Opinion

Mahoning County Bar Ass'n v. Theisler

  • 125 Ohio St. 3d 144
  • 926 N.E.2d 630
  • 2010 Ohio 1472
Court
Ohio Supreme Court
Filed
Apr 8, 2010
Status
Published
On the bench
Moyer, Pfeifer, Stratton, O'Connor, O'Donnell, Lanzinger, Cupp
Cited by
1 cases
Authority
More cited than 44.2%

The opinion

[Cite as Mahoning Cty. Bar Assn. v. Theisler, 125 Ohio St.3d 144, 2010-Ohio-1472.]

MAHONING COUNTY BAR ASSOCIATION v. THEISLER.

[Cite as Mahoning Cty. Bar Assn. v. Theisler,

125 Ohio St.3d 144, 2010-Ohio-1472.]

Attorneys at law — Misconduct — Violations of the Disciplinary Rules, including

98 felony convictions — Indefinite license suspension ordered.

(No. 2009-1541 — Submitted November 18, 2009 — Decided April 8, 2010.)

ON CERTIFIED REPORT by the Board of Commissioners on Grievances and

Discipline of the Supreme Court, No. 05-012.

__________________

Per Curiam.

{¶ 1} Respondent, Charles W. Theisler of Youngstown, Ohio, Attorney

Registration No. 0062582, was admitted to the practice of law in Ohio in 1993.

On October 27, 2005, we suspended respondent’s license to practice for an

interim period pursuant to Gov.Bar R. V(5)(A)(4) upon receiving notice that he

had been convicted of a felony. See In re Theisler, 106 Ohio St.3d 1560, 2005-

Ohio-5665, 836 N.E.2d 584. At that time, we ordered that the matter be referred

to relator, Mahoning County Bar Association, for investigation and

commencement of disciplinary proceedings. Id. Nearly a year later, this court

found respondent in contempt of our 2005 order for failing to file an affidavit of

compliance on or before November 28, 2005. In re Theisler, 110 Ohio St.3d

1483, 2006-Ohio-4877, 854 N.E.2d 210.

{¶ 2} The Board of Commissioners on Grievances and Discipline

recommends that as our final disposition in this case, we indefinitely suspend

respondent’s license to practice law without any credit for time served during the

interim felony suspension. We accept the board’s findings and conclusions that

respondent violated ethical standards incumbent on Ohio lawyers. Therefore, we

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indefinitely suspend respondent’s license to practice law in Ohio, granting no

credit for time served under the interim suspension.

Misconduct

{¶ 3} In addition to having been a licensed attorney, respondent was a

licensed chiropractor.1 After over 20 years of chiropractic practice in

Youngstown, respondent became a licensed Ohio attorney in 1993. Five years

later, respondent graduated from the Grace University School of Medicine in St.

Kitts, but did not complete the United States Medical Licensing Examinations and

therefore was never a licensed physician.

{¶ 4} Respondent associated himself with two medical doctors doing

business under the name Pain Management Associates. After initially consulting

medical doctors at Pain Management, patients returning for follow-up

appointments would see respondent, who wrote prescriptions for them on a

doctor’s presigned blank prescription form.

{¶ 5} Ultimately, respondent was indicted by the grand jury on 118

counts relating to his activities at Pain Management Associates. The counts

included engaging in a pattern of corrupt activity, drug trafficking, illegal

processing of drug documents, and practicing medicine or surgery without a

certificate. A jury found respondent guilty on 98 counts, and respondent served

three years in prison.

{¶ 6} The Trumbull County Court of Appeals affirmed respondent’s

convictions and sentences. State v. Theisler, Trumbull App. No. 2005 T 0106,

2007-Ohio-213, ¶ 127. This court declined jurisdiction. State v. Theisler, 114

Ohio St.3d 1412, 2007 Ohio 2632, 867 N.E.2d 845. In addition, the Eleventh

District Court of Appeals affirmed the trial court’s denial of respondent’s petition

for postconviction relief. State v. Theisler, Trumbull App. No. 2009-T-0003,

2009-Ohio-6862, ¶ 33. Respondent’s petition for a writ of habeas corpus was also

1. Respondent’s chiropractic license was revoked as a result of his felony convictions.

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January Term, 2010

denied. Respondent served his three-year term of imprisonment, which ended in

September 2008, after which he was placed on probation. That order remains in

effect until September 2011.

{¶ 7} After respondent’s 2005 felony license suspension, we ordered that

the matter be referred to relator for investigation. Relator charged respondent in

an amended complaint with violating certain Disciplinary Rules of the Code of

Professional Responsibility, including DR 1-102(A)(4) (engaging in conduct

involving dishonesty, fraud, deceit, or misrepresentation) and 1-102(A)(6)

(engaging in conduct that adversely reflects on the lawyer’s fitness to practice

law).

{¶ 8} A three-member panel of the Board of Commissioners on

Grievances and Discipline heard testimony at a hearing and considered the

parties’ joint stipulations. Respondent testified that during his employment with

Pain Management Associates as a “medical assistant,” he ceased providing

chiropractic services. He also testified that prior to accepting the job, he had

reviewed R.C. Chapter 4730 regarding physician assistants and former Ohio

Adm.Code 4731-4-04, which addressed physician-assistant prohibitions. From

that research, he erroneously concluded that he could perform medical

examinations, give injections, and undertake any other clinical work that the

physician might delegate to him under supervision. Respondent testified that he

performed follow-up exams only and that he was not engaged in the practice of

medicine. At the hearing, respondent admitted that he had failed to earn a

certificate as a “medical assistant,” although that option had been open to him.

{¶ 9} Based on the exhibits submitted and testimony at the hearing

before it, the panel found by clear and convincing evidence that respondent had

violated DR 1-102(A)(4), in that respondent’s felony convictions demonstrated

conduct involving dishonesty, fraud, deceit, or misrepresentation, and 1-

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102(A)(6), in that respondent’s convictions adversely reflected on his fitness to

practice law.

{¶ 10} In addition, the panel issued findings of fact and conclusions of

law and made a recommendation. The board adopted the panel’s findings and the

recommendation that we indefinitely suspend respondent’s license to practice law

without any credit for time served during the interim felony suspension.

Respondent objected to the board’s recommended sanction, arguing that it was

too harsh, punishes respondent disproportionately to others, and is not necessary

to protect the public.

Sanction

{¶ 11} When imposing sanctions for attorney misconduct, we consider

relevant factors, including the duties violated by the lawyer in question and

sanctions imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 96 Ohio

St.3d 424, 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. Before making a final

determination, we also weigh evidence of the aggravating and mitigating factors

listed in Section 10 of the Rules and Regulations Governing Procedure on

Complaints and Hearings Before the Board of Commissioners on Grievances and

Discipline (“BCGD Proc.Reg.”). See Lake Cty. Bar Assn. v. Troy, 121 Ohio St.3d

51, 2009-Ohio-502, 901 N.E.2d 809, ¶ 11.

{¶ 12} We have identified respondent's breaches of his duties to his

clients, the legal profession, and the judicial system. In respondent’s case, the

parties stipulated to and the board found two aggravating factors: respondent’s

misconduct involved a pattern of misconduct, BCGD Proc.Reg. 10(B)(1)(c), and

multiple offenses, 10(B)(1)(d).

{¶ 13} The parties stipulated to the following five mitigating factors: no

prior disciplinary violations, BCGD Proc.Reg. 10(B)(2)(a), a lack of dishonest or

selfish motive, 10(B)(2)(b), absence of harm to victims, and his aversion to

committing further offenses. Furthermore, the parties stipulated that respondent

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January Term, 2010

had cooperated fully with relator and the panel during the investigation and

disciplinary proceedings, BCGD Proc.Reg. 10(B)(2)(d), and that respondent has

received and served criminal sanctions for his illegal activity, 10(B)(2)(f).

However, the panel also noted its doubts about the stipulation that no dishonest

motive was involved, and it further noted that no letters attesting to respondent’s

good character had been submitted.

{¶ 14} Relator recommended an indefinite suspension with no credit

given for the interim suspension. Respondent proposed a two-year suspension

with credit for the interim suspension, or in the event that the court imposes an

indefinite suspension, that credit be given for time served.

{¶ 15} The board, echoing the panel, noted that respondent showed

remorse during the hearing and that he has already paid a debt to society by virtue

of his incarceration and his continued probation. The board found that no medical

patients were harmed, but it could not discount that respondent has 98 felony

convictions. The board adopted the panel’s recommendation that respondent’s

license to practice law be indefinitely suspended without credit for the interim

felony suspension.

Review

{¶ 16} In determining the appropriate sanction for professional

misconduct, this court considers the duties violated, the actual or potential injury

caused, the lawyer’s mental state, existence of aggravated or mitigating

circumstances, and sanctions imposed in similar cases. Columbus Bar Assn. v.

Linnen, 111 Ohio St.3d 507, 2006-Ohio-5480, 857 N.E.2d 539, at ¶ 25.

{¶ 17} As noted in the board’s report, the applicable sanction for serious

felony convictions has been either disbarment or indefinite suspension. The board

recommends that we indefinitely suspend respondent’s license with no credit for

time served on his interim suspension. After reviewing relevant cases outlined

below, we accept this recommendation.

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{¶ 18} Regarding sanctions in similar cases, we find Disciplinary Counsel

v. LoDico, 118 Ohio St.3d 316, 2008-Ohio-2465, 888 N.E.2d 1097, to be

instructive. LoDico involved an interim suspension based on the respondent’s

felony conviction of carrying a concealed weapon. This court imposed an

indefinite suspension with no credit for the interim suspension, despite mitigating

factors similar to those in this case. Specifically, LoDico involved stipulated

facts, a cooperative respondent, and completion of a court-ordered sentence.

LoDico did have a prior disciplinary violation for unprofessional conduct that had

warranted an 18-month suspension with six months stayed on conditions.

However, LoDico was convicted of only one fourth-degree felony, whereas

respondent was convicted of 98 felonies, ranging from the first to fifth degree.

{¶ 19} Moreover, in Linnen, 111 Ohio St.3d 507, 2006-Ohio-5480, 857

N.E.2d 539, the attorney had been convicted of 53 misdemeanors: two first-

degree misdemeanor counts of sexual imposition, one first-degree misdemeanor

count of aggravated trespass, 11 third-degree misdemeanor counts of sexual

imposition, and 39 fourth-degree misdemeanor counts of public indecency. Id. at

¶ 5. Unlike respondent’s, none of Linnen’s crimes were felonies, and this court

indefinitely suspended Linnen’s license.

{¶ 20} Respondent makes much of the fact that he did not believe at the

time that what he was doing when working as a physician’s assistant at Pain

Management Associates was wrong, and he relies heavily on Disciplinary

Counsel v. Margolis, 114 Ohio St.3d 165, 2007-Ohio-3607, 870 N.E.2d 1158.

Margolis was convicted of two counts of conspiracy to restrain trade. Like

respondent, Margolis was found to have violated DR 1-102(A)(4) and 1-

102(A)(6). Id. at ¶ 9. Margolis was suspended from the practice of law for two

years. Id. at ¶ 30. Unlike in this case, however, the board had recommended a

two-year suspension. Id. at ¶ 2. Also, Margolis submitted 92 letters commending

him personally and professionally, whereas no letters attesting to respondent’s

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January Term, 2010

good character were submitted to the board here. Moreover, the board noted,

“The Panel has doubts about accepting the stipulation that there was no dishonest

motive here.” Furthermore, Margolis was convicted of two antitrust crimes as

opposed to respondent’s 98 crimes. Respondent’s reliance on Margolis, as well

as the other cases cited in his objections to the board’s report and

recommendation, is misplaced.

{¶ 21} Respondent’s 98 felonies, including aggravated trafficking in

drugs, illegal processing of drug documents, engaging in a pattern of corrupt

activity, and practicing medicine or surgery without a certificate, warrant an

indefinite license suspension without credit for time served. We are compelled to

agree with relator that “a lawyer who (allegedly) researches an issue and, in

reliance on that research, is convicted of 98 felonies, is as much of a threat to

future potential clients as a lawyer who researches the law and knows his conduct

is wrong but nevertheless commits the felonies.”

{¶ 22} Accordingly, we accept the board’s recommendation. Respondent

is therefore indefinitely suspended from the practice of law in Ohio without credit

for time served during the interim felony suspension imposed on October 27,

2005. Respondent is also required to complete his term of probation before

applying for readmission to the practice of law in Ohio. Costs are taxed to

respondent.

Judgment accordingly.

MOYER, C.J.,2 and PFEIFER, LUNDBERG STRATTON, O’CONNOR,

O’DONNELL, LANZINGER, and CUPP, JJ., concur.

__________________

Ronald E. Slipski and David Comstock Jr., for relator.

2. The late Chief Justice Thomas J. Moyer participated in the deliberations in, and the final

resolution of, this case prior to his death.

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John B. Juhasz, for respondent.

______________________

8

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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