State of Tennessee Ex Rel. Kandi L. Smith v. Britani N. Thorne

05/08/2017

IN THE COURT OF APPEALS OF TENNESSEE

AT NASHVILLE

Assigned on Briefs April 3, 2017

STATE OF TENNESSEE EX REL. KANDI L. SMITH v.

BRITANI N. THORNE

Appeal from the Juvenile Court for Montgomery County

No. MCJVCSCV11-1874 Kenneth R. Goble, Jr., Judge

No. M2016-01966-COA-R3-JV

This appeal involves child support for two minor children, H.T. and C.B. (“the

Children”). Upon a prior dependency and neglect petition, the Montgomery County

Juvenile Court (“trial court”) had awarded custody of the Children to their grandmother

in an order entered December 29, 2010. The court had also granted the Children’s

mother weekly visitation and ordered the mother to pay $410.00 monthly in child

support. In April 2011, the State of Tennessee (“the State”), acting on behalf of the

grandmother, filed a petition to set child support, which the trial court dismissed upon

finding that support previously had been set. In December 2011, the State issued an

administrative order, finding that the mother owed an arrearage of $4,510.00 and

ordering her to pay an additional $205.00 per month. The mother subsequently filed a

petition seeking custody of the Children and naming the grandmother as the respondent.

Without notice to the State, the mother and the grandmother announced agreements to the

trial court, which the court memorialized in two agreed orders: (1) a March 13, 2015

order returning custody of the Children to the mother and granting reasonable visitation

to the grandmother and (2) a May 28, 2015 order waiving all child support arrearages

owed to the grandmother, directing the mother to pay a $1,488.00 child support arrearage

to the State at a rate of $50.00 per month, and reinstating the mother’s driver’s license. In

September 2015, the State filed a petition for criminal contempt against the mother for

failure to pay child support. The State subsequently filed a “motion to reconsider or set

aside” the May 2015 agreed order, citing Tennessee Rule of Civil Procedure 60.02.

Following a hearing, the trial court entered an order denying the State’s motion, directing

the mother to pay the $1,488.00 arrearage to the State she previously had agreed to pay,

and issuing an attachment for the mother’s failure to appear and failure to pay support.

The State has appealed. Having determined that, pursuant to Tennessee Code Annotated

§ 37-1-159(a), the circuit court has sole jurisdiction to consider this appeal flowing from

a dependency and neglect action, we transfer this appeal to the Montgomery County

Circuit Court.

Tenn. R. App. P. 3 Appeal as of Right; Appeal Transferred to Circuit Court

THOMAS R. FRIERSON, II, J., delivered the opinion of the court, in which RICHARD H.

DINKINS, J., and J. STEVEN STAFFORD, P.J., W.S., joined.

Herbert H. Slatery, III, Attorney General and Reporter; Andreé S. Blumstein, Solicitor

General; and Ellison M. Berryhill, Assistant Attorney General, for the appellant, State of

Tennessee ex rel. Kandi L. Smith.1

OPINION

I. Factual and Procedural Background

In the order from which the State appeals, the trial court appears to have

consolidated, sua sponte, various petitions involving the Children, including one initiated

by the State on behalf of the Children’s grandmother, Kandi L. Smith (“Grandmother”),

and one intiated by the Children’s mother, Britani N. Thorne (“Mother”). Prior to the

filing of these petitions, the trial court had entered an order on December 9, 2010,

adjudicating a previous dependency and neglect petition filed by Grandmother in which

Mother was named as a respondent.2 At the time, the Children were six and four years

old respectively. Approving an agreement announced by the parties as in the best interest

of the Children, the trial court in the adjudicatory order transferred custody of the

Children to Grandmother, granted to Mother seven hours of unsupervised visitation each

Sunday, and set Mother’s child support obligation at $410.00 per month. The trial court

made no specific finding as to whether the Children were dependent and neglected.

The State, acting on behalf of Grandmother, initially filed a petition to set child

support on April 13, 2011, upon receiving a referral from the Tennessee Department of

Human Services. The State provided child support enforcement services to Grandmother

pursuant to Title IV-D of the Social Security Act, 42 U.S.C. § 651 et seq., opening an

ongoing case number with Tennessee Child Support Enforcement Services. However,

the trial court entered an order dismissing the State’s initial petition on August 1, 2011,

because child support previously had been set in the December 2010 adjudicatory order.

1

The State has listed the grandmother, Kandi L. Smith, as an individual petitioner/appellee and the

mother, Britani N. Thorne, as a respondent/appellee. Neither Ms. Smith nor Ms. Thorne has filed a

responsive brief or entered an appearance on appeal.

2

Grandmother’s dependency and neglect petition is not in the record before us. The trial court’s order

adjudicating the petition is included as an attachment to the State’s post-judgment motion. Although two

additional respondents, Robert B. and Dustin T., are named in the style of the adjudicatory order, no

disposition as to those respondents is included in the record.

2

On December 15, 2011, the Department of Human Services issued an administrative

order, finding Mother to have an arrearage in the amount of $4,510.00 and ordering her to

pay $205.00 per month toward the arrearage in addition to her $410.00 monthly

obligation for current support. The State filed the administrative order with the trial

court.

At some point following entry of the adjudicatory order, Mother filed a petition

seeking custody of the Children and naming Grandmother as the respondent. Mother’s

petition is not in the record on appeal. The record does contain, as attachments to

pleadings filed by the State, copies of the two agreed orders entered by the trial court

upon Mother’s petition. In the first agreed order, entered March 13, 2015, the trial court

transferred custody of the Children from Grandmother to Mother, granted Grandmother

“reasonable visitation with the children as agreed upon by the parties,” and relieved a

guardian ad litem, Christopher J. Pittman, of his responsibilities in the case. The court

noted in the order that “[a]ll parties acknowledge that [Mother] is returning to the state of

Arizona.” Child support was not mentioned in the March 2015 order, and the State was

not joined as a party. The order does not specify any notice given to the State.

The second agreed order was entered by the trial court on May 28, 2015. The

style of the case, as in the earlier agreed order, listed Mother as the petitioner and

Grandmother as the respondent with no mention of the State. Upon agreement of the

parties as to the best interest of the Children, the trial court ordered that “all arrearages

owed to [Grandmother] [are] hereby waived, arrearages in the approximate amount of

$1,488.00, owed to the State of Tennessee, shall be paid at the rate of $50.00 per month

until paid in full . . . [and] the driver’s license and driving privileges of [Mother] are

hereby reinstated, effective immediately.” Mother was represented during entry of the

agreed orders by attorney Sharon T. Massey. Grandmother was not represented by

counsel.

On September 28, 2015, the State, utilizing the docket number previously

attached to the dismissed petition to set support, filed a petition for criminal contempt

against Mother, alleging failure to pay child support and an arrearage calculated in the

amount of $20,617.54. Citing alleged violation of the March 13, 2015 agreed order,

which had not addressed child support, the State requested that the trial court find Mother

to be in willful contempt, sentence her to ten days in jail and a fine of $50.00 plus costs,

enter a judgment against her for the full arrearage amount plus twelve-percent interest,

and enter an income assignment against her. The trial court subsequently issued a

criminal attachment, by which authority Mother was arrested on March 16, 2016. Upon

finding that Mother was indigent, the court appointed counsel, attorney Julie Dyess, to

represent Mother on the contempt charge. The court released Mother on a $5,000.00

bond in an order entered March 24, 2016. The May 28, 2015 agreed order, reflecting

3

Mother’s agreement to pay $50.00 per month to the State toward a $1,488.00 child

support arrearage, appears for the first time in the record before us as an apparent

attachment to the March 24, 2016 order releasing Mother on bond.

On August 25, 2016, the trial court conducted a hearing on the petition for

contempt and the State’s “Motion to Reconsider” the May 28, 2015 agreed order. The

State requested in its motion that the trial court set aside the May 2015 agreed order

pursuant to Tennessee Rule of Civil Procedure 60.02.3 In a “Statement of the Evidence”

filed in lieu of a transcript, pursuant to Tennessee Rule of Appellate Procedure 24(c), the

State proffers the filing date of its motion to reconsider as April 29, 2016, the date the

motion was signed by the assistant district attorney. However, the trial court clerk’s date

stamp on the motion indicates a filing date of September 20, 2016.4

The State argued in its motion, inter alia, that, pursuant to Tennessee Code

Annotated § 36-5-101(f)(1), the trial court did not have authority to grant forgiveness of a

child support arrearage at the time of the May 28, 2015 agreed order’s entry. As the State

pointed out, effective July 1, 2015, the General Assembly amended Tennessee Code

Annotated § 36-5-101(f) to add subsection (6), providing that “the obligor and obligee

shall have the right to compromise and settle a child support arrearage balance owed

directly to the obligee,” upon meeting certain requirements and upon the trial court’s

approval of the settlement as in the best interest of the children. See 2015 Pub. Acts, Ch.

200 § 1 (S.B. 101). The State argued that even assuming, arguendo, that the newly

enacted subsection could have been applied in this case, Mother and Grandmother failed

to meet the statutory requirement that “[i]n all Title IV-D cases, the department of human

services or its contractors must be a party to the action.” See Tenn. Code Ann. § 36-5-

101(f)(6)(A) (Supp. 2016).

3

The Tennessee Rules of Civil Procedure do not authorize motions to reconsider a trial court order. See

Goetz v. Autin, No. W2015-00063-COA-R3-CV, 2016 WL 537818, at *5 (Tenn. Ct. App. Feb. 10, 2016),

perm. app. denied (Tenn. June 24, 2016) (citing Harris v. Chern, 33 S.W.3d 741, 743 (Tenn. 2000)). In

relying on Tennessee Rule of Civil Procedure 60.02, the State requested that the trial court “set aside

and/or void” the agreed order, presumably based on Rule 60.02(1) (“mistake, inadvertence, surprise or

excusable neglect”), (3) (“the judgment is void”), or (5) (“any other reason justifying relief from the

operation of the judgment”). We note that relief under subsection (1) requires that the motion be filed

within one year of the judgment. See Tenn. R. Civ. P. 60.02.

4

Although the motion to reconsider has a certificate of service attached with the date of service to Ms.

Massey, Mother, and Grandmother given as April 29, 2016, this certificate is unsigned. The State’s

counsel has attached a copy of the motion to reconsider as an exhibit to the statement of the evidence, but

this copy of the motion is missing both a file date stamp and the entire page on which the certificate of

service was typed on the filed copy.

4

Through an order entered September 16, 2016, the trial court denied the State’s

motion to reconsider but determined that “the State shall be allowed to collect the

$1488.00 arrearage owed to the State as set out in the 5/28/15 Agreed Order.” Noting

that both Ms. Massey and Ms. Dyess represented Mother during the hearing but that

Mother was absent, the trial court also ordered that an attachment be issued for Mother’s

failure to appear and failure to pay $50.00 per month toward the $1,488.00 arrearage.

The trial court did not explain through its order the rationale for denying the motion to

reconsider, and the State has not provided any explanation to this Court in the statement

of the evidence. The State filed a notice of appeal with this Court on September 20,

2016.

II. Issue Presented

The State presents one issue on appeal, which we have restated as follows:

Whether the trial court erred by denying the State’s post-judgment

motion seeking relief from an agreed order forgiving a portion of Mother’s

child support arrearage.

III. Standard of Review

Determinations regarding child support are reviewed under an abuse of discretion

standard. See Mayfield v. Mayfield, 395 S.W.3d 108, 114-15 (Tenn. 2012); Richardson v.

Spanos, 189 S.W.3d 720, 725 (Tenn. Ct. App. 2005). “This standard requires us to

consider (1) whether the decision has a sufficient evidentiary foundation, (2) whether the

court correctly identified and properly applied the appropriate legal principles, and (3)

whether the decision is within the range of acceptable alternatives.” State ex rel. Vaughn

v. Kaatrude, 21 S.W.3d 244, 248 (Tenn. Ct. App. 2000). A trial court’s grant or denial of

a Tennessee Rule of Civil Procedure 60.02 motion is also reviewed under an abuse of

discretion standard. See Spruce v. Spruce, 2 S.W.3d 192, 194 (Tenn. Ct. App. 1998)

(citing Underwood v. Zurich Ins. Co., 854 S.W.2d 94, 97 (Tenn. 1993)).

Whether a court possesses subject matter jurisdiction over an action is a matter of

law, which we review de novo with no presumption of correctness. See In re Estate of

Brown, 402 S.W.3d 193, 198 (Tenn. 2013); Williams v. State, 139 S.W.3d 308, 311

(Tenn. Ct. App. 2004). To the extent that we need also review the factual findings of the

trial court, we presume those findings to be correct and will not overturn them unless the

evidence preponderates against them. See Tenn. R. App. P. 13(d); Morrison v. Allen, 338

S.W.3d 417, 425-26 (Tenn. 2011). “In order for the evidence to preponderate against the

trial court’s findings of fact, the evidence must support another finding of fact with

greater convincing effect.” Wood v. Starko, 197 S.W.3d 255, 257 (Tenn. Ct. App. 2006).

5

IV. This Court’s Subject Matter Jurisdiction

Determining the question to be dispositive, we address, sua sponte, the threshold

matter of whether this Court possesses subject matter jurisdiction to consider the State’s

appeal. See Tenn. R. App. P. 13(b) (“The appellate court shall . . . consider whether the

trial and appellate court have jurisdiction over the subject matter, whether or not

presented for review . . . .”). We determine that because the appeal flowed from what

was initially a dependency and neglect action, it should have been brought before the

circuit court.

Our Supreme Court has succinctly described subject matter jurisdiction and how it

is conferred on a tribunal:

The concept of subject matter jurisdiction involves a court’s lawful

authority to adjudicate a controversy brought before it. See Meighan v.

U.S. Sprint Communications Co., 924 S.W.2d 632, 639 (Tenn. 1996);

Standard Sur. & Casualty Co. v. Sloan, 180 Tenn. 220, 230, 173 S.W.2d

436, 440 (1943). Subject matter jurisdiction involves the nature of the

cause of action and the relief sought, see Landers v. Jones, 872 S.W.2d

674, 675 (Tenn. 1994), and can only be conferred on a court by

constitutional or legislative act. See Kane v. Kane, 547 S.W.2d 559, 560

(Tenn. 1977); Computer Shoppe, Inc. v. State, 780 S.W.2d 729, 734 (Tenn.

Ct. App. 1989).

Northland Ins. Co. v. State, 33 S.W.3d 727, 729 (Tenn. 2000). See Osborn v. Marr, 127

S.W.3d 737, 739 (Tenn. 2004) (“Subject matter jurisdiction involves a court’s lawful

authority to adjudicate a particular controversy.”).

Tennessee Code Annotated § 37-1-159(a) (2014 & Supp. 2016) provides that a

juvenile court’s final judgment in a dependency and neglect action is appealable to circuit

court. See Clark v. Cooper, No. E2012-00684-COA-R3-CV, 2013 WL 1097773, at *3

(Tenn. Ct. App. Mar. 18, 2013) (“A dependency and neglect action heard in juvenile

court is appealable to the circuit court, while a custody matter heard by the juvenile court

is appealable to the Tennessee Court of Appeals.”) (citing Tenn. Code Ann. § 37-1-159;

Tenn. Dep’t of Children’s Servs. v. Owens, 129 S.W.3d 50, 54 (Tenn. 2004)). The

version of Tennessee Code Annotated § 37-1-159 in effect when the instant action

commenced stated in pertinent part:

(a) The juvenile court shall be a court of record; . . . and any appeal

from any final order or judgment in an unruly child proceeding or

6

dependent and neglect proceeding, filed under this chapter, may be

made to the circuit court that shall hear the testimony of witnesses

and try the case de novo. The appeal shall be perfected within ten

(10) days, excluding nonjudicial days, following the juvenile court’s

disposition.

***

(g) Appeals in all other civil matters heard by the juvenile court shall be

governed by the Tennessee Rules of Appellate Procedure.

(Emphasis added.)5 See In re D.Y.H., 226 S.W.3d 327, 331 (Tenn. 2007) (“[A]ny

custody decision that is made during a dependency and neglect proceeding is a part of the

dependency and neglect proceeding and appealable to circuit court.”) (citing Tenn. Dep’t

of Children’s Servs. v. Owens, 129 S.W.3d 50, 55 (Tenn. 2004)).

Pursuant to Tennessee Code Annotated § 37-1-103(a)(1) (2014), “[t]he juvenile

court has exclusive original jurisdiction of . . . [p]roceedings in which a child is alleged to

be delinquent, unruly or dependent and neglected . . . .” In the case at bar, the trial court

assumed subject matter jurisdiction over the Children upon the filing of Grandmother’s

dependency and neglect petition. The original child support order upon which the State’s

calculation of arrearages is based was entered as part of an adjudication of the

dependency and neglect petition in the trial court’s December 2010 order transferring

custody to Grandmother. Moreover, although Mother’s subsequent petition is not in the

record before us, it clearly flowed from the dependency and neglect action in that Mother

sought modification of the adjudicatory order and return of the Children to her custody.

See In re D.Y.H., 226 S.W.3d at 331 (“Having acquired jurisdiction over the child by the

filing of the dependency and neglect petition and having found the child to be dependent

and neglected, the juvenile court heard the Mother’s . . . petition [to change custody]

pursuant to its continuing dependency and neglect jurisdiction.”).

We determine that the May 28, 2015 agreed order and the September 16, 2016

order denying the State’s motion to reconsider, from which the State appeals, also flow

from the dependency and neglect proceedings. Our Supreme Court has explained that

pursuant to Tennessee Code Annotated § 37-1-103(c),

5

Effective July 1, 2016, the General Assembly has amended Tennessee Code Annotated § 37-1-159(a) to

state, as relevant to the portion quoted above, that the appeal shall be perfected within ten judicial days

“following the entry of the juvenile court’s order.” See 2016 Pub. Acts, Ch. 637 § 1 (S.B. 2571).

7

when a juvenile court acquires jurisdiction from a dependency and neglect

proceeding, its exclusive original jurisdiction continues until one of

following events occur:

(1) the case is dismissed;

(2) the custody determination is transferred to another court;

(3) a petition for adoption is filed; or

(4) the child reaches the age of eighteen.

In re D.Y.H., 226 S.W.3d at 330. See Toms v. Toms, 98 S.W.3d 140, 144 (Tenn. 2003)

(“We conclude that the juvenile court lost jurisdiction of the case upon the dismissal of

the dependency and neglect petition . . . .”) (citing Tenn. Code Ann. § 37-1-103(c)).

None of the events that would have ended the juvenile court’s exclusive original

jurisdiction has occurred in the case at bar. See Tenn. Code Ann. § 37-1-103(c) (2014).

Upon our careful and thorough review of the record, we determine that this Court

does not have subject matter jurisdiction to consider this appeal because jurisdiction lies

with the circuit court. Pursuant to Tennessee Code Annotated § 16-4-108(a)(2) (2009), a

case appealed to the wrong court “shall by that court be transferred to the court having

jurisdiction of the case, direct.” See Clark, 2013 WL 1097773, at *3 (citing In re Estate

of White, 77 S.W.3d 765, 769) (Tenn. Ct. App. 2001)) (“When a case has been appealed

to the wrong court, the appropriate course of action is for the court lacking jurisdiction to

transfer the case to the correct court.”)); see, e.g., In re D.L.D., Jr., E2009-00706-COA-

R3-JV, 2010 WL 653252, at * 1 (Tenn. Ct. App. Feb. 24, 2010) (transferring appeal of a

dependency and neglect order entered by a juvenile court to circuit court); In re C.M.C.,

No. M2008-00329-COA-R3-JV, 2008 WL 4426885, at *4 (Tenn. Ct. App. Sept. 30,

2008) (transferring the appeal to circuit court upon determining that the mother’s appeal

of a juvenile court’s decision involved a dependency and neglect proceeding). We note

that the State’s notice of appeal was timely filed within the ten-day period provided by

Tennessee Code Annotated § 37-1-159(a) for appeals from juvenile court to circuit court.

We therefore determine that this appeal must be transferred to the Montgomery County

Circuit Court.

V. Denial of Motion to Reconsider

Having determined that this Court has no subject matter jurisdiction over this case,

we further determine that the State’s issue regarding the trial court’s denial of the motion

to reconsider is pretermitted as moot. Pending appeal to the circuit court, the trial court’s

8

September 16, 2016 order remains in effect. See Tenn. Code Ann. § 37-1-159(b) (Supp.

2016) (“An appeal does not suspend the order of the juvenile court . . . .”).

VI. Conclusion

For the reasons stated above, we transfer this case to the Circuit Court for

Montgomery County, Tennessee. Costs on appeal to this Court are taxed to the appellant,

the State of Tennessee ex rel. Kandi L. Smith.

_________________________________

THOMAS R. FRIERSON, II, JUDGE

9