Opinion

Stark County Bar Ass'n v. Zimmer

  • 135 Ohio St. 3d 462
  • 989 N.E.2d 51
  • 2013 Ohio 1962
Court
Ohio Supreme Court
Filed
May 16, 2013
Status
Published
On the bench
O'Connor, Pfeifer, O'Donnell, Lanzinger, Kennedy, French, O'Neill
Cited by
4 cases
Authority
More cited than 61.3%

The opinion

[Cite as Stark Cty. Bar Assn. v. Zimmer, 135 Ohio St.3d 462, 2013-Ohio-1962.]

STARK COUNTY BAR ASSOCIATION v. ZIMMER.

[Cite as Stark Cty. Bar Assn. v. Zimmer, 135 Ohio St.3d 462, 2013-Ohio-1962.]

Attorneys—Misconduct—Indefinite license suspension for multiple alcohol-

related traffic offenses, flight from the scene of an accident, and failure to

cooperate in the disciplinary process.

(No. 2012-2057—Submitted February 6, 2013—Decided May 16, 2013.)

ON CERTIFIED REPORT by the Board of Commissioners on Grievances and

Discipline of the Supreme Court, No. 12-042.

____________________

Per Curiam.

{¶ 1} Respondent, Dale Alan Zimmer, whose last known address is in

Massillon, Ohio, Attorney Registration No. 0018382, was admitted to the practice

of law in Ohio in 1978. We suspended his license on November 2, 2011, for his

failure to register for the 2011-2013 biennium, and that suspension remains in

effect. In re Attorney Registration Suspension of Zimmer, 130 Ohio St.3d 1420,

2011-Ohio-5627, 956 N.E.2d 310. On June 11, 2012, relator, Stark County Bar

Association, filed a four-count complaint charging Zimmer with engaging in

conduct that violated the Disciplinary Rules of the Code of Professional

Responsibility and the Ohio Rules of Professional Conduct, including his

knowing failure to respond to the resulting disciplinary investigation.1

{¶ 2} The Board of Commissioners on Grievances and Discipline

attempted certified-mail service at Zimmer’s place of residence and a second

1. Relator charged respondent with misconduct under applicable rules for acts occurring before

and after February 1, 2007, the effective date of the Rules of Professional Conduct, which

supersede the Disciplinary Rules of the Code of Professional Responsibility. To the extent that

both the former and current rules are cited for the same acts, the allegations comprise a single

continuing ethical violation. Disciplinary Counsel v. Freeman, 119 Ohio St.3d 330, 2008-Ohio-

3836, 894 N.E.2d 31, ¶ 1, fn. 1.

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address on file with the Office of Attorney Services, but the mailings were

returned with no forwarding address. On July 6, 2012, the board served the clerk

of this court in conformity with Gov.Bar R. V(11)(B).

{¶ 3} Zimmer did not answer the complaint, and on August 10, 2012,

relator moved for default judgment.

{¶ 4} A master commissioner appointed by the board granted relator’s

motion for default, made findings of fact and misconduct, and recommended that

Zimmer be indefinitely suspended from the practice of law with his readmission

conditioned upon proof of compliance with an established substance-abuse

program. The board adopted the master commissioner’s findings of fact and

misconduct and his recommended sanction. We adopt the board’s findings and

indefinitely suspend Zimmer from the practice of law.

Misconduct

Count I

{¶ 5} The allegations of misconduct arise in part from Zimmer’s

multiple driving infractions, each of which shows his disregard for his obligations

as both a citizen and a lawyer to respect and honor the law. Most recently, on

November 2, 2011, Zimmer crashed his car into a parked vehicle and a building,

causing damage to both. He then fled the scene without reporting the accident or

leaving contact information. He was arrested and charged with failing to stop

after an accident upon property other than the street and with the illegal use of

license plates. He pled no contest and was found guilty of failure to stop.

{¶ 6} The board found that Zimmer had violated Prof.Cond.R. 8.4(b)

(prohibiting a lawyer from committing an illegal act that reflects adversely on the

lawyer’s honesty or trustworthiness), 8.4(d) (prohibiting a lawyer from engaging

in conduct that is prejudicial to the administration of justice), and 8.4(h)

(prohibiting a lawyer from engaging in conduct that adversely reflects on the

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January Term, 2013

lawyer’s fitness to practice law). We adopt the board’s findings of fact and

misconduct.

Count II

{¶ 7} While Zimmer was in custody for the November 2, 2011 accident,

law-enforcement authorities discovered an outstanding bench warrant for his

arrest that stemmed from an incident that had occurred on September 8, 2008. On

that date, Zimmer was charged with driving without a license and failing to

maintain the assured clear distance ahead. He was convicted of driving without a

license on October 7, 2008. Zimmer was ordered to appear in open court on

December 9, 2008, and provide the court with proof of a valid driver’s license,

but he failed to appear. A bench warrant was issued.

{¶ 8} The board found that Zimmer had violated Prof.Cond.R. 8.4(b),

8.4(c) (prohibiting a lawyer from engaging in conduct involving dishonesty,

fraud, deceit, or misrepresentation), 8.4(d), and 8.4(h). We adopt these findings

of fact and misconduct.

Count III

{¶ 9} Zimmer was arrested at 3:20 a.m. on April 22, 2006, for operating

a motor vehicle while intoxicated and for failure to control. A bench warrant was

later issued for his failure to appear for a hearing. Nearly six years later, on

January 3, 2012, he pled guilty to the 2006 charge of operating a vehicle while

intoxicated and was sentenced to home arrest. On March 1, 2012, a bench

warrant was issued for his arrest because he had failed to report to the home-arrest

supervisor as ordered. On July 2, the judge in his case received a letter from

Zimmer claiming that he was in the psychiatric unit at Mercy Medical Center in

Canton and that he had attended approximately 45 Alcoholics Anonymous

meetings in an attempt at sobriety.

{¶ 10} With respect to this count, the board found that Zimmer had

violated DR 1-102(A)(1) (prohibiting a lawyer from violating a Disciplinary

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Rule), 1-102(A)(3) (prohibiting a lawyer from engaging in illegal conduct

involving moral turpitude), 1-102(A)(4) (prohibiting a lawyer from engaging in

conduct involving dishonesty, fraud, deceit, or misrepresentation), 1-102(A)(5)

(prohibiting a lawyer from engaging in conduct that is prejudicial to the

administration of justice), and 1-102(A)(6), and Prof.Cond.R. 8.4(c), 8.4(d), and

8.4(h). We adopt these findings of fact and misconduct.

Count IV

{¶ 11} On February 1, 2012, Zimmer was served with a subpoena issued

by the board requiring him to appear for a deposition conducted by relator.

Zimmer acknowledged receipt of the subpoena, but failed to appear for the

deposition.

{¶ 12} The board found that the evidence clearly and convincingly

demonstrated that Zimmer violated Prof.Cond.R. 8.1(b) (prohibiting a lawyer

from knowingly failing to respond to a demand for information by a disciplinary

authority during an investigation) and Gov.Bar R. V(4)(G) (requiring a lawyer to

cooperate in a disciplinary investigation). We adopt these findings of fact and

misconduct.

Sanction

{¶ 13} When imposing sanctions for attorney misconduct, we consider

relevant factors, including the ethical duties that the lawyer violated and the

sanctions imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 96 Ohio

St.3d 424, 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. In making a final

determination, we also weigh evidence of the aggravating and mitigating factors

listed in BCGD Proc.Reg. 10(B). Disciplinary Counsel v. Broeren, 115 Ohio

St.3d 473, 2007-Ohio-5251, 875 N.E.2d 935, ¶ 21.

{¶ 14} The board found as aggravating factors the multiple offenses and

Zimmer’s failure to cooperate in the disciplinary process. See BCGD Proc.Reg.

10(B)(1)(d) and (e). Other than his failure to register in 2011 and subsequent

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January Term, 2013

suspension, the board found that Zimmer had no prior disciplinary record. As for

mitigation, the board noted that Zimmer’s underlying criminal conduct resulted in

fines and other penalties. See BCGD Proc.Reg. 10(B)(2)(f).

{¶ 15} Relator and the board suggest that Zimmer’s “sporadic interaction”

with the Ohio Lawyers Assistance Program (“OLAP”) may be relevant in

mitigation. But the record contains no documentation of a formal diagnosis or

evidence that respondent was participating in an approved treatment program.

Therefore, Zimmer’s contacts with OLAP cannot qualify as a mitigating factor.

See BCGD Proc.Reg. 10(B)(2)(g).

{¶ 16} Zimmer’s record of alcohol-related traffic offenses and his flight

from the scene of his most recent vehicular incident suggest that he suffers from

untreated alcohol or substance abuse that has interfered with his personal conduct

for some time. Although Zimmer has not been shown to have neglected or

mishandled client matters entrusted to him, he has on multiple occasions, through

his conduct in both the criminal and disciplinary proceedings against him,

neglected his legal obligations to respect and honor the law. We have in similar

circumstances suspended attorneys indefinitely. See Disciplinary Counsel v.

Pincus, 74 Ohio St.3d 146, 656 N.E.2d 1280 (1995) (imposing an indefinite

suspension for two incidents of drunk driving and failure to register). See also

Columbus Bar Assn. v. Larkin, 128 Ohio St.3d 368, 2011-Ohio-762, 944 N.E.2d

669, a default proceeding involving an attorney who admitted to a long-standing

problem with drugs and alcohol for which attempts at treatment had been

unsuccessful. We imposed an indefinite suspension and conditioned any future

reinstatement on proof of the attorney’s successful completion of treatment for

substance abuse and of her fitness to return to the competent, ethical, and

professional practice of law.

{¶ 17} Having considered Zimmer’s conduct, the applicable aggravating

and mitigating factors, and the sanctions we have imposed for comparable

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misconduct, the master commissioner and board recommend that Zimmer be

indefinitely suspended from the practice of law in Ohio. Because the record

strongly suggests that Zimmer suffers from substance abuse and/or mental

disability, they also recommend that Zimmer’s readmission be conditioned upon

proof of compliance with an established substance-abuse program. We agree.

{¶ 18} Zimmer is therefore indefinitely suspended from the practice of

law in Ohio with reinstatement conditioned upon proof that he has complied with

an established substance-abuse program and that he is capable of returning to the

competent, ethical, and professional practice of law. Costs are taxed to Zimmer.

Judgment accordingly.

O’CONNOR, C.J., and PFEIFER, O’DONNELL, LANZINGER, KENNEDY,

FRENCH, and O’NEILL, JJ., concur.

____________________

Day Ketterer Ltd. and Robert J. McBride; and Richard S. Milligan, for

relator.

________________________

6

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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