holding that physicians hired by the Division of Adult Corrections of the Department of Public Safety “to provide health services to inmates in the DAC” hold positions “not created by statute,” such that “they are not public officials for purposes of public official immunity”
How later courts described this case
- holding that physicians hired by the Division of Adult Corrections of the Department of Public Safety “to provide health services to inmates in the DAC” hold positions “not created by statute,” such that “they are not public officials for purposes of public official immunity”
- analyzing claims of public official immunity against two physicians who allegedly committed medical malpractice against a prisoner and finding that they were not public officials like a sheriff who is elected to a position created by statute
- noting that "there is nothing uniquely sovereign about the health services provided by [the defendant, a physician,] to plaintiff in this case, except that plaintiff was an inmate" in a state prison
- "Because we hold that defendants' positions are not created by statute, we need not address the remaining elements to reach the conclusion that defendants are not public officials entitled to immunity."
Written by the judges who cited it.
The opinion
IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA17-130
Filed: 1 August 2017
Cumberland County, No. 16 CVS 3205
MARTIN LEONARD, Plaintiff,
v.
RONALD BELL, M.D., Individually, PHILLIP STOVER, M.D., Individually,
Defendants.
Appeal by defendants from order entered 25 October 2016 by Judge Tanya T.
Wallace in Cumberland County Superior Court. Heard in the Court of Appeals
7 June 2017.
Knott & Boyle, PLLC, by W. Ellis Boyle and Benjamin Van Steinburgh, for
plaintiff-appellee.
Hedrick Gardner Kincheloe & Garofalo, LLP, by Joshua D. Neighbors, Luke
Sbarra, and M. Duane Jones, for defendant-appellant Ronald Bell, M.D.
Attorney General Joshua H. Stein, by Special Deputy Attorney General Charles
G. Whitehead and Special Deputy Attorney General Amar Majmundar, for
defendant-appellant Phillip Stover, M.D.
ARROWOOD, Judge.
Defendants Ronald Bell, M.D. (“Dr. Bell”), and Phillip Stover, M.D. (“Dr.
Stover”), appeal the denial of their motions to dismiss based on grounds of public
official immunity. For the following reasons, we affirm.
I. Background
LEONARD V. BELL
Opinion of the Court
Martin Leonard (“plaintiff”) initiated this case against defendants in their
individual capacities with the filing of summonses and a complaint on 5 May 2016.
In the complaint, plaintiff asserts negligence claims against Dr. Bell and Dr. Stover,
both physicians employed by the Department of Public Safety (“DPS”), albeit in
different capacities. Those claims are based on allegations that Dr. Bell and Dr.
Stover failed to meet the requisite standard of care for physicians while treating
plaintiff, who at all relevant times was incarcerated in the Division of Adult
Correction (the “DAC”).
Specifically, plaintiff alleges that he began experiencing severe back pain in
late October 2012 and submitted the first of many requests for medical care. Over
the next ten months, plaintiff was repeatedly evaluated in the DAC system by nurses,
physician assistants, and Dr. Bell in response to plaintiff’s complaints of increasing
back pain and other attendant symptoms. Dr. Bell personally evaluated plaintiff nine
times and, at the time of the seventh evaluation in June 2013, submitted a request
for an MRI to the Utilization Review Board (the “Review Board”). Dr. Stover, a
member of the Review Board, denied Dr. Bell’s request for an MRI and instead
recommended four weeks of physical therapy. Plaintiff continued to submit requests
for medical care as his condition worsened. Upon further evaluations by a nurse and
a physician assistant in August 2013, the physician assistant sent plaintiff to
Columbus Regional Health Emergency Department for treatment. Physicians at
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LEONARD V. BELL
Opinion of the Court
Columbus Regional performed an x-ray and an MRI. Those tests revealed plaintiff
was suffering from an erosion of bone in the L4 and L3 vertebra and a spinal infection.
Plaintiff asserts Dr. Bell’s failure to adequately evaluate and treat his condition, and
Dr. Stover’s refusal of requested treatment, amounts to medical malpractice.
In response to the complaint, Dr. Bell filed a motion to dismiss pursuant to
Rule 12(b)(6) on 13 July 2016. Among the grounds asserted for dismissal, Dr. Bell
claimed he was entitled to “public official immunity for all acts and omissions alleged
against him[.]” Likewise, on 19 July 2016, Dr. Stover filed a motion to dismiss
pursuant to Rule 12(b)(1), (2), and (6). Defendants’ motions were heard during the
3 October 2016 session of Cumberland County Superior Court before the Honorable
Tanya T. Wallace. On 25 October 2016, the court denied defendants’ motions to
dismiss.
Dr. Stover filed notice of appeal from the 25 October 2016 order on
18 November 2016. Dr. Bell filed notice of appeal from the 25 October 2016 order on
21 November 2016.
II. Discussion
On appeal, both Dr. Bell and Dr. Stover contend the trial court erred in denying
their motions to dismiss. Specifically, Dr. Bell argues the trial court erred in denying
his Rule 12(b)(6) motion for failure to state a claim because he is entitled to public
official immunity. Dr. Stover similarly argues the trial court erred in denying his
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LEONARD V. BELL
Opinion of the Court
Rule 12(b)(2) and (6) motions for lack of personal jurisdiction and failure to state a
claim because he is entitled to public official immunity.
A. Interlocutory Nature of Appeals
At the outset, we note that defendants’ appeals are interlocutory because the
trial court’s denial of their motions to dismiss did not dispose of the case. See Veazey
v. City of Durham, 231 N.C. 357, 362, 57 S.E.2d 377, 381 (1950) (“An interlocutory
order is one made during the pendency of an action, which does not dispose of the
case, but leaves it for further action by the trial court in order to settle and determine
the entire controversy.”). “Generally, there is no right of immediate appeal from
interlocutory orders and judgments.” Goldston v. Am. Motors Corp., 326 N.C. 723,
725, 392 S.E.2d 735, 736 (1990). Immediate appeal is available, however, from an
interlocutory order that affects a substantial right. N.C. Gen. Stat. §§ 1-277(a) (2015)
and 7A-27(b)(3)(a) (2015). “Orders denying dispositive motions based on public
official’s immunity affect a substantial right and are immediately appealable.”
Summey v. Barker, 142 N.C. App. 688, 689, 544 S.E.2d 262, 264 (2001); see also Can
Am South, LLC v. State, 234 N.C. App. 119, 122, 759 S.E.2d 304, 307 (acknowledging
the longstanding rule that the denial of a motion to dismiss based on immunity
pursuant to Rule 12(b)(6) affects a substantial right and is immediately appealable
under N.C. Gen. Stat. § 1-277(a)), disc. review denied, 367 N.C. 791, 766 S.E.2d 624
(2014). “A substantial right is affected because ‘[a] valid claim of immunity is more
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LEONARD V. BELL
Opinion of the Court
than a defense in a lawsuit; it is in essence immunity from suit. Were the case to be
erroneously permitted to proceed to trial, immunity would be effectively lost.’ ”
Farrell v. Transylvania Cnty. Bd. of Educ., 175 N.C. App. 689, 694, 625 S.E.2d 128,
133 (2006) (quoting Slade v. Vernon, 110 N.C. App. 422, 425, 429 S.E.2d 744, 746
(1993), implied overruling based on other grounds, Boyd v. Robeson County, 169 N.C.
App. 460, 621 S.E.2d 1 (2005)). Consequently, we address defendants’ interlocutory
appeals from the denials of their Rule 12(b)(6) motions to dismiss.
Immediate appeal is also available from an adverse ruling as to personal
jurisdiction. N.C. Gen. Stat. § 1-277(b). This Court has consistently held that
immunity presents a question of personal jurisdiction and, therefore, denial of a Rule
12(b)(2) motion premised on immunity is immediately appealable under N.C. Gen.
Stat. § 1-277(b). Can Am South, 234 N.C. App. at 124, 759 S.E.2d at 308. Thus,
review of Dr. Stover’s interlocutory appeal is proper on this additional ground.
B. Standard of Review
The standard of review for an appeal from a denial of a Rule 12(b)(6) motion is
well settled.
The motion to dismiss under [Rule] 12(b)(6) tests the legal
sufficiency of the complaint. In ruling on the motion the
allegations of the complaint must be viewed as admitted,
and on that basis the court must determine as a matter of
law whether the allegations state a claim for which relief
may be granted.
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LEONARD V. BELL
Opinion of the Court
Stanback v. Stanback, 297 N.C. 181, 185, 254 S.E.2d 611, 615 (1979) (citations
omitted). “This Court must conduct a de novo review of the pleadings to determine
their legal sufficiency and to determine whether the trial court’s ruling on the motion
to dismiss was correct.” Leary v. N.C. Forest Prods., Inc., 157 N.C. App. 396, 400, 580
S.E.2d 1, 4, aff’d per curiam, 357 N.C. 567, 597 S.E.2d 673 (2003).
When this Court reviews the denial of a Rule 12(b)(2) motion to dismiss for
lack of personal jurisdiction, “[w]e must review the record to determine whether there
is evidence to support the trial court’s determination that exercising its jurisdiction
would be appropriate.” Martinez v. Univ. of North Carolina, 223 N.C. App. 428, 430-
31, 741 S.E.2d 330, 332 (2012).
C. Public Official Immunity
Each defendant contends the trial court erred in denying his motion to dismiss
because each defendant is entitled to public official immunity. “Public official
immunity precludes suits against public officials in their individual capacities and
protects them from liability ‘[a]s long as a public officer lawfully exercises the
judgment and discretion with which he is invested by virtue of his office, keeps within
the scope of his official authority, and acts without malice or corruption[.]’ ” Fullwood
v. Barnes, __ N.C. App. __, __, 792 S.E.2d 545, 550 (2016) (quoting Smith v. State, 289
N.C. 303, 331, 222 S.E.2d 412, 430 (1976) (citation omitted)). Our Supreme Court
has explained that “[p]ublic officials receive immunity because it would be difficult to
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LEONARD V. BELL
Opinion of the Court
find those who would accept public office or engage in the administration of public
affairs if they were to be personally liable for acts or omissions involved in exercising
their discretion.” Isenhour v. Hutto, 350 N.C. 601, 610, 517 S.E.2d 121, 127 (1999)
(citations and quotation marks omitted).
In the present case, all parties agree that there were no allegations that
defendants acted outside the scope of their authority or that defendants acted with
malice or corruption. The sole question on appeal is whether defendants qualify as
public officials entitled to immunity from suit in their individual capacities.
“Under the doctrine of public official immunity, ‘[w]hen a governmental worker
is sued individually, or in his or her personal capacity, our courts distinguish between
public employees and public officials in determining negligence liability.’ ” Farrell,
175 N.C. App. at 695, 625 S.E.2d at 133 (quoting Hare v. Butler, 99 N.C. App. 693,
699-700, 394 S.E.2d 231, 236 (1990) (citations omitted)).
It is settled in this jurisdiction that a public official,
engaged in the performance of governmental duties
involving the exercise of judgment and discretion, may not
be held personally liable for mere negligence in respect
thereto. An employee, on the other hand, is personally
liable for negligence in the performance of his or her duties
proximately causing an injury.
Isenhour, 350 N.C. at 609-10, 517 S.E.2d at 127 (citations and quotation marks
omitted).
In distinguishing between a public official and a public
employee, our courts have held that (1) a public office is a
position created by the constitution or statutes; (2) a public
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LEONARD V. BELL
Opinion of the Court
official exercises a portion of the sovereign power; and (3) a
public official exercises discretion, while public employees
perform ministerial duties. Additionally, an officer is
generally required to take an oath of office while an agent
or employee is not required to do so.
Fraley v. Griffin, 217 N.C. App. 624, 627, 720 S.E.2d 694, 696 (2011) (Murray v. Cnty.
of Person, 191 N.C. App. 575, 579-80, 664 S.E.2d 58, 61 (2008) (internal quotations
and citations omitted)); see also Isenhour, 350 N.C. at 610, 517 S.E.2d at 127
(recognizing the same “basic distinctions between a public official and a public
employee”).
Defendants each maintain that they have been delegated and carry out the
DAC’s constitutional and statutory duty to provide health services to inmates. They
further maintain that they exercise a portion of the sovereign power and substantial
discretion in fulfilling that duty. Thus, defendants argue that they are public officials
and not public employees. We disagree.
Defendants fail to point to any constitutional or statutory provisions creating
their respective positions; and we have found no such authority. Instead, defendants
contend they satisfy the first prong in the public official analysis because they have
been delegated the DAC’s duty to provide health services to inmates.
This Court has stated that “[a] position is considered ‘created by statute’ when
‘the officer’s position ha[s] a clear statutory basis or the officer ha[s] been delegated a
statutory duty by a person or organization created by statute’ or the Constitution.”
Baker v. Smith, 224 N.C. App. 423, 428, 737 S.E.2d 144, 148 (2012) (emphasis in
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LEONARD V. BELL
Opinion of the Court
original) (quoting Fraley, 217 N.C. App. at 627, 720 S.E.2d at 696 (citation and
quotation marks omitted)). Thus, in Baker, this Court concluded that the position of
assistant jailer was “created by statute” for purposes of public official immunity even
though there was not an explicit statutory basis for the position. Id. at 428-30, 737
S.E.2d at 148-49. The Court reasoned that,
N.C. Gen. Stat. § 162-22 establishes that sheriffs have the
duty to operate the jail and the power to “appoint[] the
keeper thereof.” N.C. Gen. Stat. § 162-22 (2011). . . .
Regardless of whether we read § 162-22 to include
assistant jailers, that statute establishes the duty of the
sheriff to operate the jail. N.C. Gen. Stat. § 162-24 permits
a sheriff to “appoint a deputy or employ others to assist him
in performing his official duties.” N.C. Gen. Stat. § 162-24
(2011) (emphasis added). Read together with § 162-22, it
is clear that the legislature intended to permit the sheriff
to “employ others”—plural—to help perform his official
duties, including his duty to take “care and custody of the
jail.” N.C. Gen. Stat. § 162-22.
That statutory duty defines the role of an assistant jailer.
Assistant jailers are “charged with the care, custody, and
maintenance of prisoners.” State v. Shepherd, 156 N.C.
App. 603, 607, 577 S.E.2d 341, 344 (2003). The same article
that vests the sheriff and chief jailer with their powers also
vests them with the authority to appoint subordinates,
such as assistant jailers. See N.C. Gen. Stat. § 162-24. Our
legislature, in a different article, described detention
officers, i.e. jailers, as “[a] person, who through the special
trust and confidence of the sheriff, has been appointed as a
detention officer by the sheriff.” N.C. Gen. Stat. § 17E-2
(2011). Indeed, the jail cannot operate without “custodial
personnel” to “supervise” and “maintain safe custody and
control” of the prisoners. N.C. Gen. Stat. § 153-224(a)
(2011) (“No person may be confined in a local confinement
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LEONARD V. BELL
Opinion of the Court
facility unless custodial personnel are present and
available to provide continuous supervision in order that
custody will be secure . . .”) Thus, assistant jailers are
delegated the statutory duty to take care of the jail and the
detainees therein by the sheriff-a position created by our
Constitution. N.C. Const. art. VII, § 2.
Id. at 429-30, 737 S.E.2d at 148-49 (footnote omitted) (emphasis added). Other cases
have similarly held that positions with no explicit statutory basis are nonetheless
“created by statute” when there is statutory authorization for the delegation of a duty.
See, e.g., Cherry v. Harris, 110 N.C. App. 478, 480-81, 429 S.E.2d 771, 772-73 (1993)
(a forensic pathologist who conducted an autopsy and prepared reports in response to
an official request by a county medical examiner satisfied the first element of the
public official analysis because the medical examiner, a position created by statute,
had the statutory authority pursuant to N.C. Gen. Stat. § 130A-389(a) to order that
an autopsy be performed by a competent pathologist designated by the Chief Medical
Examiner, and the forensic pathologist had been so designated).
Defendants rely on Baker and contend the result in the present case should be
no different because the DAC is statutorily created and they have been delegated the
DAC’s constitutional and statutory duty to provide health services to inmates.
Defendants correctly point out that the DAC is statutorily created. The
relevant statute provides that “[t]here is hereby created and established a division to
be known as the Division of Adult Correction of the Department of Public Safety with
the organization, powers, and duties hereafter defined in the Executive Organization
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LEONARD V. BELL
Opinion of the Court
Act of 1973.” N.C. Gen. Stat. § 143B-700 (2015). The immediately following statute
adds that “[i]t shall be the duty of the [DAC] to provide the necessary custody,
supervision, and treatment to control and rehabilitate criminal offenders . . . .” N.C.
Gen. Stat. § 143B-701 (2015). Defendants also correctly point out that the duties of
the DAC include the duty to provide health services to inmates. Specifically, our
general statutes provide that “[t]he general policies, rules and regulations of the
[DAC] shall prescribe standards for health services to prisoners, which shall include
preventive, diagnostic, and therapeutic measures on both an outpatient and a
hospital basis, for all types of patients.” N.C. Gen. Stat. § 148-19(a) (2015). The duty
to provide health services to inmates also has a constitutional basis, as recognized in
West v. Atkins, 487 U.S. 42, 54-55, 101 L. Ed. 2d 40, 53 (1988) (explaining that “the
State has a constitutional obligation, under the Eight Amendment, to provide
adequate medical care to those whom it has incarcerated[]” because “[i]t is only those
physicians authorized by the State to whom [an] inmate may turn[]”), and Medley v.
N.C. Dep’t of Correction, 330 N.C. 837, 842, 412 S.E.2d 654, 658 (1992) (citing West
while acknowledging that “[i]n addition to common-law and statutory duties to
provide adequate medical care for inmates, the state also bears this responsibility
under our state Constitution and the federal Constitution[]”).
West and Medley are only relevant in this case to establish that the DAC has a
duty to provide health services to inmates. Otherwise, both cases hold that the State
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LEONARD V. BELL
Opinion of the Court
cannot escape liability by delegating that constitutional duty. In West, the Supreme
Court explained that a physician who is under contract with the State to provide
medical services to inmates acts “under color of state law” while providing those
services for purposes of asserting an action under 42 U.S.C. § 1983. West, 487 U.S.
at 54, 101 L. Ed. 2d at 53. Thus, the physician’s “conduct is fairly attributable to the
State.” Id. In Medley, the Court explained “that the duty to provide adequate medical
care to inmates, imposed by the state and federal Constitutions, and recognized in
state statute and caselaw, is such a fundamental and paramount obligation of the
state that the state cannot absolve itself of responsibility by delegating it to another.”
Medley, 330 N.C. at 844, 412 S.E.2d at 659. Thus, the North Carolina Department of
Correction could not avoid liability by contracting a physician to fulfill its duty
because the physician “is as a matter of law an agent for purposes of applying the
doctrine of respondeat superior.” Id. at 845, 412 S.E.2d at 659. However, neither
West nor Medley stands for the proposition that a physician fulfilling the DAC’s duty
to provide health services to inmates was immune from suit in their individual
capacity. Any argument that defendants cannot be sued in their individual capacities
based on the holdings of West or Medley is erroneous and misplaced.
Based on the above, we agree with defendants that the DAC is statutorily
created and that the DAC has a duty to provide health services to inmates. We,
however, find the present case distinguishable from Baker and other cases that hold
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LEONARD V. BELL
Opinion of the Court
a position is created by statute when there has been a delegation of a statutory duty
by a person or organization created by statute or the constitution. In each of those
cases, the Court points directly to a statute that authorizes a constitutionally or
statutorily created person or organization to delegate its statutory duty to another
individual. In Baker, that statute was N.C. Gen. Stat. § 162-24, which “permits a
sheriff to ‘appoint a deputy or employ others to assist him in performing his official
duties.’ ” 224 N.C. App. at 429, 737 S.E.2d at 148 (quoting N.C. Gen. Stat. § 162-24)
(emphasis omitted). In Cherry, that statute is N.C. Gen. Stat. § 130A-389(a), which
allows a county medical examiner to order an autopsy to be performed by a
pathologist. 110 N.C. App. at 481, 429 S.E.2d at 773. Even in Chastain v. Arndt, __
N.C. App. __, __ S.E.2d __ (18 April 2017) (COA 16-1151) (holding a Basic Law
Enforcement Training (“BLET”) firearms instructor was a public official entitled to
immunity), a recent decision that both defendants cite in reply to plaintiff’s
arguments, this Court, in support of its finding that “[the defendant], in his role as a
BLET firearms instructor, was delegated a statutory duty by a person or organization
created by statute[,]” points to statutory authority that establishes the North
Carolina Criminal Justice Education and Training Standards Commission (the
“Commission”) and shows that its duty to train officers is to be delegated to
instructors. Id. at __, __ S.Ed.2d at __. As this Court summarized in Chastain, those
provisions involving instructors provide as follows:
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LEONARD V. BELL
Opinion of the Court
The Commission . . . has the authority to “[e]stablish
minimum standards for the certification of criminal justice
training schools and programs or courses of instruction
that are required by [Chapter 17C],” and “[e]stablish
minimum standards and levels of education and experience
for all criminal justice instructors[.]” N.C. Gen. Stat. §
17C-6(a)(4) and (a)(6). The Commission may “[c]ertify and
recertify, suspend, revoke, or deny . . . criminal justice
instructors and school directors who participate in
programs or courses of instruction that are required by
[Chapter 17C].” N.C. Gen. Stat. § 17C-6 (7).
Id.
In the present case, defendants contend the DAC has delegated to them its
duty to provide health services to inmates. Yet, defendants fail to point to any
statutory provisions similar to those in Baker, Cherry, or Chastain contemplating the
delegation of the DAC’s duty, or contemplating that the DAC will hire its own
physicians. Instead, defendants cite the following portions of N.C. Gen. Stat. § 148-
19:
(a) . . . The [DAC] shall seek the cooperation of public and
private agencies, institutions, officials and individuals
in the development of adequate health services to
prisoners.
....
(c) Each prisoner committed to the [DAC] shall receive a
physical and mental examination by a health care
professional authorized by the North Carolina Medical
Board to perform such examinations as soon as
practicable after admission and before being assigned
to work. . . .
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LEONARD V. BELL
Opinion of the Court
Neither of those portions of N.C. Gen. Stat. § 148-19, however, indicate that the
legislature intended for DAC to hire its own physicians. The cited portion of
subsection (a) is broad and shows only that the legislature left it to DAC to develop
adequate health services; it does not provide any indication how health services
would be provided. Subsection (c) is similarly broad, requiring an initial evaluation
by an authorized health care professional, but no further indication as to how the
DAC was to provide that health care professional. There are many ways the DAC
could fulfill its duty to provide health services to inmates. In fact, subsection (b)
contemplates that the Secretary of Public Safety may request personnel employed by
the Department of Health and Human Services or other State agencies to be detailed
to the DAC for purposes of providing health services. N.C. Gen. Stat. § 148-19(b).
DPS’s decision to employ its own physicians appears to be a policy decision.
In deciding defendants are not public officials entitled to immunity, we find
additional guidance in this Court’s decision in Farrell v. Transylvania Cnty. Bd. Of
Educ., 199 N.C. App. 173, 682 S.E.2d 224 (2009). In Farrell, the Court addressed
whether a special needs teacher in the public school system was entitled to public
official immunity from claims related to the physical and emotional abuse of the
plaintiffs’ son. Id. at 174, 682 S.E.2d at 226. In concluding that the teacher was not
a public official, the Court distinguished the teacher’s case from Kitchin v. Halifax
Cnty., 192 N.C. App. 559, 665 S.E.2d 760 (2008), disc. rev. denied., 363 N.C. 127, 673
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LEONARD V. BELL
Opinion of the Court
S.E.2d 135 (2009) (holding that an animal control officer was a public official because
the position is created by statute), Hobbs v. N.C. Dep’t of Human Res., 135 N.C. App.
412, 520 S.E.2d 595 (1999) (holding that department of social services staff members
who were acting for and representing the director of social services were public
officials because the director, a public official, had the statutory authority to delegate
to staff members authority to act as his representative), and Price v. Davis, 132 N.C.
App. 556, 512 S.E.2d 783 (1999) (without discussing the Isenhour criteria, holding
that a correctional sergeant and an assistant superintendent at a correctional facility
were public officials), stating that “the party being sued [in those cases] was either
employed in a position created by statute, or delegated a statutory duty by a person
or organization created by statute.” Farrell, 199 N.C. App. at 179, 682 S.E.2d at 229.
In contrast, the Court in Farrell noted that although N.C. Gen. Stat. § 115C-307
defines the duties of teachers and N.C. Gen. Stat. § 115C-325 governs the system of
employment for public school teachers, neither of those statutes create the position
of teacher. Id. at 177, 682 S.Ed.2d at 228. Thus, despite the explicit constitutional
guarantee of the right to a free public education, see Leandro v. State, 346 N.C. 336,
488 S.E.2d 249 (1997), the State’s constitutional duty to guard and maintain that
right, see N.C. Const. art. 1, § 15, and statutes providing for the hiring of teachers,
defining the duties of teaches, and governing the system of employment for teaches,
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LEONARD V. BELL
Opinion of the Court
see N.C. Gen. Stat. §§ 115C-299, -307, and -325, teachers that are employed to fulfill
the State’s duty are not public officials entitled to immunity.
Similarly, although defendants are employed by DPS to help fulfill the State’s
duty to provide health services to inmates, DPS’s decision to employ its own
physicians in the DAC does not mean that those physicians hold positions created by
statute to be considered a public official. To hold otherwise would open the flood gates
so that any physician providing health services to an inmate in the DAC, whether or
not the physician was directly employed by DPS, or any DPS employees providing
services relating to the care and wellbeing of inmates for that matter, even those
providing the food services, would be considered to hold positions created by statute
so as to satisfy the first prong of the public official analysis. We reject such an
analysis that vastly expands the scope of public official immunity to those employees.
Although Dr. Bell and Dr. Stover were both physicians employed by DPS to provide
health services to inmates in the DAC, their positions were not created by statute.
Therefore, like the teacher in Farrell, they are not public officials for purposes of
public official immunity.
Regarding the second and third prongs in the public official analysis,
defendants contend that because they fulfill the DAC’s duty to provide health services
to inmates, their jobs necessarily involve the power of the sovereign and the exercise
of discretion. Because we hold that defendants’ positions are not created by statute,
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LEONARD V. BELL
Opinion of the Court
we need not address the remaining elements to reach the conclusion that defendants
are not public officials entitled to immunity. We, however, take this opportunity to
note that there is nothing uniquely sovereign about the health services provided by
defendants to plaintiff in this case, except that plaintiff was an inmate in the DAC.
Furthermore, all physicians exercise discretion in the evaluation and treatment of
patients. The discretion exercised by defendants in providing health services to
plaintiff in this case is no different than the discretion exercised by physicians
treating patients outside of the DAC system.
Finally, while not dispositive to our analysis, we note that neither of these
defendants took an oath of office as is often required to be considered a public official.
See Baker, 224 N.C. App. at 433, 737 S.E.2d at 151.
III. Conclusion
For the foregoing reasons, we affirm the trial court’s decision to deny
defendants’ motions to dismiss based on assertions of public official immunity.
AFFIRMED.
Judges ELMORE and DIETZ concur.
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