Opinion

Citizens in Charge, Inc. v. Jon Husted

  • 810 F.3d 437
  • 2016 FED App. 0013P
  • 2016 U.S. App. LEXIS 809
  • 2016 WL 210313
Court
Court of Appeals for the Sixth Circuit
Filed
Jan 19, 2016
Status
Published
Author
Sutton
On the bench
Cole, Sutton, Bell
Cited by
86 cases
Authority
More cited than 79.8%

declining to address whether there was a constitutional violation and instead ruling that the Ohio Secretary of State did not violate a clearly established right in enforcing a statute

How later courts described this case

  • declining to address whether there was a constitutional violation and instead ruling that the Ohio Secretary of State did not violate a clearly established right in enforcing a statute
  • noting that “[t]he distinction between ‘severe burdens’ and ‘lesser’ ones is often murky” (quoting Buckley v. Am. Const. Law Found., 525 U.S. 182, 207 (1999) (Thomas, J., concurring))
  • noting that “[t]he distinction between ‘severe burdens’ and ‘lesser’ ones is often murky” (citing Buckley, 525 U.S. at 207 (Thomas, J., concurring))
  • collecting Supreme Court cases, Sixth Circuit cases, and other federal appellate court cases where a public official who enforced a validly enacted law was shielded by qualified immunity

Written by the judges who cited it.

The opinion

RECOMMENDED FOR FULL-TEXT PUBLICATION

Pursuant to Sixth Circuit I.O.P. 32.1(b)

File Name: 16a0013p.06

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

_________________

CITIZENS IN CHARGE, INC.; OHIOANS FOR ┐

WORKPLACE FREEDOM; CHRISTOPHER LITTLETON; │

CINCINNATI FOR PENSION REFORM, │

│ No. 15-3447

Plaintiffs-Appellees,

│

>

│

v.

│

│

JON HUSTED, Ohio Secretary of State, │

Defendant-Appellant. │

┘

Appeal from the United States District Court

for the Southern District of Ohio at Columbus.

No. 2:13-cv-00935—Michael H. Watson, District Judge.

Argued: December 10, 2015

Decided and Filed: January 19, 2016

Before: COLE, Chief Judge; SUTTON, Circuit Judge; BELL, District Judge.*

_________________

COUNSEL

ARGUED: Ryan L. Richardson, OFFICE OF THE OHIO ATTORNEY GENERAL,

Columbus, Ohio, for Appellant. Maurice A. Thompson, 1851 CENTER FOR

CONSTITUTIONAL LAW, Columbus, Ohio, for Appellees. ON BRIEF: Ryan L. Richardson,

Tiffany L. Carwile, OFFICE OF THE OHIO ATTORNEY GENERAL, Columbus, Ohio, for

Appellant. Maurice A. Thompson, 1851 CENTER FOR CONSTITUTIONAL LAW, Columbus,

Ohio, for Appellees.

*

The Honorable Robert Holmes Bell, United States District Judge for the Western District of Michigan,

sitting by designation.

1

No. 15-3447 Citizens in Charge, et al. v. Husted Page 2

_________________

OPINION

_________________

SUTTON, Circuit Judge. Ohio, like many States, has an initiative process that permits

individuals or groups to propose new legislation and constitutional amendments. See Ohio

Const. art. II, §§ 1a, 1b. If an initiative proposal secures enough signatures, it earns a spot on the

next ballot, where Ohio voters may accept or reject it. Id. The catch is that state law requires all

signature gatherers to be Ohio residents. See Ohio Rev. Code § 3503.06(C)(1)(a). Plaintiffs

challenged the residency requirement on First (and Fourteenth) Amendment grounds, claiming

that our court’s invalidation of a prior Ohio statute in this area required the invalidation of this

one. See Nader v. Blackwell, 545 F.3d 459 (6th Cir. 2008). The plaintiffs sought to enjoin

enforcement of the new law and to make the Ohio Secretary of State personally liable for several

thousand dollars for enforcing it. The district court declared the law unconstitutional, enjoined

enforcement of it, and denied the Secretary’s qualified-immunity defense. In this interlocutory

appeal, the Secretary challenges the qualified-immunity ruling but not the injunction (or the

ruling of invalidity that goes with it). Because the Ohio legislature made several changes to

these signature-gathering requirements after Nader and because the Secretary had no clearly

established duty to decline enforcement of this properly enacted and presumptively constitutional

statute, we reverse.

I.

The Ohio General Assembly enacted this provision in 2013. It says: “Except for a

nominating petition for presidential electors, no person shall be entitled to circulate any petition

unless the person is a resident of this state and is at least eighteen years of age.” Ohio Rev. Code

§ 3503.06(C)(1)(a). Shortly after the provision took effect, counsel for three non-profit

organizations wrote to Secretary of State Jon Husted, asking whether he planned to “reject[]

petitions where the circulator is domiciled in a state other than Ohio[.]” R. 1-3 at 6. “While a

court may ultimately find this law unconstitutional,” Secretary Husted responded, “that

determination is a decision for the judicial branch, not the Secretary of State. As a result, this

No. 15-3447 Citizens in Charge, et al. v. Husted Page 3

office and county boards of election will implement this law like any other until such time as the

legislature acts to make a statutory change or a court directs otherwise.” Id. at 8.

At that point, one of the non-profit groups hired a firm to help gather signatures for an

initiative petition, paying a higher-than-usual fee to ensure that the firm hired in-state signature

gatherers. Then all three non-profit organizations, along with one of their members, sued

Secretary Husted in federal court. They sought a declaration that the petition-circulator

residency requirement was unconstitutional, an injunction prohibiting its enforcement, and

damages against Husted “as compensation for extra petition circulation charges.” R. 1 at 15.

The Attorney General intervened to defend the law’s constitutionality on behalf of the State, and

Husted argued that qualified immunity protected him from the plaintiffs’ damages claim. The

district court saw things differently. It granted the plaintiffs a permanent injunction and denied

Husted’s qualified-immunity motion. On appeal, Husted challenges the qualified-immunity

ruling but not the injunction.

II.

The qualified-immunity standard is a familiar one. The doctrine “shield[s]” public

officials from money-damages liability if “their conduct does not violate clearly established

statutory or constitutional rights of which a reasonable person would have known.” Harlow v.

Fitzgerald, 457 U.S. 800, 818 (1982). The standard balances competing considerations: At one

end, damages actions may be “the only realistic avenue for vindication of constitutional

guarantees”; at the other end, damages actions “frequently run against the innocent as well as the

guilty—at a cost not only to the defendant officials, but to society as a whole.” Id. at 814.

Public officials thus are eligible for qualified immunity if (1) they did not violate any

constitutional guarantees or (2) the guarantee, even if violated, was not “clearly established” at

the time of the alleged misconduct. Pearson v. Callahan, 555 U.S. 223, 232, 236 (2009). Both

inquiries are “objective,” as they turn on what the law is today and whether it was clearly

established at the time of the challenged action. Harlow, 457 U.S. at 818–19.

No. 15-3447 Citizens in Charge, et al. v. Husted Page 4

A.

Constitutional violation? At this stage in the case, neither the Attorney General nor the

Secretary claims that the residency requirement satisfies the First Amendment. They instead

maintain that the Secretary never enforced the statute in a way that caused the plaintiffs any

damages. In response to an inquiry from the plaintiffs, Secretary Husted said that he would

enforce the statute until directed by a court to do otherwise. Because the plaintiffs thereafter

obtained an injunction against enforcement of the statute, it is difficult to understand how they

can blame the Secretary for any costs incurred by hiring in-state signature gatherers. If anything,

Husted’s letter told the plaintiffs how to avoid incurring the costs of compliance with the statute:

file a lawsuit to enjoin its enforcement. That would have worked just fine, as later events

confirmed. In response to the lawsuit, the district court declared the statute invalid, the court

enjoined enforcement of the statute, and the Secretary opted not to appeal that part of the court’s

decision.

The plaintiffs nonetheless chose to incur costs based on hiring resident petition

circulators before filing the lawsuit. They of course are free to presume the constitutionality of a

statute (many people do) and incur costs based on that assumption. What is not clear is whether

that means the Secretary of State caused them to suffer damages by violating their constitutional

rights in this setting. Be that as it may, we need not resolve the case on this ground—a ground

that was not fully engaged by the parties below and thus not addressed by the district court. Any

such rights, as it turns out, were not clearly established at the time Secretary Husted wrote his

letter to the plaintiffs.

B.

Clearly established right? At the time Husted acted, no court had declared this residency

requirement unconstitutional and he acted reasonably in saying he would enforce it. When

public officials implement validly enacted state laws that no court has invalidated, their conduct

typically satisfies the core inquiry—the “objective reasonableness of an official’s conduct”—that

the immunity doctrine was designed to test. Harlow, 457 U.S. at 818. State legislators swear to

uphold the state and federal constitutions, see U.S. Const. art. VI, cl. 3; Ohio Const. art. XV, § 7,

and a presumption of constitutionality accompanies their enactments, see Heller v. Doe, 509 U.S.

No. 15-3447 Citizens in Charge, et al. v. Husted Page 5

312, 320 (1993)—a presumption on which executive officials generally may depend in enforcing

the legislature’s handiwork. State law encourages such reliance, with the Ohio Supreme Court

noting with a touch of overstatement (more on that later) that “[t]he secretary of state is not

vested with any jurisdiction to determine judicial questions dealing with the constitutionality of

any law.” Maloney v. Rhodes, 345 N.E.2d 407, 410 (Ohio 1976) (quotation omitted). Because

Secretary Husted acted in the face of legislative action (a duly enacted, presumptively

constitutional law) and judicial inaction (the absence of an on-point decision making the law

unconstitutional), he did not violate clearly established law or otherwise act unreasonably.

Caselaw validates this conclusion. The Supreme Court tells us that public officials

should generally receive qualified immunity when enforcing properly enacted laws. See

Michigan v. DeFillippo, 443 U.S. 31 (1979). In DeFillippo, the Court addressed what came to

be known as the Fourth Amendment’s good-faith exception, which requires the same “objective

reasonableness” showing that the qualified-immunity inquiry demands. See Groh v. Ramirez,

540 U.S. 551, 565 n.8 (2004); United States v. Leon, 468 U.S. 897, 911–12 (1984). The Court

noted that “[t]he enactment of a law forecloses speculation by enforcement officers concerning

its constitutionality—with the possible exception of a law so grossly and fragrantly

unconstitutional that any person of reasonable prudence would be bound to see its flaws.”

DeFillippo, 443 U.S. at 38. The Court was more explicit in Pierson v. Ray, 386 U.S. 547 (1967).

“A policeman’s lot is not so unhappy,” it reasoned, “that he must choose between being charged

with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in

damages if he does.” Id. at 555.

The Court’s deeds have matched its words. So far as the parties’ research has revealed

and so far as our own research has uncovered, the Supreme Court has never denied qualified

immunity to a public official who enforced a properly enacted statute that no court had

invalidated. This indeed would seem to be the paradigmatic way of showing objectively

reasonable conduct by a public official.

Our court has adopted similar reasoning in granting qualified immunity to public officials

who enforced validly enacted laws. See Risbridger v. Connelly, 275 F.3d 565, 573–74 (6th Cir.

2002); Hanna v. Drobnick, 514 F.2d 393, 397 (6th Cir. 1975), repudiated on other grounds by

No. 15-3447 Citizens in Charge, et al. v. Husted Page 6

Thomas v. Shipka, 818 F.2d 496 (6th Cir. 1987); cf. Wolfel v. Morris, 972 F.2d 712, 719–20 (6th

Cir. 1992). Other circuits have done the same, treating the fact that an officer enforced a

presumptively constitutional law as creating “a heavy presumption in favor of qualified

immunity.” Connecticut ex rel. Blumenthal v. Crotty, 346 F.3d 84, 104 (2d Cir. 2003); see

Swanson v. Powers, 937 F.2d 965, 968–69 (4th Cir. 1991); Doe v. Heck, 327 F.3d 492, 516, 525,

527 (7th Cir. 2003); Grossman v. City of Portland, 33 F.3d 1200, 1210 (9th Cir. 1994); Cooper

v. Dillon, 403 F.3d 1208, 1220 (11th Cir. 2005); cf. Lederman v. United States, 291 F.3d 36, 47

(D.C. Cir. 2002).

Any other approach would place risky pressures on public officials to second-guess

legislative decisions. When faced with a statute of questionable validity, executive actors would

find themselves forced to choose between applying the law (and subjecting themselves to

monetary liability) or declining to do so (and subjecting themselves to a mandamus lawsuit).

When personal liability is added to the mix, one could well imagine the balance tipping toward

non-enforcement in close cases, all the while sacrificing the legislature’s considered judgments

about a statute’s constitutionality. That is not a recipe for good government or for encouraging

public officials to act independently.

None of this should be taken to mean that state officials must enforce duly enacted

statutes. Just like state legislators and judges, state executive-branch officials swear their own

“Oath or Affirmation[] to support th[e] [federal] Constitution,” U.S. Const. art. VI, cl. 3; see 4

U.S.C. § 101, and their state constitution, see Ohio Const. art. XV, § 7. The Supremacy Clause

“invalidates state laws that interfere with, or are contrary to, federal law.” Hillsborough County

v. Automated Med. Labs., Inc., 471 U.S. 707, 712 (1985) (quotation omitted); see U.S. Const. art

VI, cl. 2. Executive officials have an “independent obligation[] to interpret and uphold the

Constitution,” Boumediene v. Bush, 553 U.S. 723, 798 (2008), and they may conclude in good

faith that a particular statute is unenforceable. In that sense, the Ohio Supreme Court

overreached when it said that “the question of [a law’s] constitutionality . . . is of a judicial

character, not executive,” and that the Secretary of State lacks “jurisdiction to determine judicial

questions dealing with the constitutionality of any law.” Maloney, 345 N.E.2d at 410. Maloney

involved the duty under the Ohio Constitution of the Secretary of State to file duly enacted

No. 15-3447 Citizens in Charge, et al. v. Husted Page 7

legislation. Id. That ruling of course does not insulate the Secretary of State from his duty under

the United States Constitution to obey federal law. That is just what Secretary Husted’s

predecessor, Jennifer Brunner, did when she declined to enforce an earlier version of today’s

statute based on her interpretation of federal law. What Secretary Brunner may do, however,

does not prove what Secretary Husted must do.

The enforcement of a presumptively valid law, it is also true, does not automatically

entitle officials to qualified immunity. Some laws may be “so grossly and flagrantly

unconstitutional” that any reasonable officer would decline to enforce them. DeFillippo, 443

U.S. at 38. This exception means that, contrary to plaintiffs’ concerns, the Secretary would not

receive qualified immunity for enforcing an “involuntary servitude” law or one that required

“separate but equal racial accommodations,” even if such laws somehow were enacted by the

Ohio General Assembly. Appellees’ Br. 39. (As it turns out, the Ohio General Assembly’s

record in this area is not beyond reproach. After ratifying the Fourteenth Amendment in 1867, it

voted to undo its ratification vote in 1868, though it re-ratified the amendment in 2003. See

Gabriel J. Chin, Ratifying the Fourteenth Amendment in Ohio, 28 W. New Eng. L. Rev. 179,

179–81 (2006).)

Today’s election statute is not a “grossly and flagrantly unconstitutional” law. At the

same time that the Tenth Circuit has invalidated residency requirements for initiative-petition

circulators, see Yes on Term Limits, Inc. v. Savage, 550 F.3d 1023, 1025–27, 1031 (10th Cir.

2008); Chandler v. City of Arvada, 292 F.3d 1236, 1238–44 (10th Cir. 2002), the Eighth Circuit

has upheld such a requirement, see Initiative & Referendum Inst. v. Jaeger, 241 F.3d 614, 616–

17 (8th Cir. 2001). Jaeger held that North Dakota’s residency restriction advanced the State’s

“compelling interest in preventing fraud” without “unduly restrict[ing] speech,” noting that non-

residents had “many alternative means . . . to communicate their views on initiative measures.”

Id. Whether our court would accept the Eighth Circuit’s reasoning if presented with the same

question matters not. What matters is that the existence of a circuit split by itself amply supports

Husted’s position that he could reasonably conclude that Ohio’s residency requirement was

constitutional. See Wilson v. Layne, 526 U.S. 603, 618 (1999). If judges can reasonably

No. 15-3447 Citizens in Charge, et al. v. Husted Page 8

disagree about the meaning of the Constitution, we should not punish public officials for

reasonably picking one side or the other of the debate.

Also supporting Husted is the nature of the multi-factor, interest-balancing test used to

evaluate residency requirements. The Supreme Court has repeatedly warned that, while “the

circulation of a petition involves . . . ‘core political speech,’” Meyer v. Grant, 486 U.S. 414, 421–

22 (1988), “no litmus-paper test . . . separate[s] valid ballot-access provisions from invalid

interactive speech restrictions,” Buckley v. Am. Constitutional Law Found., Inc., 525 U.S. 182,

192 (1999) (quotation omitted); see Storer v. Brown, 415 U.S. 724, 730 (1974). The Court

typically proceeds by distinguishing regulations that impose “severe burdens” from those that

create “[l]esser burdens”; the former must survive strict scrutiny, while the latter “trigger less

exacting review.” Timmons v. Twin Cities Area New Party, 520 U.S. 351, 358 (1997); see

Burdick v. Takushi, 504 U.S. 428, 434 (1992). The distinction between “severe burdens” and

“lesser” ones is often murky, see Buckley, 525 U.S. at 207 (Thomas, J., concurring in the

judgment), and Husted could reasonably have determined (as the Eighth Circuit did, see Jaeger,

241 F.3d at 617) that the residency requirement did not impose a “severe burden” on petition

circulators. Even if Husted decided that strict scrutiny applied, he reasonably could have

concluded that the regulation survived it (perhaps relying on the Eighth Circuit’s statement that

residency requirements advance the State’s “compelling interest in preventing fraud,” id. at 616).

Courts generally accord public officials wide latitude (for qualified-immunity purposes) when

the constitutionality of their acts comes down to the subtleties of interest balancing and narrow

tailoring, especially when courts have reached different conclusions on the point. See Borucki v.

Ryan, 827 F.2d 836, 848 (1st Cir. 1987).

The plaintiffs respond that Nader v. Blackwell, 545 F.3d 459 (6th Cir. 2008), seals

Husted’s fate. True enough, that decision invalidated a prior version of this statute. But it does

not resolve today’s case. The prior statute read, “No person shall be entitled to . . . circulate any

declaration of candidacy or any nominating, initiative, referendum, or recall petition, unless the

person is registered as an elector and will have resided in the county and precinct where the

person is registered for at least thirty days at the time of the next election.” Id. at 473 (Boggs,

C.J., lead opinion) (quotation omitted). During the 2004 presidential election, the Ohio Secretary

No. 15-3447 Citizens in Charge, et al. v. Husted Page 9

of State enforced this provision to deny ballot access to third-party candidate Ralph Nader,

because some of his petition circulators were not Ohio residents or registered voters. Id. at 465–

67. Nader sued the Secretary and, in the course of granting him qualified immunity, the three

opinions for the court held the residency and registration requirements unconstitutional. Id. at

473–78; id. at 478 (Moore, J., opinion for the court); id. at 478–79 (Clay, J., opinion for the

court). This decision, say the plaintiffs, should have alerted Husted that he could not enforce the

amended statute.

Nader leans in plaintiffs’ direction on the constitutional issue, but it does not show that

Husted violated clearly established law. Nader challenged the residency restriction as “applied

to circulators working on a presidential candidate’s campaign,” Appellant’s Brief, Nader,

545 F.3d 459 (No. 07-4350), 2008 WL 2740667, at *10, and after undertaking a “close analysis

of the particular facts of the case,” our court invalidated the specific residency requirement at

issue, 545 F.3d at 476–77 (Boggs, C.J., lead opinion).

The Ohio General Assembly amended the law in response. The new law differs from the

old law in several ways. It creates an exemption for presidential nominating petitions (such as

the one at issue in Nader), meaning that circulators of such petitions need not meet the residency

requirement. Ohio Rev. Code § 3503.06(C)(1)(a). And it detaches the residency restriction from

the requirement that petition circulators be registered voters, so that circulators no longer need to

reside in “the county and precinct” of registration but may instead reside anywhere in the State.

Id. § 3503.06(A), (C)(1)(a). These revisions confirm the legislature’s good-faith attempt to pass

a more narrowly tailored law than the one Nader invalidated, and Husted could reasonably credit

that effort by deciding to enforce the new law.

Husted could fairly believe that the State has a heightened interest in imposing a

residency requirement on initiative petition circulators, because initiatives enact changes to state

or local laws while presidential elections affect the entire nation. Or he could fairly believe, as

the Seventh Circuit has suggested, that restrictions on presidential nominating petitions impose

greater burdens on speech than restrictions on initiative petitions do. “[T]he ballot initiative

proponent will generally seek support for the one narrow issue presented in the initiative, while

the typical candidate embodies a broad range of political opinions, and thus those who solicit

No. 15-3447 Citizens in Charge, et al. v. Husted Page 10

signatures on their behalf must speak to a broader range of political topics.” Krislov v. Rednour,

226 F.3d 851, 861 (7th Cir. 2000). Or he could fairly believe, as the Second Circuit has

suggested, that the Ohio General Assembly created a “less burdensome requirement[]” when it

expanded the in-precinct residency restriction to an in-state residency restriction. See Lerman v.

Bd. of Elections, 232 F.3d 135, 150 & n.14 (2d Cir. 2000). In the face of these variables, Husted

could fairly conclude that the new statute would be subject to less-than-strict scrutiny or that,

even if strict scrutiny applied, the law was sufficiently narrowly tailored to survive it. Although

Nader noted that “[i]nitiative-petition circulators . . . resemble candidate-petition signature

gatherers,” see 545 F.3d at 475 (Boggs, C.J., lead opinion) (quoting Buckley, 525 U.S. at 191), it

did not say that initiative and candidate nominating petitions are identical—or that they are

subject to the same First Amendment analysis. If qualified immunity protects all but the “plainly

incompetent,” Malley v. Briggs, 475 U.S. 335, 341 (1986), it protects Husted’s reasonable

assessment that the legislature’s more narrowly tailored statute permitted him to enforce it.

Caselaw from other circuits bolsters this conclusion. Connecticut ex rel. Blumenthal v.

Crotty, 346 F.3d 84, 88–89 (2d Cir. 2003), addressed a New York law that imposed limitations

on the lobstering permits granted to out-of-state residents. After concluding that the law violated

Article IV’s Privileges and Immunities Clause, see id. at 93–100, the Second Circuit granted

qualified immunity to the state officials who had enforced the statute, even though several courts

had invalidated a comparable law relating to shellfish permits, see id. at 100–09. The court

acknowledged that the disparities between the shellfish law and the lobstering law were

“distinction[s] without a difference insofar as [the] Privileges and Immunities analysis is

concerned.” Id. at 107. But these disparities nonetheless “mudd[ied] the waters for purposes of

qualified immunity by casting doubt in the minds of reasonable officials about whether

invalidation of the Nonresident Shellfish Law would translate into invalidation of the

Nonresident Lobster Law.” Id.

The D.C. Circuit reached a similar conclusion when two members of the Capitol Police

arrested a protestor who violated the Capitol Police Board’s regulations by distributing leaflets in

a “no-demonstration zone.” Lederman, 291 F.3d at 39–40. The court held that the

demonstration ban violated the First Amendment, see id. at 41–46, but granted qualified

No. 15-3447 Citizens in Charge, et al. v. Husted Page 11

immunity to the arresting officers, see id. at 46–48. “While we find the ban’s sheer breadth

astonishing,” the D.C. Circuit said, “we recognize that the Police Board made some attempt at

tailoring” by “exempt[ing] expressive tee-shirts and buttons” from the ban. Id. at 47. “Although

those qualifiers [could not] begin to satisfy the narrow tailoring requirement, . . . their inclusion

in the ban [kept] it from being ‘so grossly and flagrantly unconstitutional’ . . . that the officers

should have recognized its flaws.” Id. (quoting DeFillippo, 443 U.S. at 38). Just so here, where

the plaintiffs’ arguments about the law’s unconstitutionality may be winning ones but where the

Secretary’s decision to enforce the law was not objectively unreasonable.

The plaintiffs invoke several out-of-circuit cases that struck down petition-circulator

residency requirements. But these cases engaged in fact-intensive analyses to determine that the

specific residency requirement at issue was unconstitutional, and most of them arose when

circulators of candidate nominating petitions challenged the governing statute. See Lerman, 232

F.3d at 139, 145–53; Libertarian Party v. Judd, 718 F.3d 308, 310–12, 316–19 (4th Cir. 2013);

Krislov, 226 F.3d at 855–66; Nader v. Brewer, 531 F.3d 1028, 1031–32, 1035–38 (9th Cir.

2008). None of these cases put Husted on notice that Ohio’s revised law was clearly invalid,

especially when the Eighth and Tenth Circuits have issued conflicting decisions on the

constitutionality of initiative-circulator residency requirements. Compare Jaeger, 241 F.3d at

616–17, with Savage, 550 F.3d at 1025–27, 1031.

The plaintiffs worry that permitting public officials to rely on a presumption of

constitutionality will convert qualified immunity into absolute immunity whenever an executive

officer enforces a validly enacted law. They note that, while courts have expressed concern

about imposing personal liability on police officers who enforce presumptively legitimate

statutes, the same anxieties do not apply to the Secretary of State, who has the legal staff and the

budget to assess a law’s constitutionality. But the DeFillippo inquiry does not create an absolute

bar, and we may still hold executive officers liable for “grossly and flagrantly unconstitutional”

conduct, see 443 U.S. at 38, as we have done before, see Leonard v. Robinson, 477 F.3d 347,

358–59 (6th Cir. 2007). And while police-officer cases may raise some different concerns than

the present one, we have never suggested that the qualified-immunity inquiry differs depending

on the precise official at issue.

No. 15-3447 Citizens in Charge, et al. v. Husted Page 12

The plaintiffs wonder why Husted did not follow the lead of his predecessor, Secretary

Brunner, who declined to enforce the residency requirement against initiative-petition

circulators. One possible reason is that Brunner acted after our decision in Nader but before the

Ohio General Assembly enacted the revised statute in 2013. Nader held the residency

requirement “unconstitutional as applied to Ralph Nader” but also noted that our decision “ha[d]

the same practical effect as a declaration” that the relevant provisions were “facially

unconstitutional.” 545 F.3d at 479 (Clay, J., opinion for the court) (emphasis added). Relying

on this language, Brunner might have concluded that the statute was unconstitutional as applied

to initiative-petition circulators, not just to presidential nominating-petition circulators. That

conclusion was a reasonable one, and it was consistent with Brunner’s oath-driven duty “to

support” the National Constitution. U.S. Const. art. VI, cl. 3. But when the legislature enacted a

more narrowly tailored statute in 2013, it was just as reasonable for Husted to conclude that he

could enforce the new law without violating his own oath. Brunner’s independent assessment of

the law’s constitutionality no more compels Husted to follow in her footsteps than it requires one

judge to agree with another about a tricky constitutional question.

The plaintiffs conclude by arguing that Ohio’s residency requirement is clearly

unconstitutional under the Dormant Commerce Clause. But they do not point to a single case

(nor have we found one) in which a court struck down a petition-circulator residency

requirement under this clause. Far from being clearly established, the plaintiffs’ rights under the

Dormant Commerce Clause have not yet been established at all.

For these reasons, we reverse the district court’s decision on qualified immunity, direct

the court to grant summary judgment to Husted on the plaintiffs’ money-damages claims, and

remand for further proceedings consistent with this opinion.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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