Com. v. Dixon, N

J-S49018-14

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF

PENNSYLVANIA

Appellee

v.

NATHANIEL DIXON

Appellant No. 2995 EDA 2013

Appeal from the PCRA Order October 23, 2013

In the Court of Common Pleas of Philadelphia County

Criminal Division at No(s): CP-51-CR-0809733-2001

BEFORE: OLSON, J., OTT, J., and STABILE, J.

MEMORANDUM BY OTT, J.: FILED DECEMBER 31, 2014

Nathaniel Dixon appeals from the order entered on October 23, 2013,

in the Court of Common Pleas of Philadelphia County, dismissing, without a

hearing, his first petition filed pursuant to the Post Conviction Relief Act, 42

Pa.C.S. § 9541 et seq. Dixon, who was convicted of arson, conspiracy and

aggravated assault1 in 2003 and subsequently sentenced to 30 to 60 years’

incarceration, claims the PCRA court erred in rejecting his claims of

ineffective assistance of counsel, where: (1) counsel advised Dixon to reject

a plea offer that would have imposed a significantly lower sentence, and (2)

counsel failed to file a timely motion objecting to the illegal nature of his

sentence. Additionally, Dixon claims the cumulative effect of the above

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1

18 Pa.C.S. §§ 3301, 903 and 2702, respectively.

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errors denied Dixon due process of law and the PCRA court erred in

dismissing his petition without conducting an evidentiary hearing. After a

thorough review of the submissions by the parties, the certified record and

relevant law, we affirm. Additionally, we deny Dixon’s motion for remand

seeking to amend his petition to add another claim.

Our standard of review of a trial court order granting or denying

relief under the PCRA calls upon us to determine whether the

determination of the PCRA court is supported by the evidence of

record and is free of legal error. The PCRA court's findings will

not be disturbed unless there is no support for the findings in the

certified record.

Commonwealth v. Heredia, 97 A.3d 392, 394 (Pa. Super. 2014) (citation

omitted). Furthermore, we “may affirm a PCRA court's decision on any

grounds if the record supports it.” Commonwealth v. Rigg, 84 A.3d 1080,

1084 (Pa. Super. 2014) (citation omitted).

We recite the salient facts of the underlying case as reported by the

PCRA in its Pa.R.A.P. 1925(a) opinion.

On February 26, 2001, approximately 9:00 o’clock PM,

Complainant Wanda Brown, along with seven other people, were

inside a residence located at 2047 Turner Street, Philadelphia,

PA when a fire was intentionally started by [Dixon] and his co-

defendant Rondell Slaughter. The fire was described by Brown

and Sheena Washington, who was inside the residence. They

testified about their desperate attempts to escape the fire along

with the injuries and medical treatment they received. Detective

Timothy Brooks testified about the serious injuries he observed

on the other victims of the fire. Initially Brown, an admitted

trafficker in narcotic drugs and prostitution, refused to cooperate

with police and she denied knowing anything about the fire.

Fearing retaliation from the perpetrators of the fire, Brown hid in

an abandoned building for several months. Brown claimed that

she feared for her life because she had been threatened and

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followed by [Dixon]. Through the efforts of Detective Brooks,

Brown was located and cooperated, immediately identifying

[Dixon] and his co-defendant as having set the Turner Street fire

in retaliation for a drug deal gone bad.

PCRA Court Opinion, 2/10/2014, at 2-3 (citations to record omitted).

Dixon was tried by a jury and was convicted on charges of arson,

conspiracy and five counts of aggravated assault. He was subsequently

sentenced to 30-60 years’ incarceration.

Dixon filed a direct appeal and obtained no relief. The Pennsylvania

Supreme Court denied Dixon’s Petition for Allowance of Appeal on August

10, 2006. Dixon filed this, timely, PCRA petition on May 16, 2007.2 Counsel

was appointed and an amended petition was filed. Following proper notice,

on October 23, 2013, the petition was denied without a hearing. This timely

appeal was filed on October 28, 2013.

Dixon has raised four issues, which we will restate for clarity.

1) Trial counsel was ineffective for failing to recommend that Dixon

accept the Commonwealth’s guilty plea offer;

2) His sentence is illegal and trial counsel was ineffective for failing to

raise a timely objection, thereby waiving the claim;

3) The cumulative effect of the foregoing claims prejudiced Dixon; and

4) The PCRA court erred in dismissing his petition without a hearing.

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2

The timeliness of this petition is not at issue. It is facially timely and so we

will not recite the statutory requirements for timeliness. For reference, see

42 Pa.C.S. § 9545(b).

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None of Dixon’s claims is meritorious.

Before we address the substance of the claims, we note,

In order to prevail on a claim of ineffectiveness of counsel made

in a post-conviction context, [a defendant] must establish by a

preponderance of the evidence that: the claim has arguable

merit; trial counsel had no reasonable basis for proceeding as he

did; and but for counsel's errors and omissions, there is a

reasonable probability that the outcome of the proceedings

would have been different. See Commonwealth v. Kimball,

555 Pa. 299, 312, 724 A.2d 326, 333 (1999). Trial counsel is

presumed to have been effective, see Commonwealth v.

Copenhefer, 553 Pa. 285, 301, 719 A.2d 242, 250 (1998), cert.

denied, 528 U.S. 830, 120 S.Ct. 86, 145 L.Ed.2d 73 (1999), and

this Court's review of the denial of post-conviction relief is

limited to an examination of whether the PCRA court's

determination is supported by evidence of record and free from

legal error. See Commonwealth v. Williams, 557 Pa. 207,

225, 732 A.2d 1167, 1176 (1999).

Commonwealth v. Basemore, 744 A.2d 717, 728 n.10 (Pa. 2000).

Further,

Ordinarily, a claim of ineffectiveness may be denied by a

showing that the petitioner's evidence fails to meet a single one

of these prongs. See generally [Commonwealth v.] Rollins,

558 Pa. [532] at 542-44, 738 A.2d [435] at 441.

Id. at 738 n.23.

In his first issue, Dixon claims his trial counsel was ineffective for

failing to advise him to accept the Commonwealth’s negotiated guilty plea

offer which would have resulted in the imposition of a 10 – 20 year

sentence. Dixon claims that had counsel fully explained the significance of

the offer and the likelihood of conviction, he would have accepted the offer.

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The PCRA court accepted the Commonwealth’s argument that Dixon

waived this claim by failing to present an offer of proof that the

Commonwealth offered Dixon a plea. However, we are compelled to agree

with Dixon that he provided sufficient information regarding this claim to

avoid waiver.

Before reviewing the PCRA Court's disposition of Appellant's

claim, we are compelled to point out the error in the PCRA

Court's stated policy of requiring that a PCRA petitioner submit

affidavits of witnesses before holding an evidentiary hearing. See

PCRA Court Opinion at 5. The relevant governing statutory

provision, 42 Pa.C.S.A. § 9545(d)(1), does not require affidavits

from proposed witnesses to be submitted by the PCRA Petitioner

prior to ordering an evidentiary hearing. Section 9545(d)(1)

provides as follows:

(D) EVIDENTIARY HEARING.-

(1) Where a petitioner requests an evidentiary hearing, the

petition shall include a signed certification as to each

intended witness stating the witness's name, address, date

of birth and substance of testimony and shall include any

documents material to that witness's testimony. Failure to

substantially comply with the requirements of this

paragraph shall render the proposed witness's testimony

inadmissible.

42 Pa.C.S.A. § 9545(d)(1)(emphasis supplied).

Thus, where a petitioner requests an evidentiary hearing, as

Appellant did in this instance, the petition must include only a

signed certification as to each intended witness and the

petitioner must also provide the witness's name, address, date

of birth and the substance of the proposed testimony.

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Commonwealth v. Brown, 767 A.2d 576, 582 (Pa. Super. 2001). See

also, Commonwealth v. Pander, 100 A.3d 626, 639-642 (Pa. Super.

2014)(en banc).3

Dixon provided a signed certification indicating both he and trial

counsel, William Brennan, would testify in accordance with his claim the

Commonwealth did indeed offer Dixon the plea agreement. Nevertheless,

Dixon is not entitled to relief.

In his brief, Dixon admits that throughout his representation by

Attorney Brennan, he “repeatedly told counsel that he was actually innocent

of the crime charged.”4 Therefore, for Dixon to prevail on his claim of

ineffective assistance of counsel, we would be compelled to determine that

counsel was ineffective for failing to convince Dixon to lie to the trial court,

admitting guilt in court when he adamantly denied it. As a matter of policy,

we will not find counsel ineffective for failing to advise his client to commit

perjury.

However, a defendant still has the possibility of entering into an

Alford5 plea.

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3

As is properly surmised from the four-page citation, Pander provides a

detailed analysis of issue of certification versus affidavit.

4

Appellant’s Brief at 13

5

North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160 (1970).

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An Alford plea is a nolo contendere plea in which the defendant

does not admit guilt but waives trial and voluntarily, knowingly

and understandingly consents to the imposition of punishment

by the trial court. Provided the record reflects a factual basis for

guilt, the trial court may accept the plea notwithstanding the

defendant's protestation of innocence.

Commonwealth v. Snavely, 982 A.2d 1244, n.1 (Pa. Super. 2009)

(citations omitted).

Dixon has provided no argument that an Alford plea was offered. Nor

is there any authority for the proposition that an Alford plea is necessarily

included in the Commonwealth’s offer of a guilty plea. Therefore, the record

fails to demonstrate that an Alford plea was available to Dixon. Counsel

cannot have been ineffective for failing to recommend Dixon accept an offer

that was never made or even available. Accordingly, Dixon is not entitled to

relief on this claim.6

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6

Our research into this issue led us to discover one case that directly

addressed a guilty plea offer in light of a continuing assertion of innocence,

Cullen v. United States, 194 F.3d 401, C.A.2(Vt.)(1999). Cullen

determined ineffective assistance of counsel was viable because if the offer

had been fully discussed, the defendant might have changed his mind.

Initially, Cullen a federal appellate decision from the Second Circuit, is not

binding upon our Court. Further, Cullen presumes the defendant was lying

about his innocence; we will not make that presumption. Finally, Cullen

never mentions the possibility of an Alford plea, which would be proper

offer given an assertion of innocence. As we do not presume Dixon was

lying, we cannot ignore the Alford plea option. Dixon has never complained

that his counsel failed to investigate an Alford plea.

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Next, Dixon claims his sentence was illegal7 in that all five counts of

aggravated assault were based upon a single act – specifically, throwing a

Molotov cocktail. Dixon argues,

In Commonwealth v. Walker, 468 Pa. 323, 362 A.2d 227

(1976) the Supreme Court stated that:

Where there is but one act or cause of injury or death to a

number of people, there is but one injury to the

Commonwealth, but where the acts or causes are

separate, they are separate injuries to the peace and

dignity of the Commonwealth … Where there has been a

single injury to the peace and dignity of the

Commonwealth, it is beyond the power of the sentencing

court to impose multiple sentence upon the defendant.

Dixon’s Brief at 16-17.8

This theory was subsequently specifically overruled. In referring to

those specific quotes, our Supreme Court stated, “To the extent that the

above-quoted language from Walker conflicts with our holding today,

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7

The PCRA court analyzed this issue as a challenge to the discretionary

aspects of the sentences. Because the issue sounds in double jeopardy, it is

an issue of legality. See generally, Commonwealth v. Frisbie, 485 A.2d

1098 (Pa. 1984).

8

The quote is actually a compilation of two sentences from Walker. The

first portion of the quote is found at 362 A.2d at 231; the second portion is

located at 362 A.2d at 230 n.3. This compilation has not taken those

sentence out of context, and the quote accurately sets forth the Supreme

Court’s reasoning.

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Walker is expressly overruled.” Commonwealth v. Frisbie, 485 A.2d

1098, 1099 (Pa. 1984). Therefore, Dixon cannot prevail on this claim. 9

Dixon’s final two claims are both dependent upon the merit of his first

two claims. Because they were not meritorious, he cannot prevail.

Dixon argues that even if prejudice from each of his first two claims

did not independently require relief, cumulative prejudice did. See

Commonwealth v. Johnson, 966 A.2d 523 (Pa. 2009) (multiple instances

of ineffectiveness resulted in prejudice). However, “no quantity of meritless

issues can aggregate to form a denial of due process.” Commonwealth v.

Rollins, 738 A.2d 435, 452 (Pa. 1999). Accordingly, Dixon is not entitled to

relief on his third issue.

In his final claim, Dixon argues the PCRA court erred in denying his

petition without granting him an evidentiary hearing. Here, the PCRA court

correctly notes that there is no absolute right to an evidentiary hearing on a

PCRA petition.

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9

Dixon did not develop his argument beyond his reliance on the overruled

language of Walker, therefore, we need not conduct any further analysis.

However, we note that Frisbie explains that to determine if double jeopardy

is implicated in sentencing on multiple injuries from a single action, one

must examine the language of the statute to determine the legislature’s

intent. In this regard, we agree with the Commonwealth’s able analysis

concluding that it is constitutional to sentence a defendant for multiple

aggravated assaults arising from a single illegal action. See

Commonwealth’s Brief at 11-13, citing Commonwealth v. DeSumma, 559

A.2d 521 (Pa. 1989); Commonwealth v. Yates, 562 A.2d 908 (Pa. Super.

1989). Here, five people were injured as a result of the single act of arson.

The five sentences imposed were not illegal.

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[T]he right to an evidentiary hearing on a post-conviction

petition is not absolute. Commonwealth v. Jordan, 772 A.2d

1011, 1014 (Pa. Super. 2001). It is within the PCRA court's

discretion to decline to hold a hearing if the petitioner's claim is

patently frivolous and has no support either in the record or

other evidence. Id. It is the responsibility of the reviewing court

on appeal to examine each issue raised in the PCRA petition in

light of the record certified before it in order to determine if the

PCRA court erred in its determination that there were no genuine

issues of material fact in controversy and in denying relief

without conducting an evidentiary hearing. Commonwealth v.

Hardcastle, 549 Pa. 450, 454, 701 A.2d 541, 542-543 (1997).

Commonwealth v. Wah, 42 A.3d 335 (Pa. Super. 2012).

We have reviewed each issue and concluded there were no genuine

issues of material fact in controversy, as well as having determined the

claims were frivolous. Therefore, the PCRA court did not err in denying

Dixon an evidentiary hearing.

Finally, we deny Dixon’s motion to remand to amend his petition. 10

Order affirmed.

Judge Stabile joins the memorandum.

Judge Olson concurs in the result.

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10

Dixon’s co-defendant raised a claim in his PCRA petition regarding the

replacement of a juror during deliberation without first determining whether

the replacement juror had been in any way tainted. See Commonwealth

v. Slaughter, ___ A.3d ___ [367 EDA 2013], (Pa. Super. Sept. 12, 2104)

(unpublished memorandum). The case law cited by our Court in granting

Slaughter relief dates from 1996. Dixon had the opportunity to raise the

issue in his direct appeal, but did not. He had the opportunity to raise the

issue in his PCRA petition, but did not. Although the issue was clearly

present, it was ignored until his co-defendant obtained relief. We are

compelled to agree with the Commonwealth that the issue has been waived.

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Judgment Entered.

Joseph D. Seletyn, Esq.

Prothonotary

Date: 12/31/2014

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