Robert Mann, Sr. v. John Tennis

NOT FOR PUBLICATION FILED

UNITED STATES COURT OF APPEALS SEP 7 2018

MOLLY C. DWYER, CLERK

U.S. COURT OF APPEALS

FOR THE NINTH CIRCUIT

ROBERT MANN, Sr.; et al., No. 17-17048

Plaintiffs-Appellees, D.C. No. 2:17-cv-01201-WBS-DB

v.

MEMORANDUM*

CITY OF SACRAMENTO; et al.,

Defendants,

and

JOHN C. TENNIS; RANDY R. LOZOYA,

Defendants-Appellants.

Appeal from the United States District Court

for the District of Arizona

William B. Shubb, District Judge, Presiding

Argued and submitted August 15, 2018

San Francisco, California

Before: O’SCANNLAIN and BEA, Circuit Judges, and STEARNS,** District

Judge.

*

This disposition is not appropriate for publication and is not precedent

except as provided by Ninth Circuit Rule 36-3.

**

The Honorable Richard G. Stearns, United States District Judge for

the District of Massachusetts, sitting by designation.

Defendants-Appellants John Tennis and Randy Lozoya (“Defendants”),

police officers for the city of Sacramento, California, appeal from the district

court’s denial of their motion to dismiss Plaintiffs’ action under 42 U.S.C. § 1983.

We have jurisdiction over this interlocutory appeal of the district court’s denial of

qualified immunity,1 Mitchell v. Forsyth, 472 U.S. 511, 525 (1985), as well as such

issues as are “inextricably intertwined” with the qualified immunity issue, Lum v.

City of San Joaquin, 584 F. App’x 449, 450–51 (9th Cir. 2014). We review de

novo the district court’s denial of qualified immunity and the district court’s denial

of Defendants’ motion to dismiss, Dunn v. Castro, 621 F.3d 1196, 1198 (9th Cir.

2010), and we reverse.

Defendants are entitled to immunity unless (1) “the facts that a plaintiff has

alleged . . . make out a violation of a constitutional right” and (2) “the right at issue

was ‘clearly established’ at the time of defendant’s alleged misconduct.”2 Pearson

v. Callahan, 555 U.S. 223, 232 (2009). Here, Plaintiffs alleged that Defendants

deprived them of their constitutional rights to association with their adult brother,

Joseph Mann (“Joseph”), by unlawfully shooting and killing him in 2016. In

1

It is immaterial, for purposes of establishing jurisdiction over this interlocutory

appeal, that the district court did not explicitly address qualified immunity. Giebel

v. Sylvester, 244 F.3d 1182, 1186 n.6 (9th Cir. 2001).

2

Plaintiffs argue that Defendants waived any qualified immunity defense because

their argument on that issue “encompassed merely 12[] lines of text.” Defendants’

argument, though concise, was sufficient to raise and preserve the argument.

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general, a relationship may be protected under either the First Amendment or the

Due Process Clause of the Fourteenth Amendment. Erotic Service Provider Legal

Education & Research Project v. Gascon, 880 F.3d 450, 458 (9th Cir. 2018)

(“There are two distinct forms of freedom of association: (1) freedom of intimate

association, protected under the Substantive Due Process Clause of the Fourteenth

Amendment; and (2) freedom of expressive association, protected under the

Freedom of Speech Clause of the First Amendment.”), as amended, 881 F.3d 792

(9th Cir. 2018); see also Keates v. Koile, 883 F.3d 1228, 1236 (9th Cir. 2018) (9th

Cir. 2018) (“[W]e have held that claims under both the First and Fourteenth

Amendment for unwarranted interference with the right to familial association

could survive a motion to dismiss.” (citing Lee v. City of Los Angeles, 250 F.3d

668, 686 (9th Cir. 2001)).

Plaintiffs failed to allege a violation of their constitutional rights to freedom

of association under any theory recognized by this court. First, Plaintiffs have not

pleaded sufficient facts to show that they and Joseph shared an “expressive

association” right protected by the First Amendment. Their complaint alleged only

that they “shared a close relationship and special bond” with Joseph, and that

“[t]heir relationships with their brother . . . presupposed deep attachments,

commitments, and distinctively personal aspects of their lives.” See IDK, Inc. v.

Clark Cty., 836 F.2d 1185, 1195 (9th Cir. 1988) (dismissing First Amendment

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freedom-of-association claim where the plaintiffs “ma[d]e no claim that expression

is a significant or necessary component of their activities”).

Nor have Plaintiffs pleaded sufficient facts to show that any of them shared

an “intimate association” right protected under the First or Fourteenth

Amendments. Plaintiffs have not alleged specific facts sufficient to show that any

of them shared with Joseph a relationship of a type discussed in Board of Directors

of Rotary International v. Rotary Club of Duarte, 481 U.S. 537, 545 (1987), and its

progeny, see, e.g., Lee, 250 F.3d at 685–86 (holding a mother adequately alleged a

protected First Amendment association with her son under Rotary Club); Keates,

883 F.3d at 1228 (holding parents have a First Amendment right of association

with their children under Lee and Rotary Club). In Rotary Club, the Supreme

Court stated as follows:

The intimate relationships to which we have accorded constitutional

protection include marriage; the begetting and bearing of children;

child rearing and education; and cohabitation with relatives. Of course,

we have not held that constitutional protection is restricted to

relationships among family members. We have emphasized that the

First Amendment protects those relationships, including family

relationships, that presuppose “deep attachments and commitments to

the necessarily few other individuals with whom one shares not only a

special community of thoughts, experiences, and beliefs but also

distinctively personal aspects of one’s life.” But in Roberts we

observed that “[d]etermining the limits of state authority over an

individual’s freedom to enter into a particular association . . .

unavoidably entails a careful assessment of where that relationship’s

objective characteristics locate it on a spectrum from the most intimate

to the most attenuated of personal attachments.” In determining

whether a particular association is sufficiently personal or private to

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warrant constitutional protection, we consider factors such as size,

purpose, selectivity, and whether others are excluded from critical

aspects of the relationship.

Rotary Club, 481 U.S. at 545–46 (citations omitted). In other words, relationships

involving marriage, child-rearing, or cohabitation are protected by the First

Amendment, and other relationships, “including family relationships,” may also be

protected to the extent that the “objective characteristics” of the relationship (i.e.

“factors such as size, purpose, selectivity, and . . . exclu[sivity]”) demonstrate that

it is “sufficiently personal or private to warrant constitutional protection.” Id.

Plaintiffs did not allege that their relationships with Joseph involved marriage,

child rearing, or cohabitation, as in Lee or Keates. Nor did they allege specific

facts about the “objective characteristics” of their relationships with Joseph to

show that they were nonetheless the sort of relationships that “warrant

constitutional protection.” Therefore, the complaint’s conclusory and formulaic

recitation of language from Rotary Club was not sufficient to plead a right of

intimate association protected by the First Amendment. Bell Atl. Corp. v.

Twombly, 550 U.S. 544, 555 (2007) (“[A] plaintiff’s obligation to provide the

‘grounds’ of his ‘entitle[ment] to relief’ requires more than labels and conclusions,

and a formulaic recitation of the elements of a cause of action will not do.”)

(second alteration in original); see also Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009)

5 17-17048

(“[P]leadings that . . . are no more than conclusions[] are not entitled to the

assumption of truth.”).

Moreover, even if plaintiffs could plead sufficient facts to satisfy the

standards for intimate association set forth in Rotary Club, relief would be

foreclosed under Ward v. City of San Jose, 967 F.2d 280 (9th Cir. 1991)

(dismissing siblings’ excessive-force claim under § 1983). In Ward, this court held

that adult, non-cohabitating siblings do not “possess a cognizable liberty interest in

their brother’s companionship.” Id. at 283–84. Because we analyze the right of

intimate association in the same manner regardless whether we characterize it

under the First or Fourteenth Amendments, Ward necessarily rejected any

argument that adult, non-cohabitating siblings enjoy a right to intimate association.

Because the facts alleged by Plaintiffs failed to “make out a violation of a

constitutional right,” the district court erred in denying Defendants’ motion to

dismiss on the basis of qualified immunity. Pearson, 555 U.S. at 232.

Accordingly, we reverse the district court’s order and remand. On remand, the

district court may consider whether to grant Plaintiffs leave to amend their

complaint.

REVERSED and REMANDED.

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