Opinion

Esparza v. County of Los Angeles

  • 224 Cal. App. 4th 452
Court
California Court of Appeal
Filed
Mar 5, 2014
Status
Published
Author
Bigelow
On the bench
Bigelow
Cited by
25 cases
Authority
More cited than 64.0%

applying Caldwell in holding that FEHA did not 9 abrogate the immunity conferred by section 818.2

How later courts described this case

  • applying Caldwell in holding that FEHA did not 9 abrogate the immunity conferred by section 818.2

Written by the judges who cited it.

The opinion

Filed 2/6/14 Certified for publication 3/5/14 (order attached)

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SECOND APPELLATE DISTRICT

DIVISION EIGHT

DAVID ESPARZA et al., B243496

Plaintiffs and Appellants, (Los Angeles County

Super. Ct. No. BC467130)

v.

COUNTY OF LOS ANGELES et al.,

Defendants and Respondents.

APPEAL from a judgment of the Superior Court of Los Angeles County,

Elihu M. Berle, Judge. Affirmed.

Lackie, Dammeier & McGill, Michael A. McGill and Michael A. Morguess for

Plaintiffs and Appellants.

Jones Day, Elwood Lui, Christopher Lovrien, Kerry C. Fowler and Peter E.

Davids for Defendants and Respondents.

_____________________________________

Plaintiffs David Esparza, Alan Mark, Anthony Mora, and Irene Redd were peace

officers employed by the Los Angeles County Office of Public Safety (OPS). The Los

Angeles County Board of Supervisors voted to dissolve OPS and merge its functions with

that of the Los Angeles County Sheriff’s Department. Plaintiffs each had the opportunity

to apply for deputy sheriff positions, but did not meet the Sheriff’s Department’s

qualifications. As a result, Plaintiffs were offered lower paying positions with the

Sheriff’s Department. Plaintiffs brought suit, alleging they were improperly terminated

or demoted. The trial court sustained the demurrer and we affirm.

FACTS

OPS was formed in 1998 when the County of Los Angeles (County) consolidated

the peace officer departments in the Department of Parks and Recreation, the Department

of Health Services, and the Department of Internal Services. OPS officers were “limited”

purpose peace officers who were tasked with “enforcement of the law in or about

properties owned, operated or administered” by the County. (Pen. Code, § 830.31, subd.

(a).) OPS officers carried firearms “only if authorized, and under the terms and

conditions specified, by their employing agency.” (Ibid.)

In 1998, a class of OPS officers sued the County for racial discrimination in Frank

v. County of Los Angeles (2007) 149 Cal.App.4th 805 (Frank). Though the Frank

plaintiffs received a jury verdict in their favor, the Court of Appeal found there was

insufficient evidence to establish a prima facie case of racial discrimination and

overturned the verdict. (Frank, supra, at pp. 820-822.)

In 2009, the County Board of Supervisors voted to merge the OPS with the

Sheriff’s Department after consideration of a 2007 feasibility study.1 The Board of

Supervisors voted four to one to adopt the following recommendation:

1

In Frank, the court noted that OPS and its predecessor agencies underwent a

number of administrative reorganizations between 1992 and 1998. The County

considered, and rejected, consolidating all of its safety police programs into the Sheriff’s

Department in 1995 and 1996. (Frank, supra, 149 Cal.App.4th at p. 810.)

2

“For economic reasons, approve the consolidation of the Office of Public Safety

(OPS) duties and functions into the Sheriff’s Department and eliminate OPS effective

June 30, 2010; direct County Counsel to prepare an ordinance authorizing the

consolidation of OPS’ duties and functions; and designate the Sheriff’s Department as the

agency responsible for providing all law enforcement and security services within the

County; and take the following related actions: (Chief Executive Office, Sheriff’s

Department, and Office of Public Safety)

“Approve the Phase II Study of OPS which involves the Sheriff’s Department

examining Phase I estimates in greater detail and an evaluation of OPS personnel;

“Direct the Acting Director of Personnel to implement a workforce reduction plan

consistent with Civil Service Rules and Board policy, based on the elimination of

OPS, to absorb existing OPS staff into the recommended budgeted positions in the

Sheriff’s proposed plan which includes offering sworn positions in the Sheriff’s

Department to qualified County Police Officers; and offering non-sworn positions

to County Police Officers who do not qualify for sworn positions;

“Approve an exemption from the County hiring freeze in order that the Sheriff’s

Department and other County departments may absorb non-sworn employees,

wherever possible, who do not have specific positions identified under the

Sheriff’s proposed plan; employees will be placed in the Sheriff’s Department or

other County departments on an equivalent or comparable vacant position,

wherever possible, contingent on meeting departmental qualifications and

standards.”

Plaintiffs brought suit against the County, the Sheriff’s Department, the Los

Angeles County Board of Supervisors, and the Los Angeles County Civil Service

Commission, alleging that the “vast majority” of OPS officers were terminated or given

lower-paying non-sworn jailer positions under a variety of pretexts after the merger.

Plaintiffs alleged, “[b]ased on information and belief, Plaintiffs were retaliated against

and discriminated against because of their participation in the Frank lawsuit, or because

of their association with their coworkers who were employed by [OPS].” Plaintiffs

3

alleged the following pretexts were used to demote each of them to the position of

custody assistant within the Sheriff’s Department, accompanied by a substantial

reduction in pay:

A “hired gun” performed Esparza’s psychological fitness for duty examination

with the intention of failing him. Esparza immediately consulted with a “noted” police

psychologist, who found him fit for duty, but “the County refused to hire Plaintiff

Esparza as a deputy sheriff.”

Mark’s application to be a deputy sheriff was rejected because of his moderate

colorblindness. Mark alleged that he had a “moderate red/green deficiency” that had not

impaired his ability to perform his duties as a security officer at the University of

Southern California, a reserve police officer for the Los Angeles County Park Patrol, a

reserve federal police officer for the Department of Defense at the Long Beach Naval

Station, or an OPS peace officer. He received a letter from a county medical director, Dr.

Robert Goldberg, stating that his vision test results were “consistent with at least

moderate color vision impairment” and accordingly, Mark “[did] not meet the guidelines

for the classification of Deputy Sheriff, which specify that ‘anything more than minor hue

impairment is disqualifying.’ ” Dr. Goldberg acknowledged Mark’s past service for

OPS, but explained that, unlike the Sheriff’s Department, OPS did “not have color vision

as an essential requirement.”

Mora did not qualify for a position as a deputy sheriff because he failed the

background investigation for reasons of “Financial Irresponsibility and Judgment.” Mora

alleged that his financial irresponsibility resulted from his attempt to have his mortgage

modified. The County had assured him his financial problems would not be grounds for

disqualification.

Redd was also disqualified from a position as a deputy because she failed the

background investigation. The stated reason was “Prior Law Enforcement Termination,

Integrity and Judgment,” which meant she was “being terminated for cause, based on

disciplinary reasons.” Nothing further was alleged regarding Redd’s disqualification.

Plaintiffs also complained that at the time of the merger, Mark, Mora and Redd were over

4

forty years old and were terminated due to their age. They alleged, that “a majority of the

over-40-year-old [OPS] peace officers were not retained as deputies sheriff for the

[Sheriff’s Department].”

Plaintiffs alleged 12 causes of action. The first cause of action asserted a claim for

retaliation in violation of the California Fair Employment and Housing Act (FEHA) for

Plaintiffs’ participation in opposing the County’s racial discrimination and adverse

employment practices. (Govt. Code, § 12900 et seq.)2 Plaintiffs Mark, Mora, and Redd

claimed age discrimination under FEHA in the second cause of action, alleging that

“Defendants’ decision to dissolve [OPS] operated to exclude members of Plaintiffs’

protected group-employees over the age of 40.” Plaintiffs Esparza and Mark claimed

disability discrimination and failure to accommodate in violation of FEHA in the third

and fifth causes of action, asserting that Esparza’s failure to pass the psychological

fitness-for-duty examination and Mark’s color-blindness reflected disabilities or

perceived disabilities. All Plaintiffs claimed in the fourth and sixth causes of action that

the County violated FEHA by failing to prevent discrimination and by making non-job

related inquiries. The first six causes of action were alleged against the County and no

other defendant.

In addition to the six FEHA-based causes of action, Plaintiffs alleged six causes of

action against both the County and the Sheriff’s Department for violations of the Public

Safety Officers Procedural Bill of Rights Act (POBRA). (§ 3300 et seq.) Plaintiffs

alleged the Board of Supervisor’s vote to eliminate OPS and the Sheriff’s Department’s

refusal to hire Plaintiffs as deputy sheriffs constituted “demotions” and “punitive actions”

without the procedural protections POBRA guaranteed. Plaintiffs also alleged that the

Sheriff’s Department violated POBRA by requiring Plaintiffs to go through the standard

application process for deputy sheriff positions, which included full background checks

and polygraph examinations.

2

All further section references are to the Government Code unless otherwise

specified.

5

Lastly, Plaintiffs sought a writ of mandate against “all Respondents,”3 alleging

Respondents had a duty to provide Plaintiffs with administrative appeal hearings before

“discharging” them from OPS and “reducing” them to custody assistants.

The Defendants demurred on the ground that each of the causes of action were

barred by the legislative immunity afforded to the County pursuant to section 818.2 and

that POBRA did not apply to Plaintiffs’ efforts to secure new employment with the

Sheriff’s Department. The trial court sustained the demurrer as to all causes of action

with leave to amend. Plaintiffs chose not to amend and a final judgment was entered on

July 10, 2012. Plaintiffs timely appealed.

DISCUSSION

Plaintiffs complain of two separate acts in this case: (1) the County’s decision to

dissolve OPS and (2) the Sheriff’s Department decision to hire Plaintiffs as custody

assistants rather than Sheriff’s deputies. Despite Plaintiffs’ attempt to conflate these

decisions, they are separate events involving separate parties. As to the County’s actions,

they are immunized from liability under section 818.2 for their legislative enactment.

As to the Sheriff’s Department, collateral estoppel applies to bar Plaintiffs’ POBRA

claims against it. Collateral estoppel likewise applies to block Plaintiffs’ petition for writ

of mandate.

I. Standard of Review

A demurrer tests the sufficiency of the complaint; that is, whether it states facts

sufficient to constitute a cause of action. (Code Civ. Proc., § 430.10, subd. (e); Friedland

v. City of Long Beach (1998) 62 Cal.App.4th 835, 841-842.) To make this determination,

the trial court may consider all material facts pleaded in the complaint and matters of

which it may take judicial notice; it may not consider contentions, deductions or

conclusions of fact or law. (Code Civ. Proc., § 430.30, subd. (a); Moore v. Conliffe

(1994) 7 Cal.4th 634, 638.) “Where the complaint’s allegations or judicially noticeable

facts reveal the existence of an affirmative defense, the ‘plaintiff must “plead around” the

3

Though not specifically identified, all Respondents presumably include all the

named Defendants.

6

defense, by alleging specific facts that would avoid the apparent defense. Absent such

allegations, the complaint is subject to demurrer for failure to state a cause of action . . . ’

[Citations.]” (Gentry v. eBay, Inc. (2002) 99 Cal.App.4th 816, 824.)

On appeal, this court conducts a de novo review of a dismissal resulting from a

demurrer. (Kong v. City of Hawaiian Gardens Redevelopment Agency (2002) 108

Cal.App.4th 1028, 1038.) Plaintiffs bear the burden of proving the trial court erred in

sustaining the demurrer. (Ibid.) We also review de novo the trial court’s interpretation of

state law, including the relevant provisions of FEHA and POBRA. (Barner v. Leeds

(2000) 24 Cal.4th 676, 683.)

II. Causes of Action 1-6: FEHA Violations Against The County

Plaintiffs complain that the County violated FEHA when the Board of Supervisors

voted to dissolve OPS in order to merge its functions with that of the Sheriff’s

Department. These claims are barred by the legislative immunity granted to the County

under section 818.2, which provides that “[a] public entity is not liable for an injury

caused by adopting or failing to adopt an enactment or by failing to enforce any law.”

As explained by the California Supreme Court, “both constitutional and

institutional understandings require that legislative acts, even if improper, find their

judicial remedy in the undoing of the wrongful legislation, not in money damages

awarded against the state.” (HFH, Ltd. v. Superior Court (1975) 15 Cal.3d 508, 519.)

In short, “it is not a tort for government to govern . . .” (Dalehite v. United States (1952)

346 U.S. 15, 57; HFH, Ltd. v. Superior Court, supra, 15 Cal.3d at p. 519.) In this case,

the Board of Supervisors determined that it made economic sense to use the Sheriff’s

Department for certain functions rather than maintain a separate police force. The Board

of Supervisors, in enacting the ordinance, attempted to safeguard both the OPS officers’

employment and the public safety. Thus, those OPS officers who were qualified to work

as Sheriff’s deputies would be hired as such and all others would be offered non-sworn

positions by approving an exemption to the County-wide hiring freeze.

7

Plaintiffs contend that legislative immunity under section 818.2 does not apply in

this case because (1) they seek injunctive relief, not only money damages; (2) this case

involves the discharge of a mandatory duty; (3) the second through thirteenth causes of

action are not based upon legislative action; and (4) the Board of Supervisor’s vote was

not an “enactment” within the meaning of section 818.2. These exceptions do not apply

here.

First, Plaintiffs contend that legislative immunity under section 818.2 does not

“affect[] liability based on contract or the right to obtain relief other than money or

damages against a public entity or public employee.” (§ 814.) Plaintiffs assert they may

seek injunctive relief without triggering the immunity. We disagree. Plaintiffs may not

circumvent the legislative immunity granted by section 818.2 simply by alleging

injunctive relief. Further, Plaintiffs fail to specify what injunctive relief they seek. OPS

has been eliminated and Plaintiffs cannot recover their previous jobs. To the extent they

seek injunctive relief in the form of sworn deputy positions at the Sheriff’s Department,

legislative immunity would still apply as to the County since the Sheriff’s Department is

a separate entity. (Frank, supra,149 Cal.App.4th at pp. 810-811.) It is clear that

Plaintiffs’ action is primarily for money or damages, not injunctive relief. Section 814

may not be applied in such a way as to circumvent the legislative policy of 818.2.

(Schooler v. State of California (2000) 85 Cal.App.4th 1004, 1013.)

Second, Plaintiffs contend that section 818.2 does not bar liability for failure to

discharge a mandatory duty. According to Plaintiffs, the County had a mandatory duty to

comply with FEHA and thus, its actions were not immune under section 818.2. We

disagree. The rule is that the governmental immunity provided by statute will override a

liability created by a statute imposing general liability for tortious conduct. The absolute

immunity granted under section 818.2 precludes the imposition of liability based upon

statutes such as FEHA. (Gibson v. County of Riverside (C.D. Cal. 2002) 181 F.Supp.2d

1057, 1086.)

8

The California Supreme Court’s opinion in Caldwell v. Montoya (1995) 10 Cal.4th

972 (Caldwell), illustrates this point. In Caldwell, the court was faced with the question

of whether members of a school board were immune from liability for voting to terminate

the employment of the school district superintendent even when the complaint alleged

race and age discrimination in violation of FEHA. (Id. at p. 975.) The high court held

that section 820.2 provided immunity to the school board members. Under section 820.2,

a public employee exercising discretion vested in him was not liable for a resulting

injury, “[e]xcept as otherwise provided by statute[.]” (§ 820.2.) The court held that

section 820.2’s limiting phrase “ ‘[e]xcept as otherwise provided by statute,’ ” did not

permit a FEHA claim against the board members. (Id. at p. 985.)

The court reasoned that the intent of the Tort Claims Act, of which sections 820.2

and 818.2 are a part, was “ ‘ “not to expand the rights of plaintiffs in suits against

governmental entities [or employees], but to confine potential governmental liability to

rigidly delineated circumstances: immunity is waived only if the various requirements of

the [A]ct are satisfied.” ’ ” (Caldwell, supra, at p. 985.) Thus, “specific immunities

should prevail over general rules of actionable duty.” (Ibid, italics omitted.) Put another

way, “immunity [under the Tort Claims Act] cannot be abrogated by a statute which

simply imposes a general legal duty or liability on persons, including public employees.

Such a statute may indeed render the employee liable for his violations unless a specific

immunity applies, but it does not remove the immunity. This further effect can only be

achieved by a clear indication of legislative intent that statutory immunity is withheld or

withdrawn in the particular case.” (Id. at p. 986, italics omitted.)

The high court held that FEHA only prohibits employment discrimination by both

public and private employers and provides civil remedies when its provisions are

violated. FEHA contains no indicia of an additional intent that individual public officials

or employees may be sued despite a specific statutory immunity that would otherwise

apply in a particular case. Hence, FEHA did not abrogate section 820.2’s specific grant

of immunity to public employees for their discretionary acts, despite its limiting

language. (Caldwell, supra, at p. 986.)

9

The court’s reasoning in Caldwell applies with even more force here, since the

immunity conferred under section 818.2 has no limiting language. It is an absolute

immunity rather than a conditional one. (§ 818.2; Gibson v. County of Riverside, supra,

181 F.Supp.2d at p. 1086.) There is no reason to allow FEHA to abrogate the absolute

immunity conferred by section 818.2 when it does not with respect to the limited

immunity under section 820.2.

Third, Plaintiffs contend that the second through thirteenth causes of action are not

based on the County’s legislative act, but instead on the individual employment actions

directed toward each of the individual Plaintiffs. Plaintiffs argue, “[a]s Appellants’

employer during the transition process from OPS officers to Deputy Sheriffs, Defendants

were required to conduct themselves under the statutory mandates created by FEHA,

POBRA, and their own Civil Service Rules.” According to Plaintiffs, the ordinance did

not direct the County to deny them an administrative appeal from demotion or deny them

access to adverse comments in their personnel files or improperly meddle in their

personal financial records. These actions were not part of the County’s legislative

enactment.

This argument lacks merit. The legislative immunity extends beyond the adoption

of the enactment to its implementation. (Nunn v. State of California (1984) 35 Cal.3d

616, 622.) Plaintiffs’ complaint is directed towards the County’s adoption of the

ordinance and its subsequent implementation. There were no allegations to show that

Plaintiffs’ claims stem from individualized employment decisions. They each lost their

jobs as OPS officers as a result of a decision to eliminate the entire department. They

then had to meet the Sheriffs’ Department’s hiring criteria to become deputy sheriffs.

This argument is merely an attempt to circumvent the legislative immunity granted under

section 818.2.

Lastly, Plaintiffs contend in their reply brief that the ordinance amending the Los

Angeles County Code to eliminate OPS was not an “enactment” within the meaning of

section 818.2. Plaintiffs are wrong. Section 810.6 defines an “enactment” to include an

10

ordinance.4 (See also San Diego City Firefighters, Local 145 v. Board of Administration

Etc. (2012) 206 Cal.App.4th 594, 607 [ordinance is enactment under section 818.2].)

Because we find the County is immunized against Plaintiffs’ FEHA claims, we

need not address Plaintiffs’ remaining arguments that they have stated a cause of action

for FEHA. Even if they had, Caldwell explains that the immunity provided by the Tort

Claims Act is not removed absent a specific legislative intent to do so. FEHA contains

no such language.

III. Causes of Action 7-12: Violations of POBRA

In the seventh through twelfth causes of action, Plaintiffs allege violations of

POBRA, which sets forth a list of basic rights and protections afforded to all peace

officers in the state of California. (§ 3300, et seq.) Plaintiffs allege that certain

provisions of POBRA were violated when the County decided to dissolve OPS and use

the Sheriff’s Department instead. In particular, Plaintiffs allege:

 Plaintiffs were interrogated without benefit of having a representative

present in violation of section 3303, subd. (i) (Seventh Cause of Action);

 Punitive action was taken against Plaintiffs by dismissing them from OPS,

demoting them to the position of Custody Assistant, and reducing their

salary without benefit of an administrative appeal in violation of section

3304(b) (Eighth Cause of Action);

 Adverse comments were placed in Plaintiffs’ personnel files without

allowing them to read and sign the documents in violation of section 3306.5

(Ninth Cause of Action);

 Plaintiffs were required to sign a waiver in order to view their own

personnel files in violation of section 3306.5 (Tenth Cause of Action);

4

We take judicial notice of documents, submitted by Defendants on July 22, 2013,

which demonstrate that the Board of Supervisors’ vote to eliminate OPS was

implemented by a formal ordinance.

11

 Plaintiffs’ continued employment was conditioned on their submission to

polygraph examinations in violation of section 3307 (Eleventh Cause of

Action);

 Plaintiffs’ financial records were required to be produced for purposes of

job assignment and personnel actions in violation of section 3308 (Twelfth

Cause of Action).

These causes of action are alleged against both the Sheriff’s Department and the

County. Plaintiffs contend POBRA applies because the County is the employer for both

OPS and the Sheriff’s Department. As such, Plaintiffs’ change from OPS employees to

Sheriff’s Department employees was merely a “lateral” transfer from one department of

the County to another. Notwithstanding the fact that the County is immunized from these

claims and that the County and the Sheriff’s Department are separate entities, these

arguments have previously been litigated and decided in the federal district court5 and

affirmed by the Ninth Circuit in Esparza v. County of Los Angeles (9th Cir. June 12,

2013, No. 11-56523) 527 Fed.Appx.638 [2013 U.S. App. Lexis 11817]. Accordingly,

Plaintiffs are collaterally estopped from raising them in this action.

Plaintiffs filed a complaint in federal district court on March 28, 2011, against

Defendants and Los Angeles County Sheriff Leroy David Lee Baca6 for violations of

FEHA, POBRA, and 42 U.S.C. § 1983 (section 1983). As in this case, Plaintiffs alleged

“that they were retaliated against and discriminated against because of their participation

in a previous lawsuit against the County of Los Angeles for racial discrimination, Frank

v. County of Los Angeles, 149 Cal.App.4th 805 (2007).” Defendants moved to dismiss

the first amended complaint under Federal Rule of Civil Procedure 12(b)(6). After the

matter was fully briefed, the district court determined that oral argument was unnecessary

and issued its decision based on the papers.

5

The trial court took judicial notice of the district court’s opinion and it is a part of

the record on appeal.

6

Sheriff Baca was dismissed as a defendant in a first amended complaint.

12

The district court dismissed Plaintiffs’ section1983 claim with prejudice and

declined to exercise supplemental jurisdiction over the remaining state claims, dismissing

them without prejudice. Plaintiffs’ section 1983 claim was based on the premise that

they were deprived of a property interest in employment with the OPS without due

process of law as guaranteed under the U.S. Constitution. According to Plaintiffs, the

property interest in their OPS employment was secured under POBRA and the Civil

Service Rules. The district court found that “neither source vests Plaintiffs with a

property interest in continuing employment where the Los Angeles County Board of

Supervisors, exercising its legislative authority, eliminates an entire department.” The

district court reasoned as follows:

“Plaintiffs argue that ‘[a]s non-probationary, full-time police officers’ at

OPS, the Procedural Bill of Rights Act provided a property interest in their

employment that necessarily included the right to an administrative hearing.

However, the Procedural Bill of Rights Act protects the rights of individual

officers under investigation by their ‘employing public safety department’ for job-

related misconduct. See Gov’t Code §§3303, 3304(b), 3307.5, 3308; [Citations].

The Procedural Bill of Rights Act does not purport to immunize peace officers

from job loss resulting from departmental eliminations, and it does not grant peace

officers the right to a hearing prior to such an elimination.

“Plaintiffs also argue, without any support, that once OPS was eliminated

the Procedural Bill of Rights Act somehow guaranteed them positions as deputy

sheriffs with the Los Angeles Sheriff’s Department. However, in Frank v. County

of Los Angeles, 149 Cal.App.4th 805, 810-811, 822 (2007), the California Court of

Appeal recognized that OPS and the Los Angeles County Sheriff’s Department are

separate and distinct entities, with separate classifications under the Civil Service

Rules, separate hiring guidelines, and separate application procedures. In addition,

to the extent Plaintiffs’ section 1983 claim is based on the Los Angeles Sheriff’s

Department’s failure to hire them as deputy sheriffs, the law is clear that the

Procedural Bill of Rights Act does not apply to hiring decisions. See Los Angeles

13

Police Protective League v. City of Los Angeles, 35 Cal.App.4th 1535, 1539-40

(1995) (holding that ‘the Act does not interfere with a locality’s hiring

decisions’).”

The Ninth Circuit issued a memorandum opinion affirming the district court’s

decision on July 9, 2013. It held that “[n]othing in either [POBRA] or the Los Angeles

County Civil Service Rules entitled Plaintiffs to continued employment or administrative

appeal hearings when the Board eliminated OPS. [POBRA] and the Civil Service Rules

require administrative hearings only when an officer is being punished, suspended,

demoted, or discharged for cause.” (Esparza v. County of Los Angeles, supra, 2013 U.S.

App. Lexis *3.)

Collateral estoppel prevents a litigant from being “subjected to consecutive

proceedings raising the same factual allegations.” (Lucido v. Superior Court (1990)

51 Cal.3d 335, 351.) It applies in each case where the identical issue has been actually

litigated by the same parties (or those in privity with the party) in a prior proceeding

which resulted in a final judgment on the merits. (Lumpkin v. Jordan (1996)

49 Cal.App.4th 1223, 1229 (Lumpkin).) The party asserting collateral estoppels bears the

burden of establishing these requirements. (Ibid.)

In Lumpkin, a Baptist minister was appointed a commissioner of the San Francisco

Human Rights Commission by the mayor. He was removed from the post after he gave a

series of interviews which indicated that he believed homosexuality to be an

“abomination” and that homosexuals should be put to death. The minister cited to the

Bible for these beliefs. (Lumpkin, supra, at p. 1227.) After his removal, the minister

sued the mayor in state court. That case was removed to federal court. The minister

amended his complaint in federal court to add the City of San Francisco as a party. The

first cause of action stated a claim under FEHA, alleging he had been terminated “solely

because of his religious beliefs.” In the second cause of action, the minister alleged that

the city and the mayor deprived him of the right to exercise his constitutionally protected

religious beliefs as guaranteed under section1983.

14

The district court granted summary judgment to the mayor and the city on the

federal law claims and declined to exercise its supplemental jurisdiction over the state

law claims. (Lumpkin, supra, at p. 1228.) The court reasoned that the minister was

appointed as a policymaker within the mayor’s administration and his “ ‘remarks

regarding homosexuality could reasonably have been interpreted by the Mayor as

undermining the very policies of the Commission to promote good will toward all

people.’ ” (Ibid.) The court found that the minister was not removed for religious

reasons, but for secular ones. He “ ‘was not removed because he believed in the

inerrancy of the Bible; rather, he was removed because his religious beliefs were at odds

with the goals of the Commission and disrupted Mayor Jordan’s administration.’ ” (Id. at

p. 1229.)

The minister appealed the district court’s order to the Ninth Circuit and also re-

filed his FEHA claims in state court. The state trial court sustained the demurrer on the

ground that the federal order was final and operated as collateral estoppel on the issue of

whether he was removed for his religious beliefs. The First Appellate District affirmed,

holding that the district court found legitimate, nondiscriminatory reasons for removing

the minister from the commission, which was a pivotal factual issue in the state FEHA

proceedings. The court found that “[o]nce we give collateral estoppel effect to the prior

judicial determination that secular as opposed to religious considerations provided the

motivation for [the minister’s] termination, the outcome of the state FEHA proceedings is

preordained.” (Lumpkin, supra, at p. 1232.)

Likewise, the issues and the parties in this case are identical to those in the federal

matter. Plaintiffs do not argue otherwise. It is telling that the arguments set forth in

Plaintiffs’ appeal mirror those addressed by the district court and the Ninth Circuit.

Instead, Plaintiffs argue that the district court did not “necessarily” decide the

applicability of POBRA to Plaintiffs’ state claims, it merely held that POBRA did not

establish a property interest for federal due process purposes. It is true that the district

court’s POBRA analysis was made within the context of a section1983 claim, as was the

Ninth Circuit’s. However, the holdings in the federal proceedings regarding POBRA are

15

pivotal to Plaintiffs’ state claims. The district court held that POBRA does not immunize

peace officers from job loss resulting from departmental eliminations, nor does it grant

peace officers the right to a hearing prior to such an elimination. The Ninth Circuit

echoed the district court when it held that POBRA did not entitle Plaintiffs to

employment or administrative hearings when OPS was consolidated with the Sheriff’s

Department. As in Lumpkin, once we give collateral estoppel effect to these holdings, the

outcome of the state POBRA proceedings is preordained.

Plaintiffs contest the finality of the district court’s decision because at the time the

parties submitted their briefing, the matter was on appeal. The Ninth Circuit has affirmed

the district court’s decision in the interim and there is no question as to its finality for

purposes of collateral estoppel. (Younger v. Jensen (1980) 26 Cal.3d 397, 411; Lumpkin,

supra, 49 Cal.App.4th at pp. 1230-1231.)

Plaintiffs further argue that the district court’s interpretation of POBRA is not

binding on this court, citing to Qualified Patients Ass’n v. City of Anaheim (2010)

187 Cal.App.4th 734, 764. Qualified Patients, however, merely stands for the

proposition that a federal court’s interpretation of California law is not binding precedent

on state courts. It says nothing about the preclusive effect of a federal court decision

based on collateral estoppel. Lastly, Plaintiffs contend the district court’s interpretation

of POBRA was “not necessary for a determination of Appellants’ Section 1983 [claim]

because it is settled state Constitutional law that full-time police officers in California

who are dismissed for cause are entitled to a pre-deprivation hearing. [Citations.]”

This is merely an argument that the district court’s decision was wrongly decided.

However, “ ‘ “an erroneous judgment is as conclusive as a correct one. [Citations.]” ’ ”

(Lumpkin, supra, 49 Cal.App.4th at p. 1232, quoting White Motor Corp. v. Teresinski

(1989) 214 Cal.App.3d 754, 762-763.)

16

IV. Petition for Writ of Mandate

In the petition for writ of mandate, styled as the thirteenth cause of action,

Plaintiffs alleged that “[p]ursuant to the Los Angeles County Civil Service Rules, as

permanent employees of the County of Los Angeles, Petitioners are entitled to

administrative appeal hearings before the Civil Service Commission to challenge their

discharges and reductions.” Plaintiffs contend they are entitled to the issuance of a writ

to compel the Defendants to provide Plaintiffs with appeal hearings. Again, collateral

estoppel prevents Plaintiffs from asserting this claim.

The district court held that “[t]he Civil Service Rules also did not guarantee

Plaintiffs appeal hearings prior to or subsequent to the elimination of OPS, or guarantee

them another sworn position with a separate law enforcement agency. See Los Angeles

County Civil Service Rules, Rule 18 (addressing ‘Suspension, Discharge, Reduction and

Resignation’ and allowing hearing rights for those terminated or demoted for cause) and

Rule 19 (addressing ‘Layoffs and Reemployment Lists’ and not providing hearing

rights).” The district court’s holding on this issue is fatal to Plaintiffs’ petition.

DISPOSITION

The judgment is affirmed. Respondents are awarded costs on appeal.

BIGELOW, P. J.

We concur:

RUBIN, J.

GRIMES, J.

17

Filed 3/5/14

CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SECOND APPELLATE DISTRICT

DIVISION EIGHT

DAVID ESPARZA et al., B243496

Plaintiffs and Appellants, (Los Angeles County

Super. Ct. No. BC467130)

v.

ORDER CERTIFYING

COUNTY OF LOS ANGELES et al., PUBLICATION

Defendants and Respondents. (No Change in Judgment)

THE COURT*:

The opinion in the above entitled matter filed on February 6, 2014, was not

certified for publication in the Official Reports. For good cause it now appears that the

opinion should be published in the Official Reports and it is so ordered.

________________________________________________________________________

* BIGELOW, P. J. RUBIN, J. GRIMES, J.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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