David Lee Clement, Jr. v. State

Opinion filed March 20, 2015

In The

Eleventh Court of Appeals

__________

No. 11-13-00055-CR

__________

DAVID LEE CLEMENT, JR., Appellant

V.

THE STATE OF TEXAS, Appellee

On Appeal from the 271st District Court

Wise County, Texas

Trial Court Cause No. CR16160

OPINION

After a bench trial, the trial court convicted David Lee Clement, Jr. of felony

driving while intoxicated (DWI). See TEX. PENAL CODE ANN. § 49.09(b) (West

Supp. 2014). The trial court assessed his punishment at confinement for four years

in the Institutional Division of the Texas Department of Criminal Justice.

Appellant asserts three issues on appeal. In his first issue, Appellant argues that

the trial court erred when it denied his motion to suppress because the investigating

officer lacked probable cause to arrest him for DWI. Appellant alleges in his

second issue that the trial court erred when it denied his motion to quash the

indictment because the indictment “alleged a void judgment” as one of Appellant’s

prior DWI convictions. In his third issue, Appellant asserts that the evidence was

insufficient to prove that Appellant had been convicted of two prior DWI offenses.

We uphold the trial court’s denial of Appellant’s motion to quash the indictment.

However, we reverse the trial court’s judgment and remand the case because we

conclude that the trial court should have granted Appellant’s motion to suppress. 1

Background Facts

Appellant was charged with DWI, which was alleged to have occurred on or

about January 30, 2011. The indictment alleged two previous DWI convictions,

one in 2010 from Wise County and one in 1993 from Tarrant County, to enhance

the 2011 offense to felony DWI under Section 49.09(b)(2) of the Texas Penal

Code. PENAL § 49.09(b)(2).

Appellant filed a pretrial motion to suppress the evidence arising from his

arrest. 2 He also filed a motion to quash the indictment, alleging that one of the

prior DWI convictions alleged in the indictment was void. The trial court heard

the motion to suppress and the motion to quash on September 25, 2012. The trial

court denied both motions in open court at the end of the hearings on each motion.

1

The reporter’s record indicates that a DVD of Appellant’s arrest was admitted during the

punishment phase of trial. The reporter’s record further indicates that the actual DVD was “[m]ailed

under separate cover” because the file was too large to transmit electronically. However, we have no

record of the DVD being mailed to our court, and our efforts to obtain another copy have been

unsuccessful. This omission does not preclude our consideration of the appeal because a review of the

DVD is unnecessary to resolve the issues presented to the court.

2

Although it is not an issue in this appeal, Appellant was subjected to a mandatory blood draw

after his arrest for felony DWI. The Court of Criminal Appeals recently held that “a nonconsensual

search of a DWI suspect’s blood conducted pursuant to the mandatory-blood-draw and implied-consent

provisions in the Transportation Code, when undertaken in the absence of a warrant or any applicable

exception to the warrant requirement, violates the Fourth Amendment.” State v. Villarreal, No. PD-0306-

14, 2014 WL 6734178, at *21 (Tex. Crim. App. Nov. 26, 2014), reh’g granted, (Feb. 25, 2015); see

Burks v. State, No. 02-13-00560-CR, 2015 WL 115964, at *1 (Tex. App.—Fort Worth Jan. 8, 2015, pet.

filed); Forsyth v. State, 438 S.W.3d 216, 223 (Tex. App.—Eastland 2014, pet. ref’d).

2

The trial court and the parties then immediately proceeded to trial. The trial began

with Appellant’s trial counsel announcing the following stipulation on the record:

We agreed that we would stipulate that he was driving and

operating a motor vehicle on a public road or highway in Wise County

on that particular date. We’ll stipulate to the intoxication and his

driving.

And I believe that after that stipulation, the State’s only burden

is to prove that he has two prior convictions, your Honor.

Appellant personally testified that he agreed to the stipulation, and the

prosecutor announced that the State agreed with the terms of the stipulation,

whereupon the trial court accepted it. The trial court ultimately found Appellant

guilty of felony DWI based upon its determination that the State had sufficiently

proven Appellant’s two prior DWI convictions.

Sufficiency of the Evidence

In his third issue, Appellant challenges the sufficiency of the evidence to

prove that he had previously been convicted of two prior offenses of driving while

intoxicated. 3 A person may be charged with felony DWI if he has two previous

convictions for DWI. PENAL § 49.09(b)(2). The two prior DWI convictions are

elements of the offense of felony DWI. Martin v. State, 200 S.W.3d 635, 640–41

(Tex. Crim. App. 2006). The two prior convictions are jurisdictional, as opposed

to mere enhancement allegations. Id. at 640. The State must prove the two prior

DWI convictions at the guilt/innocence stage of trial in order to obtain a felony

DWI conviction. See Gibson v. State, 995 S.W.2d 693, 696 (Tex. Crim. App.

1999).

Evidence that a defendant has been convicted of a prior offense must

establish beyond a reasonable doubt (1) that the prior conviction exists and (2) that

3

We are initially addressing Appellant’s third issue because it could potentially result in his

acquittal.

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the defendant is linked to that conviction. Flowers v. State, 220 S.W.3d 919, 922

(Tex. Crim. App. 2007). The State may prove a prior conviction in a number of

different ways. Id. at 921–23. The State is not required to produce a specific

document or specific proof because “[t]here is no ‘best evidence’ rule in Texas that

requires that the fact of a prior conviction be proven with any document, much less

any specific document.” Id. at 921. The proof that is adduced to establish that the

defendant on trial is the same person named in the prior conviction “closely

resembles a jigsaw puzzle.” Id. at 923 (quoting Human v. State, 749 S.W.2d 832,

836 (Tex. Crim. App. 1988)). Standing alone, the pieces usually have little

meaning, but when fitted together, the pieces usually form the picture of the person

who committed the alleged prior conviction or convictions. Id. The trier of fact

fits the pieces of the jigsaw puzzle together and weighs the credibility of each

piece. Id. Whatever form the State’s proof takes, however, it must be sufficient to

prove the defendant’s prior conviction beyond a reasonable doubt. Id. at 923.

In reviewing the sufficiency of the evidence to determine whether the State

proved the elements of the offense beyond a reasonable doubt, we apply the

Jackson v. Virginia standard. Brooks v. State, 323 S.W.3d 893, 895–96 (Tex.

Crim. App. 2010) (citing Jackson v. Virginia, 443 U.S. 307, 319 (1979)). Under

that standard, a reviewing court must consider all evidence in the light most

favorable to the verdict and, in doing so, determine whether a rational justification

exists for the jury’s finding of guilt beyond a reasonable doubt. Id. The trier of

fact is the sole judge of the weight and credibility of witness testimony; therefore,

on appeal, we must give deference to the factfinder’s determinations. Id. If the

record contains conflicting inferences, we must presume that the factfinder

resolved such facts in favor of the verdict and defer to that resolution. Id.

4

Appellant limits his evidentiary challenge under his third issue to the

contention that the State failed to affirmatively link him to the Tarrant County

conviction. Specifically, Appellant alleges that the officer that testified as a

fingerprint expert was not able to read the fingerprint on the judgment from the

Tarrant County conviction and, thus, could not tell if Appellant was indeed the

individual convicted in the Tarrant County conviction. We conclude that the State

offered additional evidence that sufficiently linked Appellant to the Tarrant County

conviction.

State’s Exhibit No. 2 contained a certified Order Revoking Probation for

Appellant’s conviction in Tarrant County for DWI. State’s Exhibit No. 3 consisted

of the Texas Department of Public Safety’s Certified Abstract Record for

Appellant. State’s Exhibit No. 3 contained Appellant’s name, date of birth,

address, driver’s license number, dates of arrest, charged offenses, findings of

guilt, and the judicial case identification number for the Tarrant County conviction.

This information matches the information in the revocation of probation order

arising from the Tarrant County conviction, with one exception—the Certified

Abstract Record lists the “conviction date” for the Tarrant County conviction as

being December 12, 1994. This was actually the date that Appellant’s probation

was revoked for the Tarrant County conviction.

The charging instrument for the subsequent Wise County conviction alleged

the details of the Tarrant County conviction. Additionally, the judgment from the

Wise County conviction that Appellant offered into evidence during the hearing on

the motion to quash specifically states that this was a conviction for a Class A

misdemeanor DWI under Section 49.09(a). See PENAL § 49.09(a). A conviction of

a Class A misdemeanor DWI requires a finding of a prior conviction of DWI. Id.

Thus, Appellant pleaded guilty to a Class A misdemeanor in the subsequent Wise

5

County conviction that specifically alleged the existence of his prior Tarrant

County conviction.

Viewing the evidence in the light most favorable to the verdict, we conclude

that the trial court could have found beyond a reasonable doubt that Appellant had

been convicted of the two prior DWIs alleged in the indictment. We overrule

Appellant’s third issue.

Motion to Quash Indictment

In his second issue, Appellant challenges the trial court’s denial of his

pretrial motion to quash the indictment. 4 Appellant argues that the indictment

should have been quashed because the 2010 conviction that was alleged in the

indictment is purportedly void and therefore could not be used to elevate his 2011

offense to a felony DWI. He bases this contention on the argument that the

punishment he received for his Wise County conviction was below the minimum

punishment range for a Class A misdemeanor DWI. In this regard, Appellant

received a punishment of three days in jail, with the sentence being suspended and

Appellant placed on community supervision for one day. The minimum range of

jail time for a Class A misdemeanor DWI is thirty days. PENAL § 49.09(a).

We review de novo a trial court’s ruling on a motion to quash an indictment

because the sufficiency of a charging instrument is a question of law. Smith v.

State, 309 S.W.3d 10, 13–14 (Tex. Crim. App. 2010); State v. Moff, 154 S.W.3d

599, 601 (Tex. Crim. App. 2004). Appellant’s challenge to the Wise County

conviction fails as a matter of law under the holding in Rhodes v. State, 240

S.W.3d 882, 892 (Tex. Crim. App. 2007). Rhodes is applicable because the Wise

County conviction was the result of a plea agreement. The Court of Criminal

Appeals held in Rhodes that “[a] defendant who has enjoyed the benefits of an

4

We are addressing Appellant’s second issue next because it is jurisdictional in nature.

6

agreed judgment prescribing a too-lenient punishment should not be permitted to

collaterally attack that judgment on a later date on the basis of the illegal leniency.”

240 S.W.3d at 892. Accordingly, Appellant is prohibited from collaterally

attacking the Wise County conviction on the basis of it being too lenient. Id.

Appellant’s second issue is overruled.

Motion to Suppress

In his first issue, Appellant challenges the trial court’s denial of his motion

to suppress. Appellant alleged as follows in his motion:

For cause, Defendant would show that the stop of Defendant

was without a warrant or probable cause. There was no probable

cause based upon acceptable scientific protocol. Further, the so-

called-tipster was not shown to be credible. The officer did nothing to

corroborate the tip from the unknown informant.

The suppression hearing began with the prosecutor acknowledging that the State

had the burden of establishing a valid basis for the arresting officer’s conduct

because Appellant was “stopped without warrant.” The prosecutor then called

Trooper Jeff Johnson of the Texas Department of Public Safety as a witness.

Trooper Johnson testified on direct examination that he was dispatched at

12:30 a.m. on January 30, 2011, to a “possible intoxicated driver leaving the

store.” He arrived at the Exxon at the intersection of Highway 101 and Highway

380. While he was making a turn onto Highway 101, Trooper Johnson saw a white

Pontiac in the Exxon parking lot. This vehicle matched the description given to

Trooper Johnson over the radio. Trooper Johnson then saw “the Pontiac’s brake

lights come on,” and the car “started backing up.” The Pontiac pulled onto

Highway 101 driving northbound.

Trooper Johnson pulled behind the vehicle and noticed that the vehicle

“accelerated quickly.” Trooper Johnson testified that he checked the speed of the

vehicle on the radar in his patrol car and that “it was 62 in a 55.” The posted speed

7

limit on that road was fifty-five miles per hour. The prosecutor concluded his

direct examination of Trooper Johnson as soon as he elicited testimony from

Trooper Johnson that he stopped Appellant because of the speeding violation that

he observed. In this regard, it appears that the State treated Appellant’s motion to

suppress as solely an attack on the arresting officer’s basis for initiating the stop of

Appellant.

On cross-examination, Appellant’s trial counsel asked Trooper Johnson

about an anonymous tip that Trooper Johnson had overheard on the radio.

Trooper Johnson testified that he stopped Appellant because of his speed and not

because of the anonymous tip about an intoxicated person. Trooper Johnson

further testified on cross-examination that Appellant “eventually stopped” after the

lights on Trooper Johnson’s patrol vehicle had been “on for a while.” Appellant’s

counsel obtained a copy of Trooper Johnson’s report during cross-examination.

Based upon the questions asked during cross-examination, it appears that

Trooper Johnson noted in the report that Appellant “almost struck the guardrail”

when pulling over. However, Trooper Johnson did not observe Appellant weaving

in his lane. Appellant’s counsel further elicited testimony from Trooper Johnson

during cross-examination that Appellant refused to perform any field sobriety tests

and that Appellant told Trooper Johnson what he had to drink. Near the end of

counsel’s brief cross-examination, he asked Trooper Johnson: “So, you arrested

him, based upon the odor of alcohol on his breath?” Trooper Johnson replied in

the affirmative.

At the conclusion of the evidence presented during the suppression hearing,

the trial court received closing arguments from the attorneys. The prosecutor

argued that Trooper Johnson had “probable cause to stop” Appellant because of his

8

observation of Appellant’s speeding violation. Appellant’s trial counsel responded

by arguing as follows:

And he smells alcohol on his breath, so he doesn’t do any tests,

doesn’t do anything. No evidence of intoxication except alcohol on

his breath, and he’s arrested for DWI.

It’s our position that anything after the stop should be

suppressed, because there’s no probable cause for his arrest.

On appeal, Appellant does not challenge Trooper Johnson’s basis for initiating the

traffic stop. Instead, Appellant directs his challenge on the contention that Trooper

Johnson did not have probable cause to arrest him for DWI. 5

A defendant seeking to suppress evidence on the basis of an alleged Fourth

Amendment violation bears the initial burden of rebutting the presumption of

proper police conduct. Young v. State, 283 S.W.3d 854, 872 (Tex. Crim. App.

2009). A defendant meets this burden by demonstrating that the challenged search

or seizure occurred without a warrant. Id. The burden then shifts to the State to

prove that the search or seizure was reasonable under the totality of the

circumstances. Amador v. State, 221 S.W.3d 666, 672–73 (Tex. Crim. App. 2007)

(Amador I). This burden may be satisfied by a showing that one of the statutory

exceptions to the warrant requirement is met. See Torres v. State, 182 S.W.3d 899,

902 (Tex. Crim. App. 2005).

In this case, it is undisputed that no warrant was issued for Appellant’s

arrest. As a result, the State bore the burden of establishing the reasonableness of

Appellant’s detention and arrest. See Young, 283 S.W.3d at 872; Amador I, 221

S.W.3d at 672–73. Under the Fourth Amendment, a warrantless arrest for an

offense committed in the officer’s presence is reasonable if the officer has probable

cause. Amador v. State, 275 S.W.3d 872, 878 (Tex. Crim. App. 2009)

5

The State does not assert, nor do we find, that Appellant failed to preserve his challenge to the

probable cause supporting his warrantless arrest by Trooper Johnson.

9

(Amador II). “‘Probable cause’ for a warrantless arrest exists if, at the moment the

arrest is made, the facts and circumstances within the arresting officer’s knowledge

and of which he has reasonably trustworthy information are sufficient to warrant a

prudent man in believing that the person arrested had committed or was

committing an offense.” Id. The test for probable cause is an objective one,

unrelated to the subjective beliefs of the arresting officer, and it requires a

consideration of the totality of the circumstances facing the arresting officer. Id.

A finding of probable cause requires more than bare suspicion but less than would

justify conviction. Id. Whether a specific search or seizure is reasonable or

supported by probable cause is a question of law subject to de novo review.

Dixon v. State, 206 S.W.3d 613, 616 (Tex. Crim. App. 2006).

In the absence of express findings of fact and conclusions of law, the trial

court’s denial of Appellant’s motion to suppress constitutes an implicit conclusion

by the trial court that the State carried its burden of proving that, under the totality

of the circumstances, Trooper Johnson’s warrantless arrest of Appellant was

supported by probable cause for an offense committed in his presence. Amador II,

275 S.W.3d at 879. Our task is to determine whether the trial court, in so

concluding, abused its discretion. Id. Because of the very limited inquiry at the

hearing on the motion to suppress regarding Trooper Johnson’s basis for arresting

Appellant, we conclude that the trial court erred in denying the motion to suppress.

Appellant alleges that Trooper Johnson arrested him for DWI “based solely

upon the odor of alcohol on Appellant’s breath.” Appellant additionally contends

as follows in his brief:

Trooper Johnson did not observe anything abnormal about

Appellant’s eyes or speech; nor did he notice if Appellant swayed

when he walked, or any other signs that might indicate that Appellant

was intoxicated.

10

We disagree with Appellant’s limited view of Trooper Johnson’s testimony.

Trooper Johnson simply was not asked about any physical observations that he

made of Appellant’s eyes, speech, or movement; nor was he asked what effect, if

any, these observations may have had on his decision to arrest Appellant. Trooper

Johnson’s affirmative response to the question from Appellant’s trial counsel about

the odor of alcohol indicates that it was a factor he relied upon in making the

decision to arrest Appellant. 6 However, the record is silent as to what other factors

Trooper Johnson may have relied upon in making the decision to arrest. Whether

probable cause exists to justify a warrantless arrest must be considered under the

totality of the circumstances surrounding the arrest. Amador II, 275 S.W.3d at

878. Based on the very limited record developed at the hearing on the motion to

suppress regarding Trooper Johnson’s basis for arresting Appellant, we conclude

that the trial court erred in determining that the State met its burden of proof to

show probable cause for Appellant’s arrest. To hold otherwise would require us to

speculate on what other factors, if any, Trooper Johnson may have relied upon in

arresting Appellant, including Appellant’s refusal to perform field sobriety tests,7

Appellant’s response to the question regarding what he had been drinking,

Appellant’s speeding violation, and Appellant’s act of almost striking a guardrail.

The State responds to Appellant’s challenge to the probable cause for the

arrest by asserting that the trial court did not err in overruling Appellant’s motion

to suppress because “the record is absent of any evidence obtained by the State

after Appellant’s arrest that would be subject to suppression.” Based on this

assertion, the State contends that any error by the trial court in denying the motion

6

Appellant cites Domingo v. State, 82 S.W.3d 617, 621–22 (Tex. App.—Amarillo 2002, no pet.),

for the proposition that the odor of alcohol alone is not sufficient to establish probable cause to make an

arrest for intoxication.

7

See Maxwell v. State, 253 S.W.3d 309, 314 (Tex. App.—Fort Worth 2008, pet. ref’d) (noting

suspect’s refusal to perform field sobriety tests as a factor supporting probable cause to make DWI

arrest).

11

to suppress is harmless. We disagree with the State’s analysis. After the trial court

erroneously denied the motion to suppress, Appellant stipulated to the allegation

that he was driving while intoxicated. In many respects, Appellant’s stipulation is

akin to a plea of guilty. The Court of Criminal Appeals has stated that appellate

courts are not to speculate as to an appellant’s reasons for entering a “guilty” plea

or as to whether the appellant would have done so if the motion to suppress had

been granted. See Holmes v. State, 323 S.W.3d 163, 172–73 (Tex. Crim. App.

2009); McKenna v. State, 780 S.W.2d 797, 799–800 (Tex. Crim. App. 1989);

Kraft v. State, 762 S.W.2d 612, 613–15 (Tex. Crim. App. 1988); Paulea v. State,

278 S.W.3d 861, 867 (Tex. App.—Houston [14th Dist.] 2009, pet. ref’d). As long

as the evidence that should have been suppressed would in any measure inculpate

the accused, this court must presume that the trial court’s denial of Appellant’s

motion to suppress influenced Appellant’s decision to plead “guilty” and is

reversible error. See McKenna, 780 S.W.2d at 799–800; Kraft, 762 S.W.2d at

613–15; Paulea, 278 S.W.3d at 867. The record in this appeal indicates that

Appellant was subjected to a mandatory blood draw after his arrest. While the

record is silent regarding the results of the blood draw, we assume that the results

were inculpatory based upon Appellant’s stipulation to being intoxicated—a

stipulation that occurred after the motion to suppress was denied. Accordingly, we

presume that the trial court’s erroneous denial of Appellant’s motion to suppress

influenced his decision to enter the stipulation. Therefore, the error is reversible.

We sustain Appellant’s first issue.

Conclusion

We conclude that Appellant’s conviction was supported by sufficient

evidence. Additionally, we uphold the trial court’s denial of Appellant’s pretrial

12

motion to quash the indictment. However, we sustain Appellant’s first issue

challenging the trial court’s denial of his pretrial motion to suppress.

This Court’s Ruling

We reverse the judgment of the trial court, and we remand this cause to the

trial court for further proceedings consistent with this opinion.

JOHN M. BAILEY

JUSTICE

March 20, 2015

Publish. See TEX. R. APP. P. 47.2(b).

Panel consists of: Wright, C.J.,

Willson, J., and Bailey, J.

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