Opinion

Disciplinary Counsel v. Griffith

  • 112 Ohio St. 3d 134
  • 2006 Ohio 6518
Court
Ohio Supreme Court
Filed
Dec 27, 2006
Status
Published
On the bench
Moyer, Resnicic, Pfeifer, Stratton, O'Connor, O'Donnell, Lanzinger
Cited by
2 cases
Authority
More cited than 45.7%

"The presumptive disciplinary measure for such acts of misappropriation is disbarment."

How later courts described this case

  • "The presumptive disciplinary measure for such acts of misappropriation is disbarment."

Written by the judges who cited it.

The opinion

[Cite as Disciplinary Counsel v. Griffith, 112 Ohio St.3d 134, 2006-Ohio-6518.]

DISCIPLINARY COUNSEL v. GRIFFITH.

[Cite as Disciplinary Counsel v. Griffith, 112 Ohio St.3d 134, 2006-Ohio-6518.]

Attorneys — Misconduct — Conduct prejudicial to the administration of justice —

Neglect of entrusted legal matter — Failure to return client’s property

upon request — Failure to cooperate in a disciplinary investigation —

Permanent disbarment.

(No. 2006-1183 – Submitted September 20, 2006 — Decided

December 27, 2006.)

ON CERTIFIED REPORT by the Board of Commissioners on Grievances and

Discipline of the Supreme Court, No. 05-058.

__________________

Per Curiam.

{¶ 1} Respondent, Curtis Griffith Jr., last known address in New

Lexington, Ohio, Attorney Registration No. 0030707, was admitted to the practice

of law in Ohio in 1970. On November 24, 2004, we indefinitely suspended

respondent’s license for professional misconduct, including neglecting clients’

cases and then failing to repay unearned legal fees. Disciplinary Counsel v.

Griffith, 104 Ohio St.3d 50, 2004-Ohio-5991, 818 N.E.2d 226. Respondent’s

license remains under suspension.

{¶ 2} On June 13, 2005, relator, Disciplinary Counsel, charged

respondent with three additional counts of professional misconduct. Relator

attempted to serve respondent with the complaint by certified mail at his address

as on file with the Attorney Registration Section and at a new address in

accordance with a notice from the United States Post Office. Both mailings were

returned unclaimed, and relator served the complaint on the Clerk of the Supreme

Court pursuant to Gov.Bar R. V(11)(B).

SUPREME COURT OF OHIO

{¶ 3} Upon respondent’s failure to answer, relator moved for default

pursuant to Gov.Bar R. V(6)(F). A master commissioner appointed by the Board

of Commissioners on Grievances and Discipline granted the motion, making

findings of misconduct and recommending a sanction. The board adopted the

master commissioner’s findings of fact, conclusions of law, and recommendation.

Misconduct

{¶ 4} Count I of the complaint alleged that respondent had mishandled

Troy A. Ankrum’s representation in seeking relief from a paternity judgment.

Count II charged that respondent had mishandled the defense of Gordon W.

Hutchinson to allegations of failure to pay child support. Count III accused

respondent of failing to cooperate in the investigation of the charged misconduct.

{¶ 5} As to Count I, evidence established that respondent agreed to

represent Ankrum in March 2004 and help him obtain relief in Muskingum

County Probate Court from a 1993 judgment establishing Ankrum as a child’s

legal father. Ankrum eventually paid respondent $2,900, $400 of which

respondent was to use to pay for DNA testing. DNA testing of Ankrum, the

child’s mother, and the child was completed in July 2004. On August 10, 2004,

respondent moved for relief from the 1993 judgment.

{¶ 6} On September 15, 2004, Ankrum wrote to respondent asking for

the DNA test results. Respondent did not reply. On October 13, 2004, Ankrum

paid another $398 to obtain the results himself. On that day, Ankrum also wrote

again to respondent, asking for a $400 refund. Respondent neither replied nor

refunded his client’s money.

{¶ 7} On October 26, 2004, the Muskingum County probate judge wrote

to respondent, advising that the court had received the DNA test results, had

called respondent without success, and needed to know how to proceed. On

October 31, 2004, Ankrum wrote to respondent expressing his disappointment

with respondent’s representation and asking for a reply within three days.

2

January Term, 2006

Respondent moved for the probate court’s consideration of the DNA test results

and for a hearing on November 1, 2004; however, he did not contact his client and

took no further action on Ankrum’s behalf.

{¶ 8} On December 16, 2004, the probate judge advised Ankrum that

respondent’s license had been indefinitely suspended. Respondent had not

notified Ankrum of his suspension before that time, nor did he do so afterward.

From March 26, 2004, until December 2004, Ankrum had little if any contact

with respondent despite numerous attempts to communicate with him. Ankrum

ultimately retained new counsel, and on April 14, 2005, the probate judge granted

relief from the 1993 paternity judgment.

{¶ 9} The board found that in representing Ankrum, respondent had

violated DR 1-102(A)(5) (prohibiting conduct that is prejudicial to the

administration of justice), 6-101(A)(3) (prohibiting the neglect of an entrusted

legal matter), and 9-102(B)(4) (requiring a lawyer to promptly repay funds that

the client is entitled to receive).

{¶ 10} As to Count II, evidence established that Hutchison retained

respondent in February 2004 to defend him against a contempt charge for failing

to pay child support and in a separate child support claim before the Perry County

Juvenile Court. Hutchinson paid respondent $1,000.

{¶ 11} On March 9, 2004, a juvenile court magistrate found Hutchison in

contempt, ordering a fine and a jail sentence but suspending both providing that

Hutchinson paid a monthly amount toward child support arrearages. Respondent

did not file objections, despite Hutchinson’s request, and a juvenile court judge

adopted the magistrate’s findings. On April 8, 2004, the magistrate issued her

findings in the child support matter and ordered Hutchinson to pay approximately

$635 in child support per month. Respondent filed no objections, again contrary

to his client’s wishes, and the juvenile court judge adopted the child support

order.

3

SUPREME COURT OF OHIO

{¶ 12} After these orders were issued, Hutchinson repeatedly tried to

contact respondent, but respondent never returned his calls.

{¶ 13} The board found that in representing Hutchinson, respondent had

violated DR 1-102(A)(5), 6-101(A)(3), and 9-102(B)(4).

{¶ 14} As to Count III, the board found that respondent had violated

Gov.Bar R. V(4)(G) (requiring a lawyer to cooperate in a disciplinary

investigation). Evidence in support of this violation established that respondent

received by certified mail a letter of inquiry relating to Ankrum’s grievance on

January 26, 2005. Respondent did not reply to the letter. Relator sent a second

letter of inquiry by certified mail on February 22, 2005, to the same office

address, but it was returned unclaimed.

{¶ 15} On February 17, 2005, and March 15, 2005, relator sent letters of

inquiry relating to Hutchinson’s grievance to respondent by certified mail. These

letters were also sent to the office address at which respondent had signed the

earlier certified receipt. Both letters were returned unclaimed.

Recommended Sanction

{¶ 16} In recommending a sanction for respondent’s misconduct, the

board weighed the aggravating and mitigating factors of respondent’s case. See

Section 10 of the Rules and Regulations Governing Procedure on Complaints and

Hearings Before the Board of Commissioners on Grievances and Discipline

(“BCGD Proc.Reg.”)

{¶ 17} As an aggravating factor under BCGD Proc.Reg. 10(B)(1)(a), the

board acknowledged respondent’s significant record of prior professional

sanctions, which included not only the indefinite suspension issued on November

24, 2004, but a brief suspension beginning on September 24, 1998, for

respondent’s default on a child support order. See In re Griffith (1998), 83 Ohio

St.3d 1440, 700 N.E.2d 30. The board found that respondent’s misconduct

constituted a pattern of misconduct and multiple offenses, aggravating factors

4

January Term, 2006

under BCGD Proc.Reg. 10(B)(1)(c) and (d). The board further found in

aggravation that respondent had failed to cooperate in the disciplinary process,

had harmed his clients’ legal interests in addition to giving his clients little or

nothing for their money, and had failed to make restitution. See BCGD Proc.Reg.

10(B)(1)(e), (h), and (i). The board found no evidence of mitigating factors.

{¶ 18} Relator advocated disbarment. The master commissioner agreed

that disbarment was appropriate, and the board adopted that recommendation.

Review

{¶ 19} We agree that respondent violated DR 1-102(A)(5), 6-101(A)(3),

and 9-102(B)(4) and Gov.Bar R. V(4)(G), as found by the board. We also agree

with the recommendation to disbar.

{¶ 20} As we said in Cincinnati Bar Assn. v. Weaver, 102 Ohio St.3d 264,

2004-Ohio-2683, 809 N.E.2d 1113, ¶ 16: “Taking retainers and failing to carry

out contracts of employment is tantamount to theft of the fee from the client.

Disciplinary Counsel v. Sigall (1984), 14 Ohio St.3d 15, 17, 14 OBR 320, 470

N.E.2d 886. The presumptive disciplinary measure for such acts of

misappropriation is disbarment. Disciplinary Counsel v. France, 97 Ohio St.3d

240, 2002-Ohio-5945, 778 N.E.2d 573, ¶ 11.” Accord Butler Cty. Bar Assn. v.

Cornett, 109 Ohio St.3d 347, 2006-Ohio-2575, 847 N.E.2d 1200. We see no

reason why that presumption should not be followed in this case.

{¶ 21} Respondent is therefore permanently disbarred from the practice of

law in Ohio. Costs are taxed to respondent.

Judgment accordingly.

MOYER, C.J., RESNICK, PFEIFER, LUNDBERG STRATTON, O’CONNOR,

O’DONNELL and LANZINGER, JJ., concur.

__________________

5

SUPREME COURT OF OHIO

Jonathan E. Coughlan, Disciplinary Counsel, and Stacy Solochek

Beckman, Assistant Disciplinary Counsel, for relator.

______________________

6

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.