Marquise Lee v. State of Indiana

ATTORNEY FOR APPELLANT BILLY YOUNG ATTORNEY FOR APPELLEE

Erik K. Koselke Gregory F. Zoeller

Indianapolis, Indiana Attorney General of Indiana

ATTORNEY FOR APPELLANT MARQUISE LEE Monika Prekopa Talbot

Ellen M. O’Connor Deputy Attorney General

Marion County Public Defender Agency Indianapolis, Indiana

Indianapolis, Indiana

__________________________________________________________________________________

In the

Indiana Supreme Court May 14 2015, 1:22 pm

_________________________________

No. 49S02-1505-CR-275

BILLY YOUNG,

Appellant,

V.

STATE OF INDIANA,

Appellee.

_________________________________

No. 49S02-1505-CR-276

MARQUISE LEE,

Appellant,

V.

STATE OF INDIANA,

Appellee.

_________________________________

Appeal from the Marion Superior Court, Nos. 49G05-1209-MR-62632 and -65281

The Honorable Grant Hawkins, Judge

_________________________________

On Petition to Transfer from the Indiana Court of Appeals, Nos. 49A02-1310-CR-868 and -869

_________________________________

May 14, 2015

Rush, Chief Justice.

Defendants have a Due Process right to fair notice of the charge or charges against them, and

they are entitled to limit their defense to those matters. The “inherent” and “factual” inclusion tests

we established in Wright v. State, 658 N.E.2d 563, 566–67 (Ind. 1995), are a necessary part of deter-

mining whether a defendant has fair notice of a lesser included offense—and in the context the

question most commonly arises, no further analysis beyond Wright is necessary. But as the unusual

facts of these cases illustrate, the ultimate question of fair notice can be broader than the particular

issues Wright’s tests address.

And here, fair notice was lacking. Defendants were charged with murder as accomplices in

a shooting. At their bench trial, the court found that they intended a group beating of the victim, but

that there was insufficient evidence that they knew a member of their group would shoot him. The

trial court thus dismissed the murder charge, but convicted Defendants instead of attempted aggra-

vated battery for planning the beating.

Under these circumstances, however, attempted aggravated battery by beating was not just a

lesser offense than the charged murder by shooting—it was a completely different offense, based

on a completely different “means used” than alleged in the charging informations. This deprived

Defendants of fair notice to extend their defense to that very different lesser charge and constituted

fundamental error. We therefore grant transfer in both cases by separate orders and reverse both

Defendants’ convictions.1

Facts and Procedural History

On September 5, 2012, Ramon Gude struck Latoya Lee in the face during an argument, and

as she left, she threatened Gude that she would come back. Two days later, she did, accompanied

by her sixteen-year-old son Marquise Lee,2 her twenty-three-year-old cousin Billy Young, and a

male with a tattoo on his face. Gude was outside when they arrived, and a fistfight quickly broke

out between him and Lee. Gude retreated to his apartment, where his girlfriend Tiara Richardson

attempted to pull him inside.

1

This opinion addresses both cases but without formally consolidating them as Indiana Appellate Rule 38(B)

would permit.

2

To distinguish the two Lees, we will refer to Latoya Lee by her full name and to Marquise Lee by last

name only.

2

But before they could close the door, Lee, Young, and the third man (unidentified at the time

of trial) rushed in, while Latoya Lee remained outside telling Richardson to “get out of the way.”

Inside the apartment, the brawl continued, and Young handed Lee a handgun and magazine loaded

with ammunition. Lee fumbled with the two items—but never loaded or pointed the gun—while

Young continued the fistfight. Then several shots rang out, and Gude collapsed. Richardson believed

the unidentified man fired the shots, and Lee and Young appeared surprised. The four attackers

ran off, and Gude died of the gunshot wounds. Richardson promptly identified both Lees and later

identified Young from a photo array.

The State charged all three with just two counts. The lead count was murder, based expressly

on the shooting:

Latoya Lee, Marquise Lee and Billy Young, on or about September

7, 2012, did knowingly kill another human being, namely: Ramon

Gude, by shooting a deadly weapon, that is: a gun, at and against the

person of Ramon Gude, thereby inflicting mortal injuries upon Ramon

Gude, causing Ramon Gude to die[.]

The other count was conspiracy to commit murder, alleging the murder itself as the overt act in

furtherance of the conspiracy. The State brought no other charges, battery or otherwise. All three

Defendants waived their right to a jury trial and consented to a joint bench trial.

After a two-day bench trial and after all evidence was presented, the three Defendants moved

for involuntary dismissal for failure of proof under Indiana Trial Rule 41(B). The trial court granted

the motion and dismissed both charges, finding reasonable doubt about whether the shooting was

planned. But it invited arguments on lesser included battery offenses based on a plan to beat Gude:

As with many cases, especially one that relies on circumstantial

evidence, you can put the puzzle pieces together a number of ways

and come to a number of conclusions. In this case, a case can be

made for simple battery, a case can be made for murder, but both

would be an extreme stretch. What makes sense here, and I think the

State has proven beyond a reasonable doubt so far is that Ms. Lee

was going to arrange for a beat down. And she was going to take

some friends and family over there to pound on [Gude]. It is easy to

imagine somebody going off the reservation, and it is easy to imagine

somebody carrying out the plan to kill. I would instruct the jury that

if they had [two] easily reached conclusions, they are conclusions

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that benefit the accused. So as to [C]ount 1 I’ll remove murder as a

consideration. Then I’ll leave all the possible batteries on the table.

As to [C]ount 2 the overt act alleged proving conspiracy is the murder

itself. Having removed murder, I think I have to grant the motion to

dismiss [C]ount 2.

Tr. 267–68 (emphasis added). None of the Defendants objected to that decision.

The parties then made closing arguments about which forms of battery were supported by

the evidence. The State advocated for aggravated battery as a Class B felony, based on inflicting

injury that creates a substantial risk of death or causes serious permanent disfigurement or protracted

loss or impairment of the function of a bodily member or organ. Ind. Code § 35-42-2-1.5(1)–(2)

(2012). Defendants, by contrast, argued that because Gude’s body showed no signs of injury from

the fistfight, the evidence supported only the basic battery offense as a Class B misdemeanor, based

on touching another person “in a rude, insolent, or angry manner.” I.C. § 35-42-2-1(a).3 The trial

court, apparently recognizing that the fistfight standing alone had not risked death or caused serious

injury, instead returned a verdict of attempted aggravated battery as a lesser included offense to the

murder charge, with the fistfight as the “substantial step” necessary for the attempt. It sentenced

the Defendants to fifteen years.

Lee appealed, arguing insufficient evidence to support his conviction. Young appealed on

the same grounds, but he also challenged whether attempted aggravated battery was properly a lesser

included offense of murder under the circumstances. Two panels of the Court of Appeals reached

opposite conclusions, reversing Young’s conviction while leaving Lee’s conviction and fifteen-

year sentence intact.

In Young’s appeal, the court recognized Wright as controlling authority for determining

whether a lesser offense is either “inherently” or “factually” included in a charge. Young v. State, 11

N.E.3d 964, 967 (Ind. Ct. App. 2014), trans. granted, vacated. But the court reasoned that Wright

also implicitly requires lesser included offenses to be based on the same facts alleged in the charging

information, so that defendants can limit their defense to the matters of which they stand accused.

Id. at 968. On that basis, it concluded that Young did not have fair notice that his defense for murder

by shooting would also extend to the “entirely different” offense of attempted aggravated battery

by “pound[ing] on” or “beat[ing]” Gude. Id. at 968–69. Instead, the court reasoned that the factual

3

This provision is now codified as Indiana Code section 35-42-2-1(b)(1) (2014).

4

shift effectively amended the substance of the charging information, which is not permissible after

trial commences. Id. at 969 (citing I.C. § 35-34-1-5). And while the Court of Appeals “recognize[d]

that no explicit objection was made” when the trial court announced the convictions for attempted

aggravated battery, it concluded that “the unusual circumstances in this case” would establish fun-

damental error and overcome any potential waiver. Id. at 967 n.5.

The panel in Lee’s appeal, though, reached the opposite conclusion, rejecting his sufficiency

challenge in a memorandum decision. Lee v. State (Lee I), No. 49A02-1310-CR-869 (Ind. Ct. App.

May 27, 2014), trans. granted, vacated. Lee petitioned for rehearing—raising the included-offense

issue for the first time, relying on the published opinion in Young. The panel denied rehearing, hold-

ing that Lee had failed to preserve the issue for appeal by appropriate trial-level objection or appellate

argument and that the error, if any, was not “fundamental”—on both points, expressly disagreeing

with the Young panel. Lee v. State (Lee II), 15 N.E.3d 670, 674–77 (Ind. Ct. App. 2014), trans.

granted, vacated.

The State sought transfer in Young’s appeal, and Lee sought transfer in his.4 We heard oral

argument in Young and have now granted transfer in both cases by separate orders issued together

with this opinion. And though we do not formally consolidate the two appeals as Indiana Appellate

Rule 38(B) would permit, this opinion addresses both cases.

Discussion and Decision

I. Lesser Inclusion and Fair Notice Are Not Necessarily Coextensive.

Lesser included offenses lie at the intersection of two long-settled principles. On the one

hand, “[i]t is ancient doctrine of both the common law and of our Constitution that a defendant

cannot be held to answer a charge not contained in the indictment brought against him.” Schmuck v.

United States, 489 U.S. 705, 717-18 (1989) (citing, inter alia, Ex Parte Bain, 121 U.S. 1, 10 (1887)).

On the other hand, common law has long “permitted [a jury] to find the defendant guilty of any lesser

offense necessarily included in the offense charged,” without being strictly limited to the express

written charges. Beck v. Alabama, 447 U.S. 625, 633 & n.9 (1980) (citing, inter alia, 2 M. Hale,

Pleas of the Crown 301–02 (1736)).

4

Latoya Lee did not seek transfer in her unsuccessful appeal of her conviction and sentence. Latoya Lee v.

State, No. 49A02-1310-CR-867, 2014 WL 2587317 (Ind. Ct. App. June 10, 2014).

5

The question, then, is whether the defendant has “clear notice of the charge or charges against

which the State summons him to defend,” Wright, 658 N.E.2d at 565, in order to know what he

does—and just as importantly, does not—need to defend against. See, e.g., Bruce v. State, 230 Ind.

413, 420–21, 104 N.E.2d 129, 132 (1952) (“[T]he charge must be such that the defendant may know

definitely what he has to meet, and that the court may know the crime intended to be charged. If

there is reasonable doubt as to what the [charge] includes, such doubt must be resolved in favor of

the [defendant].” (citation omitted)); Garcia v. State, 433 N.E.2d 1207, 1209 (Ind. Ct. App. 1982)

(“[T]he defendant is entitled to limit his defense to those matters with which he stands accused.”).

Determining whether a charging information fairly encompasses a particular lesser offense is vital

to both sides of a criminal case because it affects “both how prosecutors draft indictments and infor-

mations and what notice defendants . . . will have of the charges brought against them.” Wright, 658

N.E.2d at 565. Simply put, “Due process will brook no confusion on the subject.” Id.

A. Wright Analyzed Lesser Inclusion; Fair Notice Was Not at Issue.

In Wright, we addressed the most common context for included-offense questions—a defen-

dant’s request to instruct a jury on a lesser offense. There, the defendant was charged with murder,

but after the jury began deliberating on that charge, it asked for instructions on reckless homicide as

well. Id. at 570–71. Defense counsel argued in favor of giving the requested instruction, asserting

“that the trial court had no choice” but to give it. Id. at 571. The trial court gave the instruction, and

the jury convicted defendant of the lesser charge. Id. at 571–72. The Court of Appeals reversed,

reasoning that the lesser conviction violated due process, since the State had foreclosed any lesser

offense by closely tracking the statutory definition of murder in the charging instrument. Id. at 566.

On transfer, we rejected the misconception that echoing the statutory elements of murder

could preclude reckless homicide as a lesser included offense. First, we held that a lesser offense

is “inherently included” when it “may be established ‘by proof of the same material elements or

less than all the material elements’ defining the crime charged,” or if “the only feature distinguishing

[the two offenses] is that a lesser culpability is required to establish the commission of the lesser

offense.” Id. at 566 (quoting I.C. § 35-41-1-16 (1993) (repealed and recodified at I.C. § 35-31.5-2-

168) (2012)). Second, we recognized that even when a lesser offense is not inherently included, it

is “factually included” if “the charging instrument alleges that the means used to commit the crime

6

charged include all of the elements of the alleged lesser included offense.” Id. at 567.5 Explaining

why the distinction matters, we said that “the wording of a charging instrument never forecloses

or precludes an instruction on an inherently lesser included offense,” id. at 567—and a factually-

included offense may be foreclosed only by omitting the necessary factual allegations from the

charging instrument, id. at 570. On that basis, we affirmed the lesser conviction because reckless

homicide is inherently included in murder, and thus was not foreclosed by how the charge was

drafted. Id. at 567, 572.

In a subtle but important way, though, this case inverts the question presented in Wright.

There, the only question for us was whether reckless homicide actually was included in the murder

charge, and we held it was. Id. at 567. Fair notice was not at issue because the defendant was the

proponent of the lesser charge, see id. at 571–72, and thus necessarily had fair notice of it. Here,

attempted aggravated battery is inherently included in murder, as both Court of Appeals panels

recognized. Lee, 15 N.E.3d at 677 (“[T]his court has long held that attempted aggravated battery is

an inherently lesser included offense to attempted murder. . . . And it should go without saying that

attempted murder is an inherently lesser included offense to murder.” (citation omitted)); Young, 11

N.E.3d at 967–68 (“At first blush, it would seem attempted aggravated battery could be an inherently

lesser included offense of murder.”). Instead, we see these unusual facts as presenting the opposite

side of Wright’s question: Even though the elements of attempted aggravated battery are inherently

included in murder, did charging Defendants only with murder by shooting deprive them of “fair

notice” to also defend against the lesser charge of attempted aggravated battery by beating—a

different and unrelated “means used”?

B. Inherent Inclusion Is a Vital Part of the “Fair Notice” Inquiry, But It Is Not Always

Dispositive.

Viewing the dispositive “fair notice” question as distinct from inherent/factual inclusion

under Wright, we believe the Young panel took the better approach. The State’s view of Wright

implies that the “means used” for the greater and lesser offenses matters for only factual inclusion,

and that any discrepancy is irrelevant to fair notice as long as the elements of the lesser offense are

5

Under Wright’s third step, if an offense “is either inherently or factually included” in the charged offense,

the defendant is entitled upon request to have the jury instructed on the lesser offense when there is a “serious

evidentiary dispute about the element or elements distinguishing the greater from the lesser offense.” 658

N.E.2d at 567.

7

inherently included. To be sure, Wright’s inclusion tests are a necessary piece of the larger fair-

notice puzzle because there can never be fair notice of an uncharged offense unless it is inherently

or factually included. But again, there was no question about “fair notice” in Wright because the

defendant requested consideration of the lesser offense—and indeed, Wright repeatedly qualified

its inherent- and factual-inclusion tests in terms of whether an instruction was “requested.” 658

N.E.2d at 567. In that context, in which most included-offense questions arise, Wright is dis-

positive—as the Court of Appeals in Young implicitly recognized. See 11 N.E.3d at 967.

But Wright also confirms the significance of the facts the State does—or does not—charge.

Wright reaffirmed that the State may strategically foreclose factually included lesser offenses by

omitting the operative facts from a charging information. 658 N.E.2d at 570. If the State may wield

factual omissions as a sword to preclude lesser offenses, an accused should be able to similarly

rely on them as a shield “to limit his defense to those matters with which he stands accused.” Garcia,

433 N.E.2d at 1209. Accordingly, we agree with Young that the complete factual divergence here—

between the “means used” as alleged in the murder charge (shooting) and the “means used” on which

the court found attempted aggravated battery (beating)—deprived Defendants of “fair notice” of the

charge of which they were eventually convicted.

This conclusion does not contravene Wright’s statement that “the wording of a charging

instrument never forecloses or precludes an instruction on an inherently lesser included offense.”

658 N.E.2d at 567. As Wright goes on to explain, we were primarily refuting earlier cases’ suggestion

that the State could foreclose consideration of an inherently included offense “by drafting a charging

instrument to track the statutory language defining the crime charged.” Id. at 570 (emphasis added).

Wright simply did not involve any discrepancy between the “means used” to commit the greater and

lesser offenses, nor any larger question about the defendant’s “fair notice” of the lesser charge. Its

statement about “the wording of a charging instrument” therefore should not be read more broadly

than the question it addressed—whether narrowly pleading the elements of a greater offense can

foreclose a lesser offense.

II. Convicting Defendants Based on a Critical Operative Fact the State Never Pleaded, and

in Fact Disclaimed at Trial, Is Fundamental Error.

Defendants acknowledge that they made no trial-level objection to considering attempted

aggravated battery as a lesser included offense, and the Young and Lee panels differed on whether

that failure precludes appellate review. Young held that Defendants had no opportunity to object

8

to the ruling at the time it was made and that the error was fundamental. 11 N.E.3d at 967 n.5. Lee

disagreed on both points—holding that the trial court’s statement that “I’ll leave all the possible

batteries on the table” provided an “ideal time . . . to lodge an objection,” 15 N.E.3d at 675; and that

Young’s statement that “[a]t first blush, it would seem attempted aggravated battery could be an

inherently lesser included offense of murder” implicitly acknowledged that the error was not

sufficiently “egregious” or “blatant” to constitute fundamental error, id. at 676–77 (quoting Knapp

v. State, 9 N.E.3d 1274, 1281 (Ind. 2014)).

On the former point, we agree with the Lee panel. It is true that under Trial Rule 46, “if a

party has no opportunity to object to a ruling or order at the time it is made, the absence of an

objection does not thereafter prejudice him.” But here, when the trial court finished explaining its

ruling, defense counsel interjected that “[i]n terms of count 1, you said all the batteries are still on

the table” and asked the court to clarify that ruling, to which the court responded, “What’s unclear

about that? . . . All the battery lessors are still on the table.” That same opportunity to seek clari-

fication was also a perfectly viable opportunity to object to considering “the battery lessors.”

Accordingly, Rule 46 does not excuse Defendants’ failure to object.

On the other hand, like Young, we do “find fundamental error resulting from the unusual

circumstances in this case.” 11 N.E.3d at 967 n.5. An error is fundamental, and thus reviewable

despite failure to object, if it “made a fair trial impossible or constituted a clearly blatant violation

of basic and elementary principles of due process presenting an undeniable and substantial poten-

tial for harm.” Knapp, 9 N.E.3d at 1281.6 The error here meets that standard because it placed

Defendants in an unworkable Catch-22. When the State specifically relied on shooting as the

“means used” to support the murder charge, Defendants relied on it—as they had the right to do,

Garcia, 433 N.E.2d at 1209—to frame their defense solely in terms of a shooting, to the exclusion

of any other means.

Indeed, failure to prove Defendants’ knowledge of a shooting, as opposed to a mere fistfight,

was precisely the basis for Defendants’ motion at the conclusion of the State’s case in chief for

dismissal of both counts. As Lee’s counsel argued:

6

This fundamental-error standard, as reiterated in Knapp, is well settled. However, Lee focused instead on

language in Knapp concerning whether the error was sufficiently “egregious” or “blatant” that the trial court

should have acted sua sponte. Knapp, 9 N.E.3d at 1281 (quoting Brewington v. State, 7 N.E.3d 946, 974 (Ind.

2014)). Brewington and Knapp used those terms only to illustrate and amplify the well-settled standard quoted

above, not to introduce a new, alternative basis for finding fundamental error. We likewise apply the long-

running fundamental-error standard in this case.

9

[Lee]’s clear intent when he came here was to fist fight with Ramon

Gude and that’s exactly what he did. . . . [He] did not use that gun. . . .

Certainly there is no evidence that he was going to use [the gun] to

commit a more serious crime than just the fighting that had occurred.

. . . In fact, there is clear indication that once this shooting happened,

[Lee] and Billy Young were surprised. . . . Their actions were indica-

tive that they did not expect that to happen. . . . If [Lee] wanted [Gude]

dead he wouldn’t have fist fought him, he would have shot him right

there. If Billy Young wanted him dead and this was the plan he

wouldn’t have handed a gun away to someone, he would have shot

him. . . . You heard direct evidence that [Lee] never pointed that weap-

on that was handed to him, he never used that weapon in any way.

Billy Young handed away a weapon that he had.

Tr. 251–54. Young’s counsel likewise argued:

Billy [Young] had a gun, then he hands it to another person. If he had

specific intent to kill, he would have used that gun at that time to kill

that person rather than passing it off to a 16 year old boy who didn’t

know how to use it, and begin punching that person himself. . . . His

passing that gun off to a third person and engag[ing] in the beating

means he’s only subjectively aware of a high probability that he’s

going to punch this person and not that he’s going to kill him.

Tr. 257. And in response, the State doubled down on its theory that Defendants specifically did not

intend a fistfight and instead intended a shooting:

The idea that they went over there just to engage in some sort of fight

is not supported by the evidence, Your Honor. They have Ramon

Gude who is 5’2[”] in a corner behind the door, surrounded, 3 on 1.

He is surrounded 3 on 1, he’s in the corner, he has his hands up, he’s

trying to protect himself and he doesn’t have a scratch on his body.

His teeth are fine, he has no broken ribs, he has no injuries. Why?

Because they didn’t go over there to fight him. Those guys are the

worst fighters in Indiana if[,] three of them against one 5’2[”] guy[,]

they can’t leave one bruise on his body. But that’s why not [sic] they

went over there. They went over there to shoot and kill him. And

you know that because they brought two guns to the situation. They

brought two guns to the incident. They had him cornered and they

used the gun and they killed him because that’s what they intended

to do.

Tr. 261. At that point, both sides had cast their dice. In reliance on the State limiting its theory to

participating in a shooting as expressly charged, Defendants had made binding judicial admissions

about the beating.

10

Letting the State argue that there was no intent for a mere fistfight—then, when its argument

failed, reverse course and fall back on the “means used” it expressly disclaimed moments earlier—

left Defendants in a dilemma no objection could have cured. As we have explained, the purpose

of requiring an objection in this context (just as in the related context of the State amending charges

to conform to the evidence presented at trial) is to set the stage for a continuance to let the defense

revise its strategy to better meet the new charge. Miller v. State, 753 N.E.2d 1284, 1288 (Ind.

2001). Comparing this case with Miller illustrates why, in these unique circumstances, conviction

on the lesser charge was fundamental error.

In Miller, the defendant robbed a bank and shot at police while fleeing. Id. at 1286. At a

bench trial for attempted murder of the officers, the trial court instead found him guilty of criminal

recklessness. Id. The defendant did not object at trial, and on appeal failed to provide a transcript

sufficient for us to review the context in which the court’s decision was made. Id. at 1287. We held

those failures would preclude appellate review because even if criminal recklessness were not

factually included in the attempted murder charges (a matter we did not decide), the error would

not have been fundamental. Id. at 1287–88 (citing Wright, 658 N.E.2d at 567–68). But in Miller,

regardless of whether the lesser charges met the strict definition of “factually included,” they

nevertheless stemmed from the same means used—“firing a handgun at and toward” the three

victims, id. at 1286 n.7—as the attempted murder charges. The common factual thread running

through both charges minimized any due process concern about the defendant’s “fair notice.”

Here, by contrast, fair notice of the lesser offense was so lacking as to establish fundamental

error. The charges rested solely on the shooting, and were entirely silent about a beating. Then,

apparently relying on that silence, see Garcia, 433 N.E.2d at 1209, defense counsel made prejudicial

admissions about the (uncharged) beating as a defense against the charged shooting—indeed,

winning acquittal on that charge. Only then did the State advance the beating as alternative grounds

for a lesser included offense. But once those admissions were made in reliance on the charges,

switching theories placed Defendants in a Catch-22 from which no objection and no continuance

could have freed them—a fair trial on the alternative theory of attempted aggravated battery by

beating had become impossible. We do not mean to suggest that this dilemma was a deliberate

trap, but that was nevertheless its inescapable effect. And it amounted to a denial of basic due

process that made a fair trial impossible. We therefore agree with Young that the error was

fundamental and may be reviewed despite the lack of trial-level objection.

11

Finding fundamental error excuses trial-level waiver, but we must separately address whether

Lee, as a matter of appellate practice, waived the included-offense issue by failing to raise it in his

appellate brief and advancing it for the first time on rehearing. Generally, “new claims or issues,

including constitutional arguments . . . , cannot be presented for the first time in a petition for

rehearing.” N. Ind. Commuter Transp. Dist. v. Chicago SouthShore & South Bend R.R., 685 N.E.2d

680, 686 (Ind. 1997) (citing City of Indianapolis v. Wynn, 239 Ind. 567, 159 N.E.2d 572 (1959)).

On the other hand, “a reviewing court may exercise its discretion to review a constitutional claim

on its own accord.” Plank v. Comm. Hosps. of Ind., Inc., 981 N.E.2d 49, 54 (Ind. 2013).

We exercise that discretion here. If it is a “basic principle of justice that like cases should

be decided alike,” Martin v. Franklin Capital Corp., 546 U.S. 132, 139 (2005), then it is even more

fundamental that the very same case should be decided the same way as to identically situated

participants. Yet here, two co-defendants face opposite results on the very same issue originating

from the very same trial. One now stands acquitted and the other convicted, despite being identical

in every way except their procedural posture on the included-offense issue. To avoid that serious

injustice, we choose to address Lee on its merits in order to bring it into harmony with Young.

Conclusion

Defendants must have “fair notice” of the charges of which they may be convicted, including

inherently or factually included lesser offenses. But under the unusual operative and procedural facts

of this case—the actual shooter remaining unidentified, the resulting ambiguity as to whether these

Defendants intended to carry out a shooting, the State’s choice to rely on the shooting alone in the

charging instruments and at trial, and the trial court’s unambiguous finding of reasonable doubt on

that particular theory—we hold Defendants lacked fair notice of the charge of which they were

ultimately convicted, which under these circumstances establishes fundamental error. We therefore

grant transfer, reverse both Defendants’ convictions, and remand to the trial court with instructions

to enter judgments of acquittal in both cases.

Dickson, Rucker, David, and Massa, JJ., concur.

12