Opinion

Gerami v. Secretary of Health and Human Services

  • 127 Fed. Cl. 299
  • 2014 WL 11428200
Court
United States Court of Federal Claims
Filed
Jul 30, 2014
Status
Published
Author
Williams
On the bench
Mary Ellen Coster Williams
Cited by
78 cases
Authority
More cited than 85.4%

finding that petitioner failed to establish that the residual effects of her alleged vaccine-related injuries lasted for more than six months based on her contemporaneous medical records

How later courts described this case

  • finding that petitioner failed to establish that the residual effects of her alleged vaccine-related injuries lasted for more than six months based on her contemporaneous medical records
  • upholding dismissal of case on basis of failure to meet severity requirement, where record did not establish injury lasted more than three months, and Petitioner could not persuasively vary record with physician letter prepared in anticipation of lawsuit that was not otherwise corroborated by record evidence.
  • affirming special master’s finding that severity requirement was not met where medical records showed no complaints of symptoms in excess of six months, but a physician letter in response to an attorney request stated symptoms lingered for six months without referencing contemporaneous medical records
  • finding unpersuasive a letter from a treating physician containing conclusory statements about petitioner’s symptoms lasting beyond six months when letter lacked citation to medical records

Written by the judges who cited it.

The opinion

In the United States Court of Federal Claims

No. 12-442V

(Filed Under Seal: March 31, 2014)1

(Filed for Publication: July 30, 2014)

*****************************

*

ZOHREH GERAMI, a Married Woman, * National Childhood Vaccine

* Injury Act, 42 U.S.C. § 300aa-10

Petitioner, * et seq.; Diphtheria-Pertussis-

* Tetanus Vaccine; Off-Table

v. * Injury; Six-Month Residual

* Effects Requirement; Insufficient

SECRETARY OF HEALTH AND * Evidence; Unpersuasive Medical

HUMAN SERVICES, * Evidence.

*

Respondent. *

*

*****************************

Cyrus Meshki, Law Office of Cyrus Meshki, APC, 10866 Wilshire Boulevard, Suite 400,

Los Angeles, California, 90024, for Petitioner.

Darryl R. Wishard, United States Department of Justice, Civil Division, Torts Branch,

P.O. Box 146, Benjamin Franklin Station, Washington, District of Columbia 20044, for

Respondent.

______________________________________________________________

OPINION

______________________________________________________________

This case comes before the Court on Zohreh Gerami’s motion for review of the Special

Master’s decision dismissing her petition for compensation under the National Childhood

Vaccine Injury Act (“Vaccine Act”), 42 U.S.C. § 300aa-10 et seq. (2006), for insufficient proof.

After receiving the diphtheria-pertussis-tetanus (“DPT”) vaccine, Ms. Gerami suffered skin

irritation, a rash, insomnia, cellulitis, and anxiety, and filed suit under the Vaccine Act seeking

compensation for an off-table injury. Because Petitioner failed to demonstrate that her injuries

persisted for six months after her vaccination, the Court affirms the ruling of the Special Master.

1

Pursuant to Vaccine Rule 18 of the Rules of the United States Court of Federal Claims,

the Court issued its opinion under seal to provide the parties an opportunity to submit redactions.

Neither party filed proposed redactions. Accordingly, the Court publishes this opinion.

Background

Ms. Gerami’s Medical History

On November 27, 2011, Ms. Gerami, then age 61, received a DPT vaccine at a clinic in a

Rite-Aid store in San Rafael, California.

Three days later, on November 30, 2011, at 9:42 p.m., Ms. Gerami was admitted to the

Emergency Room (“ER”) of Marin General Hospital in California with the “chief complaint” of

right arm pain. Pet’r’s Notice of Filing Docs. (“Pet’r’s Add’l Docs. #4”) Ex. 11, Jan. 8, 2013.

The physician who saw Ms. Gerami, Dr. Gash-Kim, noted that she had a temperature of

100.3 degrees Fahrenheit and “increasing redness” that had “spread distally” from the DTP

injection site on her right arm. Id. Ex. 12. The doctor referred to Ms. Gerami’s injury as “right

upper extremity cellulitis,” noted its size as 15 centimeters, prescribed her medications, and

instructed her to return to the ER in 24 hours or sooner “for repeat evaluation.” Id. Ms. Gerami

was discharged at 2:42 a.m. on December 1, 2011.

On December 2, 2011, Ms. Gerami returned to the ER where Dr. Neill evaluated her. He

noted that she “complain[ed] of local itching” but did not report “fever, shaking chills, vomiting

or other systemic symptoms.” Id. Dr. Neill’s charts list “local reaction to vaccine versus

cellulitis” as the “impression,” and reflect that Ms. Gerami was discharged in “satisfactory stable

condition.” Id.

Ms. Gerami, a resident of the United States and Canada, returned to Quebec, Canada, and

visited Dr. Naimi who had been her primary care physician since 1988. The first entry in Dr.

Naimi’s records is dated May 12, 2008—more than three years before the vaccine—and states

that she “present[ed] with anxiety disorder due to [illegible].”2 Pet’r’s Notice of Filing Docs.

(“Pet’r’s Add’l Docs. #5”) Ex. 14 at 31, Mar. 4, 2013. On May 1, 2011, almost seven months

before her vaccination, Ms. Gerami received a complete physical, and Dr. Naimi’s charts listed

her “problems” as periodic anxiety, menopause, Raynaud’s disease, and a fungal infection of the

toes.

Within Dr. Naimi’s medical records, separate from the charts, is a form dated February

15, 2012—almost three months after the vaccine. Entitled “psychiatric evaluation,” the form

indicates that Ms. Gerami exhibited anxiety and mentions redness on the right arm, but does not

reference the vaccine. Id. at 40-41.

The first post-vaccine entry in Dr. Naimi’s medical charts is dated April 19, 2012, and

reflects blood pressure measurements and other metrics and states that “she stopped smoking.”

Id. at 32. No reference is made to either the vaccine or her ER visits. On May 22, 2012, Ms.

Gerami again visited Dr. Naimi, and his notes reflect that she was worried about why she was

taking certain medications. Again, Dr. Naimi makes no mention of the ER visits, vaccine, or

2

Though Dr. Niami, in his letter dated October 10, 2012, relates that he has been Ms.

Gerami’s doctor since 1988, the medical records in this case only date back to 2008.

2

alleged vaccine effects. On October 2, 2012, Ms. Gerami “present[ed] for [follow-up],” and the

charts indicate “high anxiety.” Id. at 33.

Dr. Naimi’s medical chart entries for Ms. Gerami on October 23, 2012, November 21,

2012, and January 7, 2013, do not reference anxiety, the ER visits, or the vaccine effects. The

other records, however, contain a form entitled “COMPLETE MAJOR PHYSICAL” dated

November 21, 2012, listing “Medical – HERPES ZOSTER May 10, 2012; – cellulitis post

vaccination Rt Upper Ext. Nov. 30, 2011” under the category “Past Medical History.” Id. at 42.

Under the “Problems” section, the form lists only: “1. Hypertension.?! 2. Multinodular Thyroid

3. R/o Hyperthyroidism.” Id. at 43.

In addition to medical charts and forms, the record before the Special Master contained

three letters from Dr. Naimi and Ms. Gerami’s affidavit. In her affidavit, dated November 12,

2012, Petitioner related that “immediately after vaccination, [she] experienced symptoms such as

severe skin irritation, rash, insomnia, and depression. The scars on [her] skin persisted for

several months thereafter . . . [and other] symptoms persisted for nearly seven (7) months. To

date, [she] still suffers from the residual effects of [the] skin anomaly.” Pet’r’s Notice of Filing

Docs. (“Pet’r’s Add’l Docs. #2”) Ex. 9, Nov. 15, 2013.

In his first letter, dated October 10, 2012, Dr. Naimi outlines Ms. Gerami’s medical

conditions since 2008 and prior to the vaccination, listing fibrocystic breast disease, varicose

veins and varicosity, duodenitis “with a positive result for H. Pylori,” vulvitis, and perianal

fungal infection. Restated Claim Ex. 4, at 2.

In his second letter, dated November 27, 2012, with the subject designated as “[m]edical

report from January 2011 to November 25, 2012,” Dr. Naimi states that on February 15, 2012:

[T]he patient complained of having anxiety due to a vaccination in California.

Soon after vaccination, her right arm (site of vaccination) developed swelling,

redness, pain . . . ‘cellulitis’?. . . . Since that time she had been suffering from

insomnia, restlessness, and irritability. She was tense and fatigued.

***

Her somatic symptoms: BP 149/90 (this was high for the first time, due to stress),

and had Trachycardia and mild tremors.

***

Her blood chemistry and urine analysis were normal. Slight sensitivity and

redness were observable on her right arm.

Pet’r’s Notice of Filing Docs. (“Pet’r’s Add’l Docs. #3”) Ex. 10, Nov. 27, 2012. Dr. Naimi’s

second letter also notes that “[o]n May 10, 2012, the patient developed a Herpes Zoster and was

treated for it” and that on November 21, 2012, a complete physical evaluation revealed normal

lab results and “[n]o other findings.” Id.

3

The third letter from Dr. Naimi, dated June 20, 2013, states in full:

In response to [Petitioner’s counsel’s] request, this is to state that following Ms.

Gerami’s injection (vaccination) in California, she developed, at the site of

injestion [sic], certain symptoms which persisted over 6 months, and started

fading away over 6 months. But her psychological problems (anxiety disorder)

lasted almost a year.

Pet’r’s Notice of Filing Docs. (“Pet’r’s Add’l Docs. #6”) Ex. 15, June 25, 2013.

Procedural History

The Record before the Special Master

On July 13, 2012, Ms. Gerami filed a petition for compensation under the Vaccine Act.

On September 6, 2012, the Special Master held a status conference and entered an Order the

following day instructing Petitioner to “file all outstanding records.” Gerami v. Sec’y of Health

& Human Servs., No. 12-442V, Slip Op. at 2 (Fed. Cl. Spec. Mstr. Oct. 11, 2013) (“Opinion”).

On November 1, 2012, Petitioner filed a “Restated Claim for Damages” and,

concurrently, proof of vaccination, hospital records, medical bills, and a letter from Dr. Naimi.

Respondent filed, on November 2, 2012, a status report noting that Petitioner had not filed the

supporting documents required by the Vaccine Act and sought “[p]roof that petitioner’s alleged

vaccine injury lasted for more than 6 months.” Resp’t Status Report 1-2, Nov. 2, 2012.

On November 27, 2012, Petitioner filed Dr. Naimi’s second letter summarizing Ms.

Gerami’s medical history from 2011 to 2012. Pet’r’s Add’l Docs. #3.

On November 28, 2012, the Special Master held a status conference and entered an Order

directing Petitioner to file “all outstanding records identified by respondent as soon as reasonably

possible” and encouraging Petitioner’s counsel “to file a motion for subpoena authority.” Order,

Nov. 29, 2012.

On January 8, 2013, Petitioner filed proof of vaccination, the hospital’s transcription of

its records, and the previously filed second letter from Dr. Naimi. The next day, Respondent

filed another status report seeking “[p]roof that petitioner’s alleged vaccine injury lasted for

more than 6 months” and “treatment records for petitioner’s . . . ‘lingering skin anomaly’.”

Resp’t. Status Report 2, Jan. 9, 2013.

On February 1, 2013, the Special Master held a third status conference and entered an

Order stating that “Petitioner shall file the medical records identified by respondent as soon as

reasonably possible. Petitioner’s attorney is strongly encouraged to file a motion for

subpoena authority.” Order, Feb. 1, 2013 (emphasis in original).

On March 4, 2013, Petitioner filed hospital records from the two visits to the ER she

made following her vaccination.

4

On April 12, 2013, the Special Master held a fourth status conference “to discuss the

completeness of the medical records . . . .” Order, Apr. 12, 2013. On May 10, 2013, Respondent

filed her position statement known as a “Rule 4 Report” positing that Petitioner had not

submitted sufficient medical records to demonstrate that she met “the six-month residual effects

requirement for a vaccine-related injury under the Act.” Opinion at 3; Resp’t’s Vaccine Rule 4

Report 6, May 10, 2013.

On May 30, 2013, the Special Master held a fifth status conference. As reflected in the

Order memorializing his rulings, “petitioner agreed to submit a status report identifying medical

records that show petitioner met [the six month] requirement. . . . by Monday, July 1, 2013.”

Opinion at 3; Order, May 31, 2013. In response to this Order, on June 25, 2013, Petitioner filed

a single document—the third letter from Dr. Naimi concluding that Ms. Gerami’s injuries lasted

longer than six months.

On July 16, 2013, the Special Master held the sixth and final status conference.

Respondent contended that, despite Dr. Naimi’s third letter, there was still no evidence that

Petitioner suffered residual vaccine effects longer than six months. The Special Master entered

an Order on July 18, 2013, memorializing: “At the conclusion of the status conference,

petitioner requested that her case be submitted to the [Special Master] for adjudication.” Order,

July 18, 2013. Though Petitioner requested an adjudication, the Special Master kept the record

open to permit additional submissions and ordered the following:

1. By Friday, August 16, 2013, respondent may file any additional materials or

information she wishes the undersigned to consider.

2. Petitioner shall consider whether she would like to file any additional materials

(for example, photographs) or information. Additionally, petitioner will be

afforded the opportunity to respond to any materials or information filed by

respondent.

Id. (emphasis omitted).

On July 18, 2013, Respondent filed a status report stating: “Respondent concurs that the

Special Master proceed to rule on the record as requested by petitioner, but asks that this ruling

be limited to the issue of whether petitioner has demonstrated that she suffered her alleged injury

for the six month period required by the Vaccine Act.” Resp’t’s Status Report, July 18, 2013.

Though the Special Master’s Order permitted Petitioner to respond to this status report,

Petitioner did not do so. Neither Petitioner nor Respondent filed any additional evidence.3

The Special Master’s Opinion

On October 11, 2013, the Special Master issued a decision denying compensation and

3

From the record, it appears that Petitioner did not request an evidentiary hearing, never

sought to put forth testimony from a doctor, and never sought authority to subpoena additional

medical evidence. Opinion at 3 n.3.

5

dismissing the case for insufficient proof, concluding that Petitioner “failed to prove by

preponderant evidence that her allegedly vaccine-caused injuries persisted for longer than six

months, as required by the Vaccine Act.” Opinion at 1, 7. Since Ms. Gerami received the DTP

vaccine on November 27, 2011, the Special Master concluded that Ms. Gerami needed to show

vaccine-induced effects past May 27, 2012.

The Special Master observed that the last symptoms of cellulitis and anxiety were

recorded on February 15, 2012, and that Ms. Gerami’s medical charts reveal that she suffered

from anxiety prior to the DTP vaccine. The Special Master stated that Dr. Naimi’s April 19,

2012 progress note and November 21, 2012 medical physical report did not mention any

lingering vaccine-related symptoms and that the November 21, 2012 report included “post

vaccine cellulitis” in the “past medical history” category. Id. at 4-5. The Special Master

ultimately concluded that a “review of petitioner’s medical records reveals no support for her

claim that her allegedly vaccine-caused injuries persisted for longer than six months.” Id. at 6.

The Special Master also addressed Dr. Naimi’s second and third letters. The Special

Master noted that Dr. Naimi’s second letter listed the February 15, 2012 complaint of post-

vaccination anxiety and cellulitis, but that the reports of the subsequent visits did not mention

any of the alleged post-vaccine symptoms. The Special Master related that, in response to the

Order directing Petitioner to file a status report identifying medical records to support the

contention that Ms. Gerami’s injuries persisted for longer than six months, Petitioner submitted

Dr. Naimi’s third letter. Though the third letter asserts that Ms. Gerami’s symptoms lasted for

longer than six months, the Special Master did not find the letter persuasive, instead noting that

“the letter is significant for its absence of citations to petitioner’s medical records.” Id.

Explaining that statements from treating physicians are probative but not binding, the Special

Master found the contemporaneously documented medical evidence more persuasive than the

letter prepared for litigation purposes. Opinion at 6, n.6 (citing 42 U.S.C. § 300aa—13(b)(1));

see also Broekelschen v. Sec’y of Health & Human Servs., 618 F.3d 1339, 1346-49 (Fed. Cir.

2010). As such, the Special Master dismissed the case for insufficient proof.

Petitioner’s Motion for Review

On November 12, 2013, Petitioner filed a motion for review of the Special Master’s

decision and attached additional evidence never previously filed. Pet’r’s Mot. Review of Special

Master’s Decision (“Pet’r’s Mot.”), Nov. 12, 2013. The first attachment is a declaration of Ms.

Gerami dated the same day as the motion for review, listing dates she experienced symptoms “as

a direct consequence of the faulty vaccination.” Id. at 6-7. The second attachment is a

prescription for “Valacyclovir 500mg” dated May 10, 2012, directing Ms. Gerami to take the

medication for seven days, with a handwritten note beside it stating “prescription for treatment of

shingles.” Id. Ex. 1. The third attachment contains several untranslated pages of notes in French

dated May 10, 2012.

This Court held a telephonic oral argument on January 27, 2014. During argument

Petitioner confirmed that she sought to overturn the Special Master’s decision on the merits, was

“not claiming any procedural infirmity in the process utilized by the Special Master,” and was

satisfied she “had an ample opportunity to present [her] case.” Oral Arg. Tr. at 5, 12. The

6

parties represented that the only issue before this Court is “whether there was sufficient evidence

in the record below on the merits to demonstrate that the Plaintiff had suffered this injury lasting

more than six months.” Id. at 7.

Discussion

Jurisdiction and Standard of Review

This Court has jurisdiction under the Vaccine Act to review the decision of a Special

Master upon a party’s timely filed motion. 42 U.S.C. § 300aa-12(e)(2). After a party so moves,

the Court “undertake[s] a review of the record of the proceedings” and may sustain, set aside, or

remand the Special Master’s decision. Id. The Court reviews a Special Master’s findings of fact

under the arbitrary and capricious standard, legal conclusions under the not in accordance with

law standard, and discretionary rulings under the abuse of discretion standard. Id.; Turner v.

Sec’y of Health & Human Servs., 268 F.3d 1334, 1337 (Fed. Cir. 2001); Cedillo v. Sec’y of

Health & Human Servs., 89 Fed. Cl. 158, 167-68 (2009).

The Vaccine Act’s Requirement that Petitioner Prove the Residual Effects of Her Injuries

Lasted More Than Six Months

The Vaccine Act creates a Program authorizing individuals to seek compensation for

injuries alleged to have been caused by a vaccine. 42 U.S.C. § 300aa-11(b); see Figueroa v.

Sec’y of Health & Human Servs., 715 F.3d 1314, 1317 (Fed. Cir. 2013). The Act contains a

“Vaccine Injury Table” listing certain vaccines, their corollary injuries, and time periods for the

first symptom. 42 U.S.C. § 300aa-14. If a petitioner’s alleged injury falls into one of these

categories, then he or she is entitled to a presumption that the vaccine caused the injury. Id.;

Turner, 268 F.3d at 1337. If an injury does not fall within the Vaccine Act’s Injury Table, then a

petitioner may still seek compensation for this “off-table” injury, but must prove causation in

fact by a preponderance of the evidence. 42 U.S.C. § 300aa-13(a)(1)(A); Deribeaux v. Sec’y of

Health & Human Servs., 717 F.3d 1363, 1367 (Fed. Cir. 2013); Turner, 268 F.3d at 1337. Ms.

Gerami alleges an “off-table” injury.

The Vaccine Act limits eligibility for compensation, stating: “any person who has

sustained a vaccine-related injury . . . may, if the person meets the requirements of subsection

(c)(1), file a petition for compensation under the Program.” 42 U.S.C. § 300aa-11(b)(1)(A).

Subsection (c)(1) requires:

(c) Petition content. A petition for compensation under the Program for a vaccine-

related injury or death shall contain—

(1) except as provided in paragraph (3), an affidavit, and supporting

documentation, demonstrating that the person who suffered such injury or who

died--

***

7

(D) (i) suffered the residual effects or complications of such illness, disability,

injury, or condition for more than 6 months after the administration of the

vaccine, or (ii) died from the administration of the vaccine, or (iii) suffered such

illness, disability, injury, or condition from the vaccine which resulted in inpatient

hospitalization and surgical intervention.

42 U.S.C. § 300aa-11.

In § 300aa-13, “Determination of Eligibility and Compensation,” the Vaccine Act

reemphasizes that proving the elements of § 300aa-11(c), including vaccine-related residual

effects lasting longer than six months, are mandatory prerequisites for compensation, stating that:

(1) Compensation shall be awarded under the Program to a petitioner if the

special master or court finds on the record as a whole--

(A) that the petitioner has demonstrated by a preponderance of the evidence

the matters required in the petition by [§ 300aa-11(c)(1)] . . .

42 U.S.C. § 300aa-13(a). The Act, therefore, requires that the petitioner demonstrate by a

preponderance of the evidence that she suffered the “residual effects” of her injury for “more

than 6 months after the administration of the vaccine.” See § 300aa-11(c)(1)(D)(i).

The Federal Circuit has explained that the eligibility requirements in § 300aa-11(c) are

not mere pleading requirements or matters of proof at trial, but instead are “threshold criteri[a]

for seeking entry into the compensation program.” Black v. Sec’y of Health & Human Servs., 93

F.3d 781, 785-87 (Fed. Cir. 1996). In Black, the Federal Circuit affirmed a dismissal of a

petition where the Court of Federal Claims stated:

[T]his Court holds that the requirements of subsection 11(c) are indeed

jurisdictional and that a potential petitioner must do something more than merely

submit a petition and an affidavit parroting the words of the statute. He or she

must submit supporting documentation which reasonably demonstrates that a

special master has jurisdiction to hear the merits of the case.

Black v. Sec’y of Health & Human Servs., 33 Fed. Cl. 546, 550 (1995), aff’d., 93 F.3d 781 (Fed.

Cir. 1996) (internal citations omitted).

Furthermore, the Federal Circuit has characterized the requirement that residual effects

persist for more than six months after vaccination as “a condition precedent to filing a petition

for compensation.” Cloer v. Sec’y of Health & Human Servs., 654 F.3d 1322, 1335 (Fed. Cir.

2011), cert. denied, 2012 U.S. LEXIS 3093 (U.S. Apr. 16, 2012). The Circuit explained that

“Congress included the 6 month petition requirement ‘to limit the availability of the

compensation system to those individuals who are seriously injured from taking a vaccine.’

Thus, this provision, along with the other petition requirements, is intended to restrict eligibility

to the compensation program.” Id. (quoting H.R. Rep. No. 100-391(I), at 699 (1987), reprinted

in 1987 U.S.C.C.A.N. 2313-1, -373). As directed by § 300aa-13 and precedent, the Special

8

Master determined Petitioner’s eligibility by looking to the requirements in § 300aa-11(c)(1),

specifically the six-month residual effects requirement.

Petitioner bears the burden of proving by a preponderance of the evidence that she meets

the six-month residual effect requirement. Song v. Sec’y of Health & Human Servs., 31 Fed. Cl.

61, 65-66, aff’d, 41 F.3d 1520 (Fed. Cir. 1994). Petitioner contends that the evidence establishes

that her vaccine-related injuries endured for longer than six months. It is telling, however, that

the evidence upon which Petitioner relies was not submitted to the Special Master and therefore

cannot be considered by this Court. Rather, Petitioner filed that evidence, her November 13,

2013 declaration and a prescription for medication for shingles, for the first time in this Court as

exhibits to her motion to review. This new declaration lists dates of claimed vaccine symptoms.

Pet’r’s Mot. at 6-7. Petitioner further states that six months after her vaccination, in May 2012,

she had an outbreak of shingles “as a direct consequence of the faulty vaccination performed

nearly six months prior.” Id. at 3, 7.4 It would be error for the Court to consider new evidence

presented for the first time in this Court. Vaccine Rule 8(f) makes clear that facts not raised

before the Special Master are waived. See Vaccine Rule 8(f); Weddel ex rel. Weddel v. Sec’y

of Health & Human Servs., 23 F.3d 388, 390 n.2 (Fed. Cir. 1994) (citing Vaccine Rule 8(f) in

holding “The government correctly observes that the Weddels failed to raise before the Special

Master the . . . arguments they now press. Congress has expressly forbidden us to consider such

arguments.”); see also 42 U.S.C. § 300aa-12(d)(3)(B) (empowering only Special Masters to take

evidence); Oral Arg. Tr. at 26 (denying Petitioner’s counsel’s request to submit additional

medical records).

Casting aside this new evidence, as the Court must, it is clear that on the record before

him, the Special Master properly concluded that Petitioner failed to establish that the residual

effects of her alleged vaccine-related injuries lasted for more than six months. Ms. Gerami’s

contemporaneous medical records—the ER documents, and Dr. Naimi’s charts and forms—

record symptoms of upper right arm pain, cellulitis, swelling, and redness immediately following

the vaccine and lingering into her February 15, 2012 visit to Dr. Niami, but this was less than

three months after administration of the vaccine. No other contemporaneously recorded

4

Though the medical records note that Petitioner had an outbreak of herpes zoster, i.e.

shingles, Petitioner never alleged that shingles were a residual effect of the vaccine in her case

before the Special Master. See Pet’r’s Restated Claim; Resp’t Resp. to Mot. for Review at 3,

Dec. 4, 2013. Petitioner first articulated this allegation before this Court in her motion for

review and its attachments.

At oral argument, counsel for Petitioner admitted that the shingles prescription was not

before the Special Master and that Petitioner never submitted photographs of this injury or her

scars. Counsel for Respondent stated that the Government never disputed that Ms. Gerami

suffered shingles, but objected because it was never alleged to be a vaccine-induced injury. Oral

Arg. Tr. at 18-19.

In any event, the prescription dated May 10, 2012, for shingles, falls short of

demonstrating that Petitioner suffered residual vaccine effects beyond six months—May 27,

2012—since the prescription’s last dosage was May 17, 2012.

9

documents note symptoms of upper right arm pain, cellulitis, swelling, and redness, beyond

February 15, 2012. See Pet’r’s Add’l Docs. #5, Ex. 15 (showing post-vaccination visit dates of

February 15, 2012, April 19, 2012, May 22, 2012, October 2, 2012, October 23, 2012, November

21, 2012, and January 7, 2013). In fact, all later visits state “no complaint.”

As the Special Master’s opinion states, and as Petitioner recognizes, the only evidence

before the Special Master that Ms. Gerami’s alleged injuries persisted beyond six months is Dr.

Naimi’s third letter. Oral Arg. Tr. 8. In this letter, dated June 20, 2013—after commencement

of this litigation before the Special Master—Dr. Naimi asserts that Ms. Gerami’s symptoms

persisted beyond six months, but does not explain his conclusion or account for the fact that his

contemporaneously recorded medical records do not bear out this determination.

In finding this letter unpersuasive, the Special Master noted that it lacked any citation to

the medical records. As the Special Master observed, Dr. Naimi’s contemporaneous medical

records covering the same time period fail to mention any lingering vaccine effects. In assessing

the relative persuasiveness of the evidence, the Special Master afforded the contemporaneous

medical records more weight than a physician’s letter that responded to an attorney’s request and

made conclusory assertions without any citation to medical records. This is a sound exercise of

the Special Master’s discretion and comports with precedent. Broekelschen, 618 F.3d at 1346-49

(affirming the Special Master’s holding in which he found a discharge summary more persuasive

than post-hospitalization notes where the doctor who wrote the discharge summary “was able to

consider all of [petitioner’s] medical records” and the doctors who wrote the post-hospitalization

notes “did not provide any reasoning for their statements.”)); see also, Song, 31 Fed. Cl. at 67-68

(affirming a Special Master’s decision to accord little weight to a doctor’s conclusion that the

vaccine caused the alleged injuries where the doctor only made conclusory statements without

explanation).

Petitioner also contends that the Special Master’s decision is arbitrary and capricious

because the record demonstrated that Petitioner suffered anxiety beyond six months. The

contemporaneous records mention Ms. Gerami’s anxiety symptoms on May 12, 2008, May 1,

2011, February 15, 2012, and October 2, 2012. The Special Master noted that Petitioner’s

medical charts reflected her anxiety on several occasions before she received the vaccine—

indicating that the anxiety was not a residual effect of the vaccine and thus not a vaccine-related

injury persisting for more than six months. Because the Special Master considered the

contemporaneous medical records to be more persuasive than Dr. Naimi’s third letter, he found

that Petitioner did not offer a persuasive medical opinion to support her claims of vaccine-caused

anxiety. Opinion at 6. The Special Master gave Petitioner multiple opportunities to submit such

proof, but Petitioner opted not to avail herself of these opportunities.5

5

Respondent consistently maintained that Petitioner failed to prove that her injuries

persisted for longer than six months. The Special Master held six status conferences in which he

pointedly raised these concerns, received all evidence Petitioner filed, and encouraged Petitioner

to seek subpoena authority. Even after Petitioner requested adjudication on the existing record,

the Special Master kept the record open for Petitioner to file additional documents. Petitioner

declined to do so.

10

Petitioner has not demonstrated that the Special Master erred. The Federal Circuit has

explained that if the Special Master “has considered the relevant evidence of record, drawn

plausible inferences and articulated a rational basis for the decision, reversible error will be

extremely difficult to demonstrate.” Hines ex rel. Sevier v. Sec’y of Health & Human Servs.,

940 F.2d 1518, 1528 (Fed. Cir. 1991).

Conclusion

Because Petitioner has not demonstrated that the Special Master’s decision was arbitrary

and capricious, not in accordance with law, or an abuse of discretion, this Court sustains his

decision dismissing Ms. Gerami’s petition for compensation under the Vaccine Act.

s/Mary Ellen Coster Williams

MARY ELLEN COSTER WILLIAMS

Judge

11

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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