The opinion
STATE OF MICHIGAN
COURT OF APPEALS
TERI WALTERS and KIM WALTERS, UNPUBLISHED
January 29, 2015
Plaintiffs-Appellants,
v No. 319016
Eaton Circuit Court
DONALD S. FALIK, D.D.S., d/b/a FALIK LC No. 12-000658-NH
FAMILY DENTISTRY, ROBERT C. FALIK,
D.D.S., and JANE DOE,
Defendants-Appellees.
Before: MURPHY, P.J., and METER and SERVITTO, JJ.
METER, J. (dissenting).
Because I believe that the lower court properly exercised its discretion in excluding the
testimony of Dr. M. Eric Gershwin, I respectfully dissent. I would affirm the trial court’s ruling.
Plaintiffs contended that defendants erroneously provided phosphoric acid etching
solution to Teri Walters instead of the teeth-whitening solution that they were supposed to have
provided. In February 2011, Teri used this solution overnight. Defendant Donald Falik agreed
that etching solution is only intended to be used for seconds at a time. Teri testified at her
deposition that in the morning after she used the solution, it felt like her mouth was burning. She
claimed that defendants admitted giving her the wrong solution and that they attempted to repair
the stains that had resulted on her teeth.
In April 2011, Teri was diagnosed with chronic sinusitis and later complained of a
plugging sensation in her left ear. After persistent symptoms, she was diagnosed with Wegener’s
granulomatosis (WG), an autoimmune disease that shortens typical lifespan and that is
characterized by symptoms such as inflammation of the sinuses and lungs. Plaintiffs’ proposed
expert witness, Gershwin, testified during his deposition that, in his opinion, Teri developed WG
because of the use of the etching solution combined with a genetic predisposition to WG.
Gershwin testified that WG occurs in persons who are genetically predisposed to having
a “promiscuous” immune system that is highly responsive to antibodies. He stated that some
mechanism will induce the death of cells, causing the release of a “neutrophillic antigen,” and a
person who is genetically susceptible will then mount an immune response. He testified that
there are a variety of environmental agents that can contribute to the response. Gershwin
admitted that he had provided no literature concluding that phosphoric acid causes or contributes
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to WG, but stated that there are data about solvents, hydrocarbons, and silica, which is adjacent
to phosphorus on the periodic table. Gershwin testified that what happened was that the
phosphoric acid hit water, dissociated, and produced a large inflammatory response. He opined
that although plaintiff might have gotten WG at some point regardless, she would not have
gotten it when she did without the exposure to the etching solution.
Defendants filed a motion in limine to exclude Gershwin’s testimony due to lack of
supporting evidence that exposure to phosphoric acid is recognized as a cause of WG. The trial
court heard argument on the motion on September 19, 2013, and issued its decision from the
bench.
Applying MRE 702, the court found that Gershwin was highly qualified in the field and
that expert testimony would assist the trier of fact, but went on to find that it was questionable
whether his opinion was based on sufficient facts. The court found that the majority of the
articles presented by the parties indicated that the etiology for WG was unknown, and none of
the studies referred to phosphoric acid or any kind of acid exposure as a cause. The court noted
that the literature did not support Gershwin’s conclusions with the same degree of certainty that
he professed. The court stated that “the cutting edge of medicine is simply not the standard for a
courtroom. In applying MRE 702, I just don’t find his testimony reliable enough to allow it to
go to the jury. So I’m going to grant the motion.”
Plaintiffs’ counsel questioned the court regarding the possibility of a Daubert1 hearing.
The court stated that it would not preclude a hearing, but it was doubtful whether plaintiffs
would be able to prevail. The court specifically stated that there was sufficient time for such a
hearing to take place and even stated that it would make accommodations to allow for Gershwin
to testify by video. Plaintiffs did not pursue a hearing.
Plaintiffs now contend that the trial court erred in granting defendants’ motion in limine.
This Court reviews for abuse of discretion a trial court’s decision whether to admit evidence.
Chapin v A & L Parts, Inc, 274 Mich App 122, 126; 732 NW2d 578 (2007).
MRE 702 provides:
If the court determines that scientific, technical, or other specialized
knowledge will assist the trier of fact to understand the evidence or to determine a
fact in issue, a witness qualified as an expert by knowledge, skill, experience,
training, or education may testify thereto in the form of an opinion or otherwise if
(1) the testimony is based on sufficient facts or data, (2) the testimony is the
product of reliable principles and methods, and (3) the witness has applied the
principles and methods reliably to the facts of the case.
MCL 600.2955 provides:
1
Daubert v Merrell Dow Pharmaceuticals, Inc, 509 US 579; 113 S Ct 2786; 125 L Ed 2d 469
(1993).
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(1) In an action for the death of a person or for injury to a person or
property, a scientific opinion rendered by an otherwise qualified expert is not
admissible unless the court determines that the opinion is reliable and will assist
the trier of fact. In making that determination, the court shall examine the opinion
and the basis for the opinion, which basis includes the facts, technique,
methodology, and reasoning relied on by the expert, and shall consider all of the
following factors:
(a) Whether the opinion and its basis have been subjected to scientific
testing and replication.
(b) Whether the opinion and its basis have been subjected to peer review
publication.
(c) The existence and maintenance of generally accepted standards
governing the application and interpretation of a methodology or technique and
whether the opinion and its basis are consistent with those standards.
(d) The known or potential error rate of the opinion and its basis.
(e) The degree to which the opinion and its basis are generally accepted
within the relevant expert community. As used in this subdivision, “relevant
expert community” means individuals who are knowledgeable in the field of
study and are gainfully employed applying that knowledge on the free market.
(f) Whether the basis for the opinion is reliable and whether experts in
that field would rely on the same basis to reach the type of opinion being
proffered.
(g) Whether the opinion or methodology is relied upon by experts outside
of the context of litigation.
(2) A novel methodology or form of scientific evidence may be admitted
into evidence only if its proponent establishes that it has achieved general
scientific acceptance among impartial and disinterested experts in the field.
(3) In an action alleging medical malpractice, the provisions of this
section are in addition to, and do not otherwise affect, the criteria for expert
testimony provided in section 2169.
In Chapin, 274 Mich App at 133, the Court recognized the reliance of the expert witness
on the “Sir Bradford Hill” methodology for determining causation.
The Sir Bradford Hill methodology, as explained by Dr. Lemen, contains
nine criteria, all of which should be considered when determining causation.
“Strength of association” means a sufficiently strong association between a
substance and an effect can permit conclusions without statistical epidemiologic
data. For example, no epidemiological studies were needed to show that cyanide
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gas kills film-recovery plant workers when they are exposed to it. Dr. Lemen
explained that epidemiological evidence “is clearly the best that we’ve got” and
“it leaves little doubt” when it exists, but it was not needed to draw conclusions
on which to base preventive actions. “Temporality” means that cause must
precede effect or there can be no association. “Biologic gradient,” or “response
gradient,” refers to basic toxicological knowledge that more exposure increases
the risk of disease, as asbestos does. “Consistency” means a given effect must
“be observed repeatedly in multiple studies,” preferably different kinds of studies,
and “specificity” means an agent always causes the same kind or kinds of disease.
It is undisputed that asbestos consistently causes the same few diseases.
“Biological plausibility” looks at whether a theory of causation comports with
other known facts, such as whether an agent can actually affect a certain body
part, and asbestos fits this criterion. “Coherence” is similar to biological
plausibility in that it checks for inconsistency with other theories of causation.
Dr. Lemen noted that the animal studies and the biological studies on asbestos fit
together. “Experimental evidence” could include animal and laboratory studies in
the case of asbestos, and the experimental evidence also connected asbestos to the
same diseases. It would, of course, be unethical to perform clinical experiments
on people by deliberately exposing them to asbestos to confirm its toxicity, no
matter how probative such an experiment might be.
The final factor in the Sir Bradford Hill methodology is “analogy.” Dr.
Lemen explained that, as applied to the circumstances of this case, “analogy”
looks at whether automobile brake workers are actually exposed to enough of the
agent under discussion to cause disease. Dr. Lemen again stated that there was no
known safe exposure level to asbestos below which it would not cause
mesothelioma, and studies exist showing that automobile brake workers are
exposed to asbestos, thereby indicating a cause and effect relationship. On the
basis of all of the foregoing factors, combined with the known asbestos exposure
and “thousands of epidemiological studies and animal studies and toxicological
studies,” Dr. Lemen concluded that there was ample scientific evidence to link
mesothelioma to occupational exposure to asbestos-containing brake products.
Dr. Lemen further pointed out that none of the factors was dispositive by itself,
but the best way to determine causation was to consider them all and to further
consider reports issued by governments and health agencies or organizations. [Id.
at 133-135.]
In place of an epidemiological study, plaintiffs primarily rely on the Bradford Hill
method to support their theory of causation and to support their argument that Gershwin’s
testimony was admissible. However, the trial court thoughtfully considered the Bradford Hill
method in reaching its conclusions and it carefully distinguished the Chapin case. The trial court
noted that in Chapin, “the history with asbestos, asbestos causing these problems [i.e.,
mesothelioma] was clearly well established. . . . [A]sbestos affects all individuals who are
exposed to it in essentially the same way.” The only dispute in Chapin concerned whether brake
workers, in particular, would develop mesothelioma as a result of exposure to asbestos-based
brake products during their work. See id. at 135. The present case is fundamentally different
because there are evidently no studies showing that phosphoric acid causes WG. Importantly,
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Gershwin himself admitted that none of the literature he provided showed such causation. Under
the circumstances, I simply cannot find that the trial court abused its discretion by granting
defendants’ motion in limine. “An abuse of discretion occurs when the trial court chooses an
outcome falling outside the range of principled outcomes.” Edry v Adelman, 486 Mich 634, 639;
786 NW2d 567 (2010). The court’s decision was not outside the range of principled outcomes. I
note that the Michigan Supreme Court “has implied that, while not dispositive, a lack of
supporting literature is an important factor in determining the admissibility of expert witness
testimony.” Id. at 640. The court did not abuse its discretion in essentially concluding that
Gershwin’s testimony amounted to speculation.
It is at least conceivable that a more expansive hearing would have provided additional
support for Gershwin’s theory, but plaintiffs failed to pursue a Daubert hearing even after being
specifically invited to do so by the trial court.
I would affirm.
/s/ Patrick M. Meter
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