We review the trial court’s ruling on a motion for summary judgment de novo with

no presumption of correctness, as the resolution of the motion is a matter of law. Martin

v. Norfolk S. Ry., 271 S.W.3d 76, 84 (Tenn. 2008); Godfrey v. Ruiz, 90 S.W.3d 692, 695

(Tenn. 2002). We view the evidence in favor of the non-moving party by resolving all

reasonable inferences in its favor and discarding all countervailing evidence. Stovall v.

Clarke, 113 S.W.3d 715, 721 (Tenn. 2003); Godfrey, 90 S.W.3d at 695.

III. ANALYSIS

The existence or nonexistence of a duty owed by the defendant to the plaintiff is a

question of law. Estate of Cunningham by & through Cunningham v. Epstein Enter.

LLC, No. W2015-00498-COA-R3-CV, 2016 WL 3662468, at *4 (Tenn. Ct. App. June

30, 2016) (citing Bradshaw v. Daniel, 854 S.W.2d 865, 869 (Tenn. 1993)). However,

“the nature or scope of the duty may depend on the resolution of a factual issue.” Estate

of Cunningham, 2016 WL 3662468, at *4. “In deciding whether a duty exists, the

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appellate court must take a fresh look at the record, ‘viewing the evidence in a light most

favorable to the ... nonmoving party, allowing all reasonable inferences and discarding all

countervailing evidence.’” Id. (citing Bradshaw, 854 S.W.2d at 870).

In the order granting Newport summary judgment, the trial court held:

Plaintiff Joel Foust claims injuries arising out of an incident when he was

attacked by a patient, Defendant Hank Douglas Jr., while he was working

as an armed security guard at Newport Medical Center. The Court finds

that, at the time of this incident, Mr. Foust’s relationship to Newport

Medical Center was that of independent contractor. The Court further finds

that encountering and dealing with violent patients were risks inherent to

Mr. Foust’s assignment as an armed security guard at the hospital and that

Mr. Foust had a reasonable expectation that he would face those risks.

While there are other facts that are disputed in this case, none of those facts

are material to the issue of duty and therefore are not grounds for

precluding summary judgment in favor of Newport Medical Center.

Neither party disputes that an independent contractor relationship existed between Mr.

Foust and Newport; they disagree on whether the evidence supports the trial court’s

holding that Newport did not owe Mr. Foust a legal duty.

Generally, an owner or occupier of a premises “owes an independent contractor

hired to perform work on the premises a duty to provide a reasonably safe place in which

to work.” Blair v. Campbell, 924 S.W.2d 75, 76 (Tenn. 1996). That duty “includes the

specific responsibility of either removing, or warning the independent contractor of, any

hidden or latent dangers on the property.” Id. There is an exception to this duty, referred

to as the “independent contractor exception”; this exception relieves premises owners and

occupiers from their general duty where danger is inherent in the work being performed,

e.g., where dangers ‘“arise from, or are intimately connected with, defects of the premises

or of machinery or appliances located thereon which the contractor has undertaken to

repair.’” Estate of Cunningham, 2016 WL 3662468, at *5 (quoting Shell Oil Co. v.

Blanks, 330 S.W.2d 569, 571 (Tenn. Ct. App. 1959)). “The exception recognizes ‘that

one assumes the risk of a known danger or of an undertaking which is inherently

dangerous.’” Id. The Estate of Cunningham court held that the independent contractor

exception “can be extended to security guards,” and that, where “an independent

contractor faces a risk that is inherent in the job, the premises owner or occupier is not,

ipso facto, relieved of a duty of care.” Id. at *7 (citing Bennett v. Trevecca Nazarene

Univ., 216 S.W.3d 293, 300 (Tenn. Ct. App. 2007)). “For example, the premises owner

or possessor may voluntarily assume a duty of care to the independent contractor.”7 Id.

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Voluntary assumption of a duty of care encompasses the idea that “[o]ne who assumes to act . . . may

thereby become subject to the duty of acting carefully.” Biscan v. Brown, 160 S.W.3d 462, 482-83 (Tenn.

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Applying these principles to the facts of this case, we focus our inquiry to

determine whether there is evidence that Newport acted in a manner that affected Mr.

Foust’s execution of his job duties, thereby assuming a duty to act with reasonable care.

Bennett, 216 S.W.3d at 300; see also Nidiffer v. Clinchfield R. Co., 600 S.W.2d 242, 246

(Tenn. Ct. App. 1980).

The following pertinent facts, contained in Newport’s Statement of Undisputed

Material Facts, are undisputed:

1. From April 2013 until February 2014, Plaintiff worked for S&W

Security & General Services, Inc. (“S&W”).

2. Plaintiff had been involved in the field of providing security in various

capacities since the mid-1990s including working for the Cocke County

Sheriff's Department, had undergone “pretty high-end” training prior to his

working at S&W, and, as a part of his previous security work, had faced

high-risk situations including exchanges of gunfire.

3. Throughout his employment at S&W, Plaintiff was assigned to work at

Newport Medical Center, which had contracted with S&W for S&W to

provide security services.

4. Plaintiff underwent orientation and training at Newport Medical Center.

5. This included training in workplace violence prevention and Crisis

Prevention Intervention or “CPI” training that included training on

addressing unruly patients and non-combative deescalation.

2005) (quoting Stewart v. State, 33 S.W.3d 785, 793 (Tenn. 2000)). As noted in Bennett:

Our state’s courts have applied this principle in a variety of factual contexts. See, e.g.,

[Biscan, 160 S.W.3d at] 467, 483 (adult who supervised underage drinkers at a house

party assumed a duty of care vis-a-vis a motorist injured in an alcohol-related traffic

accident); Nidiffer v. Clinchfield R.R. Co., 600 S.W.2d 242, 246 (Tenn. Ct. App. 1980)

(railroad had a duty of reasonable care to its employees to select a solvent group life

insurance carrier); cf. Stewart v. State, 33 S.W.3d 785, 787–88, 793–94 (Tenn. 2000)

(state trooper did not assume a duty to control the actions of local police officers at the

scene of an arrest); Lett v. Collis Foods, Inc., 60 S.W.3d 95, 104 (Tenn. Ct. App. 2001)

(employer of an intoxicated employee driving home from work did not assume a duty

vis-a-vis an injured motorist); Marr v. Montgomery Elevator Co., 922 S.W.2d 526, 529

(Tenn. Ct. App. 1995) (maintenance company did not assume a duty via-a-vis a patron

who rode on top of an elevator at a tourist attraction).

216 S.W.3d at 300. “Whether or not a person has assumed a duty to act is a question of law.” Biscan, 160

S.W.3d at 483 (citing Stewart, 33 S.W.3d at 793).

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***

7. Plaintiffs own resume stated that, while he worked at Newport Medical

Center for S&W Security, he “patrolled hospital, secured premises,

enforced regulations for combative patients, visitors and family members.”

8. Plaintiff encountered and dealt with violent behavior as a part of his

work at Newport Medical Center.

9. Plaintiff acknowledged that his working at Newport Medical Center for

S&W created an increased risk that he would suffer physical or emotional

harm.

11. Although it was not required, Plaintiff often wore body armor when he

went to work at Newport Medical Center and was wearing body armor on

June 3, 2013.

12. On the evening of June 3, 2013, at approximately 8:00 pm, Defendant

Flank Douglas arrived by ambulance—and [was] accompanied by Newport

Police to Newport Medical Center’s emergency room.

13. Mr. Douglas was extremely intoxicated at the time of his arrival and

behaving belligerently.

14. Although Plaintiff was not present for Mr. Douglas’s arrival, he was

called to the ER to assist with Mr. Douglas at approximately 8:00 pm.

21. The decision to remove restraints is within the discretion of healthcare

providers such as doctors and nurses; this decision is not within the purview

of Newport Medical Center’s contract security guards.

22. After Mr. Douglas was restrained, he was eventually moved to an

observation room where Plaintiff continued to monitor him for the next

several hours.

26. When Mr. Redding observed Mr. Douglas, Mr. Douglas was lying in

his hospital bed and not actively fighting or trying to leave his bed.

28. Because Mr. Douglas was not actively being violent and because he

was handcuffed in contravention of Newport Medical Center’s policies, Mr.

Redding ordered Plaintiff to free Mr. Douglas from his handcuffs.

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30. Plaintiff complied and removed the handcuffs he had placed on Mr.

Douglas.

The following pertinent facts from Plaintiffs’ Statement of Undisputed Material Facts, are

also undisputed:

6. Douglas arrived at the hospital on the night Plaintiff was injured by

ambulance and escorted by Newport Police Officers.

7. Douglas was in the custody of the Newport Police Department when he

arrived at the hospital.

8. Douglas punched one of the paramedics who brought him to the

hospital.

9. Plaintiff was told by medical staff, including the emergency department

doctor, that Douglas needed to be restrained so he could not hurt anyone

else.

RESPONSE: It is admitted that, at the time of Mr. Douglas’ arrival, Mr.

Foust testified, “They told me that he was out of control and they needed

assistance to restrain him so that he would not hurt anyone else. This is

after he had punched the paramedic . . . . I did not visually witness that,

no.”

12. Immediately prior to being restrained, Douglas was laying [sic] on the

bed trying to strike and kick, and was extremely violent.

13. After Plaintiff restrained Douglas, Plaintiff was assigned to observe

Douglas and make sure there were no other threats from him.

RESPONSE: It is admitted for purposes of the summary judgment motion

only that Mr. Foust so testified. Mr. Redding also testified that Mr. Foust

should have refused the police officers’ instructions to stay with Mr. Foust

because they had to leave.

23. Plaintiff was forbidden from using his independent judgment with

regard to restraining or un-restraining Douglas.

RESPONSE: Newport Medical Center objects to this statement because it

improperly suggests that Mr. Foust was a health care provider or had the

expertise to make clinical decisions. Subject to and without waiving such

objections, Mr. Redding testified that it was not Mr. Foust’s call whether to

restrain or unrestrain someone.

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24. Plaintiff was required to obey Redding’s order to release Douglas from

the handcuffs.

RESPONSE: Newport Medical Center objects that the referenced testimony

supports this statement as worded because Mr. Redding’s testimony

referenced whose responsibility it was to make this decision regarding

restraints but said nothing about obedience.

We agree with the trial court that the undisputed facts show that Mr. Foust was

aware that he would have to deal with unruly or violent patients in the course of his work

at Newport. We disagree that this fact relieves Newport from any duty to Mr. Foust. The

undisputed facts also show that the decision to remove restraints was within the

discretion of Newport’s healthcare providers and not within the purview of contract

security guards, and that Mr. Redding instructed Mr. Foust to remove the handcuffs.

Construed in a light most favorable to Mr. Foust, these facts show that Newport

voluntarily assumed a duty of care to him; because Newport assumed this duty the

independent contractor exception does not bar Plaintiff’s claim. The nature and scope of

the duty are to be determined by the finder of fact. See Estate of Cunningham, 2016 WL

3662468, at *4.

IV. CONCLUSION

For the foregoing reasons, we reverse the judgment of the trial court and remand

the case for further proceedings in accordance with this opinion.

RICHARD H. DINKINS, JUDGE

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