compound hearsay in medical examiners report; failure to object waived error
How later courts described this case
- compound hearsay in medical examiners report; failure to object waived error
- noting suggestion cross-examination should have been conducted differently “does not rebut the presumption that counsel’s conduct fell within the wide range of reasonable professional assistance”
- noting silent record regarding trial counsel’s motivations in not challenging or striking juror who had 12 expressed bias against defendant failed to rebut presumption of effective assistance
- a defendant "must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different.”
Written by the judges who cited it.
The opinion
PD-1179-15
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 11/30/2015 7:26:03 PM
Accepted 12/1/2015 3:30:36 PM
ABEL ACOSTA
No. PD-1179-15 CLERK
IN THE COURT OF CRIMINAL APPEALS
AT AUSTIN, TEXAS
JULIO FRANCISCO GALVAN,
Appellant,
vs.
THE STATE OF TEXAS,
Appellee.
On Petition Discretionary Review of the
Judgment of the Court of Appeals for the
First Judicial District,
At Houston, Texas
Appeal No. 01-00946-CR
December 1, 2015 * * *
248th Judicial District Court of
Harris County, Texas
Trial Court No. 1362831
APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
PATRICK F. McCANN
State Bar No. 00792680
909 Texas Avenue
ORAL ARGUMENT REQUESTED Suite 205
Houston, Texas 77002
PH: (713) 223-3805
eFax: (281) 667-3352
IDENTIFICATION OF THE PARTIES
Pursuant to Rule 68.4(a) of the Texas Rules of Appellate Procedure, a
complete list of the interested parties and entities is provided below:
The Trial Court Below:
Honorable Katherine Cabaniss, 248th District Court of Harris County, Texas
Appellant:
Julio Francisco Galvan, Appellant
Patrick F. McCann, Esq., Counsel on appeal for Appellant
Boyd Wilson, Esq., Trial counsel for Appellant
Appellee:
The State of Texas, Appellee
Devon Anderson, Esq., District Attorney for Harris County, Texas
Abbie Miles, Esq., Assistant District Attorney on appeal for Appellee
Amanda Greer, Assistant District Attorney at trial for Appellee
ii
TABLE OF CONTENT
Page
Cover .................................................................................................................. i
Identity of the Parties ………………………………………………………….. ii
Table of Contents …………………………….................................................... iii
Index of Authorities ………………………….................................................... v
Statement Regarding Oral Argument ………………………………………..... 1
Statement of the Case ………………………..................................................... 1
Statement of Procedural History ………….…................................................... 1
Grounds for Review …………………………................................................... 2
Ground One
WHETHER THE COURT OF APPEALS ERRED WHEN IT
FOUND THAT MR. GALVAN WAS NOT DENIED THE
REASONABLY EFFECTIVE ASSISTANCE OF COUNSEL WHEN
HIS TRIAL ATTORNEY ALLOWED TWO JURORS WHO HAD
VOICED ACTUAL BIAS AGAINST HIM TO BE SEATED ON HIS
JURY? (Slip Opinion at 9-13).
Reasons for Review …………….................................................... 2
Argument ………………………................................................... 3
iii
Ground Two
WHETHER THE COURT OF APPEALS ERRED WHEN IT
FOUND THAT MR. GALVAN WAS NOT DENIED THE
REASONABLY EFFECTIVE ASSISTANCE OF COUNSEL WHEN
HIS TRIAL ATTORNEY FAILED TO PROPERLY OBJECT TO THE
EVIDENCE OF AN EXTRANEOUS SEXUAL OFFENSE THAT MR.
GALVAN HAD TOUCHED HIS 13 YEAR OLD DAUGHTER IN
THE SAME MANNER AS THE COMPLAINANT? (Slip Opinion
at 18-20).
Reasons for Review ………..….................................................... 8
Argument ……………………….................................................. 8
Prayer for Relief ……………………………................................................... 13
Certificate of Compliance ………………….................................................... 14
Certificate of Service ………………………................................................... 15
Appendix
Julio Francisco Galvan v. The State of Texas,
Appeal No. 01-13-00946-CR
(Tex. App. [1st Dist.], July 16, 2015)
(Memorandum Opinion not designated
for publication)
iv
INDEX OF AUTHORITES
Cases Page
Borjan v. State,
787 S.W.2d 53 (Tex. Crim. App. 1990) ............................................... 3
Boutwell v. State,
719 S.W.2d 164 (Tex. Crim. App. 1985) ............................................ 12
Campbell v. State,
426 S.W.3d 780 (Tex. Crim. App. 2014) ........................................... 5
Delrio v. State,
840 S.W.2d 443 (Tex. Crim. App. 1992) .................................... 2, 5, 6, 7
Doles v. State,
786 S.W.2d 741 (Tex. App. 1989, no pet.) ................................ 8, 11, 12
Elder v. State,
614 S.W.2d 316 (Tex. Crim. App. 1981) ........................................... 9
Ex parte Martin,
6 S.W.3d 524 (Tex. Crim. App. 1999) ............................................... 4-5, 9
Galvan v. State,
No. 01-13-00946-CR (Tex. App. [1st Dist.]
Jul. 16, 2015) ............................................................................. 1, passim
Graham v. State,
657 S.W.2d 99 (Tex. Crim. App. 1983) .............................................. 10
Green v. State,
899 S.W.2d 245 (Tex. App. 1995, no pet.) ......................................... 12
Haley v. State,
173 S.W.3d 510 (Tex. Crim. App. 2005) ............................................ 11
v
Hernandez v. State,
599 S.W.2d 614 (Tex. Crim. App. 1980) ............................................ 9
Hernandez v. State,
726 S.W.2d 53 (Tex. Crim. App. 1986) .............................................. 3
Jackson v. State,
850 S.W.2d 834, 837 (Tex. App.
– Corpus Christi 1993), rev’d,
877 S.W.2d 768 (Tex. Crim. App. 1994) ............................................ 6
Mitchell v. State,
762 S.W.2d 916, 925 (Tex. App.
– San Antonio 1988, pet. ref’d) ............................................................ 3
Nelson v. State,
832 S.W.2d 762 (Tex. App. – Houston [1st Dist.]
1992, no pet.) ............................................................................... 2, 4, 5, 7
Roberson v. State,
420 S.W.3d 832, 837 (Tex. Crim. App. 2013) ..................................... 5
Strickland v. Washington,
466 U.S. 668 (1984) .............................................................................. 3, 10
Wintter v. State,
616 S.W.2d 197 (Tex. Crim. App. 1981) .............................................. 9
Constitution, Statutes and Rules
TEX. R. EVID. 803(6) ....................................................................................... 9
TEX. R. EVID. 803(8) ....................................................................................... 9
TEX. R. EVID. 805 ........................................................................................... 9
vi
TEX. R. APP. P. 9.4(e) .................................................................................... 14
TEX. R. APP. P. 9.4(i) .................................................................................... 14
TEX. R. APP. P. 9.4(e)(1) .............................................................................. 14
TEX. R. APP. P. 9.4(e)(2) ............................................................................. 14
TEX. R. APP. P. 47.1 .................................................................................... 3, 5
TEX. R. APP. P. 66.1..................................................................................... 4, 9
TEX. R. APP. P. 66.3(a) .................................................................... 3, 5, 7, 8, 12
TEX. R. APP. P. 66.3(c) .............................................................................. 3, 7
TEX. R. APP. P. 66.3(f) .............................................................................. 3, 7
vii
STATEMENT REGARDING ORAL ARGUMENT
This case presents very limited and unusual questions for review, and oral
argument would assist the Court by posing questions to respective counsel in
distinguishing Mr. Galvan’s case from the decision in Delrio v. State, while
permitting Galvan to demonstrate the similarities of his case with that of Doles v.
State.
STATEMENT OF THE CASE
Petitioner/Appellant Julio Francisco Galvan was charged by indictment with
the aggravated sexual assault of B.L., a child younger than the age of fourteen
(CR-12). Mr. Galvan entered a plea of not guilty to the charged offense, and a jury
in the 248th District Court of Harris County, Texas, found him guilty as charged in
the indictment (CR-87). The trial court, the Honorable Katherine Cabaniss
presiding, assessed punishment at 15 years confinement in the Correctional
Institutions Division of the Texas Department of Criminal Justice (Id.). Mr.
Galvan filed his timely written notice of appeal to the First Court of Appeals at
Houston (CR-90-91).
STATEMENT OF PROCEDURAL HISTORY
The First Court of Appeal affirmed the judgment and sentence of the trial
court in an unpublished memorandum opinion delivered July 16, 2015. Galvan v.
1
State, No. 01-13-00946-CR (Tex. App. [1st Dist.], Jul. 16, 2015) (See Appendix).
No motion for rehearing was sought by Mr. Galvan in the court of appeals.
Mr. Galvan sought an extension of time in which to petition this Court for
discretionary review in this matter, which was denied by the Court on September
16, 2015. Galvan v. State, No. PD-1179-15 (Tex. Crim. App., Sept. 19, 2015). He
then filed a motion for rehearing concerning the denial of the extension in time,
which was granted by the Court on September 22, 2015. Id. Pursuant to this
Court’s September 22nd order, any petition for discretionary review received by its
clerk on or before Tuesday, December 1, 2015, is timely filed.
GROUNDS FOR REVIEW
GROUND ONE:
WHETHER THE COURT OF APPEALS ERRED WHEN IT FOUND THAT
MR. GALVAN WAS NOT DENIED THE REASONABLY EFFECTIVE
ASSISTANCE OF COUNSEL WHEN HIS TRIAL ATTORNEY ALLOWED TWO
JURORS WHO HAD VOICED ACTUAL BIAS AGAINST HIM TO BE SEATED ON
HIS JURY? (Slip Opinion at 9-13).
Reasons for Review
The Court of Appeals decision in Galvan v. State, No. 01-13-00946-CR
(Tex. App. - Houston [1st Dist.], Jul. 16, 2015) is in conflict with its own decision
in Nelson v. State, 832 S.W.2d 762 (Tex. App. – Houston [1st Dist.] 1992, no pet.)
and this Court’s decision in Delrio v. State, 840 S.W.2d 443 (Tex. Crim. App.
1992), thus warranting the Court’s intervention to maintain consistency in the
2
decisions in the First Judicial District of the Court of Appeals, as well as the lower
courts of appeals. See TEX. R. APP. P. 66.3(a) and Borjan v. State, 787 S.W.2d 53,
55 (Tex. Crim. App. 1990) (granting discretionary review where court of appeals
decision was inconsistent with other decisions of the same court of appeals); TEX.
R. APP. P. 66.3(c). Moreover, the Court of Appeals reliance upon unpublished
decisions in disavowing, actually overruling, its published decision in Nelson
necessitates an exercise of this Court’s power of supervision in this matter under
TEX. R. APP. P. 66.3(f).
Argument
In an analysis riddled with error, the court of appeals below found that Mr.
Galvan’s trial attorney was not ineffective for allowing two actually biased jurors
to be seated on the venire panel determining his guilt or innocence 1 . While
implicitly acknowledging the biasedness of the seated jurors, the court reasoned,
while erroneously relying on decisions emanating from this Court, that the right to
an impartial jury may be waived by a defendant through counsel. Galvan v, State,
1
This instance of ineffectiveness was actually one sub-part of nine contained in Mr.
Galvan’s first point of error challenging the cumulative effect of his trial attorney’s performance
during the guilt/innocence phase of his jury trial. Galvan v. State, Slip op. at 9. But see,
Hernandez v. State, 726 S.W.2d 53, 63 (Tex. Crim. App. 1986) (“It is the cumulative effect of
counsel’s errors that must be evaluated, not the effect of each individual error.”) (CLINTON, J.,
concurring), citing Strickland v. Washington, 466 U.S. 668, 694 (1984) (a defendant "must show
that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the
proceeding would have been different.”) (emphasis supplied). See also Mitchell v. State, 762
S.W.2d 916, 925 (Tex. App. – San Antonio 1988, pet. ref’d) (recognizing the cumulative effect
of attorney error). However, the lower court of appeals did not see fit to address this facet of Mr.
Galvan’s point of error in its opinion. Cf. Tex. R. App. P. 47.1 (Opinion “must ... address[] every
issue raised and necessary to final disposition of the appeal.”).
3
No. 01-13-00946-CR, slip op. at 9-10 (See Appendix). What the lower courts
analysis overlooks is the fact that while the right to an impartial jury may be
waived by a defendant, the right to the reasonably effective assistance of counsel is
not subject to such a waiver.
The factual and legal platform of Mr. Galvan’s ineffectiveness of counsel
claim concerning the seating of actually biased jurors is no different than that
present in Nelson v. State. If anything, it is stronger. The panel’s opinion in
Galvan is in direct conflict with its own earlier opinion in Nelson. In that case the
court held that:
[T]he first prong of Strickland is satisfied by appellant’s
counsel’s apparent failure to understand the law that prohibits biased
jurors from serving on a jury, and by his subsequent failure to object
to the questionable prospective jurors after they expressed their bias.
A failure to understand such law is unreasonable under prevailing
professional norms and cannot be considered a strategic choice made
after thorough investigation. In fact, counsel’s failure to object to the
biased venirepersons is not supported by any reasonable professional
judgment.
Nelson, 832 S.W.2d at 766 (emphasis supplied).
No less occurred with the trial attorney in Mr. Galvan’s case as did in the
Nelson case. And yet the lower court held that the trial attorney’s decision not to
challenge the jurors was strategic in this instance, and thus not deficient
4
performance. 2 This decision has created an irreconcilable conflict in the decisions
in the First Judicial District that should be resolved by this Court. TEX. R. APP. P.
66.3(a).
Moreover, in creating this conflict in the holdings in its own district, the
lower court of appeals has done so by blatantly ignoring the mandate of Tex. R.
App. P. 47.7(a) by relying on unpublished decisions to overrule the published
decision in Nelson. The panel has cited these opinions not as being “comparative
and illustrative” as is permitted under Rule 47.7(a) 3 , but as direct precedential
authority in what it has conveniently termed “disavow[ing]” the decision in
Nelson. However, as Rule 47.7(a) specifically and unequivocally states: “Opinions
and memorandum opinions not designated for publication by the court of appeals
under these or prior rules have no precedential value....”. Tex. R. App. P. 47.7(a).
See Campbell v. State, 426 S.W.3d 780, 783 n. 2 (Tex. Crim. App. 2014).
And last, the lower court of appeals appears to misunderstand and has
clearly misapplied this Court’s decision in Delrio v. State. The lower court has
ignored this Court’s cautionary statements in the Delrio opinion, and has blindly
2 The panel based its decision on a finding that counsel’s performance was not
deficient in that it was purportedly strategic. See slip op. at 13. The panel never addressed the
issue of prejudice, thus that component of the two-prong analysis under Strickland will not be
addressed in this petition. TEX. R. APP. P. 66.1 (“The Court of Criminal Appeals may review a
court of appeals' decision in a criminal case....”) (emphasis supplied). See Ex parte Martin, 6
S.W.3d 524, 525 n. 5 (Tex. Crim. App. 1999) (“We do not address this contention because the
Court of Appeals did not base its decision on this basis[.]”).
3
See Roberson v. State, 420 S.W.3d 832, 837 (Tex. Crim. App. 2013).
5
misused Delrio to find trial counsels failure to object to and exclude the seating of
actually biased jurors on Mr. Galvan’s jury. In essence, the lower court has used,
to paraphrase former Chief Justice Kennedy of the Corpus Christi Court of
Appeals, this Court’s decision in Delrio as a peg to hang its hat on in its hesitance
to find the trial attorneys representation in Mr. Galvan’s case to be ineffective.
Jackson v. State, 850 S.W.2d 834, 837 (Tex. App. – Corpus Christi 1993), rev’d,
877 S.W.2d 768 (Tex. Crim. App. 1994).
The facts relied upon by this Court in Delrio to overrule the appellant’s
claim that his trial attorney was ineffective are distinguishable from those in Mr.
Galvan’s case. In Delrio, the defendant was charged with possession of cocaine
with intent to deliver, and the biased juror was a narcotics officer who actually
“knew” the defendant. 840 S.W.2d at 445. This Court reasoned that Delrio’s trial
attorney “may have believed [the juror’s] impartiality favored his client”, and
further declined to exclude “the possibility that out of his own naivete [Delrio]
himself may have given counsel some reason to believe [the jurors] partiality
might favor [him].’ Id. at 446. This fact situation is not present in the case at bar.
In this case, no one on the panel indicated they knew Mr. Galvan or anything
about him. Mr. Galvan was charged with the sexual assault of a child. Nothing in
the record indicates that any of the prospective jurors knew anything more about
Mr. Galvan than what was alleged in the indictment. Thus there is no “possibility”
6
that either counsel or Mr. Galvan believed that the two actually biased jurors
would favor Mr. Galvan.
This Court’s decision in Delrio has a very narrow application to
ineffectiveness of counsel claims involving biased jurors. In fact, this Court
cautioned that it “expect[ed] the occasion to be rare...that under no circumstances
could defense counsel justifiably fail to exercise a challenge for cause or
peremptory strike against a venire person who deemed himself incapable of
serving on the jury in a fair and impartial manner.” 840 S.W.2d at 446. The fact
situation present in Delrio, which is not present in Mr. Galvan’s case, was just
such a rare occasion.
It is also worth noting that, although the decision in Delrio was handed
down a mere five months after the decision in Nelson was delivered, this Court did
not deem it significant to mention much less overrule the decision in Nelson.
Thus this Court should grant discretionary review as to this ground pursuant
to Rules 66.3(a), (c) and (f), and exercise its power of supervision to correct the
errant panel of the lower court of appeals so as to maintain consistency and avoid
confusion in the jurisprudence of the state.
7
GROUND TWO:
WHETHER THE COURT OF APPEALS ERRED WHEN IT FOUND THAT
MR. GALVAN WAS NOT DENIED THE REASONABLY EFFECTIVE
ASSISTANCE OF COUNSEL WHEN HIS TRIAL ATTORNEY FAILED TO
PROPERLY OBJECT TO THE EVIDENCE OF AN EXTRANEOUS SEXUAL
OFFENSE THAT MR. GALVAN HAD TOUCHED HIS 13 YEAR OLD
DAUGHTER IN THE SAME MANNER AS THE COMPLAINANT? (Slip
Opinion at 18-20).
Reasons for Review
The Court of Appeals decision in Galvan v. State with respect to the trial
attorney’s ineffectiveness in failing to properly object to and exclude evidence of a
strikingly similar extraneous sexual offense involving Mr. Galvan’s daughter as
contained in a medical record exhibit is in conflict with the Tyler Court of Appeals
decision in Doles v. State, 786 S.W.2d 741 (Tex. App. 1989, no pet.), and once
again warrants this Court’s intervention to maintain consistency in the decisions in
the lower courts of appeals. TEX. R. APP. P. 66.3(a);
Argument:
The trial court specifically ruled that the:
‘[S]et of facts that are extraneous to the offense regarding [Mr.
Galvan’s] having committed the same type of thing against...his own
daughter is more prejudicial than probative....’
Galvan v. State, Slip op. at 19. However, during trial, the State managed to bring
in the evidence of this extraneous offense by offering into ”evidence the medical
records containing the statement about the extraneous act” without a proper
8
objection from the trial attorney. Id. The lower court of appeals, assuming
arguendo4 that this evidence was inadmissible and thus deficient performance on
counsels part for failing to exclude it, merely concluded, without significant
analysis, that Mr. Galvan had not shown a reasonable probability that the outcome
of his trial would have been different had his trial counsel objected to the evidence.
Id. at 20.
Although TEX. R. EVID. 803(6) and (8) are exceptions to the Hearsay Rule
for business and official documents, hearsay statements contained within such
documents are inadmissible unless they themselves fit within an exception to the
Hearsay Rule. TEX. R. EVID. 805. The general rule is that when a document
contains both admissible and inadmissible material the objection must specifically
refer to the material deemed objectionable. Wintter v. State, 616 S.W.2d 197, 202
(Tex. Crim. App. 1981); Hernandez v. State, 599 S.W.2d 614, 617 (Tex. Crim.
App. 1980). Admission of prejudicial inadmissible hearsay by a trial court over
such an objection would constitute an abuse of discretion and reversible error.
Elder v. State, 614 S.W.2d 316 (Tex. Crim. App. 1981).
4
The lower court of appeals based its decision as to this sub-claim on what it
perceived to be an absence of Strickland prejudice. (Slip op. at 20). So, while addressing in a
cursory fashion the court of appeals contentions with respect to the inadmissibility of this
evidence, as well as the trial attorney’s deficient performance in this regard, Mr. Galvan’s
argument in this petition will focus on the issue of prejudice under the two-pronged analysis. TEX.
R. APP. P. 66.1 and Ex parte Martin, 6 S.W.3d at 525 n. 5, supra.
9
The simple fact of the matter is that had trial counsel properly objected to
the compound hearsay of the extraneous offense in the medical records, it likely
would have been excluded. Cf. e.g., Graham v. State, 657 S.W.2d 99, 102 (Tex.
Crim. App. 1983) (compound hearsay in medical examiners report; failure to
object waived error).
In the context of an ineffectiveness of counsel claim, it must be presumed
the factfinder, in this instance, the trial court, would have acted according to law,
and excluded this inherently prejudicial evidence. Strickland v. Washington, 466
U.S. at 694-95. “The assessment of prejudice should proceed on the assumption
that the decisionmaker is reasonably, conscientiously, and impartially applying the
standards that govern the decision.” Id. at 695. The trial court’s ruling when
initially confronted with the issue indicates that, if presented with the appropriate
objection, it would have certainly excluded this evidence.
In assessing the likelihood that the jury's decision was adversely affected by
an error, an appellate court should consider everything in the record, including (1)
any testimony or physical evidence admitted for the jury's consideration, (2) the
nature of the evidence supporting the verdict, (3) the character of the error and (4)
how it might be considered in connection with other evidence in the case and may
also consider (1) the jury instructions, (2) the State's theory, (3) any defensive
10
theories, (4) closing arguments, (5) voir dire, and (6) whether the State emphasized
the error. Haley v. State, 173 S.W.3d 510, 518-19 (Tex. Crim. App. 2005).
In evaluating the record in accordance with Haley, two interrelated
considerations stand out: (1) absent the improperly admitted medical records
evidence, the only direct evidence supporting the guilty verdict was B.L.'s
testimony, thereby making her credibility essential to a conviction (the nature of
the evidence supporting the verdict, character of the error, and how it might be
considered in connection with other evidence); and (2) the fact that two actually
biased jurors were seated on the panel that determined Mr. Galvan’s guilt or
innocence (the voir dire).
As in Doles v. State, it is clear that the defense presented and relied on by
Mr. Galvan was that he did not commit the charged offense. 786 S.W.2d at 741.
He denied that he had ever sexually assaulted the victim. Id. Mr. Galvan further
provided witnesses who expressed their disbelief that Mr. Galvan assaulted the
victim. Id.
Given the inherently prejudicial nature of extraneous offense evidence in the
medical report, the fact that that evidence would not have been otherwise
admissible by the State during guilt/innocence, and the fact that Galvan's defense
rested almost entirely on his credibility, and contrary to the lower court of appeals
11
decision in this instance, there is a reasonable probably that the outcome of Mr.
Galvan’s trial would have been different.
Admission of the hearsay in the medical report was harmful to Mr. Galvan’s
defense because there was no other evidence to corroborate B.L.’s story. There
was no medical evidence and no eyewitnesses. The State’s case depended solely
on B.L.’s credibility, and this Court recognizes the "’inherently questionable
testimony of a minor against an adult responsible for his welfare’ or in a position
of authority and control over the minor.” Boutwell v. State, 719 S.W.2d 164, 178-
79 (Tex. Crim. App. 1985). Thus the trial attorney’s failure to understand,
articulate and voice an appropriate objection to exclude the hearsay in the medical
report, that would surely have been sustained by the trial court, was deficient
performance that prejudiced Mr. Galvan’s defense. Doles v. State, 786 S.W.2d at
746-47.
As the San Antonio Court of Appeals observed several years ago:
“’Ineffectiveness of counsel’ is not a specter. It can exist.” Green v. State, 899
S.W.2d 245, 247-48 (Tex. App. 1995, no pet.). In Mr. Galvan’s case, it does exist,
and this Court should grant discretionary review to examine the issue to maintain
consistency in the lower courts of appeals. TEX. R. APP. P. 66.3(a).
12
PRAYER FOR RELIEF
WHEREFORE, PREMISES CONSIDERED, Appellant prays this Honorable
Court will REVERSE the judgment of the First Court of Appeal affirming the
judgment and sentence of the trial court, and REMAND the case back to the trial
court for a new trial, and that the Court further GRANT any additional relief to
which the Appellant may be justly and legally entitled.
DATED 30th day of November, 2015.
Respectfully Submitted,
/s/ Patrick F. McCann
State Bar No. 00792680
Law Office of Patrick F. McCann
Suite 205, Rice Hotel
909 Texas Avenue
Houston, Texas 77002
(713) 223-3805
eFax: (281) 667-3352
Counsel of Record for Appellant
Julio Francisco Galvan
Prepared By:
Chris Bingham
ABA ID No. 02610780
Houston Contract Paralegal Services
1305 West 11th Street, Box 231
Houston, Texas 77008
Cell: (832) 762-5188
Email: houstoncontractparalegalservices@yah
oo.com
13
CERTIFICATE OF COMPLIANCE
This document complies with the typeface requirements of TEX. R. APP. P.
9.4(e) because it has been prepared in a conventional typeface no smaller than 14-
point for text and 12-point for footnotes. This document also complies with
the word-count limitations of Tex. R. APP. P. 9.4(i), if applicable, because it
contains no more than 2,707 words, nor does it exceed 15 pages as provided in TEX.
R. APP. P. 9.4(i)(2)(D), excluding any parts exempted by TEX. R. APP. P. 9.4(i)(1).
/s/ Patrick F. McCann
Patrick F. McCann
Counsel for the Appellant
Julio Francisco Galvan
14
CERTIFICATE OF SERVICE
The undersigned hereby certifies that a true and correct copy of the
foregoing APPELLANT’S PETITION FOR DISCRETIONARY REVIEW has
been duly served upon counsel representing the State of Texas in this matter by
either Hand Delivery, Prepaid United States Mail, E-mail, or through
th
this Court’s Electronic Filing System on this 30 day of November, 2015,
addressed as follows:
Alan Curry, Esq.
Assistant District Attorney
Harris County, Texas
1201 Franklin, Sixth Floor
Houston, Texas 77002
curry_alan@dao.hctx.net
Lisa McMinn
State Prosecuting Attorney
Office
Austin, Texas 78711
lisa.mcminn@spa.texas.gov
/s/ Patrick F. McCann
Patrick F. McCann
Counsel for the Appellant
Julio Francisco Galvan
15
APPENDIX
Julio Francisco Galvan v. The State of Texas,
Appeal No. 01-13-00946-CR
(Tex. App. [1st Dist.], July 16, 2015)
(Memorandum Opinion not designated for publication)
16
Opinion issued July 16, 2015
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-13-00946-CR
———————————
JULIO FRANCISCO GALVAN, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 248th District Court
Harris County, Texas
Trial Court Case No. 1362831
MEMORANDUM OPINION
A jury found appellant, Julio Francisco Galvan, guilty of aggravated sexual
assault of a child younger than fourteen years of age1 and assessed his punishment
1
See TEX. PENAL CODE ANN. § 22.021(a)(1)(B)(i) (Vernon Supp. 2014).
at confinement for fifteen years. In two issues, appellant contends that his trial
counsel provided him with ineffective assistance.
We affirm.
Background
The complainant testified that on the night of July 10, 2012, when she was
twelve years old, she and her brother stayed overnight with their neighbors,
appellant’s family, while her mother, N.L., went to a hospital. The complainant,
her brother, and appellant’s three children played video games and watched movies
until around midnight. When it was time to go to bed, the complainant shared a
bed with appellant’s daughter, I.G., who was fifteen years old. Appellant’s
younger daughter slept on a mattress, which was pushed up against the bed on the
floor.
After sleeping for awhile, the complainant awoke and asked I.G. to go with
her to the restroom. When they returned to the bedroom, I.G. told her to lock the
door. The complainant noted that when she had previously slept over, I.G. had
“always” locked the bedroom door. After the complainant was not able to lock the
door, she simply went back to sleep.
The complainant later awoke at around 3:00 or 4:00 a.m. when she “felt
something.” The bedroom door was cracked open, and, in the light coming into
the bedroom from the hallway, she saw appellant “sitting on his knees” at the “end
2
of the bed,” with his hand “down to [her] private part.” The complainant was
wearing basketball shorts, and appellant put his hand under her shorts and panties.
He then put his finger “in and out of [her] private part” for “about a minute or so.”
When the complainant moved her legs, appellant got up, left the room, and closed
the door. I.G. then awoke and sat up, and the complainant told her what had just
happened. I.G. was “mad” and locked the door, and the girls stayed up for awhile
until they fell back to sleep.
In the morning, the complainant accompanied I.G. to speak with I.G.’s
mother, Nora Galvan, and tell her what had happened. Because the complainant
does not speak Spanish and Nora does not speak English, the complainant did not
understand what I.G. said to Nora or what Nora said in response. Nora began
yelling, however, and she and appellant then had an argument. The complainant
and I.G. then went to the complainant’s house and told N.L. what had happened.
N.L. testified that at around 9:00 p.m. on July 10, 2012, she called appellant,
her neighbor, to ask if he and Nora would watch the complainant and her brother
so she could go to a hospital. Appellant agreed, and N.L. walked her children over
to appellant’s house. At around 11:30 the next morning, the complainant and I.G.
arrived at N.L.’s house, acting “embarrassed.” The complainant said, “Mom, I
have to tell you something,” and she told her mother that appellant had “touched
her.” The complainant explained that “she woke up to appellant putting his fingers
3
inside of her,” referring to her “vagina area.” N.L. called for law enforcement
assistance and took the complainant to a hospital.
Harris County Sheriff’s Office Deputy C. Gbunblee testified that at around
3:00 p.m. on July 11, 2012, he was dispatched to N.L.’s house to investigate a
sexual assault. Upon his arrival, he spoke with the complainant, who was
“scared,” and N.L., who was “very upset.” Gbunblee then went to appellant’s
house and spoke with appellant, Nora, and I.G. Appellant explained to him that at
approximately 10:00 p.m. the night before, he had told the children to go to sleep.
After he went to bed, however, he heard the children making noise. Once he got
up, the children got quiet, and he turned off the hallway light and went back to bed.
Children’s Assessment Center (“CAC”) forensic interviewer L. Holcomb
testified that she interviewed the complainant on July 24, 2012 for “16 minutes.”
The complainant told Holcomb “what happened” in a “matter-of-fact” manner that
was “typical” for a child of her age. Holcomb emphasized that it was not her role
to determine “whether a child is telling the truth [or] a lie.”
Dr. L. Thompson, Jr., CAC Director of Therapy and Psychological Services,
testified in general regarding manners of disclosure demonstrated by child victims
of sexual assault. And he noted that he was aware of instances in which children
had been sexually abused in the presence of other people, including while in the
same bed.
4
Appellant testified that a week before the incident, he and Nora had
explained to N.L. that they no longer wanted the complainant and her brother to
stay overnight at their home because the children liked to stay up “until the early
morning hours.” He and Nora had allowed N.L.’s children to stay the night of July
10, 2012 only because N.L. needed to go to a hospital. That night, after he and
Nora had watched a movie, she went to bed. At around 1:30 a.m., appellant told
the children, who were in the living room watching a movie, to go to sleep. After
appellant went to bed, he heard “voices” and realized that the children were still
awake in I.G.’s bedroom. Appellant then went to I.G.’s bedroom, turned on the
hall light, and opened the door. Two of the girls were in the bed, and one was on a
mattress on the floor. Because the mattress on the floor blocked the door,
appellant could not open the door completely. And he did not go into the room.
After “moving” and “laughing,” the girls went still, and appellant went back to
bed. The next morning, I.G. told Nora that he had touched the complainant.
Nora testified that on the night of the incident, the girls had made noise and
she had “yelled” at them to go to sleep. Appellant had to get up at around 4:00
a.m. to go and tell the girls to be quiet. She noted that he was gone “not too long”
before returning to bed. Later that morning, after I.G. told her what the
complainant had said, she was “surprised” and immediately told appellant, who
thought she was “joking.”
5
I.G. testified that the complainant had stayed overnight with her about every
other week, and her parents no longer wanted the complainant to stay over because
she and the complainant stayed awake too late. At around midnight on July 10,
2012, appellant told the girls to go to bed. I.G. explained that her bed was up
against a wall and, with the mattress on the floor, one could not walk between the
bed and the mattress. She also noted that because of the location of the mattress,
the bedroom door could barely be opened, and one had to walk on the mattress to
enter the room. When getting into the bed, I.G. and the complainant had had to
climb over the footboard of the bed to avoid waking I.G.’s younger sister. After
going to bed, I.G. and the complainant continued to talk for thirty to forty-five
minutes, and appellant had to again instruct them to go to sleep. However, when
he came the second time to tell the girls to go to sleep, appellant did not enter the
bedroom. He turned on the hall light, and I.G. saw him and heard him. And she
locked the door after he walked away. I.G. further explained that appellant could
not have come into the bedroom without her noticing. She emphasized that “at no
point did [appellant] enter the room,” and she noted that she would have felt it had
he gotten onto the bed.
I.G. did not remember getting up with the complainant and going to the
restroom. She did remember, however, waking and seeing the complainant crying.
After they talked, they went back to sleep. The next morning, I.G. told Nora what
6
the complainant had said had happened. And Nora then spoke with appellant.
After appellant left, I.G. and the complainant went to the complainant’s house and
told N.L.
In the State’s rebuttal, J.K. McManemy, M.D., testified that she examined
the complainant at the hospital on July 11, 2012. She explained that although she
found no bruising, lacerations, or abrasions on the complainant during the
examination, none were expected based on the allegation of digital penetration.
The trial court admitted into evidence the complainant’s medical records pertaining
to the examination. And M. Miller, appellant’s neighbor, testified that appellant
had admitted to her after the incident that he had gone into I.G.’s bedroom. He
explained, however, that he had just patted the complainant on the head.
Standard of Review
To establish a claim of ineffective assistance of counsel, appellant must
show that (1) his trial counsel’s performance fell below an objective standard of
reasonableness and (2) there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.
Strickland v. Washington, 466 U.S. 668, 687–88, 694, 104 S. Ct. 2052, 2064, 2068
(1984); Lopez v. State, 343 S.W.3d 137, 142 (Tex. Crim. App. 2011). “A
reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Strickland, 466 U.S. at 694, 104 S. Ct. at 2068. In reviewing counsel’s
7
performance, we look to the totality of the representation to determine the
effectiveness of counsel, indulging a strong presumption that counsel’s
performance falls within the wide range of reasonable professional assistance or
trial strategy. See Robertson v. State, 187 S.W.3d 475, 482–83 (Tex. Crim. App.
2006). Appellant has the burden to establish both prongs by a preponderance of
the evidence. Jackson v. State, 973 S.W.2d 954, 956 (Tex. Crim. App. 1998). “An
appellant’s failure to satisfy one prong of the Strickland test negates a court’s need
to consider the other prong.” Williams v. State, 301 S.W.3d 675, 687 (Tex. Crim.
App. 2009).
Generally, a silent record that provides no explanation for counsel’s actions
will not overcome the strong presumption of reasonable assistance. Goodspeed v.
State, 187 S.W.3d 390, 392 (Tex. Crim. App. 2005). In the rare case in which trial
counsel’s ineffectiveness is apparent from the record, an appellate court may
address and dispose of the claim on direct appeal. Lopez, 343 S.W.3d at 143.
However, the record must demonstrate that counsel’s performance fell below an
objective standard of reasonableness as a matter of law and no reasonable trial
strategy could justify trial counsel’s acts or omissions, regardless of counsel’s
subjective reasoning. Id.
8
Ineffective Assistance of Counsel
In his first and second issues, appellant argues that his trial counsel’s
performance was deficient during the guilt phase of trial because counsel (1)
impanelled two jurors who had each voiced bias against the defendant; (2) failed to
test the competency of the complainant; (3) failed to object to hearsay; (4) failed to
properly object to evidence of an extraneous bad act; (5) failed to request prior
statements from testifying witnesses; (6) failed to voir dire the State’s experts; (7)
elicited hearsay testimony; (8) failed to file or obtain rulings on pre-trial motions;
and (9) failed to preserve error regarding a variance between the indictment and the
jury charge. Further, appellant argues that his trial counsel’s performance was
deficient during the punishment phase of trial because counsel failed to present any
mitigating evidence.
Juror Bias
In regard to appellant’s assertion that his trial counsel failed to challenge or
strike two veniremembers who expressed bias against him, we note that the Texas
Court of Criminal Appeals has stated that the Sixth Amendment right to an
impartial jury is “subject to waiver (or even forfeiture) by the defendant in the
interest of overall trial strategy.” State v. Morales, 253 S.W.3d 686, 697 (Tex.
Crim. App. 2008). The Texas Legislature has expressly made a defendant’s right
to challenge a prospective juror for cause on the basis of an actual bias subject to
9
waiver. Id. (citing TEX. CODE CRIM. PROC. ANN. art. 35.16(9), (11) (Vernon 2006)
(“No juror shall be impaneled when it appears that the juror is subject to the
second, third or fourth grounds for challenge for cause set forth above, although
both parties may consent. All other grounds for challenge may be waived by the
party or parties in whose favor such grounds of challenge exist.”). And because it
is a right to be exercised at the option of the defendant, it is also “subject to the
legitimate strategic or tactical decision-making processes of defense counsel during
the course of trial.” Id.
Appellant asserts that veniremembers numbers forty-five and forty-eight
expressed bias against him during voir dire, as follows:
[State]: . . . . [I]n this case, we’ve alleged penetration of the
sexual organ of [the complainant]. Got to prove
who the complainant is. I have to prove to you that
she’s younger than 14 years of age. Okay. By
placing his finger, the defendant’s finger, in the
sexual organ of [the complainant]. Those are my
elements. Those are the only things I have to
prove.
....
Okay. A lot of times when I’m talking to jurors on
these cases or when the defense stands up, they’ll
ask you this question: Who can’t be fair? And all
of a sudden everybody’s raising their hands and I
can’t be fair because what are you thinking? I
don’t like this kind of case. I think this is
horrible. . . . But when you say you can’t be fair,
I’m going to define that.
10
What you’re saying is that before you have heard a
single shred of evidence, before you have heard a
witness, before you have seen a map, before any of
that, you’ve already decided what you’re going to
do in this case. You have some sort of telepathy
and you know what’s going to happen and you
know what your verdict will be. Okay? Is there
anybody here who feels that way? I can’t be fair. I
don’t care what the evidence shows, I simply
cannot follow the law.
....
VENIREPERSON: 45.
[State]: 45.
VENIREPERSON: 48.
[State]: 48.
Trial counsel did not challenge for cause or exercise a peremptory strike against
either venireperson, and both served on the jury.
In Delrio v. State, trial counsel for the defendant, who was on trial for
possession of cocaine with intent to deliver, did not challenge for cause, or exercise
a peremptory strike against, a panel member who had stated during voir dire that
he was a former narcotics officer, knew the defendant, and could not be fair and
impartial. 840 S.W.2d 443, 443–45 (Tex. Crim. App. 1992). The panel member
then served on the jury. Id. at 445. The court of criminal appeals explained that
although “a single partial juror will vitiate a conviction,” the right to trial by an
impartial jury is subject to waiver or forfeiture by the defendant in the interest of
11
trial strategy. Id. at 445–47. And a “[w]aiver of [a] client’s right to insist that
every juror in the case be in all things fair and impartial may in counsel’s best
professional judgment have been an acceptable gamble.” Id. at 447. The court
noted that it could “envision circumstances” under which counsel might have
“justifiably chosen not to exercise a challenge for cause or peremptory strike
against a venireman who deemed himself incapable of serving on the jury in a fair
and impartial manner.” Id. at 446. The court then held that on a record that did not
contain counsel’s reasoning, it “must presume that counsel is better positioned than
the appellate court to judge the pragmatism of the particular case, and that he
‘made all significant decisions in the exercise of reasonable professional
judgment.’” Id. (quoting Strickland, 466 U.S. at 690, 104 S. Ct. at 2066).
Here, although veniremembers forty-five and forty-eight expressed actual
bias against appellant, this alone, according to the Texas Court of Criminal
Appeals, is not sufficient to overcome the presumption that appellant’s trial
counsel exercised reasonable professional judgment during jury selection. See id.
And the record is silent regarding the motivations of counsel in not challenging or
striking veniremembers forty-five and forty-eight. See id.; see also Jackson v.
State, 877 S.W.2d 768, 771–72 (Tex. Crim. App. 1994) (noting silent record
regarding trial counsel’s motivations in not challenging or striking juror who had
12
expressed bias against defendant failed to rebut presumption of effective
assistance).
In support of his argument that his trial counsel’s performance should be
presumed ineffective because no sound strategy could justify counsel’s failure to
challenge the venirepersons, appellant relies on Nelson v. State, 832 S.W.2d 762,
766–67 (Tex. App.—Houston [1st Dist.] 1992, no pet.). This Court has disavowed
Nelson, however, as predating the holdings of the court of criminal appeals in
Jackson and Delrio. See Bratcher v. State, No. 01-08-00610-CR, 2009 WL
1331344, at *3 (Tex. App.—Houston [1st Dist.] May 14, 2009, pet. ref’d) (mem.
op., not designated for publication) (citing Parish v. State, No. 01–96–00279–CR,
1997 WL 760611, at *2 (Tex. App.—Houston [1st Dist.] Nov. 26, 1997, no pet.)
(mem. op., not designated for publication)).
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he failed to challenge or strike
veniremembers number forty-five and forty-eight. See Delrio, 840 S.W.2d at 446.
Competency
Appellant next argues that his trial counsel should have, but “failed to test
the competency” of the complainant, who was “the State’s only witness with
personal knowledge,” because he had notice that the complainant “saw a
13
neurologist” and took a prescription medication that affected “all of her body’s
systems and is prescribed for bipolar disorder.”
A witness is competent to testify if she (1) can intelligently observe events at
the time of their occurrence, (2) has the capacity to recollect those events, and (3)
has the capacity to narrate those events to the jury. See Hogan v. State, 440
S.W.3d 211, 213–14 (Tex. App.—Houston [14th Dist.] 2013, pet. ref’d); see also
TEX. R. EVID. 601(a). “The third element involves the ability to understand the
moral responsibility to tell the truth, to understand the questions posed, and to
frame intelligent answers.” Hogan, 440 S.W.3d at 214. Children “shall be
incompetent to testify” if, “after being examined by the court, [they] appear not to
possess sufficient intellect to relate transactions with respect to which they are
interrogated.” Gilley v. State, 418 S.W.3d 114, 120 (Tex. Crim. App. 2014); see
also TEX. R. EVID. 601(a)(2). Moreover, a trial court may inquire as to “whether
the child-witness possesses the capacity to appreciate the obligations of the oath [to
tell the truth while testifying]—or can at least distinguish the truth from a lie.”
Gilley, 418 S.W.3d at 121. Inconsistent or confusing responses from a child do not
necessarily mean that the child is incompetent to testify; rather, such matters speak
to the credibility of her testimony. In re A.W., 147 S.W.3d 632, 635 (Tex. App.—
San Antonio 2004, no pet.).
14
Here, the complainant demonstrated the capacity to recollect events and
narrate them to the jury. See Hogan, 440 S.W.3d at 213–14. She answered the
questions posed to her and offered explanations. See id. And she demonstrated an
ability to distinguish between the truth and a lie. See Gilley, 418 S.W.3d at 121.
Appellant does not direct us to any authority to support his assertion that counsel
was ineffective for not challenging the complainant’s competency to testify on the
ground that she had seen a neurologist and was taking a particular prescription
medication for a “seizure disorder.”
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he “failed to test the competency” of
the complainant.
Hearsay
In regard to appellant’s assertion that his trial counsel “failed to recognize
and object to the admissibility of hearsay from two . . . different witnesses about
the same alleged event, when neither qualifie[d] as an ‘Outcry Witness,’” we note
that a hearsay statement made to an outcry witness by a child victim of a sexual
offense is admissible. TEX. CODE CRIM. PROC. ANN. art. 38.072 (Vernon Supp.
2014). An outcry witness is the first person over the age of eighteen, other than the
defendant, to whom the child made a statement about the offense. Id. art. 38.072,
§ 2(a)(3). The statement must be “more than words which give a general allusion
15
that something in the area of child abuse is going on”; it must be made in some
discernable manner and is event-specific rather than person-specific. Garcia v.
State, 792 S.W.2d 88, 91 (Tex. Crim. App. 1990). There may be only one outcry
witness per event. Broderick v. State, 35 S.W.3d 67, 73–74 (Tex. App.—
Texarkana 2000, pet. ref’d). Hearsay testimony from more than one outcry witness
may be admissible only if the witnesses testify about different events. Id. at 73. To
invoke the statutory exception, the party intending to offer the statement must
notify the adverse party of the name of the outcry witness and a summary of the
testimony, the trial court must conduct a hearing outside the presence of the jury to
determine the reliability of the witness, and the child victim must testify or be
available to testify at the proceeding. TEX. CODE CRIM. PROC. ANN. art. 38.072,
§ 2(b)(1)(A–C).
Here, the State gave appellant notice of its intent to offer the complainant’s
outcry statements through N.L. and Holcomb. See id. Appellant argues that N.L.
and Holcomb could not qualify as outcry witnesses because the evidence
establishes that the complainant first told appellant’s daughter, I.G., “who was 18
at the time of trial,” about the offense and then together told appellant’s wife, Nora.
And she notes that the complainant did not tell her own mother, N.L., about the
offense until several hours later. Further, Holcomb did not speak with the
16
complainant until thirteen days after the offense had occurred and the complainant
had already spoken with I.G. and Nora about the offense.
The State asserts that although it gave notice of intent regarding “two
potential outcry witnesses,” N.L. and Holcomb, it expressed its intent, prior to the
commencement of the guilt phase of trial, to offer only the outcry testimony of
N.L. It then “proffered the circumstances around which the outcry was made,” and
Holcomb “never testified as an outcry witness.”
The record shows that the State, at the beginning of trial and outside the
presence of the jury, informed the trial court that it had discussed with defense
counsel off the record that it intended to present N.L. N.L. then testified about the
complainant’s disclosure to her of the details of the offense. And the record shows
that Holcomb testified only about her observations of the complainant during their
interview, and she did not testify about any of the details of the offense that the
complainant had related to her. Thus, Holcomb did not testify about the
complainant’s outcry to her or present any hearsay testimony.
Moreover, because I.G. was not eighteen at the time of the complainant’s
outcry, I.G. could not be an outcry witness. TEX. CODE CRIM. PROC. ANN. art.
38.072, § 2(a)(3) (defining outcry witness as first person “over the age of 18” to
whom child makes statement about offense). And Nora could not be an outcry
witness because the complainant did not speak to her about the offense. See id.
17
The complainant testified that she does not speak Spanish, Nora does not speak
English, and the complainant did not understand anything that I.G. said to Nora or
anything that Nora said in response.
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he failed to object to hearsay
evidence presented by “two . . . different witnesses” not qualified to testify about
the complainant’s outcry.
Extraneous Act
Appellant next asserts that his trial counsel “improperly objected to the
admissibility of extraneous bad act evidence as hearsay, when the State gave notice
of its intent to use unredacted medical records containing notes—in the form of
hearsay within hearsay—of an unsubstantiated extraneous bad act.”
The record shows that the trial court admitted into evidence the records of
the complainant’s medical examination, which was conducted on July 11, 2012.
The records include the following statement taken by hospital personnel: “Social
worker consulted to assess patient in EC due to sexual assault. . . . [The
complainant’s] friend [I.G.] said that her father had done the same thing (touched
her vagina) when she was around 13.”
Appellant’s trial counsel moved “in limine” to exclude as hearsay any
testimony by Deputy Gbunblee regarding I.G.’s statements to the complainant
18
about the extraneous act. After the trial court stated that “the answers to the
questions would be hearsay,” it then asked whether the statements were
“admissible.” The State responded, “I think [defense counsel] thinks it would be
more prejudicial than probative.” And the trial court ruled that the “set of facts
that are extraneous to the offense regarding the defendant’s having committed the
same type of thing against . . . his own daughter is more prejudicial than probative
at this point; however, [the State] can ask about the conversation and demeanor,
not . . . what was said.” See TEX. R. EVID. 403.
During trial, when the State attempted to ask about the extraneous act, the
trial court sustained defense counsel’s hearsay objection. However, when the State
offered into evidence the medical records containing the statement about the
extraneous act, trial counsel stated that he had no objection “other than [his]
previous hearsay objection.” The trial court overruled the objection and admitted
the record into evidence. Appellant asserts that his trial counsel never made a
previous objection to the medical records as containing hearsay. And he did not
object to the statement in the records about the extraneous offense on the ground
that it was more prejudicial than probative.
Although relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice, confusion of the issues,
misleading the jury, or by considerations of undue delay or needless presentation
19
of cumulative evidence. TEX. R. EVID. 403. Here, appellant, in his brief, does not
provide any analysis of the factors pertinent as to whether the probative value of
the statement about the extraneous offense was substantially outweighed by the
danger of unfair prejudice. See Mozon v. State, 991 S.W.2d 841, 847 (Tex. Crim.
App. 1999) (providing factors); see also Santellan v. State, 939 S.W.2d 155, 173
(Tex. Crim. App. 1997) (declining to address defendant’s “unarticulated Rule 403
complaints”).
Even were we to conclude, however, that the statement about the extraneous
act was inadmissible, appellant has neither argued, nor shown a reasonable
probability, that the outcome of his trial would have been different had his trial
counsel objected to the statement. See Strickland, 466 U.S. at 694, 104 S. Ct. at
2064.
Accordingly, we hold that appellant has not shown that, but for counsel’s
error in not objecting to the statement about the extraneous act mentioned in the
medical records, the result of the proceeding would have been different. See id.
Failure to Investigate
In regard to appellant’s assertion that his trial counsel “failed to request prior
statements for each testifying witness, knowing that each witness gave prior
statements,” we note,
After a witness other than the defendant has testified on direct
examination, the court, on motion of a party who did not call the
20
witness, must order an attorney for the state or the defendant and
defendant’s attorney to produce, for the examination and use of the
moving party, any statement of the witness that is in their possession
and that relates to the subject matter of the witness’s testimony.
TEX. R. EVID. 615(a).
At trial, Deputy Gbunblee testified that he had obtained written statements
from the complainant and her mother, N.L. Appellant complains that his trial
counsel “had no idea whether the statements would be inconsistent and could be
used as the basis for impeachment,” even though the State, in its pre-trial Notice of
Intention to Use Extraneous Offenses and Prior Convictions, suggested that the
complainant “gave at least one other inconsistent statement.” He asserts that the
notice refers to “multiple offenses of penetration and sexual contact between
appellant and the [complainant],” stating that offenses occurred on “multiple
occasions pursuant to a continuing course of contact.” He notes, however, that the
medical records state that the complainant’s “‘hymen is normal,’ intact, and had no
signs of injury.” Appellant argues, thus, that this “should have raised a flag” that
the complainant gave inconsistent statements, “at least at some point in the
investigation.” And had trial counsel moved to obtain these statements, either
before or during trial, “the State would have been ordered to turn [them] over” and
they “would have served as a viable basis for impeaching the credibility” of the
complainant.
21
Nothing in the record, however, establishes that appellant’s trial counsel did
not actually have in his possession the statements at issue. Further, the State’s
notice does not concern any statements by the complainant or N.L. And the fact
that the medical examination of the complainant did not reveal any evidence of
injury does not in any way render the complainant’s testimony inconsistent. Dr.
McManemy explained that “95 percent of the time,” child victims of sexual assault
“have no abnormal physical findings on the exam.”
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he “failed to request prior statements
for each testifying witness.”
Experts
Appellant next argues that his trial counsel’s performance was deficient
because counsel “failed to voir dire the State’s experts, permitted them to testify
without objection, and failed to produce contradicting experts to show that no
scientific/forensic evidence of penetration may also be evidence that no offense
occurred.”
In regard to his assertion that his trial counsel “failed to voir dire the State’s
experts,” Holcomb and Dr. Thompson, appellant notes that a party against whom
an expert’s opinion is offered “must . . . be permitted” to conduct a voir dire
examination of the expert. See TEX. R. EVID. 705(b). And he asserts that Holcomb
22
and Thompson “testified without a single objection from trial counsel.” Appellant
does not, however, explain why voir dire was needed, nor does he state what
objections trial counsel should have made.
In regard to his assertion that his trial counsel “failed to . . . articulate either
through cross-examination or defense experts that no evidence of penetration”
could constitute “evidence that no offense occurred,” appellant notes that the
complainant’s medical records show that no physical injuries were found on the
complainant, counsel failed to thoroughly cross-examine Holcomb and Dr.
Thompson, and counsel failed to present expert testimony to contradict them.
However, appellant does not state what trial counsel should have asked during
cross-examination. See Ex parte McFarland, 163 S.W.3d 743, 756 (Tex. Crim.
App. 2005) (noting suggestion cross-examination should have been conducted
differently “does not rebut the presumption that counsel’s conduct fell within the
wide range of reasonable professional assistance”). Further, the medical records
show that Dr. McManemy explained that although no bruising, lacerations, or
abrasions were found on the complainant, no such physical evidence is found in
the majority of cases involving digital penetration. Thus, appellant has not
demonstrated that expert testimony was necessary to establish that a lack of
physical evidence could constitute evidence that no offense occurred.
23
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he failed to voir dire the State’s
experts, permitted them to testify without objection, or failed to present
“contradicting experts.”
Eliciting Damaging Testimony
Appellant next argues that his trial counsel’s performance was deficient
because he “illicit[ed] damaging hearsay [testimony] on cross examination” of the
State’s rebuttal witness, Melissa Miller, as follows:
[State]: So when [appellant] told you he did not
know what was going on, what else did he
say?
[Miller]: He said that [the complainant was] trying to
ruin his life. I said, I don’t know what
you’re talking about. He said, she said that I
touched her. He said, I didn’t do anything. I
went in there to check on her. I patted her
on the head. That’s all. I said, I still have no
idea what you’re talking about. Let me go
out and see what’s going on.
....
[Defense Counsel]: So when you’re talking to him on the phone
or you say that he says that he went into the
room, did you ask him whether or not he
was checking on his daughters as well?
[Miller]: No, sir.
[Defense Counsel]: Did he say that he was?
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[State]: Objection, hearsay.
[Trial Court]: Overruled.
[Defense Counsel]: You can go ahead and answer the question.
[State]: Your Honor, pursuant to party opponent,
he’s not allowed to introduce his client’s
own statement.
[Trial Court]: I’m sorry. Approach the bench.
(At the bench)
[State]: Judge, I’m objecting under hearsay that he is
trying to introduce his own client’s
statement through this witness. I get to do
that because the party opponent rules is that
he can only introduce his client’s statement
by putting his client on the stand. That’s my
objection.
[Trial Court]: Your objection—the remainder of the
content of the conversation you’re saying
doesn’t come in?
[State]: Unless he puts his client on to say, but he’s
not allowed to say from this witness, [m]y
client said this, didn’t he?
[Trial Court]: I think once you call the witness, the content
of the statement comes in.
[State]: Okay.
[Trial Court]: The good and the bad.
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[State]: Okay. Overruled
(End of Bench Discussion)
[Defense Counsel]: . . . I was asking you whether or not
[appellant] mentioned also whether he was
checking on his own daughters as well?
[Miller]: I don’t remember. He had told me that there
was a light on and he was flipping the light
off, so.
[Defense Counsel]: You recall him mentioning that the light that
he flipped on and off was out in the
hallway?
[Miller]: No. It was in the bedroom.
[Defense Counsel]: And you’ve already said that you personally
did not ask him whether or not he was
checking on his girls as well?
[Miller]: No.
(Emphasis added.) Appellant asserts that the above cross examination placed him
inside the girls’ bedroom, in direct contradiction to his own testimony that he
turned on the hallway light, not the bedroom light, and stayed in the hallway
because the bedroom door was blocked by a mattress.
However, as revealed above, Miller, under direct examination by the State
had already testified that appellant had told her that he went in to the bedroom “to
check on” the complainant and “patted her on the head.” The State asserts that
appellant’s trial counsel, through cross examination, was merely attempting to
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mitigate the effects of Miller’s testimony by trying to corroborate appellant’s
testimony and show that in checking on the complainant “and his own daughters as
well,” he acted as would a “reasonable father and caretaker.”
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he “illicit[ed] damaging hearsay
[testimony] on cross examination.”
Pretrial Motions
In regard to appellant’s assertion that his trial counsel “submitted another
lawyer’s pretrial motions and then failed to request a ruling on the motions.” The
record does show that trial counsel substituted in on April 10, 2013 and was
appellant’s third attorney in the case. On April 12, 2013, a motion in limine,
motion for discovery, and request for notice of the State’s intent to use evidence of
extraneous offenses at trial were filed, apparently by appellant’s previous counsel.
Appellant complains that his trial counsel did not seek rulings from the trial court
on these motions and did not file any pre-trial motions of his own.
We may not speculate on a silent record, however, as to whether such
rulings were necessary. Wert v. State, 383 S.W.3d 747, 757 (Tex. App.—Houston
[14th Dist.] 2012, no pet.) (“Absent a record regarding counsel’s trial strategy, we
may not speculate as to why counsel did not file discovery motions, interview State
witnesses, or file a motion in limine.”). By the time that trial counsel might have
27
sought a ruling, the State might have already complied with the substance of the
discovery motion and request for notice; and motions in limine, whether granted or
denied, do not preserve error. See id.
Further, appellant does not assert that any specific motions should have been
filed by his trial counsel. A decision not to file pre-trial motions does not
categorically constitute ineffective assistance. See Mares v. State, 52 S.W.3d 886,
891 (Tex. App.—San Antonio 2001, pet. ref’d).
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he “unreasonabl[y] submitted
another lawyer’s pretrial motions and then failed to request a ruling on the
motions.”
Variance
In regard to appellant’s assertion that his trial counsel “failed to identify and
preserve error [regarding] the variance between the indictment and the jury
charge,” he argues that the jury charge “diminishe[d] the State’s burden to prove
the allegations as set for[th] in the indictment” because the indictment alleged that
he acted “intentionally and knowingly,” while the jury charge required a finding
that he acted “intentionally or knowingly.” (Emphasis added.)
“It is well established that the State may plead in the conjunctive and charge
in the disjunctive,” whenever the statutory language is disjunctive. Cada v. State,
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334 S.W.3d 766, 771 (Tex. Crim. App. 2011). Courts have specifically upheld
challenges to jury charges where indictments alleged that offenses were committed
with the culpable mental states of “intentionally and knowingly” and the jury
charges authorized a finding of guilty if the defendant acted “intentionally or
knowingly.” Zanghetti v. State, 618 S.W.2d 383, 387–88 (Tex. Crim. App. 1981).
The unanimity requirement is not violated when a jury has the option of choosing
between alternative modes of commission. Pizzo v. State, 235 S.W.3d 711, 715
(Tex. Crim. App. 2007).
A person commits an offense of aggravated sexual assault of a child if the
person “intentionally or knowingly . . . causes the penetration of the anus or sexual
organ of a child by any means.” TEX. PENAL CODE ANN. § 22.021(a)(1)(B)(i)
(Vernon Supp. 2014) (emphasis added). Because the statutory language is in the
disjunctive, the State properly charged the requisite culpable mental states for the
offense conjunctively in the indictment, and the trial court properly charged the
jury in the disjunctive. See Nickerson, 782 S.W.2d at 891; see also Barrera v.
State, No. 01-03-00102-CR, 2004 WL 637954, at *6 (Tex. App.—Houston [1st
Dist.] Apr. 1, 2004, no pet.) (mem. op., not designated for publication).
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he “failed to identify and preserve
error in the variance between the indictment and the jury charge.”
29
Punishment Phase
Finally, appellant argues that his trial counsel’s performance was deficient
during the punishment phase of trial because he did not present any mitigating
witnesses. Appellant asserts that his wife and children were available and willing
to testify as to his good moral character. See TEX. CODE CRIM. PROC. ANN. art.
37.07 § 3(a)(1) (Vernon Supp. 2014).
Neither the defense nor the State presented any witnesses during the
punishment phase. There is nothing in the record, however, regarding whether
defense counsel failed to investigate the availability of any potential mitigating
witnesses or conducted an investigation and concluded that the witnesses
discovered would not be favorable. See Anderson v. State, 193 S.W.3d 34, 39
(Tex. App.—Houston [1st Dist.] 2006, pet. ref’d) (declining to conclude counsel
ineffective where no record from which to determine whether counsel acted
reasonably in not calling any witnesses). Appellant’s trial counsel may have
determined that subjecting appellant’s family members to cross-examination would
not be in appellant’s best interest. Gaston v. State, 136 S.W.3d 315, 322 (Tex.
App.—Houston [1st Dist.] 2004, pet. dism’d) (stating whether to present witnesses
is largely matter of trial strategy).
Accordingly, we hold that appellant has not shown that his trial counsel’s
performance was deficient on the ground that he did not present any mitigating
30
witnesses during the punishment phase of trial. See Martinez v. State, 449 S.W.3d
193 (Tex. App.—Houston [1st Dist.] 2014, pet. ref’d) (citing Rodriguez v. State,
292 S.W.3d 187, 190 (Tex. App.—Amarillo 2009, no pet.) (“Without record
evidence of what, if any, mitigating evidence was available to appellant and
counsel’s reasons for not offering such evidence as existed, appellant is unable to
overcome the presumption that counsel’s conduct falls within the wide range of
reasonable professional assistance.”).
We overrule appellant’s first and second issues.
Conclusion
We affirm the judgment of the trial court.
Terry Jennings
Justice
Panel consists of Justices Jennings, Higley, and Huddle.
Do not publish. TEX. R. APP. P. 47.2(b).
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