explaining that we apply a two-step framework when determining whether a complaint states a claim—first, we identify and disregard any conclusory allegations, and second, we consider whether the remaining allegations state a plausible claim
How later courts described this case
- explaining that we apply a two-step framework when determining whether a complaint states a claim—first, we identify and disregard any conclusory allegations, and second, we consider whether the remaining allegations state a plausible claim
- holding that allegations that defendants “adopted” and “administered” an unlawful scheme “at 15 Case: 18-12224 Date Filed: 11/07/2019 Page: 16 of 32 the highest level” were conclusory
- explaining that courts must examine “the nature and function of [the judge’s] act, not the propriety of the act itself”
- explaining that “allegations that government officials were the ‘principal architect’ and ‘instrument[]’ behind an unlawful policy, without supporting allegations, are conclusory”
Written by the judges who cited it.
The opinion
Case: 17-11554 Date Filed: 10/29/2018 Page: 1 of 20
[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 17-11554
________________________
D.C. Docket No. 2:15-cv-00463-RCL-WC
ANGELA MCCULLOUGH,
MARQUITA JOHNSON,
KENNY JONES,
ALGI EDWARDS,
LEVON AGEE, et al.,
on behalf of themselves, individually, and on behalf of a class of all others
similarly situated,
Plaintiffs-Appellees,
versus
ERNEST N. FINLEY, JR.,
Chief of Police of the City of Montgomery, in his individual and official capacities,
KEVIN MURPHY,
former Chief of Police of the City of Montgomery, in his individual and official
capacities,
LES HAYES, III,
former Presiding Judge of the Municipal Court of the City of Montgomery, in his
individual capacity,
MILTON J. WESTRY,
Presiding Judge of the Municipal Court of the City of Montgomery, in his official
capacity,
TODD STRANGE,
Mayor of the City of Montgomery, in his individual capacity,
Defendants-Appellants.
Case: 17-11554 Date Filed: 10/29/2018 Page: 2 of 20
________________________
Appeals from the United States District Court
for the Middle District of Alabama
_______________________
(October 29, 2018)
Before WILLIAM PRYOR and MARTIN, Circuit Judges, and VRATIL, * District
Judge.
WILLIAM PRYOR, Circuit Judge:
This appeal requires us to decide whether two municipal judges enjoy
absolute judicial immunity and a mayor and two police chiefs enjoy qualified
immunity from a complaint alleging claims of peonage and false imprisonment.
Several residents of Montgomery, Alabama, who were sentenced by the municipal
court for traffic violations, sued officials of the City of Montgomery for allegedly
operating a scheme to raise revenue by jailing indigent offenders for their failures
to pay fines and court costs. The indigent jailees allege that the current and former
presiding municipal-court judges, the mayor, and the current and former chiefs of
police oversaw this scheme. The judges, mayor, and chiefs asserted various
immunities and moved to dismiss the complaint. The district court denied their
motions. We reverse and remand.
*
Honorable Kathryn H. Vratil, United States District Judge for the District of Kansas, sitting by
designation.
2
Case: 17-11554 Date Filed: 10/29/2018 Page: 3 of 20
I. BACKGROUND
Angela McCullough, Marquita Johnson, Kenny Jones, Algi Edwards, Levon
Agee, Adrian Floyd, Hassan Caldwell, Devron James, Ashley Scott, and
Christopher Mooney filed a complaint on behalf of a proposed class of indigent
jailees alleging that the City of Montgomery created a “modern day debtors’
prison.” The complaint alleges that the City aggressively collected fines and court
costs owed by individuals for various offenses, typically traffic tickets. But
indigent offenders, who could not afford to pay their fines, were forced to sit-out
the fines in jail by earning a credit of $50 a day.
The jailees allege that, while in jail, they were forced to participate in a work
program, which allowed them to reduce their time in jail by working for an
additional credit of $25 a day. The jailees describe the work program as a “forced
labor policy” because they were allegedly threatened with more unlawful jail time
if they refused to work. For example, McCullough alleges that she was forced to
stand suicide watch over an inmate infected with hepatitis C. Edwards alleges that
he was forced to clean jail cells and pick up trash. And Johnson alleges that she
was forced to wash police cars and clean courtrooms.
The jailees allege that the City increased municipal revenue by collecting
fines owed to the City, jailing indigent offenders who failed to pay their fines, and
coercing their labor while in jail. As evidence of the scheme’s success, the jailees
3
Case: 17-11554 Date Filed: 10/29/2018 Page: 4 of 20
allege that, in contrast with the City of Huntsville, the City of Montgomery raised
more than three times in fines and more than 15 times in court costs. And the
jailees allege that one investigative reporter, after observing the Montgomery
Municipal Court for a day, described the City as a “debt-collecting machine.”
The jailees allege that this scheme originates from the top echelon of the
municipal government. The alleged architects of the scheme are Judge Westry, the
current presiding judge of the Montgomery Municipal Court; Judge Hayes, the
former presiding judge of the Montgomery Municipal Court; Mayor Strange, the
mayor of Montgomery; Chief Finley, the current chief of police; and Chief
Murphy, the former chief of police. These officials allegedly devised an
“extortionate scheme” to increase municipal revenue through “illegal policies,
practices or customs,” but the complaint fails to describe any specific policies other
than the judges’ policy of stacking tickets, where they treated each ticket as a
separate case with its own fines and court costs.
The complaint fails to allege any particular facts to describe the individual
role that the judges, mayor, or chiefs played in the scheme. Instead, the complaint
groups the officials together when it alleges that the judges, mayor, and chiefs
ordered jailees to sit-out their fines in jail. The complaint alleges that the judges,
mayor, and chiefs collectively failed to provide meaningful hearings on indigency,
alternatives to jailing, and adequate access to counsel. It also alleges that the
4
Case: 17-11554 Date Filed: 10/29/2018 Page: 5 of 20
judges, mayor, and chiefs “systematically and repeatedly fail[ed] to advise” jailees
of their rights. And it alleges the judges, mayor, and chiefs maintained the work
program to force jailees to work to reduce their fines.
The jailees allege that the judges, mayor, and chiefs are “individually liable
for their acts or omissions challenged in this case,” but the complaint fails to allege
individual acts that each took to further the scheme. The allegations instead
describe, in general terms, the judges’ and mayor’s regular duties of supervising
their respective branches of government. And the complaint alleges that the mayor,
as head of the municipal government, used the fines collected from the municipal
court to finance the City’s budget. The complaint also fails to allege the chiefs’
duties or when either chief was in office.
The jailees filed their complaint against the City of Montgomery; Judicial
Correction Services, the private probation company used by the City; the judges;
the mayor; and the chiefs. After the jailees amended their complaint, all the
defendants moved to dismiss. The defendants asserted several immunity defenses
and argued that the complaint failed to state a claim. The jailees voluntarily
dismissed several of their claims. The district court then denied the defendants’
motions in part.
The City, the judges, the mayor, and the chiefs appealed. This Court ruled
that we lacked jurisdiction to hear the City’s interlocutory appeal. But we also
5
Case: 17-11554 Date Filed: 10/29/2018 Page: 6 of 20
ruled that we have jurisdiction over the individual defendants’ appeal of the denial
of their alleged immunities.
Because we dismissed the City’s appeal, only two counts of the complaint
remain relevant to this appeal. In the first count, the jailees allege that the judges,
mayor, and chiefs violated federal anti-peonage statutes, 18 U.S.C. §§ 1589, 1595,
which prohibit forced labor by coercive means. The work program, according to
the jailees, is forced labor because the City forced them to work to reduce their
fines under threats of more unlawful jail time. The jailees also allege that the
judges, mayor, and chiefs administered and benefitted from their forced labor. The
remaining allegations in this count quote the texts of the anti-peonage statutes and
name the defendants in reference to the statutes’ legal elements. In the second
count, the jailees allege that the judges, mayor, and chiefs falsely imprisoned the
jailees by unlawfully depriving them of their liberty for their failure to pay fines.
The jailees contend that this false imprisonment violates, among other provisions,
the Alabama Constitution’s prohibition “[t]hat no person shall be imprisoned for
debt.” Ala. Const. Art. I, § 20. And the complaint alleges that the judges, mayor,
and chiefs acted beyond their authority, in bad faith, or under a mistaken
interpretation of the law.
6
Case: 17-11554 Date Filed: 10/29/2018 Page: 7 of 20
II. JURISDICTION AND STANDARD OF REVIEW
This Court has jurisdiction over “final decisions of the district courts of the
United States,” 28 U.S.C. § 1291. “[A] district court’s denial of a motion to
dismiss ordinarily is not a ‘final decision.’” Carollo v. Boria, 833 F.3d 1322, 1327
(11th Cir. 2016) (alteration adopted) (quoting In re Hubbard, 803 F.3d 1298, 1305
(11th Cir. 2015)). But a district court’s denial of “qualified immunity at the
motion-to-dismiss stage of a proceeding is a ‘final decision’ within the meaning of
[section] 1291.” Ashcroft v. Iqbal, 556 U.S. 662, 671–72 (2009) (citation omitted).
For the same reason, a defendant may immediately appeal a denial of absolute
judicial immunity, Roland v. Phillips, 19 F.3d 552, 555 (11th Cir. 1994), and a
denial of state-agent immunity under Alabama law, Grider v. City of Auburn, 618
F.3d 1240, 1253 n.18 (11th Cir. 2010) (citing Sheth v. Webster, 145 F.3d 1231,
1238 (11th Cir. 1998)).
When we review a denial of official immunity, we also review the
sufficiency of the complaint because whether it states a claim is “both ‘inextricably
intertwined with’ and ‘directly implicated by’” the immunity defense. Iqbal, 556
U.S. at 673 (citations omitted). A complaint is sufficient if it alleges “enough facts
to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007). “It is established law in this circuit that the Twombly–
Iqbal plausibility standard applies equally to” a complaint “involving defendants
7
Case: 17-11554 Date Filed: 10/29/2018 Page: 8 of 20
who are able to assert [] immunity as a defense.” Carollo, 833 F.3d at 1328
(citations and quotation marks omitted).
We review a district court’s denial of an immunity defense de novo. Id. And
we review a district court’s denial of a motion to dismiss a complaint de novo. See
Courson v. McMillian, 939 F.2d 1479, 1486 (11th Cir. 1991). We must “accept[]
the factual allegations in the complaint as true,” and we must view them “in the
light most favorable to the plaintiff.” Speaker v. U.S. Dep’t of Health and Human
Servs. Ctrs. for Disease Control & Prevention, 623 F.3d 1371, 1379 (11th Cir.
2010).
III. DISCUSSION
We divide our discussion in two parts. First, we explain that absolute
judicial immunity bars the jailees’ claims against the judges. Second, we explain
that the jailees’ complaint fails to state a claim that overcomes the qualified and
state-agent immunity of the mayor and chiefs.
A. The Judges Enjoy Absolute Judicial Immunity.
A judge enjoys absolute immunity from suit for judicial acts performed
within the jurisdiction of his court. See Stump v. Sparkman, 435 U.S. 349, 356–57
(1978); Dykes v. Hosemann, 776 F.2d 942, 945 (11th Cir. 1985) (en banc).
When we decide whether a judge enjoys absolute judicial immunity for a particular
act, we ask whether the judge acted in his judicial capacity. Dykes, 776 F.2d at
8
Case: 17-11554 Date Filed: 10/29/2018 Page: 9 of 20
945. We look at the nature and function of his act, not the propriety of the act
itself, and consider whether the nature and function of the particular act is judicial.
Mireles v. Waco, 502 U.S. 9, 13 (1991) (assessing “the particular act’s relation to a
general function normally performed by a judge”). For example, we ask not
“whether civil incarceration was appropriate” in a specific case but instead
“whether ordering civil incarceration is a judicial activity.” Sibley v. Lando, 437
F.3d 1067, 1071 (11th Cir. 2005).
A judge’s motivation is irrelevant to determining whether his act was
judicial. A judge enjoys absolute immunity for judicial acts regardless of whether
he made a mistake, acted maliciously, or exceeded his authority. Dykes, 776 F.2d
at 947. And the “tragic consequences” that result from a judge’s acts do not
warrant denying him absolute immunity from suit. Stump, 435 U.S. at 363.
The district court erred when it based its decision on the judges’ motivation
instead of the nature and function of their acts. The district court reasoned that the
judges’ acts were not judicial because “municipal revenue generation is not a
function normally performed by a judge.” But even if the judges were motivated to
generate municipal revenue, their acts “do[] not become less judicial by virtue of
an allegation of malice or corruption of motive.” Forrester v. White, 484 U.S. 219,
227 (1988); see also Scott v. Dixon, 720 F.2d 1542, 1546–47 (11th Cir. 1983)
9
Case: 17-11554 Date Filed: 10/29/2018 Page: 10 of 20
(explaining that a judicial officer who was allegedly motivated to further a
conspiracy enjoys absolute judicial immunity).
Instead of assessing the motivation behind the judges’ acts, we determine
whether the nature and functions of the alleged acts are judicial by considering four
factors:
(1) the precise act complained of is a normal judicial function; (2) the events
involved occurred in the judge's chambers; (3) the controversy centered
around a case then pending before the judge; and (4) the confrontation arose
directly and immediately out of a visit to the judge in his official capacity.
Dykes, 776 F.2d at 946 (alteration adopted) (citation omitted). Each of those
factors favors immunity here. We consider each in turn.
The first factor—whether a judge’s acts involve a normal judicial function—
weighs heavily in favor of immunity. The precise acts that the jailees allege that
the judges performed—their probation procedure, indigency hearings, provision of
counsel, sentences, and work program—are all judicial acts. A probation order, and
setting its terms, is “clearly” a judicial act. Owens v. Kelley, 681 F.2d 1362, 1370
(11th Cir. 1982). And a judge’s duty to advise indigent defendants of their rights,
even if done “in a way that makes a mockery of those rights,” is a judicial act.
Eggar v. City of Livingston, 40 F.3d 312, 315 (9th Cir. 1994). The appointment of
counsel, or failure to do so, is also a judicial act. Davis v. Tarrant Cty., 565 F.3d
214, 223 (5th Cir. 2009). And sentencing a defendant, including giving an
opportunity to reduce a sentence, is a judicial act. See Harris v. Deveaux, 780 F.2d
10
Case: 17-11554 Date Filed: 10/29/2018 Page: 11 of 20
911, 915 (11th Cir. 1986) (holding that ordering incarceration is a normal judicial
function). Not a single act that the jailees allege that the judges performed falls
outside ordinary judicial functions.
The jailees rely on Morrison v. Lipscomb, 877 F.2d 463, 466 (6th Cir. 1989),
where the Sixth Circuit ruled that a presiding judge’s moratorium on writs during
the holidays was not a judicial act, but that decision is inapposite. The moratorium
in Morrison was a “general order, not connected to any particular litigation” and
from which “no direct appeal [wa]s available.” Id. Unlike the moratorium in
Morrison, the judges’ alleged acts are connected to particular litigation because
each jailee was sentenced for a failure to pay fines within the context of an
individual case. And each jailee could have directly appealed the judges’ acts
concerning his probation, hearings, counsel, and sentence.
Although we agree that a judge is not entitled to judicial immunity for
administrative acts performed in his capacity as presiding judge, see Forrester, 484
U.S. at 228, the judges’ acts were not administrative simply by virtue of the fact
that each served as presiding judge of the Montgomery Municipal Court. In other
words, the judges’ judicial acts were not transformed into administrative acts
because the judges held a status as presiding judge.
The second factor—where the alleged events occurred—also supports the
conclusion that the jailees challenge judicial acts because their allegations describe
11
Case: 17-11554 Date Filed: 10/29/2018 Page: 12 of 20
events that occurred in the judges’ courtrooms. The alleged hearings and what
happened at those hearings, including whether a defendant was advised of his
rights or appointed counsel, occurred in a courtroom. And when the judges ordered
the jailees to sit-out their fines, the judges did so in a courtroom.
The third factor—whether the controversy centers around a case pending
before a judge—also favors the judges’ immunity. The district court highlighted
that the jailees “do not challenge any individual rulings of Presiding Judge Hayes”
as an “important nuance.” But the judges ordered each jailee to sit-out his or her
fines during a pending case.
The fourth factor—whether the confrontation arose from a visit to the judge
in his official capacity—strongly favors immunity because the jailees allege acts
that arose in connection with the judges’ official capacities. Indeed, McCullough
alleges that she was sentenced “[w]hen she appeared before Presiding Judge Les
Hayes.” And Johnson alleges that “[a]t the probation revocation hearing[,] Judge
Les Hayes . . . did not make any inquiry” into her indigency. That is, the complaint
describes appearances before judges in their official capacities.
Because the judges’ acts were judicial, they enjoy absolute judicial
immunity unless they acted in the “clear absence of all jurisdiction.” Stump, 435
U.S. at 357 (citation and quotation marks omitted). A judge acts in “clear absence
12
Case: 17-11554 Date Filed: 10/29/2018 Page: 13 of 20
of all jurisdiction” only if he lacked subject-matter jurisdiction. See Dykes, 776
F.2d at 947–49. That rare circumstance is not alleged here.
Alabama law empowers municipal-court judges to order defendants to sit-
out fines in jail, Ala. Code § 15-18-62, so the judges did not exceed their subject-
matter jurisdiction when they did so. See also id. § 15-18-64. The jailees’
“[d]isagreement with the action taken by [each] judge . . . does not justify
depriving [him] of his immunity.” Stump, 435 U.S. at 363. All of the jailees’
claims against the judges are barred by absolute judicial immunity.
B. The Mayor and the Chiefs Enjoy Qualified and State-Agent Immunity from the
Jailees’ Complaint.
The mayor and chiefs challenge the denial of qualified and state-agent
immunity, so we must consider whether the jailees stated a claim sufficient to
overcome those immunities. See Iqbal, 556 U.S. at 672–75. “Qualified immunity
shields government officials acting within their discretionary authority from
liability unless the officials ‘violate clearly established statutory or constitutional
rights of which a reasonable person would have known.’” Franklin v. Curry, 738
F.3d 1246, 1249 (11th Cir. 2013) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818
(1982)). And under Alabama law, state-agent immunity shields government
officials acting within their discretionary authority from liability unless the
officials “acted willfully, maliciously, fraudulently, in bad faith, beyond his or her
authority, or under a mistaken interpretation of the law.” Hill v. Cundiff, 797 F.3d
13
Case: 17-11554 Date Filed: 10/29/2018 Page: 14 of 20
948, 980–81 (11th Cir. 2015) (alteration adopted) (citation and quotation marks
omitted). The jailees do not dispute that the mayor and chiefs acted within the
scope of their discretionary authority, so the burden shifts to the jailees to
overcome those immunities. Carollo, 833 F.3d at 1328. To determine whether the
jailees satisfy their burden, we turn to whether their complaint states a claim.
Although Federal Rule of Civil Procedure 8 does not require detailed factual
allegations, it requires “more than [] unadorned, the-defendant-unlawfully-harmed-
me accusation[s].” Iqbal, 556 U.S. at 678. A plaintiff survives a motion to dismiss
only if his complaint alleges “sufficient factual matter, accepted as true, [that]
state[s] a claim to relief that is plausible on its face.” Id. (citation and quotation
marks omitted).
To decide whether a complaint survives a motion to dismiss, we use a two-
step framework. See id. at 678–81; Franklin, 738 F.3d at 1250–51. First, we
identify the allegations that are “no more than conclusions.” Iqbal, 556 U.S. at 679.
Conclusory allegations are not entitled to the assumption of truth. Id. Second, after
disregarding conclusory allegations, we assume any remaining factual allegations
are true and determine whether those factual allegations “plausibly give rise to an
entitlement to relief.” Id.
The district court failed to follow this two-step framework when it evaluated
whether the jailees’ complaint stated a claim. Indeed, the district court ignored the
14
Case: 17-11554 Date Filed: 10/29/2018 Page: 15 of 20
first step by accepting the complaint’s conclusory allegations as true. But we
cannot decide that the jailees state a claim by “credit[ing] [the] complaint’s
conclusory statements.” Id. at 686. Had the district court followed the two-step
framework, “the insufficiency of [the jailees’] allegations would have been
obvious.” Franklin, 738 F.3d at 1251. We apply the two-step framework to the
jailees’ complaint, as we must, and begin with the first step.
A plaintiff must plead more than “labels and conclusions” or “a formulaic
recitation of the elements of a cause of action.” Twombly, 550 U.S. at 555. To be
sure, a plaintiff may use legal conclusions to structure his complaint, but legal
conclusions “must be supported by factual allegations.” Iqbal, 556 U.S. at 679. We
identify conclusory allegations and then discard them—not “on the ground that
they are unrealistic or nonsensical” but because their conclusory nature “disentitles
them to the presumption of truth.” Id. at 681.
The jailees allege that the mayor and chiefs, government officials “at the
highest level,” id. at 668, created and implemented an unlawful scheme and
intentionally subjected them to that scheme, but Iqbal illustrates why the jailees are
“armed with nothing more than conclusions,” id. at 678–79. Iqbal, a Muslim man,
filed a complaint against the attorney general of the United States and the director
of the Federal Bureau of Investigation after he was detained in the aftermath of the
September 11 terrorist attacks. Iqbal alleged that the attorney general was the
15
Case: 17-11554 Date Filed: 10/29/2018 Page: 16 of 20
“principal architect” and the FBI director was the “instrument[]” behind an
unlawful policy of subjecting detainees to harsh conditions on account of race,
religion, or national origin. Id. at 680–81. The attorney general and FBI director
asserted that qualified immunity barred Iqbal’s claims because his complaint failed
to state a claim against them, and the Supreme Court agreed. Id. at 666, 681. After
discarding the complaint’s conclusory allegations, the Supreme Court held that
Iqbal’s complaint failed to state a plausible claim. Id.
Substitute the mayor for the attorney general and the chiefs for the FBI
director in Iqbal, and the comparison is uncanny. Like the complaint in Iqbal,
which labeled the attorney general as the “principal architect” and the FBI director
as the “instrument[]” behind an unlawful detention policy, the jailees’ complaint
alleges that the mayor “adopted” and the chiefs “administered” an unlawful
scheme to increase municipal revenue. The complaint in Iqbal alleged that the
attorney general and the FBI director “knew of, condoned, and willfully and
maliciously agreed to subject [Iqbal] to harsh conditions of confinement as a
matter of policy.” Id. at 680. Similarly, the jailees allege that the mayor and chiefs
“adopted, ratified[,] and administered policies, practices[,] or customs” that were
“part of a scheme designed to increase municipal budgets . . . through
imprisonment for nonpayment [of fines] . . . and the use of coerced jail labor.” And
16
Case: 17-11554 Date Filed: 10/29/2018 Page: 17 of 20
the jailees allege that the mayor and chiefs acted “intentionally and unlawfully,” as
well as “recklessly, wantonly, willfully, maliciously, or in bad faith.”
We must discard the conclusory allegations that the mayor and chiefs
created and implemented a scheme. As the Supreme Court has explained,
allegations that government officials were the “principal architect” and
“instrument[]” behind an unlawful policy, without supporting allegations, are
conclusory. The allegations that the mayor “adopted” and the chiefs
“administered” an unlawful scheme to increase municipal revenue, without more,
are “not entitled to be assumed true.” Id. at 681. And the allegations that the mayor
and chiefs intended to subject jailees to the scheme are conclusory.
The district court ruled that the jailees’ allegations are “very much tied to
bad faith,” but it ignored that these allegations merely recite the legal elements that
the jailees must establish to overcome state-agent immunity. See Hill, 797 F.3d at
980 (explaining that officials are not entitled to state-agent immunity under
Alabama law if they acted willfully, maliciously, or in bad faith). The jailees
cannot overcome the mayor’s and chiefs’ immunity with conclusory allegations
that “carry no weight.” Franklin, 738 F.3d at 1251.
The absence of allegations about any individual acts of the mayor or chiefs
reinforces the conclusory nature of the jailees’ complaint. The jailees allege that
the mayor and chiefs are “individually liable for their acts or omissions,” but the
17
Case: 17-11554 Date Filed: 10/29/2018 Page: 18 of 20
complaint fails to “provid[e] the facts from which one could draw such a
conclusion.” Id. The complaint alleges the mayor’s and chiefs’ names and titles,
but nothing about “the significance of their titles, their individual roles in the
[scheme], their personal interactions or familiarity with [jailees], their length of
service, their management policies, or any other characteristics that would bear on
whether they knew about” the scheme that they allegedly operated. Id. at 1251–52.
We cannot even infer from the complaint when either chief was in office. Nor can
we infer that the mayor or chiefs were ever present in a municipal courtroom when
jailees were sentenced or in a municipal jail when jailees were forced to work.
After we discard conclusory allegations, the second step in our evaluation of
a complaint is to assume that any remaining factual allegations are true and
determine whether those allegations state a plausible claim. Iqbal, 556 U.S. at 679.
To state a plausible claim, factual allegations must “allow[] the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Id. at
678. That is, a complaint must contain factual allegations that are “enough to raise
a right to relief above the speculative level.” Twombly, 550 U.S. at 555. Factual
allegations, although consistent with a plaintiff’s theory, may fail to state a
plausible claim “given more likely explanations.” Iqbal, 556 U.S. at 681.
The jailees argue that their complaint contains “great factual detail,” but we
disagree. After discarding their conclusory allegations, we struggle to find factual
18
Case: 17-11554 Date Filed: 10/29/2018 Page: 19 of 20
allegations left in the complaint, and the few factual allegations that remain do not
state a plausible claim.
The jailees allege that the City of Montgomery collected more fines and
court costs than the City of Huntsville, which has a similar population, but even if
true, the difference in municipal revenues does not “nudge[] [the jailees’] claims
across the line from conceivable to plausible.” Twombly, 550 U.S. at 570. Perhaps
there is more crime in Montgomery. This lone factual allegation does not support a
plausible inference of a scheme by the mayor and chiefs, “given more likely
explanations” for the difference in municipal revenues. Iqbal, 556 U.S. at 681. The
alleged difference in revenues fails to raise the jailees’ “right to relief above the
speculative level.” Twombly, 550 U.S. at 555.
The jailees’ complaint contains factual allegations about misconduct in the
municipal court, but as we explained, that misconduct concerns judicial acts. And
any connection between the judicial acts and the mayor and chiefs is “too
chimerical to be maintained.” Iqbal, 556 U.S. at 681. The jailees do not allege that
the mayor or chiefs presided over any proceedings in which they could have
informed a defendant of his rights, appointed counsel, or considered alternative
sentences. And certainly, the mayor and chiefs did not sentence jailees to sit-out
their fines. No factual allegations in the complaint plausibly connect the mayor or
chiefs to these judicial acts, and without any “factual enhancement,” the complaint
19
Case: 17-11554 Date Filed: 10/29/2018 Page: 20 of 20
“stops short of the line between possibility and plausibility.” Twombly, 550 U.S. at
557.
IV. CONCLUSION
We REVERSE the denial of judicial immunity to Judge Westry and Judge
Hayes, we REVERSE the denial of qualified and state-agent immunity to Mayor
Strange, Chief Finley, and Chief Murphy, and we REMAND for proceedings
consistent with this opinion.
20