Opinion

Connors v. National Transportation Safety Board

  • 844 F.3d 1143
  • 2017 D.A.R. 79
  • 2017 U.S. App. LEXIS 95
  • 2017 WL 33568
Court
Court of Appeals for the Ninth Circuit
Filed
Jan 4, 2017
Status
Published
Author
Nguyen
On the bench
Berzon, Nguyen, Zouhary
Nature of suit
Agency
Cited by
1 cases
Authority
More cited than 45.1%

The opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

PAUL CONNORS, No. 15-70333

Petitioner,

NTSB No. SE-19621

v.

NATIONAL TRANSPORTATION OPINION

SAFETY BOARD; MICHAEL P.

HUERTA, Administrator, Federal

Aviation Administration,

Respondents.

On Petition for Review of an Order of the

National Transportation Safety Board

Submitted November 9, 2016 *

Pasadena, California

Filed January 4, 2017

Before: Marsha S. Berzon and Jacqueline H. Nguyen,

Circuit Judges, and Jack Zouhary, ** District Judge.

Opinion by Judge Nguyen

*

The panel unanimously concludes this case is suitable for decision

without oral argument. See Fed. R. App. P. 34(a)(2).

**

The Honorable Jack Zouhary, United States District Judge for the

Northern District of Ohio, sitting by designation.

2 CONNORS V. NTSB

SUMMARY ***

National Transportation Safety Board

The panel denied a petition for review of a decision of

the National Transportation Safety Board affirming an order

of the Federal Aviation Administration revoking petitioner’s

aircraft registration certificate.

Petitioner admitted to the FAA that he used his aircraft

to transport marijuana. The FAA revoked his registration

certificate because “the aircraft was used to carry out, or

facilitate, an activity that is punishable” as a drug-related

felony. 49 U.S.C. § 44106(b)(1)(A). Separate state court

criminal proceedings against petitioner were then dismissed

after the trial court suppressed the drug evidence found on

his plane. Petitioner argued that § 44106 did not apply to

him because, in light of the suppression order, his act was no

longer “punishable.”

The panel held that under the statute’s plain language,

the proper inquiry was whether the “activity” is

“punishable,” not whether the certificate holder is at risk of

being punished. Because the activity—transporting

marijuana—was punishable as a felony, petitioner’s

certificate was properly revoked even though he may no

longer have been subject to punishment under state law.

***

This summary constitutes no part of the opinion of the court. It

has been prepared by court staff for the convenience of the reader.

CONNORS V. NTSB 3

COUNSEL

Robert J. Hajek, Esq., Del Mar, California, for Petitioner.

Benjamin C. Mizer, Principal Deputy Assistant Attorney

General; Mark B. Stern and Katherine Twomey Allen,

Attorneys, United States Department of Justice,

Washington, D.C. for Respondent Michael P. Huerta.

OPINION

NGUYEN, Circuit Judge:

Paul Connors petitions for review of a National

Transportation Safety Board (“NTSB”) decision affirming

an order of the Federal Aviation Administration (“FAA”)

revoking his aircraft registration certificate. Connors

admitted to the FAA that he used his aircraft to transport

marijuana. The FAA revoked his registration certificate

because “the aircraft was used to carry out, or facilitate, an

activity that is punishable” as a drug-related felony.

49 U.S.C. § 44106(b)(1)(A). Separate, state court criminal

proceedings against Connors were dismissed after the trial

court suppressed the drug evidence found on his plane.

Connors argues that § 44106 does not apply to him

because, in light of the suppression order, his act is no longer

“punishable.” Under the statute’s plain language, however,

the proper inquiry is whether the “activity” is “punishable,”

not whether the certificate holder is at risk of being punished.

Because the activity—transporting marijuana—was

punishable as a felony, Connors’s certificate was properly

revoked even though he may no longer be subject to

punishment under state law.

4 CONNORS V. NTSB

I.

Connors flew his Lancair aircraft to a municipal airport

in Portales, New Mexico. When he landed, law enforcement

personnel searched the aircraft and found 15 pounds of

marijuana. He was charged in state court with possession of

marijuana with intent to distribute. N.M. Stat. Ann. § 30-31-

22(A)(1). The district attorney dismissed the charges with

prejudice after the trial court found the search warrant

invalid and suppressed the evidence.

After the evidence was suppressed but before the

criminal charges were dismissed, the FAA revoked

Connors’s aircraft registration certificate for his knowing

use of the aircraft to transport marijuana in violation of

49 U.S.C. § 44106(b)(1). In response, Connors admitted

that he “knowingly transported” the marijuana but appealed

the FAA’s revocation order on the basis of the state court’s

suppression order.

It was while the administrative proceedings were

pending before an NTSB administrative law judge (“ALJ”)

that Connors’s criminal case was dismissed. The ALJ

affirmed the FAA’s revocation order, and, after Connors

appealed, the NTSB affirmed the ALJ’s decision.

II.

Section 44106 authorizes the FAA to revoke an aircraft

registration certificate for a controlled substance violation.

Appeals from a revocation order are heard by the NTSB.

49 U.S.C. §§ 1133(2), 44106(d). We have jurisdiction to

review the NTSB’s decision pursuant to 49 U.S.C.

§ 1153(a).

CONNORS V. NTSB 5

Review of an NTSB decision is governed by the

Administrative Procedure Act, 5 U.S.C. § 706.

Andrzejewski v. FAA, 563 F.3d 796, 799 (9th Cir. 2009). We

may set aside the decision only if it is “arbitrary, capricious,

an abuse of discretion, or otherwise not in accordance with

law.” Id. (quoting 5 U.S.C. § 706(2)(A)). We review legal

questions de novo. Janka v. Dep’t of Transp., 925 F.2d

1147, 1149 (9th Cir. 1991). We apply Chevron deference,

however, to the agency’s interpretation of the statute it

administers. See Donnelly v. FAA, 411 F.3d 267, 271 (D.C.

Cir. 2005) (citing Chevron U.S.A., Inc. v. Natural Res. Def.

Council, Inc., 467 U.S. 837, 842–43 (1984)) (determining

whether FAA reasonably interpreted “use” in 49 U.S.C.

§ 44710(b)(2) to revoke airman’s certificate).

Under Chevron, “we are prohibited from substituting our

‘own construction of a statutory provision for a reasonable

interpretation made by the administrator of an agency’”

when Congress has not directly addressed the provision’s

meaning. Redmond-Issaquah R.R. Pres. Ass’n v. Surface

Transp. Bd., 223 F.3d 1057, 1061 (9th Cir. 2000) (quoting

Chevron U.S.A., Inc., 467 U.S. at 844). If, on the other hand,

“the intent of Congress is clear, that is the end of the matter;

for the court, as well as the agency, must give effect to the

unambiguously expressed intent of Congress.” The

Wilderness Soc’y v. U.S. Fish & Wildlife Serv., 353 F.3d

1051, 1059 (9th Cir. 2003) (en banc) (quoting Chevron,

467 U.S. at 842–43).

III.

In general, an aircraft may not be operated in the United

States unless it is registered. 49 U.S.C. § 44101(a). Upon a

successful application, the FAA issues a certificate of

registration to the aircraft’s owner. Id. § 44103(a). The

FAA may revoke a registration certificate, however, if the

6 CONNORS V. NTSB

aircraft is knowingly used for felonious drug-related

activity:

[T]he [FAA] shall issue an order revoking the

certificate of registration for an aircraft . . . if

[it] finds that—(A) the aircraft was used to

carry out, or facilitate, an activity that is

punishable by . . . imprisonment for more

than one year under a law . . . related to a

controlled substance . . . ; and (B) the owner

of the aircraft permitted the use of the aircraft

knowing that the aircraft was to be used for

the activity . . . .

49 U.S.C. § 44106(b)(1) (emphasis added).

Connors argues that “punishable” means that “there must

at least be the possibility of conviction and imprisonment”

under the law, and the suppression of the evidence from his

plane foreclosed any chance of his conviction. 1 (Emphasis

added). The NTSB concluded that under the plain language

of the statute, “punishable” refers to the “proscribed

activity”—not, as Connors would have it, a “person” or his

specific “act.” Applying that concept to Connors, the agency

noted that transporting marijuana, which Connors admitted

he “knowingly” did, was an “activity [that] carried with it

1

Connors also argued to the NTSB that his act was not punishable

because the criminal charge was dismissed with prejudice. The NTSB

rejected that argument, and he does not appeal the decision on that

ground.

CONNORS V. NTSB 7

the possibility of more than one year imprisonment” under

New Mexico law. 2

We agree that § 44106(b)(1) plainly connects

“punishable” to the “activity,” such that an aircraft

certificate may be revoked regardless of whether the

certificate holder could be convicted for “carry[ing] out” or

“facilitat[ing]” the activity. Notably, the statute applies

where a third party conducts the punishable activity, as long

as the owner knows that the aircraft was used for the activity.

See 49 U.S.C. § 44106(b)(1)(B). This third-party scenario,

express in the statute, confirms that the statute applies

whether or not the aircraft owner is at risk of criminal

punishment. Nothing in the statutory language ties the

revocation of an aircraft’s registration certificate to the

possibility of a successful criminal prosecution of the owner.

Moreover, the statute provides an exception for

acquittals that would be unnecessary if Connors’s

interpretation were correct. The FAA may not revoke the

registration of a certificate holder who “is acquitted of all

charges related to a controlled substance in an indictment or

information arising from the [felonious drug-related]

activity.” 49 U.S.C. § 44106(e)(1). If “punishable” required

“the possibility of conviction and imprisonment,” an

acquittal would categorically exclude such possibility, see

U.S. Const. amend. V; Evans v. Michigan, 133 S. Ct. 1069,

1074 (2013) (“[T]he Double Jeopardy Clause bars retrial

following a court-decreed acquittal . . . .”), and

§ 44106(e)(1) would serve no purpose. We avoid

2

When the FAA revoked Connors’s certificate, distribution or

possession with intent to distribute marijuana was punishable under New

Mexico law by imprisonment for 18 months or more. See N.M. Stat.

Ann. §§ 30-31-22(A)(1), 31-18-15(A).

8 CONNORS V. NTSB

constructions that render a statutory provision superfluous.

Hart v. McLucas, 535 F.2d 516, 519 (9th Cir. 1976).

Even if the statute’s meaning were not clear on its face,

the NTSB reasoned, and we agree, that the legislative history

leaves no doubt that Congress intended to give the FAA

authority to revoke a registration certificate even in

situations where a criminal conviction is not possible.

Congress enacted this provision as part of the Aviation

Drug-Trafficking Control Act, Pub. L. No. 98-499, § 4(a),

98 Stat. 2312 (1984). The conference report explains that

the FAA can “proceed against individuals who have engaged

in activities which are prohibited by state or federal drug

laws, but who have not been convicted of a drug law

offense,” such as when “an airman is not convicted because

of technicalities which apply to criminal proceedings but not

to administrative proceedings involving loss of a license.” 3

H.R. Rep. No. 98-1085, at 9 (1984), reprinted in 1984

U.S.C.C.A.N. 3920, 3992. The report continues:

3

This statement addressed a similar provision with the same

language authorizing the FAA to revoke an airman certificate—a type of

license—for felonious drug-related activity. See 49 U.S.C.

§ 44710(b)(2) (“The [FAA] shall issue an order revoking an airman

certificate . . . if [it] finds that—(A) the individual knowingly carried out

an activity punishable, under a [felony] law . . . related to a controlled

substance . . . ; (B) an aircraft was used to carry out or facilitate the

activity; and (C) the individual served as an airman, or was on the

aircraft, in connection with carrying out, or facilitating the carrying out

of, the activity.”). The conference report notes that “[t]he procedures to

be followed” in both provisions “are similar.” H.R. Rep. No. 98-1085,

at 12. An “airman” is a “pilot, mechanic, or member of the crew” who

“command[s]” or “navigates aircraft when under way” or a person “who

is directly in charge of inspecting, maintaining, overhauling, or repairing

aircraft, aircraft engines, propellers, or appliances” or “who serves as an

aircraft dispatcher or air traffic control-tower operator.” 49 U.S.C.

§ 40102(a)(8).

CONNORS V. NTSB 9

It should be clearly understood that the

reference to existing criminal law applies

only to the elements of the violation. We do

not intend to require [the] FAA or NTSB to

follow criminal law procedures or standards

of proof. These matters will be determined

by general principles of administrative law

applicable to license [and registration]

revocation cases.

Id.

IV.

Whether the suppression of the evidence against

Connors precluded his conviction is irrelevant. He

knowingly allowed his plane to be used to transport

marijuana, an “activity” that was punishable by

imprisonment for more than one year. The FAA properly

revoked his registration certificate.

PETITION FOR REVIEW DENIED.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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