Opinion

California State Legislative Board v. Department of Transportation

  • 400 F.3d 760
Court
Court of Appeals for the Ninth Circuit
Filed
Mar 8, 2005
Status
Published
Author
O'Scannlain
On the bench
O'Scannlain, Cowen, Bea
Nature of suit
Agency
Cited by
1 cases
Authority
More cited than 47.3%

The opinion

FOR PUBLICATION

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

CALIFORNIA STATE LEGISLATIVE 

BOARD, UNITED TRANSPORTATION

UNION,

Petitioner,

v. No. 03-72211

DEPARTMENT OF TRANSPORTATION; OPINION

NORMAN Y. MINETA, Secretary of

Transportation; ALLAN RUTTER,

Administrator,

Respondents.

On Petition for Review of an Order of the

Federal Railroad Administration

Argued and Submitted

December 8, 2004—San Francisco, California

Filed March 9, 2005

Before: Diarmuid F. O’Scannlain, Robert E. Cowen,* and

Carlos T. Bea, Circuit Judges.

Opinion by Judge O’Scannlain

*The Honorable Robert E. Cowen, Senior United States Circuit Judge

for the Third Circuit, sitting by designation.

3031

CAL. STATE LEGISLATIVE BOARD v. DOT 3033

COUNSEL

Lawrence M. Mann, Washington, D.C., argued the cause for

the petitioner.

Peter J. Plocki, Office of General Counsel, U.S. Department

of Transportation, Washington, D.C., argued the cause for the

3034 CAL. STATE LEGISLATIVE BOARD v. DOT

respondents; Kirk Van Tine, Paul M. Geier, and Dale C.

Andrews, Office of General Counsel, U.S. Department of

Transportation, Washington, D.C., and S. Mark Lindsey, Dan-

iel C. Smith, Billie A. Stultz, and Colleen A. Brennan, Office

of Chief Counsel, Federal Railroad Administration, Washing-

ton, D.C., were on the brief for the respondents.

Louis P. Warchot and Michael J. Rush were on the brief for

amicus curiae the Association of American Railroads.

OPINION

O’SCANNLAIN, Circuit Judge:

We must decide whether the Federal Railroad Administra-

tion may exclude hotels and motels from regulation under the

Hours of Service law for railroad operating employees.

I

The Union Pacific Railroad Company rents rooms in Por-

tola, California, for some of its operating employees at the

Sierra Motel, which provides lodgings to the public.

In August of 2002, an official of the United Transportation

Union (“the Union”), representing such employees, com-

plained to the Federal Railroad Administration (“FRA”),

asserting that the Sierra Motel had unsafe wiring and, because

it lacked wall insulation and double-paned windows, allowed

in too much noise from logging trucks and other traffic on the

adjacent highway. The Union alleged that such conditions

violated the Hours of Service law,1 which regulates railroad-

ers’ work and mandatory off-duty time.

1

The Hours of Service law is now codified at 49 U.S.C. §§ 21101-

21108, 21303, and 21304. It is administered by the Secretary of Transpor-

tation, but the Secretary has delegated that authority to the FRA. See CA

State Leg. Bd., United Transp. Union v. Mineta, 328 F.3d 605, 606 (9th

Cir. 2003).

CAL. STATE LEGISLATIVE BOARD v. DOT 3035

A regional administrator for the FRA declined to address

the complaint on the grounds that the law did not apply to

public lodging secured in an arms-length transaction. The

Union appealed within the agency, but the decision was

upheld. The Union petitions for judicial review and we have

jurisdiction under 28 U.S.C. § 2342(7).

II

[1] The Union argues specifically that the rooms in the

Sierra Motel violate clause (1) (“the sleeping conditions

clause”) of 49 U.S.C. § 21106, which became law in 1976

when Congress enacted a predecessor provision as an amend-

ment to the Hours of Service law. See Pub. L. No. 94-348, 90

Stat. 818 (1976). The original text was substantially in its cur-

rent form, which now provides:

A railroad carrier and its officers and agents—

(1) may provide sleeping quarters (including crew

quarters, camp or bunk cars, and trailers) for

employees, and any individuals employed to main-

tain the right of way of a railroad carrier, only if the

sleeping quarters are clean, safe, and sanitary and

give those employees and individuals an opportunity

for rest free from the interruptions caused by noise

under the control of the carrier; and

(2) may not begin, after July 7, 1976, construction or

reconstruction of sleeping quarters referred to in

clause (1) of this section in an area or in the immedi-

ate vicinity of an area, as determined under regula-

tions prescribed by the Secretary of Transportation,

in which railroad switching or humping operations

are performed.

49 U.S.C. § 21106. Clause (2) (“the construction clause”) was

and is explicitly linked to clause (1), the sleeping conditions

3036 CAL. STATE LEGISLATIVE BOARD v. DOT

clause. See 49 U.S.C. § 21106(2). Though the FRA did not

receive rulemaking authority for the sleeping conditions

clause, it did for the construction clause. Id.

[2] In 1978, in rulemaking under the construction clause,

the FRA held that “sleeping quarters” did not include rooms

at public lodging facilities. 43 Fed. Reg. 31,006, 31,008

(1978) (stating that “the regulation of public accommodation

such as commercial hotels and motels is beyond the scope of

[FRA] authority . . . . [Q]uarters provided in places of public

accommodation under an ordinary arms-length transaction are

not governed by [the Hours of Service law].”). In 1979, the

Administrator of the FRA indicated that it maintained the

same understanding of “sleeping quarters” with respect to the

companion sleeping conditions clause. In 1981, the Adminis-

trator of the FRA reiterated that understanding: he declined a

Congressman’s request to investigate a constituent railroad

worker’s complaint of poor conditions at a hotel because

“places of public accommodation were not intended to be

treated as ‘sleeping quarters’ ”.

In 1988,2 and again in 1992,3 Congress altered the scope of

the penalty provision (now found in 49 U.S.C. § 21303) of the

Hours of Service law. These alterations did not, however,

affect the substantive provisions of 49 U.S.C. § 21106.

III

We now turn to the merits.

2

See Pub. L. 100-342, § 16(6)(A), 102 Stat. 635 (1988).

3

See the Rail Safety and Enforcement Act, Pub. L. No. 102-365, § 9,

106 Stat. 972 (adding a standard parenthetical to the penalty provisions of

eight different laws, including the Hours of Service law, that specified that

penalties could be assessed against “any independent contractor providing

goods or services to a railroad; and any employee of such owner, manu-

facturer, lessor, lessee, or independent contractor”).

CAL. STATE LEGISLATIVE BOARD v. DOT 3037

A

[3] Because the FRA does not make rules under the sleep-

ing conditions clause, its interpretation of that clause does not

automatically merit Chevron-level deference. CA State Leg.

Bd., United Transp. Union v. Mineta, 328 F.3d 605, 607 (9th

Cir. 2003). Instead, the deference owed the FRA depends on

“ ‘the thoroughness evident in its consideration, the validity of

its reasoning, its consistency with earlier and later pronounce-

ments, and all those factors that give it power to persuade.’ ”

Id. (quoting United States v. Mead Corp., 533 U.S. 218, 228

(2001) (citation omitted)). Applying such test, it would appear

that the FRA’s interpretation merits considerable deference

indeed. The FRA has maintained its interpretation for over

twenty-five years and it has unique experience and insight

since it is tasked with enforcing the statute. See Mead, 533

U.S. at 227-28 (“considerable weight should be accorded to

an executive department’s construction of a statutory scheme

it is entrusted to administer”) (citations omitted). The FRA’s

interpretation was contemporaneous with the passage of the

statute. See United States v. Cleveland Indians Baseball Co.,

532 U.S. 200, 219 (2001) (“ ‘A regulation may have particu-

lar force if it is a substantially contemporaneous construction

of the statute by those presumed to have been aware of con-

gressional intent.’ ”) (quoting Nat’l Muffler Dealers Assn.,

Inc. v. United States, 440 U.S. 472, 477 (1979)). Finally, the

FRA arrived at its interpretation of the sleeping conditions

clause by interpreting its tandem construction clause in an

notice-and-comment rulemaking that would be entitled to

Chevron-level deference, were it at issue in this litigation.

B

[4] We will not defer, however, to an agency interpretation

contrary to “our obligation to honor the clear meaning of a

statute.” See Int’l Bhd. of Teamsters v. Daniel, 439 U.S. 551,

566 n.20 (1979). It is crucial, therefore, that the statute sup-

port or at least permit the agency’s interpretation.

3038 CAL. STATE LEGISLATIVE BOARD v. DOT

[5] We are satisfied that it does. Though the sleeping condi-

tions clause states that a “railroad carrier and its officers and

agents . . . may provide sleeping quarters (including crew

quarters, camp or bunk cars, and trailers)” only if they are

“clean, safe, and sanitary”, and free from “noise under the

control of the carrier”, the term “sleeping quarters” is not

defined. 49 U.S.C. § 21106.

[6] Indeed, the absence of hotels and motels in the list of

specific examples suggests that “sleeping quarters” only

refers to railroad-owned or operated facilities. “[C]rew quar-

ters, camp or bunk cars, and trailers” are all lodgings typically

owned or operated by railroads. According to the canon of

ejusdem generis, the general term should be defined in light

of the specific examples provided. See Circuit City Stores,

Inc. v. Adams, 532 U.S. 105, 114-115 (2001) (explaining that

when general terms accompany lists of specific examples,

“ ‘the general words are construed to embrace only objects

similar in nature to those objects enumerated by the [accom-

panying] specific word’ ” (citation omitted)).4 Thus, while

“sleeping quarters” can refer to more than “crew quarters,

camp or bunk cars, and trailers,” it only refers to accommoda-

tions that, like them, the railroad owns or operates.

In addition, the absence of any reference to hotels and

motels is particularly striking in light of the prevailing indus-

try custom. We are informed that most railroads put up their

employees in hotels and motels rather than provide “crew

quarters, camp or bunk cars, and trailers.” Yet the sleeping

conditions clause specifically refers to these latter while say-

ing nothing about hotels, motels, or other public facilities.

This silence suggests that such accommodations were not

meant to be covered under the clause.

4

The Supreme Court here refers only to specific words that precede

general words. Indeed, that is the usual formulation to which the canon

applies. There is no reason, however, to think that reversing the order of

the specific and general words makes the canon inapplicable. See 2A Suth-

erland, Statutes and Statutory Construction §47.17, at 188 (5th ed., Nor-

man Singer ed. 1992).

CAL. STATE LEGISLATIVE BOARD v. DOT 3039

[7] Thus, though the sleeping conditions clause contains

some ambiguities, a close reading strongly supports the

FRA’s interpretation. So does the fact that the FRA’s interpre-

tation exercises restraint with respect to motel and hotel regu-

lation, an area still generally in the province of the States. Cf.

Cipollone v. Liggett Group, Inc., 505 U.S. 504, 518 (1992)

(interpreting pre-emption provisions narrowly because “we

must construe these provisions in light of the presumption

against the pre-emption of state police power regulations”);

Gregory v. Ashcroft, 501 U.S. 452, 461-64 (1991) (construing

the Federal Age Discrimination Employment Act in light of

the reality that “States retain substantial sovereign powers

under our constitutional scheme, powers with which Congress

does not readily interfere”).

C

[8] Against the FRA’s restraint with respect to the States

and the fruits of a close reading of the text we must set the

purpose of the Hours of Service law—promoting railroad

safety, see Bhd. of Locomotive Engineers v. Atchison, Topeka

and Santa Fe R.R. Co., 516 U.S. 152, 153 (1995)—and the

well-known rule that the Hours of Service law should be

interpreted to further that purpose. Atchison, Topeka and

Santa Fe R.R. v. United States, 244 U.S. 336, 343 (1917);

Chicago & A.R. Co. v. United States, 247 U.S. 197, 199-200

(1918). Fatigue in railroaders surely decreases safety. Just as

surely, good sleeping conditions in motels and hotels allow

somewhat better rest and thereby decrease fatigue. Nonethe-

less, though an expansive reading of the sleeping conditions

clause arguably might have some effects on safety, we cannot

require the FRA to adopt such expansive reading in the face

of the normative and textual indicia of statutory meaning. The

Supreme Court has explained that “no legislation pursues its

purposes at all costs. Deciding what competing values will or

will not be sacrificed to the achievement of a particular objec-

tive is the very essence of legislative choice—and it frustrates

rather than effectuates legislative intent simplistically to

3040 CAL. STATE LEGISLATIVE BOARD v. DOT

assume that whatever furthers the statute’s primary objective

must be the law.” Rodriguez v. United States, 480 U.S. 522,

525-26 (1987). Just two years ago this court upheld an inter-

pretation of the Hours of Service law that allowed railroaders’

rest periods to be interrupted by work related telephone calls,

while rejecting an alternate interpretation that would have

allowed more rest and therefore more safety. Cal. State Legis-

lative Bd., United Transp. Union v. Mineta, 328 F.3d 605 (9th

Cir. 2003). The safety-promoting purposes of the Hours of

Service law are an important consideration in interpreting the

sleeping conditions clause but not an overriding one.

The Union contends that the 1988 and 1992 amendments to

the penalty provision of the Hours of Service law, especially

the 1992 reference to independent contractors, also supports

its interpretation. We disagree. The Hours of Service law pen-

alty provision applies across multiple sections. In altering it,

Congress had no discernible intentions with respect to the

sleeping conditions clause. Indeed, even if the penalty provi-

sion referred solely to the sleeping conditions clause, no

change in interpretation would be necessary to make the

altered penalty provision meaningful. On the other hand, that

Congress acted to alter the Hours of Service law without spec-

ifying that “provid[ing] sleeping quarters” referred to renting

rooms in hotels and motels actually supports the FRA’s inter-

pretation. Congressional “ ‘failure to revise or repeal the

agency’s interpretation is persuasive evidence that the inter-

pretation is the one intended by Congress.’ ” Douglas County

v. Babbitt, 48 F.3d 1495, 1504 (9th Cir. 1995) (quoting Com-

modity Futures Trading Comm’n v. Schor, 478 U.S. 833, 846

(1986) (citation omitted)).

IV

[9] For the foregoing reasons the FRA’s interpretation of

49 U.S.C. § 21106 is entitled to deference. The petition for

review is

DENIED.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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