People v. Bates

Filed: 12/12/13

CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SIXTH APPELLATE DISTRICT

THE PEOPLE, H037910

(Santa Cruz County

Plaintiff and Respondent, Super. Ct. No. F20171)

v.

MARCUS TAYLOR BATES,

Defendant and Appellant.

In this appeal we conclude that the unlawfulness of a suspicionless vehicle

detention is not retroactively cured when one of the passengers turns out to be a

probationer with a search condition.

Defendant Marcus Taylor Bates pleaded no contest to felony grand theft from a

person (Penal Code, § 487, subd. (c)) after he unsuccessfully moved to suppress evidence

resulting from a traffic stop.1 For the reasons stated herein, we will reverse the Superior

Court’s denial of defendant’s motion.

I. FACTUAL AND PROCEDURAL BACKGROUND

The following factual background is derived from the testimony of Deputies

Russell Skelton and Robert Gidding at the hearing on defendant’s suppression motion.

On December 13, 2010, at approximately 1:15 p.m., deputy sheriffs responded to a

disturbance involving two males and one female near the corner of Soquel Drive and 41st

Avenue in Soquel. Deputies Skelton and Gidding, as well as other deputies, arrived at

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Defendant also admitted a prior strike conviction. (Pen. Code, § 667, subd.

(a)(1).) Pursuant to a plea agreement, he was sentenced to a 32-month prison term (the

lower term doubled for the prior strike).

the same time and interviewed the three people present. One of the individuals, Kyle

Shelton, reported that his cellular phone had been taken from him. The theft occurred

near the corner of Soquel Drive and Robertson Road, approximately 300 yards from the

41st Avenue location.

Shelton described the assailant to Deputy Skelton as a black male, just older than

high school age, wearing a navy blue shirt, navy blue pants, and a navy blue jacket.

Shelton also told the deputy he had seen the assailant around the area before, and that the

assailant’s name might be “Marcus.” The other male present when the deputies arrived

was Shelton’s uncle, Michael Lesui, who recited Shelton’s statements that the perpetrator

threatened to shoot Shelton if he did not give up his phone and that the perpetrator drove

a gold van.

Deputy Fenster, who also responded to the disturbance call, learned that defendant

was a felony probationer who matched the general description of the assailant and lived

in a nearby apartment complex. After learning defendant’s probation terms included a

warrantless search condition, Deputy Fenster directed Deputy Gidding to drive to the

apartment complex where defendant lived and to stop the gold van used by defendant’s

family if he saw it leave the complex.

At approximately 3:00 p.m., deputy sheriffs, including Deputies Fenster and

Skelton, arrived at the apartment complex to search defendant’s residence. Deputy

Skelton testified that as he was walking toward the complex, he saw a black male adult

between 5 feet 9 inches and 6 feet tall wearing a blue sweatshirt walking beside the fence

separating the apartment complex from an adjacent mobile home park. After Deputy

Skelton lost sight of the individual, he informed the other deputies over the radio that a

person matching the assailant’s general description was walking west toward the mobile

home park. Based on that information and a statement from another deputy that the

person walking could be Marcus Bates, Deputy Gidding drove part way through the

mobile home park and stopped his patrol car on the side of the park’s single access road.

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Within two minutes of Deputy Skelton’s radio broadcast, Deputy Gidding noticed

a tan car driving toward the park’s exit. Deputy Gidding got out of his patrol car and

signaled the car to stop.

Deputy Gidding’s method of stopping the tan car is unclear from the record. The

trial court indicated Deputy Gidding started to raise his hand when testifying in court

about stopping the tan car, suggesting he made the same gesture when he pulled the car

over. However, the trial court did not specifically make a finding on this point.

According to Deputy Gidding’s testimony, the sole observation he made about the tan car

was that there were people in it. Though the testimony is vague, it appears that when he

stopped the car he could see a white female driver, a black male in the front passenger

seat, and a third passenger in the back seat. Deputy Gidding testified that he had not seen

a photograph of defendant and did not know what defendant looked like, beyond the

general information given by the victim.

When Deputy Gidding approached the tan car, he noticed the passenger in the

back seat was also a black male. After he told the occupants he was investigating a crime

and asked them for identification, the passenger in the back seat identified himself as

“Marcus Bates.” He was wearing a blue zip-up hooded jacket, a blue shirt, and blue

jeans. Deputy Gidding asked him to get out of the car and placed him in handcuffs.

Defendant moved to suppress all evidence obtained as a result of Deputy

Gidding’s stop of the tan car, arguing the stop violated the Fourth Amendment. The trial

court denied the motion, finding no show of authority by the deputy and “[i]t may well be

that [the driver of the tan car] stopped completely voluntarily.” Based on defendant’s

probation search condition, the trial court determined the deputies were entitled to detain

and search defendant when he identified himself. Alternatively, the court found that even

if the stop was not voluntary, it was nonetheless a lawful investigatory detention.

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II. DISCUSSION

We divide our discussion into two parts: (1) whether Deputy Gidding’s stop of the

tan car violated the Fourth Amendment; and, if so, (2) whether defendant’s probation

search condition served to attenuate the taint of a Fourth Amendment violation.

A. CONSTITUTIONALITY OF THE INVESTIGATORY STOP

Rulings on suppression motions present mixed questions of law and fact. (People

v. Hernandez (2008) 45 Cal.4th 295, 298-299.) We review the trial court’s factual

determinations for substantial evidence. However, we review de novo the trial court’s

application of the law to the facts. (Id. at p. 299.) The constitutionality of the

investigatory stop here depends on whether the tan car stopped in response to a show of

authority by Deputy Gidding and, if so, whether the investigatory stop was a lawful

detention.

1. Deputy Gidding Stopped the Tan Car Under a Show of Authority

Not all interactions between law enforcement and members of the public rise to

the level of “seizures” implicating the Fourth Amendment. (People v. Zamudio (2008)

43 Cal.4th 327, 341.) For a seizure to occur, an officer must intentionally restrain an

individual’s freedom of movement either physically or through a show of authority.

(Ibid., citing Brendlin v. California (2007) 551 U.S. 249, 254.) A seizure through a show

of authority occurs when a reasonable person would not believe he or she is free to leave

or to decline an officer’s request. (Zamudio, supra, at p. 341.) The reasonableness of an

officer’s conduct must be viewed in light of all the circumstances surrounding the

incident. (Ibid., citing Brendlin v. California, supra, 551 U.S. at p. 255.)

In making its factual findings, the trial court described that Deputy Gidding

“started to put his hand up in court” when testifying about stopping the tan car,

suggesting an inference that the deputy may have raised his hand when he actually

stopped the car. However, the trial court determined that such a gesture was not a show

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of authority and that no other action by Deputy Gidding constituted a show of authority.

On appeal, defendant argues the tan car stopped in response to the deputy’s show of

authority. We agree.

When Deputy Gidding stopped the car, he was in uniform and standing near a

patrol car. Although not blocking the road, the patrol car was stopped along the route of

the tan car’s only exit from the park. Further, Deputy Gidding himself described more

than once at the suppression hearing, “I stopped the car.”

Deferring to the trial court’s factual findings, we apply them in our analysis of the

stop at issue here and conclude that a reasonable person would not have believed he or

she was free to leave or not comply with the deputy’s directives. A reasonable driver

would not feel free to ignore a uniformed officer standing next to a patrol car, possibly

gesturing with a raised hand, and would feel compelled to stop. While not dispositive,

Deputy Gidding’s repeated statement that he stopped the car shows he intended to stop

the car and suggests that whatever gesture he may have made with his hand would lead a

reasonable person under all circumstances to infer a show of authority. We conclude

Deputy Gidding seized the tan car and its occupants for purposes of the Fourth

Amendment, and we must therefore determine whether the seizure was lawful.

2. The Detention of the Tan Car was Unlawful

The Fourth Amendment and the California Constitution protect individuals against

unreasonable searches and seizures. (Hernandez, supra, 45 Cal.4th at p. 299; People v.

Camacho (2000) 23 Cal.4th 824, 830 [“since voter approval of Proposition 8 in June

1982, state and federal claims relating to exclusion of evidence on grounds of

unreasonable search and seizure are measured by the same standard”].) Detention of the

tan car would be reasonable under the Fourth Amendment if there were “specific

articulable facts that, considered in light of the totality of the circumstances, provide[d]

some objective manifestation that the person [or vehicle] detained may be involved in

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criminal activity.” (People v. Souza (1994) 9 Cal.4th 224, 231.) The requirement of

particularized suspicion does not allow officers to detain individuals or vehicles based on

“mere hunches” or to stop vehicles solely to check the validity of a driver’s license or car

registration. (Hernandez, supra, 45 Cal.4th at p. 299.)

When he stopped the tan car shortly after 3:00 p.m., Deputy Gidding knew of the

reported theft that had occurred some two hours earlier. He was aware that the suspect

was a black male, slightly older than high school age, wearing a blue shirt, blue pants,

and a blue jacket. Deputy Gidding also knew the suspect could be a man named Marcus

Bates, a probationer living at a nearby apartment complex whose family drove a gold van

which the deputy had been instructed to watch for. Deputy Gidding had heard Deputy

Skelton’s report of someone matching the suspect’s general description walking away

from defendant’s apartment complex and toward an adjacent mobile home park.

Based on this information, Deputy Gidding immediately went to the mobile home

park and stopped a tan car. When asked directly by the prosecutor at the suppression

hearing why he stopped that car, the sole reason he gave was that “there were people in

the car.” Deputy Gidding never testified that he stopped the car because any of its

occupants matched the suspect’s description. He did not state that anything about the tan

car or the way it was being driven gave rise to any suspicion of criminal activity. Nor did

he testify that he knew a probationer named Marcus Bates was in the car, nor even that he

knew what that probationer looked like.

From these facts, and considering them in light of the totality of the circumstances,

we conclude the deputy had no reasonably articulable suspicion that either the occupants

of the tan car or the car itself may have been involved in criminal activity. Instead, it

appears Deputy Gidding made the stop based solely on the possibility that the suspect

might be riding in the vehicle. It is logical to assume that a suspect might get into a

vehicle to leave the location of a crime and its investigation. Without more, however,

that assumption does not rise to the particularized suspicion necessary to detain the

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vehicle and its occupants. Our conclusion is consistent with cases arising from detentions

based solely on generalized suspicion. In People v. Hernandez, supra, 45 Cal.4th 295,

the Supreme Court rejected the stop of a vehicle with a temporary operating permit

because the officer had only a generalized suspicion that temporary permits are often

invalid. (Id. at p. 300-301.)

Most of the authorities relied on by the People are distinguishable because they

involved detentions where officers specifically recognized an individual or a vehicle as

related to a crime. (United States v. Hensley (1985) 469 U.S. 221, 232 [traffic stop and

detention lawful where officers recognized the individual from a wanted poster for a

previous felony]; People v. Williams (1995) 33 Cal.App.4th 467, 476-477 [traffic stop

and detention lawful where vehicle’s license plate number was associated with

outstanding traffic warrant]; People v. Lazanis (1989) 209 Cal.App.3d 49, 54 [traffic stop

of white car with three passengers lawful where it occurred immediately after another

officer reported a white car with three passengers had just left location of suspected

burglary]; In re William J. (1985) 171 Cal.App.3d 72, 76-77 [traffic stop and detention

lawful where police recognized a passenger and believed there was an outstanding arrest

warrant for that passenger]; People v. Fields (1984) 159 Cal.App.3d 555, 564 [detention

lawful where defendant matched suspect description containing unique distinguishing

features including sex, height, race, age, and attire]; People v. McCluskey (1981) 125

Cal.App.3d 220, 226 [traffic stop and detention lawful where police observed passenger

matching suspect’s description before stopping the vehicle]; United States v. Pagel (7th

Cir. 1988) 854 F.2d 267, 271 [detention of vehicle lawful where it was known to be

property of parolee subject to search condition].)

In contrast, Deputy Gidding did not testify that any characteristic of the tan car or

its passengers created a particularized suspicion they were associated with a crime. To

the extent the People argue Deputy Gidding’s description of the vehicle’s front passenger

as a black male created sufficient suspicion, the race of an occupant, without more, does

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not satisfy the detention standard. (People v. Bower (1979) 24 Cal.3d 638, 644 [race

alone cannot raise reasonable suspicion of criminal activity without additional identifying

characteristics].) Similarly, the People’s argument that defendant’s probation search

condition retroactively made the stop reasonable is without merit because Deputy

Gidding did not know defendant was in the vehicle when he made the stop. (See People

v. Robles (2000) 23 Cal.4th 789, 800 [advance knowledge of probation search condition

required to make search reasonable]; see also In re Marcellus L. (1991) 229 Cal.App.3d

134, 149-150.)

Two other cases cited by the People merit greater attention, but are nonetheless

distinguishable because they involve circumstances not present here. In People v.

Conway (1994) 25 Cal.App.4th 385, an individual looked out his window just before 3:00

a.m. and saw two men, one “dark” and one white, leaving his garage with some of his

belongings. (Id. at p. 387.) While his wife called the police, the individual pursued the

two burglars and saw them driving away in a small Chevrolet. Meanwhile, a patrol car

responding to the dispatch of the burglary in progress saw a brown compact car leaving

the area of the burglary with two male occupants, one white and one black. Seeing no

other vehicles on the road at that hour, deputies stopped the brown compact car and

detained the occupants. An occupant of the brown compact car, who was convicted of

the residential burglary, challenged the detention on appeal, claiming the officer did not

have a reasonably articulable suspicion of criminal activity. The appellate court affirmed

the lawfulness of the traffic stop and detention. (Id. at pp. 387-389.)

In finding a reasonably articulable suspicion of criminal activity, the Conway court

focused on three details not present in the case before us. First, the traffic stop in

Conway occurred less than two minutes after the officers received a dispatch of a

burglary in progress. (Conway, supra, 25 Cal.App.4th. at p. 390.) Deputy Gidding’s stop

of the tan car took place shortly after defendant was seen near the mobile home park, but

more than two hours after the theft occurred. Second, in Conway the deputy stopped the

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brown compact car as it was leaving the immediate area of the burglary. (Ibid.) The tan

car, on the other hand, was leaving a nearby residential complex rather than the location

of the reported crime. Third, the traffic stop in Conway happened in the middle of the

night when no other vehicles or individuals were present. (Ibid.) Deputy Gidding’s mid-

afternoon stop of the tan car is distinguishable because it is far more common for the

general public to be driving in the afternoon than in the middle of the night.

The People also rely on People v. Souza, supra, 9 Cal.4th 224. In Souza, police in

a high crime area noticed the defendant standing in the dark late at night talking to

someone in a parked car. (Id. at p. 228.) When the police turned on a spotlight, the

defendant ran and was then apprehended. (Ibid.) In upholding the denial of his motion to

suppress evidence of narcotics discovered when the defendant was frisked, the court

found no Fourth Amendment violation because the detention occurred in a high crime

area, late at night, after the defendant exhibited suspicious behavior by standing next to a

car in the darkness and then running from police. (Id. at p. 242.) No such circumstances

are present in this case.

B. DEFENDANT’S PROBATION SEARCH CONDITION

Having determined the investigatory stop was unlawful, evidence obtained as a

result of the stop must be suppressed unless an intervening circumstance attenuated the

Fourth Amendment violation. To determine if evidence is admissible despite a defect in

the initial stop, we must decide “ ‘whether the chain of causation proceeding from the

unlawful conduct has become so attenuated or has been interrupted by some intervening

circumstance so as to remove the “taint” imposed upon that evidence by the original

illegality.’ ” (People v. Brendlin (2008) 45 Cal.4th 262, 269, quoting United States v.

Crews (1980) 445 U.S. 463, 471.) Three factors are used to determine whether the taint

of the illegal detention has been attenuated: (1) the temporal proximity of the Fourth

Amendment violation to the procurement of the challenged evidence; (2) the presence of

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intervening circumstances; and (3) the flagrancy and purposefulness of the official

misconduct. (Ibid., quoting People v. Boyer (2006) 38 Cal.4th 412, 448.) In People v.

Brendlin, police officers made an unlawful traffic stop of a car and, upon discovering that

a passenger had an outstanding arrest warrant, conducted a search incident to arrest and

found controlled substances. (Id. at pp. 265-266.) On remand from the United States

Supreme Court,2 the California Supreme Court held that the discovery of the arrest

warrant constituted an intervening circumstance that attenuated the taint of the unlawful

traffic stop. (People v. Brendlin, supra, at p. 271.)

The People argue defendant’s probation search condition attenuated any taint

associated with the illegal investigatory stop, relying on People v. Durant (2012) 205

Cal.App.4th 57 (Durant), whose reasoning we do not adopt. In Durant, police stopped

the defendant’s car for making a left turn at a stop light without signaling. During the

stop, police learned the defendant was on felony probation with a search condition,

searched the defendant, and found a loaded handgun. The defendant moved

unsuccessfully to suppress evidence of the handgun, arguing the traffic stop was unlawful

because the defendant did not break any laws by turning without signaling. (Id. at pp. 61-

62.)

On appeal, the court noted the defendant’s turn without signaling was not illegal,

but the court did not reach the question of whether the traffic stop was unconstitutional.

Instead, it decided that, even assuming the traffic stop was illegal, the defendant’s

probation search condition attenuated any taint. (Durant, supra, 205 Cal.App.4th at p.

64.) The Durant court’s analysis followed the three factor test from People v. Brendlin,

focusing particularly on the second factor-intervening circumstances-to find that the

2

The United States Supreme Court, in Brendlin v. California, supra, 551 U.S.

249, determined that Brendlin, as a passenger in the car the police stopped, was “seized”

for Fourth Amendment purposes and had standing to challenge the constitutionality of the

traffic stop, reversing a prior opinion by the California Supreme Court. (Brendlin v.

California, supra, 551 U.S. at pp. 256-258.)

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probation search condition was sufficient to attenuate any taint from an unlawful stop.

Applying the third factor from People v. Brendlin, the court also noted that the officer

made the stop based on a good faith belief that the defendant’s conduct was illegal and

not for any “arbitrary, capricious, or harassing” reason. (Durant, supra, 205 Cal.App.4th

at pp. 64-66.)

The Durant court’s intervening circumstances analysis proceeds on the implicit

assumption that a probation search condition is the same as the arrest warrant present in

People v. Brendlin. In the case of an arrest warrant, officers essentially have a duty to

arrest an individual once the outstanding warrant is confirmed. (See State v. Jones (Kan.

2001) 17 P.3d 359, 361 [noting arrest warrant gives police “right and duty to arrest”

person named in warrant]; cf. Arizona v. Evans (1995) 514 U.S. 1, 15 [quoting with

approval trial court statement that officer would have been “derelict in his duty if he

failed to arrest” individual subject to arrest warrant].) A probation search condition, on

the other hand, is a discretionary enforcement tool and therefore a less compelling

intervening circumstance than an arrest warrant.

We do not read Durant to stand for the proposition that discovery after the fact of

a probation search condition will sanitize any unlawful detention without regard to the

circumstances surrounding that seizure. We are not comfortable with applying Durant to

the facts here, as doing so would open the door to random vehicle detentions for the

purpose of locating probationers having search conditions. We take no issue with the

lawfulness of probation search conditions, nor with the ability of law enforcement to

conduct suspicionless searches of known probationers. Our discomfort is in extending

these concepts to situations where an individual’s probation status is wholly unknown to

law enforcement at the time of the initial detention and is used only after the fact to

justify an otherwise unlawful search.

The third factor from People v. Brendlin, flagrancy and purposefulness of police

misconduct, “is considered the most important because it is tied directly to the rationale

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underlying the exclusionary rule, deterrence of police misconduct.” (United States v.

Reed (7th Cir. 2003) 349 F.3d 457, 464-465.) Bad faith need not be shown for police

misconduct to be purposeful. Instead, this factor is met “when officers unlawfully seize a

defendant ‘in the hope that something might turn up.’ ” (United States v. Williams (6th

Cir. 2010) 615 F.3d 657, 670, quoting Brown v. Illinois (1975) 422 U.S. 590, 605.)3

Unlike the officer in Durant, who stopped a car based on a perceived traffic violation,

Deputy Gidding stopped the tan car without any observation of possible wrongdoing. As

we discussed previously, Deputy Gidding’s conduct was based on a hunch that defendant

might be in the vehicle. Though we do not suggest Deputy Gidding acted in bad faith,

we find his suspicionless stop of the tan car nonetheless purposeful for our attenuation

analysis. Based on this finding, together with our determination that defendant’s

probation search condition was an insufficient attenuating circumstance, we conclude that

the evidence obtained as a result of the detention and search should have been

suppressed.

III. DISPOSITION

The judgment is reversed. The trial court shall vacate its order denying

defendant’s suppression motion, enter a new order granting that motion, and permit

defendant to withdraw his plea. Because we reverse the judgment based on the

suppression issue, we do not reach defendant’s section 4019 conduct credits claim.

3

The California Supreme Court’s Brendlin factors are based on those set forth by

the United States Supreme Court in Brown v. Illinois. (People v. Brendlin, supra, 45

Cal.4th at pp. 268-269.)

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____________________________________

Grover, J.

WE CONCUR:

____________________________

Premo, Acting P.J.

____________________________

Mihara, J.

People v. Bates

H037910

Trial Court: Santa Cruz County Superior Court,

Case No.: F20171

Trial Judge: Hon. Paul P. Burdick

Attorneys for Plaintiff/Respondent: Laurence K. Sullivan

Office of the Attorney General

The People

John Michael Chamberlain

Office of the Attorney General

Attorneys for Defendant/Appellant: Matthew T. Bogosian

Law Office of Matthew T. Bogosian

Marcus Taylor Bates

Sixth District Appellate Program

People v. Bates

H037910