People v. Roldan

Opinion

WERDEGAR, J.

Ricardo Roldan was convicted in 1992 in Los Angeles County Superior Court of the first degree murder of Roland Teal (Pen. Code, § 187; all further statutory references are to this code unless otherwise indicated) and the robbery and attempted murder of Barney Pipkin (§§ 211, 664, 187). The jury found true a special circumstance allegation that defendant murdered Teal while engaged in committing a robbery (§ 190.2, former subd. (a)(17)(i), now subd. (a)(17)(A)) and also sustained three lesser enhancement allegations (§§ 12022.5, subd. (a) [personal use of a firearm], 12022, subd. (a)(1) [participation in a felony in which a principal was armed with a firearm], 12022.1 [on-bail enhancement]). On October 26, 1992, the jury set the penalty at death under the 1978 death penalty law. (§ 190.1 et seq.) This appeal is automatic. (§ 1239, subd. (b).)

After considering the claims raised on appeal, we affirm the judgment in its entirety.

I. Guilt Phase

A.

Facts

In 1990, defendant was free on bail while being prosecuted on charges he had participated in a robbery at the Sun Valley swap meet. On June 3 of that year, a different swap meet in San Fernando closed at the usual time of 3:00 p.m. Manager Barney Pipkin followed his usual procedure, collecting the receipts from the two ticket booths and then returning to the reservation office to count the day’s receipts with assistant manager Judy Adams. Leticia Calderon and Maria Murillo also worked in the office. On this day, the receipts were more than $12,000, mostly in cash, which Pipkin and Adams bundled and placed into seven bags bound together at the top with rubber bands.

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Pipkin, with Adams’s help, then began loading his car trunk with various items, saving the bags of money for last, as was his custom. As Adams handed him the bags to load into the car, someone said: “Don’t fucking move.” Adams turned and observed a young Latino male in a long coat, although it was over 100 degrees that day. He had a gun, somewhat obscured by his coat. Adams turned to run, but the gunman pointed the gun at her and repeated: “I said don’t anybody fucking move.” Calderon and Murillo heard this second command. Calderon heard a clicking metal-on-metal sound, as if the gunman had pulled the trigger but the gun had misfired. Calderon and Murillo identified defendant as the gunman.

A second young Latino man, later determined to be 17-year-old Sergio Ayala, approached Pipkin and wrestled the bags of money from him. The two robbers then fled on foot. Pipkin and Calderon shouted that they had been robbed, while Adams returned to the office and called the police. Pipkin got into his car and attempted to follow the robbers. Both Pipkin and Calderon noticed a white Camaro parked in a driveway nearby.

Juan Jimenez was working at the swap meet as a security guard when he heard Calderon yelling. He saw the robber (Ayala) with the bags and gave chase, but the white car, driven by a third robber later identified as Richard Zorns, moved back and forth, blocking his path. Jimenez continued his pursuit, along with Roland “Lucky” Teal, his stepson Dominic Wright, and Ricardo Míreles, all swap meet employees. Teal eventually grabbed the fleeing robber, and Jimenez, Wright, and Míreles arrived to help detain him.

The gunman, whom Jimenez later identified as defendant, reappeared and shouted: “Let my friend[] go or I’m going to start shooting.” People scattered, but Teal simply released the robber, put his hands up, and froze, looking at the gunman. Defendant fired several shots in succession, as if from a machine gun, striking Teal in the chest and arm. Teal later died in the hospital of his wounds.

As the robbers prepared to make their getaway in the white car, Pipkin arrived in his car. Defendant, who was standing in the street near the white car, pointed a gun at Pipkin’s car. Pipkin heard a “ping” sound and retreated. Police found a bullet hole in Pipkin’s windshield and a corresponding bullet hole in the car seat, at chest level, two inches from where Pipkin had been sitting. A second bullet struck the roof of Pipkin’s car. Pipkin provided police with what he believed was the license plate number of the white Camaro: 1 BSX 567.

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Christine Zoms (hereafter sometimes Christine) owned a white Pontiac Firebird, license No. 2 BSX 544. Her boyfriend at the time was Richard Zorns.

1

Richard Zoms often drove the car. On the day of the crime, Christine returned to their home in the early afternoon to find both Zoms and her car were gone. She received a telephone call from Zoms later that day, asking her to join him at his mother’s house. Several people were present when she arrived, including Zoms, Ayala, and defendant. They were watching television, drinking, and laughing. They appeared to be discussing the details of the crime. For example, Christine overheard someone say that Ayala had been caught and that someone else had said to release him or he would “bump” him, meaning shoot him. Christine noticed defendant had a briefcase with a lot of money in it; Zoms and Ayala also had bags filled with money. Zoms’s bag had $4,000.

Jude Barrios was defendant’s girlfriend and the mother of his two children. They lived with his mother. Barrios testified that defendant often spoke to her of robbing the San Femando swap meet. He also had discussed it with Zoms and Ayala. In the late afternoon on the day of the crime, she called defendant at Zoms’s mother’s house. Defendant sounded “ecstatic,” “on cloud nine.” She drove to the house and picked him up; he told her he had robbed the swap meet. The next day, they went to the courthouse together to await the jury verdict in the Sun Valley swap meet robbery case. While there, he again confessed to her that he had robbed the San Femando swap meet and, reading a press account of Teal’s killing, told Barrios the newspaper article had incorrect details. Later, he told her a “huge” Black security guard held Ayala and that he had shot the guard “because he was the only one who could identify him.” That evening, Richard Zoms and Sergio Ayala came over to visit defendant; Barrios overheard them laughing and joking about the crime.

Police arrested defendant the next day. He called Barrios from jail and told her where he had hidden his share of the money stolen from Pipkin. She found a briefcase with more than $3,000 and, as instructed, gave some money to defendant’s mother and spent the rest. She admitted she had lied for defendant in his earlier robbery trial. She also admitted the prosecution had granted her immunity in the present case and that defendant had told her if she testified against him he would not hurt her, but would hurt someone in her family.

Defendant was convicted in the earlier Sun Valley robbery case. Zoms and Ayala were tried separately and convicted of robbery and murder for their roles in the crimes at the San Fernando swap meet. The defense in the instant case rested without calling any witnesses.

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B.

Pretrial Issues

1.

Denial of a Continuance

Defendant first contends the trial court’s denial of his request for a continuance, made approximately two weeks before the scheduled start of the trial, violated his federal and state constitutional rights to effective assistance of counsel, to a fair trial, to confront and cross-examine the witnesses against him, to due process of law, and to a reliable capital sentencing determination. (U.S. Const., 6th, 8th & 14th Amends.; Cal. Const., art. I, §§ 7, 15, 16, 17.) As we explain, although the denial of a continuance can, under some circumstances, deprive a criminal defendant of these important constitutional rights, the circumstances in this case fail to rise to that level. The trial court, therefore, did not abuse its broad discretion by denying the continuance.

a.

Facts

Trial Attorney Richard Gomez-Hemandez

2

was appointed to represent defendant on April 11, 1991, and appeared in court for defendant’s arraignment on that day. The proceedings were put over several times, often at the request of counsel. On November 8, 1991, counsel stated he would “probably” be ready to proceed in 45 days. When, on January 9, 1992, scheduling problems developed due to the court’s previous decision to try defendant jointly with Zoms and Ayala, the court granted Zoms and Ayala’s motion to sever their cases from defendant’s case.

On March 6, 1992, defense counsel explained that he was engaged representing a defendant in a different capital trial,

People

v.

Carrion,

that would take at least 45 days, excluding a possible penalty phase trial. He asked the trial court not to schedule defendant’s case to begin until “at least a month” after the end of the

Carrion

case. The trial court agreed. Back in court on April 24, 1992, counsel explained that he was engaged in plea negotiations with the prosecutor in defendant’s case and hoped to reach a mutually agreeable plea agreement as a result of those negotiations. Both sides agreed to a continuance to May 22. At a status conference on May 21, 1992, the trial court announced that, barring a plea, it expected the matter to go to trial and asked the parties whether July 28 was a viable trial date. When both sides agreed, the trial court set the matter as a “must go” for July 28, 1992.

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The parties were back in court for a status conference on June 30, 1992. The court reminded the parties that it considered the case a “must go.” Defense counsel explained that the plea negotiations had been unsuccessful and that the district attorney’s office refused to accept any plea that did not include the death penalty. When counsel communicated that information to defendant, “it was a very, very emotional time for Mr. Roldan. [|] I continued to speak with him for approximately a half-hour after I informed him of that fact and Mr. Roldan did not speak any sentences that were coherent to me.” Counsel also stated he had spoken to defendant on June 25 and he was similarly incoherent. Counsel then declared he had a doubt as to defendant’s competence and requested appointment of a psychiatrist pursuant to section 1368. The trial court stated it did not doubt defendant’s competence, but offered to appoint a psychiatrist to examine defendant and to render a report to counsel concerning defendant’s mental state. Counsel accepted this offer and acquiesced to setting a status conference for July 13.

By the time the parties met in court on July 13, 1992, Dr. Michael Maloney, a clinical psychologist, had twice interviewed defendant. In an in camera hearing, the prosecutor opined that Dr. Maloney was preparing a report that would conclude that defendant was competent to stand trial. In addition, Dr. Maloney had informed the prosecutor that in order to avoid trial, defendant had said he planned to kill the prosecutor. (See

Tarasoff v. Regents of University of California

(1976) 17 Cal.3d 425 [ 131 Cal.Rptr. 14 , 551 P.2d 334 ].) Defense counsel confirmed the prosecutor’s story.

Back in court on July 20, 1992, defense counsel indicated he would not be ready to proceed on July 28, the intended trial date. The court reminded counsel that jurors had already been ordered for “August 4th, day seven of ten.”

3

Counsel asked the trial court to set a status conference for July 23, saying: “If I were asked at this point whether or not I would be ready to proceed within the near future, I would say yes, I would be ready to proceed in the near future, but the near future is not a trial date on August 4th.” The court replied: “I made this a must go basis. I need a little more.” Counsel stated he was “prepared to make the necessary statements for the court,” but asked to do so at a status conference on July 23. With counsel’s acquiescence, the court set a status conference for July 22, but added: “Just so you are aware, when I say ‘no further continuances,’ I do it rarely because when I do it, I mean it.”

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On July 22, 1992, defense counsel moved for a continuance. Neither the prosecutor nor defendant was present. Counsel explained that when he told defendant the prosecution intended to seek the death penalty and would not accept a plea to a lesser charge, “I could see an immediate and substantial impairment on my ability to represent him to the effect that Mr. Roldan became entirely silent. I could see that he was extremely angry and upset. I assume that that was just as a result of me bringing him the news [that a plea to less than the death penalty would not be accepted], [][] Since the time of [that] decision, I had seen Mr. Roldan about 14 or 15 different times. On each of those occasions he has refused to speak with me. I have attempted to elicit the help of family members. I don’t find his family members to be particularly helpful with regard to establishing lines of communication.” In addition, defense counsel revealed that he too had received a

Tarasoff

warning from Dr. Maloney and considered the threat to be real. He indicated he had taken precautions to protect his wife and children.

Defense counsel considered declaring a conflict and asking the court to appoint someone else to represent defendant but concluded he could not “in good conscience ask somebody else to take responsibility and put themselves in a position like mine.” He averred: “I believe in my heart that Mr. Roldan is extremely distraught at this time. I also firmly believe that I will be able to work through this situation and provide him effective assistance of counsel. I don’t see that happening by August the 4th. [f] I am not asking you to relieve me at this time because I believe that I would have the best opportunity to manage this case until its completion. I don’t want somebody else to be put in this situation, and I do not believe that my effectiveness would be overshadowed by this particular event.”

The trial court denied the request for a continuance. Citing

People v. Hardy

(1992) 2 Cal.4th 86 [ 5 Cal.Rptr.2d 796 , 825 P.2d 781 ], the court found “that defendant is merely trying to manufacture a possible conflict of interest. I can foresee that in this case he is trying to manufacture a possible delay.” (See

id.

at p. 138.) “[I]f it were not for you, ... it would be against attorney X, or attorney Y, or attorney Z, and that if not now, then the next trial date and the next one.” Defense counsel “implore[d]” the court to reconsider, seeking time to repair his relationship with defendant. He noted that defendant’s brother was capable of carrying out the threat. Counsel sought 45 additional days, claiming that the denial of a continuance compromised him “beyond effectiveness.” Claiming that the threat to his life “is going to play on my mind night and day,” counsel claimed: “I cannot, I am not objective at the present time. And if I am not objective, how effective can I really be for Mr. Roldan?” The trial court asked counsel: “What assurance can you give

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me, if any, that in 45 days this threat will not be as serious?” Counsel replied that he “will do everything in my power to establish my relationship with Mr. Roldan. I can tell you, Judge, that I will devote literally all of my time to getting Mr. Roldan to cooperate. That’s the only way that I can ameliorate a threat.”

Later, defense counsel stated: “Can I provide Mr. Roldan with effective assistance of counsel? Yes, I believe I can provide him with effective assistance of counsel if I am given this additional time. Otherwise, I am left to only one, to one subject, which is [to] declare a conflict right now because, subjectively, I am not in the frame of mind to be able to say that nothing else would impair my ability to represent him. I believe this to be a real threat, [f] I cannot say that nothing would affect my ability to represent Mr. Roldan, but I can assure you, sir, that if I was given this additional time, I believe that I can get Mr. Roldan to cooperate with me and I believe that the threat that has been articulated by the psychologist to both [the prosecutor] and myself would be minimized.”

The trial court declined to reconsider its previous denial of a continuance, explaining: “I have to tell you that based upon what you told me, it appears that you do agree that your client is subject to manufacturing his own reasons for either a conflict, apparent conflict or delay. I am not. . . convinced that in 45 days the matter will be assuaged or that is such to be put to rest.” “I accept what you are saying that you are acting in good faith, and I am not questioning your integrity at all. I feel your client is trying to manufacture a delay, that’s all.”

4

Defense counsel immediately challenged the trial court’s denial of a continuance, unsuccessfully seeking a pretrial writ of mandate or prohibition and a stay of trial from the Court of Appeal.

(Roldan

v.

Superior Court,

July 28, 1992, B068672.) On August 7, 1992, this court stayed the trial, which was then in jury selection, but ultimately denied relief.

(Roldan v. Superior Court,

Aug. 20, 1992, S027967.) Counsel renewed his request for a continuance several more times during this period, but the trial court denied the request each time. Jury selection eventually resumed, and opening statements finally commenced on September 1, 1992, approximately 40 days after the trial court had denied a continuance on July 22.

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b.

Discussion

A “trial court has broad discretion to determine whether good cause exists to grant a continuance of the trial. (§ 1050, subd. (e) . . . .) A showing of good cause requires a demonstration that counsel and the defendant have prepared for trial with due diligence.”

(People v. Jenkins

(2000) 22 Cal.4th 900, 1037 [ 95 Cal.Rptr.2d

377,

997 P.2d 1044 ].) Such discretion “may not be exercised so as to deprive the defendant or his attorney of a reasonable opportunity to prepare.”

(People v. Sakarias

(2000)

22

Cal.4th 596, 646 [ 94 Cal.Rptr.2d 17 , 995 P.2d 152 ].) “To effectuate the constitutional rights to counsel and to due process of law, an accused must . . . have a reasonable opportunity to prepare a defense and respond to the charges.”

(People v. Bishop

(1996) 44 Cal.App.4th 220, 231 [ 51 Cal.Rptr.2d 629 ].)

Applying that law here, we find the trial court did not abuse its broad discretion when it denied defendant’s July 22 request for a continuance as well as the renewed requests made in the remaining pretrial period. At the time of the July 22 request, defense counsel had represented defendant for more than 15 months.

5

The trial court had set a July 28 trial date and had given counsel two months’ notice of it, saying the case was a “must go.” In an abundance of caution, the court accommodated counsel by appointing a mental health expert to examine defendant before trial, although the court expressly stated it did not doubt his competence to stand trial. Counsel’s reasons for seeking a delay included defendant’s refusal to cooperate with him and his threats against him. It is settled law, however, that the denial of a request for a continuance, when such request is premised on an accused’s persistent failure to cooperate with counsel and his deliberate refusal to assist counsel, is not arbitrary.

(People v. Jenkins, supra, 22

Cal.4th at pp. 1037-1038;

People v. Grant

(1988) 45 Cal.3d 829, 844 [ 248 Cal.Rptr. 444 , 755 P.2d 894 ].)

Although counsel’s self-proclaimed inability to provide effective assistance without a continuance is a cause for concern, counsel did not seek to withdraw at that time. Nor could counsel explain why an additional 45-day delay would improve the situation to a point where defendant would cease issuing threats of violence against him and would instead begin cooperating with him. Given the long period of time the case had been pending, the trial court justifiably was concerned that defendant would threaten any subsequent lawyer and thereby attempt to delay his trial indefinitely. The trial court

*671

expressed this very sentiment, saying: “if it were not for you, ... it would be against attorney X, or attorney Y, or attorney Z, and that if not now, then the next trial date and the next one.” Under the circumstances, the trial court did not abuse its discretion in concluding that counsel had had a fair opportunity to prepare for trial and that defendant was merely attempting to manufacture delay.

Although neither party cites any legal authority involving an accused’s attempt to delay trial by threatening his lawyer with violence, no authority is necessary. That the administration of justice would suffer if one accused of a serious crime could postpone his trial indefinitely merely by issuing a series of threats to his court-appointed attorney is obvious. Although we sympathize with defense counsel (and the prosecutor), who were required to work under such stressful conditions, we depend on our trial judges to discern whether such threats are genuine or not, whether such threats have rendered trial counsel unable to continue, and whether granting a continuance would ameliorate the situation. The trial court here acted well within its wide discretion in ruling that defendant’s threat to counsel was merely an attempt to delay the trial further.

Finding the trial court did not abuse its discretion by denying a continuance, we also reject defendant’s further claims that the court’s ruling violated various of his constitutional rights. Assuming without deciding these claims were preserved for appellate review despite defendant’s failure to make timely and specific objections on constitutional grounds

(People v. Champion

(1995) 9 Cal.4th 879, 908, fn. 6 [ 39 Cal.Rptr.2d 547 , 891 P.2d 93 ]), our conclusion the trial court acted within its broad discretion in denying a continuance forecloses a constitutional challenge

(People v. Jenkins, supra,

22 Cal.4th at pp. 1039-1040).

2.

Alleged Conflict of Counsel

Defendant next contends he is entitled to reversal of his judgment of conviction because defense counsel labored under a conflict of interest stemming from defendant’s threats against counsel’s life.

a.

Facts

As explained,

ante,

defense counsel requested a continuance on July 22, 1992. At that same hearing, he expressly declared that he was not asking to be relieved. “I don’t want somebody else to be put in this situation, and I do not believe that my effectiveness would be overshadowed by this particular event.” Later at the same hearing, counsel stated: “I believe I can provide

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[defendant] with effective assistance of counsel if I am given this additional time. Otherwise, I am left to only one, to one subject,

which is

[to]

declare a conflict right now

because, subjectively, I am not in the frame of mind to be able to say that nothing else would impair my ability to represent him. I believe this to be a real threat. HQ ... I am not asking you to appoint another lawyer and for me to get off the case, because my conscience and my moral dictates won’t allow me to subject somebody else rather than myself.” (Italics added.) Later at the same hearing, he averred: “I cannot be, I cannot provide him effective assistance of counsel right now.

I want to remain being Mr. Roldan’s lawyer because I believe that the threat would be lessened to me.”

(Italics added.) The court denied the request for a continuance.

Back in court on August 20, 1992, following this court’s denial of writ relief and dissolution of a previously ordered stay of trial, defense counsel renewed both his motion for a continuance and his claim of a conflict of interest: “I believe there exists the potential, not the potential, I should say there exists a conflict between Mr. Roldan and myself, which would materially and irreparably affect the attorney-client privilege

[sic:

relationship?].” In response to the trial court’s questions, counsel affirmed that he was declaring a conflict for the same reasons he explained in camera on July 22, that is, defendant’s threat to kill him. The trial court then ruled: “The reasons you stated before were insufficient then, they are insufficient now. The fact that you are now inferring a conflict of interest, when you chose specifically to deny that before, does not dissuade me. I am not saying this is a last minute ploy to inject error into this case. I do not accept this as a conflict of interest, and the motion is denied.”

The guilt phase portion of the trial began with the prosecutor’s opening statement on September 1, 1992. As noted in more detail,

post,

defendant thereafter twice moved to have his attorney relieved as appointed counsel, once on September 3 and again on September 15. Both motions were denied.

Defense counsel raised the conflict issue again on September 16, 1992. Noting in camera that a second mental health expert, Dr. Ronald Siegel, had reported that defendant again threatened defense counsel’s life, counsel stated: “Your honor, I don’t know of any way that I can effectively represent Mr. Roldan if, in fact, . . . there [are] threats against my life pending over my head. But at any time that I endeavor to secure the assistance of others in order to provide Mr. Roldan with effective assistance of counsel, those people are told literally that Mr. Roldan does not want to cooperate and that the threats that I have indicated [have been] made. [][] I feel that there is such a conflict, such a breakdown in the attorney-client relationship, that at this point I am left with no other choice but to declare a conflict. I believe that the court is well aware of this problem. Its genesis began with statements to

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Dr. Maloney.” Then: “I don’t believe I can exercise my independent judgment as to what can and cannot be done and what should and should not be done if I have these threats over my head.”

After listening to counsel explain himself, the trial court denied the motion: “I can tell you at this time that there is nothing in the record to reflect the breakdown of the attorney-client relationship of the magnitude to jeopardize the defendant’s right to effective assistance of counsel. [j[] You are doing an exemplary job. You are making those points that you are seeking to make. Your client, and I mentioned this before, may be seeking to run this trial, as he stated himself, in such a way that he either wants a mistrial or should try to inject error into this proceeding, [f] Your client yesterday stated during the Marsden

[6]

hearing that he wants to get to the penalty phase as quickly as possible. You are doing your ethical duty to see that that is not so. [][] The motion to be relieved, if that’s what it is, is denied for the reasons I have stated.”

b.

Discussion

“The right to effective assistance of counsel, secured by the Sixth Amendment to the federal Constitution, and article I, section 15 of the California Constitution, includes the right to representation that is free from conflicts of interest.”

(People v. Cox

(2003) 30 Cal.4th 916, 948 [ 135 Cal.Rptr.2d 272 , 70 P.3d 277 ].) “ ‘Conflicts of interest may arise in various factual settings. Broadly, they “embrace all situations in which an attorney’s loyalty to, or efforts on behalf of, a client are threatened by his responsibilities to another client or a third person

or by his own

interests.” ’ ”

(People v. Hardy, supra,

2 Cal.4th at p. 135 .)

Under the federal Constitution, when counsel suffers from an actual conflict of interest, prejudice is presumed.

(Cuyler v. Sullivan

(1980) 446 U.S. 335 [ 64 L.Ed.2d 333 , 100 S.Ct. 1708 ].) This presumption arises, however, “only if the defendant demonstrates that counsel ‘actively represented conflicting interests’ and that ‘an actual conflict of interest adversely affected his lawyer’s performance.’ ”

(Strickland v. Washington

(1984) 466 U.S. 668, 692 [ 80 L.Ed.2d 674 , 104 S.Ct. 2052 ], citing

Cuyler v. Sullivan, supra,

at p. 348.) An actual conflict of interest means “a conflict that affected counsel’s performance—as opposed to a mere theoretical division of loyalties.”

(Mickens v. Taylor

(2002) 535 U.S. 162, 171 [ 152 L.Ed.2d 291 , 122 S.Ct. 1237 ], italics omitted.) “Under the Sixth Amendment of the federal Constitution, reversal is required if a defendant, over a timely objection, is forced to continue with conflicted counsel.”

(People

v.

Dancer

(1996) 45 Cal.App.4th

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1677, 1685 [ 53 Cal.Rptr.2d 282 ], overruled on other grounds in

People

v.

Hammon (1997)

15 Cal.4th 1117, 1123 [ 65 Cal.Rptr.2d 1 , 938 P.2d 986 ].) To obtain a reversal for this type of error, “the defendant need not demonstrate specific, outcome-determinative prejudice. [Citation.] But he must show that an actual conflict of interest existed and that that conflict adversely affected counsel’s performance.”

(People

v.

Bonin

(1989) 47 Cal.3d 808, 837-838 [ 254 Cal.Rptr. 298 , 765 P.2d 460 ]; see generally

Mickens

v.

Taylor, supra,

535 U.S. 162 .)

“ ‘To show a violation of the corresponding right under our state Constitution, a defendant need only demonstrate a

potential

conflict, so long as the record supports an “informed speculation” that the asserted conflict adversely affected counsel’s performance. [Citations.]’

(People

v.

Frye

(1998) 18 Cal.4th 894, 998 [ 77 Cal.Rptr.2d 25 , 959 P.2d 183 ].) ‘But “[permissible speculation giving rise to a conflict of interest may be deemed an informed speculation . . . only when such is grounded on a factual basis that can be found in the record.” ’ [Citations.]

“To determine whether counsel’s performance was ‘adversely affected,’ we have suggested that

[Cuyler

v.]

Sullivan[, supra,

446 U.S. 335 ,] requires an inquiry into whether counsel ‘pulled his punches,’ i.e., whether counsel failed to represent defendant as vigorously as he might have, had there been no conflict. [Citation.] In undertaking such an inquiry, we are . . . bound by the record. But where a conflict of interest causes an attorney

not

to do something, the record may not reflect such an omission. We must therefore examine the record to determine (i) whether arguments or actions omitted would likely have been made by counsel who did not have a conflict of interest, and (ii) whether there may have been a tactical reason (other than the asserted conflict of interest) that might have caused any such omission.”

(People

v.

Cox, supra,

30 Cal.4th at pp. 948-949.)

Defendant essentially complains that due to his threat to kill defense counsel, counsel became so concerned for his safety that he “pulled his punches” or otherwise conducted a less-than-vigorous defense, to defendant’s detriment, that is, counsel acted to ensure his personal safety and thereby deprived defendant of the undivided loyalty a criminal defendant should expect from his legal representative. There is something perverse in this argument, for although defendant unquestionably was entitled to the effective assistance of a conflict-free attorney, defendant’s own behavior created the alleged conflict and threatened to undermine his lawyer’s effectiveness. We are reluctant to recognize a rule of law that would empower criminal defendants to

inject

reversible error into their trials by simply threatening their lawyers. (See

People v. Linares

(2004) 2 N.Y.3d 507, 512 [ 813 N.E.2d 609 , 780 N.Y.S.2d 529, 532 ] [“That defendant backed his objections to

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counsel’s advice with the threat of violence does not” require replacement with a substitute attorney. “Substitution of counsel is an instmment designed to remedy meaningful impairments to effective representation, not to reward truculence with delay”].)

The situation is analogous to one where a criminal defendant attempts to create a conflict by filing a lawsuit against his lawyer. Faced with that situation in

People v. Horton

(1995) 11 Cal.4th 1068 [ 47 Cal.Rptr.2d 516 , 906 P.2d 478 ], we concluded the defendant was not entitled to relief. “[T]he trial court properly determined, in the exercise of its discretion, that the filing of the complaint did not create any actual conflict of interest necessitating the withdrawal of appointed counsel. Although being named as a defendant in a collateral lawsuit by one’s client

may

place an attorney in a situation in which his or her loyalties are divided [citation], a criminal defendant’s decision to file such an action against appointed counsel does not require disqualification unless the circumstances demonstrate an actual conflict of interest. [Citation.]

A contrary holding would enable an indigent criminal defendant to challenge each successive appointment of counsel, delaying indefinitely the criminal prosecution.” (Id.

at p. 1106, second italics added.)

We emphasize that no rigid rule exists to preclude relief whenever a claimed conflict of interest with counsel originates in a defendant’s own actions. We rely in the first instance on our trial courts to determine whether a criminal defendant is represented by an attorney truly laboring under conflicting interests or whether the defendant has simply engineered an apparent conflict in an attempt to delay the ultimate moment of truth, the jury’s verdict. Here the court reasonably concluded that defendant, by threatening counsel, was simply trying to delay his trial. Thus, in denying a requested continuance based on defendant’s threat to counsel, the court, speaking to defense counsel, opined: “[I]t appears that you do agree that your client is subject to manufacturing his own reasons for either a conflict, apparent conflict or delay. I am not . . . convinced that in 45 days the matter will be assuaged or that is such to be put to rest.” The court concluded: “I feel your client is trying to manufacture a delay, that’s all.” When counsel later renewed the claim, the court, after eliciting from counsel that the circumstances had not changed, denied a continuance, saying: “The reasons you stated before were insufficient then, they are insufficient now.” The record adequately supports the court’s assessment of the situation.

Defendant contends defense counsel’s views were more relevant than the trial court’s assessment of whether an actual conflict existed. “A criminal defense attorney

1

“is in the best position professionally and ethically to determine when a conflict of interest exists or will probably develop in the course of a trial” ’ ”

(People v. Hardy, supra,

2 Cal.4th at p. 137 ), and his or

*676

her opinion is “a significant factor when determining whether an actual conflict existed”

(ibid.).

But here counsel pronounced at the July 22 hearing that he simply needed additional time to repair his relationship with defendant in order to facilitate preparation of a defense, thereby implying no debilitating conflict existed. A month later, when counsel for the first time announced he was burdened by a conflict of interest as a result of defendant’s threat against him, he admitted no new grounds had emerged that had not been discussed at the earlier hearing. In other words, there was no new threat. Defendant simply was refusing to communicate with counsel, hampering counsel’s efforts and possibly undermining his own defense.

Although by September 16 defense counsel had unequivocally declared a conflict due to defendant’s threats and continued refusal to cooperate, the trial court reasonably found “nothing in the record to reflect the breakdown of the attorney-client relationship of the magnitude to jeopardize the defendant’s right to effective assistance of counsel. [j[] You are doing an exemplary job. You are making those points that you are seeking to make. Your client . . . may be seeking to run this trial, as he stated himself, in such a way that he either wants a mistrial or should try to inject error into this proceeding.” Although we do not wish to minimize the stress under which counsel was operating, the trial court’s conclusion was reasonable and supported by the evidence. Considering all the circumstances, we agree with the trial court that defendant was attempting to make good on his intention to avoid trial at all costs; he was attempting to disrupt and delay the trial by threatening his court-appointed lawyer, by threatening the prosecutor, and by refusing to speak to counsel. Defendant’s meritless

Marsden

and untimely

Faretta’

motions, discussed

post,

are but additional elements of his effort to delay the inevitable. These were difficult circumstances under which to work, to be sure, but they fall short of demonstrating defense counsel was burdened by either an actual or potential conflict of interest.

8

*677

3.

The Trial Court’s Failure to Intervene to Ensure Defendant Was Represented by Conflict-free Counsel

Defendant next contends the trial court failed in its duty to conduct an independent inquiry into the alleged conflict of interest created by defendant’s threat of violence. He contends the trial court’s duty to inquire was all the more important because he had been excluded from the hearings in which defense counsel and the trial court discussed the issue. Although a trial court has the duty to inquire when it knows or reasonably should know a conflict of interest exists between client and lawyer

(People v. Seaton

(2001) 26 Cal.4th 598, 642 [ 110 Cal.Rptr.2d 441 , 28 P.3d 175 ]), the court fulfilled this obligation by holding the hearings on July 22, August 20, and September 16, 1992. Our examination of the trial record confirms the trial court conducted a meaningful inquiry into the issue. We thus reject defendant’s claim that the court violated his rights under the Fifth, Sixth, Eighth, and Fourteenth Amendments to the federal Constitution, as well as his claim that the court violated his rights under “parallel provisions” of the California Constitution.

4.

Denial of

Marsden

and

Faretta

Motions

During the guilt phase, at the same time defense counsel sought to be relieved due to an alleged conflict of interest, defendant sought to relieve counsel.

( Marsden, supra,

2 Cal.3d 118 .) In addition, defendant sought to represent himself.

( Faretta, supra,

422 U.S. 806 .) As we explain, the trial court did not abuse its discretion when it denied these requests.

a.

Facts

Defendant made his first

Marsden

motion on September 3, 1992, early in the guilt phase. After the prosecutor left the courtroom, defendant said: “I just want to say that I want to fire my lawyer because he don’t listen to what I tell him. I tell him I already went through this trial before. I told him I want to take a deal for life [imprisonment] without [the possibility of parole], I can’t plead guilty to the death penalty. I told him don’t be talking to the witness,

*678

my family. He come tell me he been talking to Jude [Barrios], my family. If not, I’ll be my own lawyer if he is going to be like that. He is doing the same thing I can do.” “You know, if I am going to get railroaded, I might as well railroad myself.” Defense counsel corroborated defendant’s claim that he had disobeyed defendant’s request that he not speak to defendant’s family. Citing

In re Horton

(1991) 54 Cal.3d 82 [ 284 Cal.Rptr. 305 , 813 P.2d 1335 ],

9

the trial court denied defendant’s motion to fire his lawyer, noting that counsel was in charge of trial strategy and that counsel was doing an “exemplary job.” The court also found the motion was untimely. To the extent defendant’s motion was also for self-representation, the court ruled that his statement that he would “rather represent myself’ was not an unequivocal assertion of his right to self-representation and impliedly denied it on that basis.

Defendant made his second

Marsden/Faretta

motion on September 15, 1992, the fifth day of the guilt trial. Addressing the court in the prosecutor’s absence, defendant stated: “I wanted to ask you again, because I am not sure if you understand the first time when I asked you about my attorney, I don’t want him to be doing this already, I guess the defense for me. All I just want to wish is hurry up and get to the penalty phase because I don’t want that. I keep on telling him that I don’t, you know, want him doing certain things, [f] I was informed by the court that, I guess, he is my lawyer, and, I guess, this is my case, and I just don’t want him, I wish to fire him. I’d rather go pro per if I could.” Defendant then stated that he would like two attorneys who were death'penalty specialists. Addressing the

Marsden

motion first, the trial court denied it, reiterating that defense counsel was in charge of tactical decisions. To the extent defendant was seeking to replace counsel with other, more qualified attorneys, the trial court denied that motion as well, noting counsel was a “death penalty specialist [who] knows what he is doing.”

The court then turned to defendant’s

Faretta

motion and asked him to elaborate on his reasons. Defendant replied: “I feel that I might be able to do a better job. That’s what I want to do. I don’t want to cross-examine. I don’t want to question no witness. I refuse to talk to any investigators or doctors or whatever that can be, you know.” The trial court first noted the motion was untimely, and then denied it on the merits after considering the factors set forth in

People v. Windham

(1977) 19 Cal.3d 121 [ 137 Cal.Rptr. 8 , 560 P.2d 1187 ]: “One, I have to determine the quality of counsel’s representation of the defendant. And I have to say at this time it’s been excellent, [f] Two,

*679

defendant’s prior proclivity to substitute counsel. I do note that some days ago defendant made the same motion, [f] Three, the reasons for the request. I do note that right now the defendant stated that he just wants to get to the penalty phase as soon as possible, [f] Fourth, the length and stage of the proceedings. This trial is many years old. We are in the midst of the People’s case; it appears that the People are soon to rest, [f] Five, the disruption and delay which might reasonably be expected to follow the granting of such motion.” After eliciting from defendant that he would require a continuance to prepare for trial, the court resumed placing its reasoning on the record: “All right, this would cause quite a dismption. It would cause a mistrial, at the very least, the suspending of the trial for sometime.” Observing that numerous appellate decisions have applied these factors set forth in

Windham ,

the court denied defendant’s

Faretta

motion.

Defendant’s third and final combination

Mar sden!Faretta

motion came on September 25, 1992, after the prosecutor had completed the first portion of his closing argument for the guilt phase of trial. After noting the motions were untimely, the trial court invited defendant to speak. The following colloquy then occurred:

“THE DEFENDANT: I just want you to reconsider that I wish to fire my attorney. You know, this case is over with already and there’s no doubt in no one’s mind about guilty or anything like that. I don’t want my attorney to speak on these closing arguments.

“I’m down there with the pro pers. I’m right there in high power with all the pro pers, co-counsels. I want to speak. Do my last closing arguments if I could. If not go pro per or co-counsel in any way. I want to address the jury.

“You know—you know, this meeting, I don’t have no defense. What’s wrong with just doing this? I can’t hurt no one else. This is it right here. I have no defense. I might as well, you know, go by myself. He can’t say nothing for me to defend me. This case is over with.

“I just wish to say to the jury, you know, my closing arguments. I don’t want him to speak for me.

“THE COURT: The problem that you told me right off the bat is that you are down there with the pro pers. These are people that are giving you bad advice. They are giving you bad advice.

“The case, as far as . . . this stage of the trial, this may be the last part of the trial. . . . There’s only one thing left for your attorney to do and that’s to argue the matter. He’s well versed and we talked about that before. [][] . . . [<][]

*680

“THE DEFENDANT: Your honor, there’s nothing to argue. Why should—he cannot say anything to say—I tried to plead guilty before in the past.

“THE COURT: What do you plan on doing, standing up, looking at the jury and say, ‘convict me of everything’?

“THE DEFENDANT: If that’s what I have to do. There’s no reason to go through none of this out here. I wanted to plead guilty long ago. He refused.

“I just want life [imprisonment] without [possibility of parole]. You probably know yourself that ain’t no joke. There ain’t no difference. I just want you to let me live my life in jail. Death penalty—life without. I just want to live.

“There’s no reason, you know, you should know yourself how it is in there, you know, just by sitting here and just, you know, sending everybody up state or people taking deals or whatever, there’s no guarantee of nothing up there. It’s life without. I’m going to high security prison. You know, that’s a war zone up there. You know that. There’s no guarantee. I might get killed up there anyway, before I even—how long I would make it in death row, whatever. I just want life without. You know, there’s no argument to tell the jury.”

The court denied the motions. “First of all, we have a number of factors to discuss. The first one is the defendant asking that counsel be replaced. Again, it is untimely, and can be denied on that basis alone, [f] However, even if it were not [un]timely, again I heard the comments of [defense counsel] and he had diligently, and I stress that, advocated a defense and did everything in his power for the defendant.” The court then denied defendant’s request to argue his case personally, noting: “[A] trial court may authorize [such personal participation in the case by a represented defendant] upon a substantial showing that it will promote justice and judicial efficiency in a particular case. [][] In this case the defendant told me basically what he wants to argue, which is in a sense to convict him of everything as charged. I do not feel that that is a substantial showing that it will promote justice and judicial efficiency in the particular case, [f] The defendant’s motion, if that’s what it is, to address the jury is likewise denied as he is represented by competent counsel.”

Finally, turning to defendant’s

Faretta

motion, the trial court once again addressed the factors set forth in

People v. Windham, supra,

19 Cal.3d 121 , and concluded: “Based upon the totality of the circumstances I find that the motion is untimely.”

*681

b.

Discussion of

Marsden

Motion

Defendants in capital cases often express dissatisfaction with their appointed counsel, affording us ample opportunity to address the contours of the rule set forth in

Marsden, supra,

2 Cal.3d 118 . The rule is well settled. “ ‘When a defendant seeks to discharge his appointed counsel and substitute another attorney, and asserts inadequate representation, the trial court must permit the defendant to explain the basis of his contention and to relate specific instances of the attorney’s inadequate performance. [Citation.] A defendant is entitled to relief if the record clearly shows that the first appointed attorney is not providing adequate representation [citation] or that defendant and counsel have become embroiled in such an irreconcilable conflict that ineffective representation is likely to result.’ ”

(People v. Fierro

(1991) 1 Cal.4th 173, 204 [ 3 Cal.Rptr.2d 426 , 821 P.2d 1302 ].) The decision whether to grant a requested substitution is within the discretion of the trial court; appellate courts will not find an abuse of that discretion unless the failure to remove appointed counsel and appoint replacement counsel would “substantially impair” the defendant’s right to effective assistance of counsel.

(People

v.

Smith

(2003) 30 Cal.4th 581, 604 [ 134 Cal.Rptr.2d 1 , 68 P.3d 302 ].)

Applying these standards here, we conclude the trial court acted well within its discretion by denying all three of defendant’s

Marsden

motions. At the outset, we agree with defendant that, to the extent any part of the trial court’s decision to deny the three

Marsden

motions was based on untimeliness, it erred. A criminal defendant is entitled to raise his or her dissatisfaction with counsel at any point in the trial when it becomes clear that the defendant’s right to effective legal representation has been compromised by a deteriorating attorney-client relationship. Because the trial court heard defendant’s complaints in connection with each of the three

Marsden

motions, however, any reliance on the purported untimeliness was harmless under any standard.

Turning to the merits, we find no abuse of discretion. First, there was sufficient evidence supporting the trial court’s conclusion that defense counsel was providing adequate legal assistance. Responding to the first two

Marsden

motions, the trial court explicitly noted that counsel was doing an “exemplary job,” was a “death penalty specialist,” was doing an “excellent” job, and was a “diligent” advocate on defendant’s behalf. Defendant argues these characterizations of counsel’s skill and experience were incorrect, noting counsel did not make an opening statement at the guilt phase

10

and did not call any defense witnesses at the guilt phase. But these events had not yet occurred at

*682

the time of defendant’s first two

Marsden

motions and thus were unknown to the trial court. More to the point, defense counsel had a difficult task at the guilt phase because the evidence of defendant’s guilt was overwhelming.

11

Although defense counsel did not call any witnesses for the defense, he raised on cross-examination the possibility that defendant was intoxicated when he committed the crime and that the shooting was an accident.

Second, the trial court acted within its discretion when it concluded the purported conflict between defendant and his lawyer was not “ ‘such an irreconcilable conflict that ineffective representation is likely to result.’ ”

(People

v.

Fierro, supra,

1 Cal.4th at p. 204 .) As the record shows, defendant himself created the conflict. Defendant’s dissatisfaction with counsel stemmed from counsel’s failure to convince the district attorney to agree to a plea bargain sparing defendant’s life and counsel’s decision to contact defendant’s family against his express wishes. These incidents, while evidently disquieting to defendant, do not rise to the level of a substantial impairment of his right to the effective assistance of counsel. To begin with, counsel actively sought a plea bargain to allow defendant to plead guilty in return for a sentence of life imprisonment, but was rebuffed by the district attorney’s office. Moreover, counsel’s decision to contact defendant’s family over his express wishes was a tactical decision counsel was entitled to make. “A defendant does not have the right to present a defense of his own choosing, but merely the right to an adequate and competent defense. [Citation.] Tactical disagreements between the defendant and his attorney do not by themselves constitute an ‘irreconcilable conflict.’ ‘When a defendant chooses to be represented by professional counsel, that counsel is “captain of the ship” and can make all but a few fundamental decisions for the defendant.’ ”

(People v. Welch

(1999) 20 Cal.4th 701, 728-729 [ 85 Cal.Rptr.2d 203 , 976 P.2d 754 ].) The mitigating evidence presented in defendant’s defense at the penalty phase is an indication of the wisdom of counsel’s tactical choice in this regard.

Although defendant emphasizes that defense counsel himself several times asserted that he could not be an effective advocate, those assertions stemmed in part from defendant’s refusal to speak to counsel. As we explained,

ante,

a criminal defendant cannot willfully refuse to cooperate with his appointed attorney, thereby possibly hampering his own defense, and then claim he is entitled to a new attorney because counsel has not been effective. The trial court reasonably deduced from the circumstances, including defendant’s serial

Marsden

motions and his considered choice not to speak to counsel, that defendant was merely attempting to inject error and delay into the proceedings.

*683

Under the circumstances, we find the trial court did not abuse its discretion by denying the three

Marsden

motions. We further find no Sixth Amendment violation and reject defendant’s attempt to equate the denial of his

Marsden

motions with the outright denial of counsel.

c.

Discussion of

Faretta

Motion

The trial court also properly denied defendant’s various requests to represent himself. The right to eschew a professional legal advocate and represent oneself in a criminal trial, first recognized by the United States Supreme Court in the seminal case of

Faretta, supra,

422 U.S. 806 , is one aspect of the constitutional right to present a defense under the Sixth Amendment to the federal Constitution

(People v. Koontz

(2002) 27 Cal.4th 1041, 1069 [ 119 Cal.Rptr.2d 859 , 46 P.3d 335 ]), and the erroneous denial of this right is reversible per se

(McKaskle

v.

Wiggins

(1984) 465 U.S. 168, 177, fn. 8 [ 79 L.Ed.2d 122 , 104 S.Ct. 944 ];

People

v.

Dent

(2003) 30 Cal.4th 213, 217 [ 132 Cal.Rptr.2d 527 , 65 P.3d 1286 ]). The right, however, is not absolute. “To invoke the constitutional right to self-representation, a criminal defendant must make an

unequivocal

assertion of that right in a timely manner. [Citation.] ‘The court faced with a motion for self-representation should evaluate not only whether the defendant has stated the motion clearly, but also the defendant’s conduct and other words. Because the court should draw every reasonable inference against waiver of the right to counsel, the defendant’s conduct or words reflecting ambivalence about self-representation may support the court’s decision to deny the defendant’s motion. A motion for self-representation made in passing anger or frustration, an ambivalent motion, or one made for the purpose of delay or to frustrate the orderly administration of justice may be denied.’ [Citation.] A reviewing court, in determining whether a motion for self-representation is unequivocal, is not bound by the trial court’s apparent understanding that the defendant was making a motion for self-representation.”

(People v. Barnett

(1998) 17 Cal.4th 1044, 1087 [ 74 Cal.Rptr.2d 121 , 954 P.2d 384 ].)

These limitations on the constitutional right to self-representation are particularly relevant here. The first of defendant’s three

Faretta

motions was made on September 3, shortly after the guilt phase had begun. He complained to the trial court that defense counsel had contacted his family against his wishes and stated that “I’ll be my own lawyer

if he is going to be like that.”

(Italics added.) The trial court denied the

Faretta

request because it was not unequivocal. We have emphasized that a

Faretta

request must be unequivocal.

(People v. Marshall

(1997) 15 Cal.4th 1, 20-25 [ 61 Cal.Rptr.2d 84 , 931 P.2d 262 ].) This rule “is necessary in order to protect the courts against clever defendants who attempt to build reversible error into the record by making an equivocal request for self-representation.”

(Id

. at p. 22.) This concern applies

*684

here; circumstances strongly suggested defendant was attempting to delay the trial and did not state unequivocally and definitely that he wished to represent himself. The trial court acted properly in refusing to permit defendant to control and delay his trial.

We also conclude the trial court properly denied defendant’s second

Faretta

motion, made on September 15. Applying the factors we set forth in

People v. Windham, supra,

19 Cal.3d at page 128 , the trial court denied the motion on the merits. Defendant contends the trial court misapplied these factors in a number of ways, but we disagree. Defendant first argues the trial court was incorrect when it concluded counsel’s representation had been “excellent.” Instead, defendant argues, counsel made no opening statement, called no witnesses, and had declared (in camera) that he could not be an effective advocate because defendant refused to speak with him. At the time of this motion, however, the People had called six witnesses and counsel had cross-examined each of them. Counsel had deferred making an opening statement, and the People had not yet rested. Counsel’s confidential assessment of his own ability to provide effective assistance of counsel was based on defendant’s refusal to speak to or cooperate with him. The trial court’s implicit conclusion that no irreconcilable rift had occurred between client and counsel, and that defendant was merely attempting to delay the trial, was a reasonable one.

Defendant next argues that contrary to the court’s conclusion when it denied his second

Faretta

motion, he had no prior proclivity to substitute counsel. His contention is belied by the record, for he had made a similar motion just a few days before. The reason for his request, the third

Windham

factor, had not essentially changed from the time the court denied the first motion for self-representation. As the trial court noted, defendant did not think he could do a better job, but merely wanted to speed up the guilt trial so he could proceed to the penalty phase as soon as possible. The trial court properly concluded this reason would not support a midtrial decision to permit defendant to fire his lawyer and represent himself. The final

Windham

factors (the length and stage of the trial and the disruption and delay that would result from granting the motion) also strongly support the trial court’s denial of the

Faretta

motion. Defendant’s case had dragged on for more than two years, and defendant’s second

Faretta

motion came in the middle of the guilt phase. Defendant affirmed that he would need a continuance to prepare for trial, leading the trial court reasonably to conclude that granting a mistrial would be necessary if it permitted defendant to represent himself at that late date.

*685

Defendant argues that “[djelay, and delay alone, should not be the determining factor,” but that argument misconstrues the nature of the trial court’s ruling. The court considered several factors other than the delay that would ensue if it granted the motion. Defendant also contends an “objective assessment” of the propriety of the trial court’s denial of his second

Faretta

motion should consider the court’s eve-of-trial denial of a requested 45-day continuance and the denial of his motion for appointment of second counsel. He argues that his

Faretta

motion was not made sooner because the denial of these motions sparked his dissatisfaction with defense counsel, which led to the motion for self-representation. Thus, he argues, the delay in making the motion was understandable. There are several answers to this claim. First, defendant had made an earlier

Faretta

motion. In denying the second motion, the trial court noted the previous, equivocal motion. Thus, this is not a case in which a defendant made a

Faretta

motion as soon as was practicable. Second, the trial court chose not to deny the motion as untimely; defendant therefore was not penalized for the belated nature of his motion. Third, nothing in the record indicates that defendant’s dissatisfaction with counsel was linked to the denial of a continuance or the denial of second counsel. Defendant proclaimed in court that he wished to represent himself and that he could do a better job than counsel, but “I don’t want to cross-examine. I don’t want to question no witness. I refuse to talk to any investigators or doctors or whatever that can be, you know.” Under the circumstances, the trial court did not err in denying defendant’s second

Faretta

motion.

We reach the same conclusion with regard to defendant’s third

Faretta

motion, made and denied as untimely on September 25. By the time defendant made this last

Faretta

motion, presentation of evidence at the guilt phase was complete and the prosecutor had finished the opening part of his closing statement. All that was left of the guilt phase was defense counsel’s closing argument and the prosecutor’s rebuttal. The trial court denied the motion, noting specifically that defendant “wishes merely to have the jury convict him of all counts and all allegations so he can just ask for life in prison without the possibility of parole, and end the matter” and that the trial was “about to wind down to an end.” The court also noted the “disruption of the delay which might reasonably be expected to follow the granting of such motion.” We find no abuse of discretion. Contrary to defendant’s further argument, the trial court did not focus on any one fact but, as it expressly stated, denied the motion based on the

totality of the circumstances. (People

v.

Barnett, supra,

17 Cal.4th at p. 1109 .)

Even if the guilt phase judgment must stand, defendant claims the penalty judgment must be reversed because the trial court abused its discretion in denying this third

Faretta

motion. He argues the motion came at a convenient time as it was between the guilt and penalty phases of the trial and that no delay would have resulted because he did not request a continuance. The

*686

mere fact this third

Faretta

request came between the guilt and penalty phases is of no moment, for the request is still considered to be one made midtrial. “[T]he penalty phase has no separate formal existence but is merely a stage in a unitary capital trial.”

(People

v.

Hamilton

(1988) 45 Cal.3d 351, 369 [ 247 Cal.Rptr. 31 , 753 P.2d 1109 ].) Accordingly, defendant was not entitled to invoke the absolute right of self-representation.

(Ibid.)

Finding no abuse of discretion, we reject defendant’s claim that we must reverse the penalty judgment.

In sum, the trial court properly denied all three of defendant’s

Faretta

motions.

5.

Denial of

Keenan

Counsel

Defendant next contends the trial court abused its discretion when it twice denied his motion for appointment of a second attorney to assist defense counsel. He further claims the court’s refusal to appoint second counsel violated his state and federal constitutional rights to effective assistance of counsel, to due process of law, to a fair trial, and to a reliable sentencing determination, and constituted an arbitrary deprivation of an entitlement under state law. (U.S. Const., 5th, 6th, 8th & 14th Amends.; Cal. Const., art. I, §§ 15, 16, 17.)

The right to counsel is, of course, a bedrock constitutional right (U.S. Const., 6th Amend.; Cal. Const., art. I, § 15; see

Gideon

v.

Wainwright

(1963) 372 U.S. 335 [ 9 L.Ed.2d 799 , 83 S.Ct. 792 ]), but California’s interest in ensuring that those charged with capital crimes receive adequate legal representation manifests itself in a further layer of protection: courts have the statutory discretion to appoint a second defense attorney at public expense.

(People

v.

Weaver

(2001) 26 Cal.4th 876, 950 [ 111 Cal.Rptr.2d 2 , 29 P.3d 103 ];

Keenan v. Superior Court

(1982) 31 Cal.3d 424 [ 180 Cal.Rptr. 489 , 640 P.2d 108 ]

(Keenan);

§ 987, subd. (d).)

12

But unlike the constitutional right, the statutory right to appointed second counsel is qualified. Thus, “[i]f it appears that a second attorney may lend important assistance in preparing for trial or presenting the case, the court should rule favorably on [a] request. Indeed, in general, under a showing of genuine need ... a presumption arises

*687

that a second attorney is required.”

(Keenan, supra,

at p. 434 .) “ ‘The initial burden, however, is on the defendant to present a specific factual showing as to why the appointment of a second attorney is necessary to his defense against the capital charges.’ [Citation.] An ‘abstract assertion’ regarding the burden on defense counsel ‘cannot be used as a substitute for a showing of genuine need.’ ”

(People

v.

Staten

(2000) 24 Cal.4th 434, 447 [ 101 Cal.Rptr.2d 213 , 11 P.3d 968 ].) With these rules in mind, we turn to an analysis of defendant’s two

Keenan

requests.

On March 6, 1992, well before the start of trial, defense counsel moved for second, or

Keenan ,

counsel. Noting that the case would probably proceed to a penalty phase, counsel stated: “I consider this to be a complicated case because of the number of witnesses that will testify. The fact is that investigation in this case is ongoing, that I will need to interview witnesses myself rather than just rely upon investigators. There are witnesses that will be inconsistent with the statements that were made by other witnesses during the trial proceeding and I would ask the court... to appoint second counsel. This case warrants [such appointment] because of the high probability that we will proceed to penalty phase.” The trial court denied the request, saying: “The fact that a case in your opinion is almost assured to go to penalty phase is not the specific and compelling reasons that [precedent] require[s]. . . . [Y]ou are an experienced capital attorney [and] the fact that a case is going to go to penalty phase itself is not sufficient in and of itself [to appoint second counsel].”

Defense counsel then explained that his

Keenan

request was not solely based on the probability of a penalty phase. “I must also indicate to the court that based upon my independent investigation that the witnesses that testified in the case of People versus Ayala and Zorns, their statements will be contradicted in part by witnesses that will be presented by Mr. Roldan, and I need the assistance of another attorney to do that.” Counsel thought the task of coordinating such witnesses was more than one attorney could handle. The trial court disagreed; “I have had the unusual circumstance of actually sitting through the factual bases for this trial one time already and the trial with the two defendants lasted some four weeks. I cannot see the evidence, as far as the People’s case is concerned, lasting even that long as far as your client is concerned.”

Counsel then explained that he had been working as second counsel in another capital case and was undertaking defendant’s case “literally back to back,” that there was a lot of work in the other case, and that he sought to have lead counsel in the other case be appointed as second counsel in defendant’s case. The trial court disagreed that counsel would be ineffective without the appointment of second counsel, noted that counsel was being

*688

“overly modest” about his abilities, and concluded: “Based upon my discretion, weighing the factors here and understanding the facts as I understand them thus far in this case I am denying your motion for appointment of second counsel.” The court added: “My ruling is not in concrete and if there [are] reasons that come up, specific and compelling reasons, I will be glad at any time to entertain such a motion.”

The decision whether to grant a request to appoint second counsel under section 987 is reviewed for abuse of discretion.

(People v. Ochoa

(1998) 19 Cal.4th 353, 408 [ 79 Cal.Rptr.2d 408 , 966 P.2d 442 ].) The abuse of discretion standard is used in many other contexts and reflects the trial court’s superior ability to consider and weigh the myriad factors that are relevant to the decision at hand. A trial court will not be found to have abused its discretion unless it “exercised its discretion in an arbitrary, capricious, or patently absurd manner that results in a manifest miscarriage of justice.”

(People

v.

Lawley

(2002) 27 Cal.4th 102, 158 [ 115 Cal.Rptr.2d 614 , 38 P.3d 461 ] [addressing exercise of discretion to permit a jury to view defendant’s cabin].)

On these facts, we cannot find the trial court abused its discretion. Defense counsel’s explanation that he would be required personally to interview additional witnesses who would provide impeachment evidence was respectfully discounted by the trial court, who had firsthand knowledge of the weight and nature of the evidence of guilt, having presided over the trial of Sergio Ayala and Richard Zorns. In fact, the case was quite straightforward, as eyewitnesses had identified defendant as the gunman, and both his girlfriend, Jude Barrios, and Richard Zorns’s then girlfriend, Christine, testified to his damaging and incriminating admissions. Counsel’s further explanation that he was overloaded by conducting back-to-back trials was no doubt discounted by the court given the fact defendant’s trial was not to begin for several months. Finally, the trial court had discretion to rely on its own evaluation of counsel’s competence.

13

Defense counsel renewed the

Keenan

motion on July 22, 1992, in conjunction with his request for a continuance prompted by the threats of violence revealed by Dr. Maloney. Despite counsel’s understandable anxiety over the threat to his life, he did not articulate any specific need for the services of second counsel at this hearing over and above the abstract desire for assistance.

(People

v.

Staten, supra,

24 Cal.4th at p. 447 .) Accordingly, the trial court did not abuse its discretion when it denied the renewed request.

*689

6.

Restriction of Voir Dire

Defendant next contends the trial court improperly restricted voir dire in a number of ways, prejudicially inhibiting his ability to identify prospective jurors who might have been subject to a challenge for cause and those who should have been removed by the exercise of a peremptory challenge. He claims the trial court’s restrictions violated his federal constitutional rights to due process of law, to an impartial and representative jury, to a jury drawn from a fair cross-section of the community, to a fair trial, and to a reliable capital sentencing determination. (U.S. Const., 5th, 6th, 8th & 14th Amends.) He also claims the court’s restrictions violated “parallel provisions” of the California Constitution.

14

We begin with the obvious: A criminal defendant is entitled to a trial by jurors who are impartial and unbiased. (U.S. Const., 6th & 14th Amends.; Cal. Const., art. I, § 16.) Although neither the state nor federal Constitution expressly mentions the impartiality of jurors, courts have long interpreted both charters to encompass the right to impartial jurors.

(Turner

v.

Louisiana

(1965) 379 U.S. 466, 471-472 [ 13 L.Ed.2d 424 , 85 S.Ct. 546 ];

People

v.

Wheeler

(1978) 22 Cal.3d 258, 265 [ 148 Cal.Rptr. 890 , 583 P.2d 748 ].) “ ‘[T]he right to unbiased and unprejudiced jurors is an inseparable and inalienable part of the right to a trial by jury guaranteed by the [Constitution.’ ”

(People v. Earp

(1999) 20 Cal.4th 826, 852 [ 85 Cal.Rptr.2d 857 , 978 P.2d 15 ].)

The impartiality of prospective jurors is initially determined during the pretrial procedure known as voir dire.

“Voir dire

plays a critical function in assuring the criminal defendant that his Sixth Amendment right to an impartial jury will be honored. Without an adequate

voir dire

the trial judge’s responsibility to remove prospective jurors who will not be able impartially to follow the court’s instructions and evaluate the evidence cannot be fulfilled. [Citation.] Similarly, lack of adequate

voir dire

impairs the defendant’s right to exercise peremptory challenges where provided by statute or rule.”

(Rosales-Lopez v. United States

(1981) 451 U.S. 182, 188 [ 68 L.Ed.2d 22 , 101 S.Ct. 1629 ].)

“Voir dire

examination serves to protect [an accused’s right to a fair trial] by exposing possible biases, both known and unknown, on the part of potential jurors. Demonstrated bias in the responses to questions on

voir dire

may result in a juror’s being excused for cause; hints of bias not sufficient to warrant challenge for cause may assist parties in exercising their peremptory challenges.”

(McDonough Power Equipment, Inc. v. Greenwood

(1984) 464 U.S. 548, 554 [ 78 L.Ed.2d 663 , 104 S.Ct. 845 ]

*690

(plur. opn. of Rehnquist, J.).) “The ability of a defendant, either personally, through counsel, or by the court, to examine the prospective jurors during voir dire is thus significant in protecting the defendant’s right to an impartial jury.”

(In re Hitchings

(1993) 6 Cal.4th 97, 110 [ 24 Cal.Rptr.2d 74 , 860 P.2d 466 ].)

Choosing a jury for a capital case poses a special problem. “The state and federal constitutional guarantees of a trial by an impartial jury include the right in a capital case to a jury whose members will not automatically impose the death penalty for all murders, but will instead consider and weigh the mitigating evidence in determining the appropriate sentence. [Citation.] ‘[A] juror may be challenged for cause based upon his or her views concerning capital punishment only if those views would “prevent or substantially impair” the performance of the juror’s duties as defined by the court’s instructions and the juror’s oath.’ [Citations.] If the death penalty is imposed by a jury containing even one juror who would vote automatically for the death penalty without considering the mitigating evidence, ‘the State is disentitled to execute the sentence.’ ”

(People v. Weaver, supra,

26 Cal.4th at p. 910, quoting

Wainwright v. Witt

(1985) 469 U.S. 412, 424 [ 83 L.Ed.2d 841 , 105 S.Ct. 844 ], and

Morgan

v.

Illinois

(1992) 504 U.S. 719, 729 [ 119 L.Ed.2d 492 , 112 S.Ct. 2222 ].)

a.

The Voir Dire Procedure

At the beginning of voir dire, the trial court asked prospective jurors whether they wished to be excused for hardship. Those whose claim of hardship the court accepted were excused. Those remaining were asked to fill out a 24-page juror questionnaire. The questionnaire asked jurors to reveal their place of residence, occupation, military service, marital status, education, and contacts with the justice system. It also asked jurors whether they had heard about defendant’s case or about defendant and, if so, whether the information about the case made them favor the prosecution or the defense, what newspapers they read and television news they watched, and whether they followed other crime stories in the news. Finally, the questionnaire asked several questions regarding the jurors’ views about the death penalty. The court photocopied the completed questionnaires and distributed copies to both the prosecutor and defense counsel.

The trial court, having decided to choose six alternate jurors for this trial, called the first 18 prospective jurors, 12 to sit in the jury box and six to sit as alternates. The trial court asked each juror in open court whether the juror wished to change any of his or her answers in the questionnaire. The court then asked the jurors individually four questions regarding their willingness and ability to return a verdict of first degree murder, to sustain a special

*691

circumstance allegation, and to vote for either life imprisonment or for the death penalty. Questions regarding sensitive and personal matters were asked at the bench, out of the hearing of the other jurors, but the balance of the questioning was done in open court. Some jurors were excused on stipulation by both sides, some by the court on its own motion, and some for cause due to their views on the death penalty. The trial court then had all prospective jurors leave the courtroom and entertained challenges for cause from the parties. When both sides indicated they intended to make no further challenges for cause, the jury was brought in and the parties exercised their peremptory challenges. The procedure continued until 12 jurors and six alternates were chosen.

b.

Failure to Hold Sequestered Voir Dire

Defendant first contends the trial court committed prejudicial error by failing to sequester the jurors and question them individually. He admits the procedure used was authorized by section 223 of the Code of Civil Procedure, added to the code when the electorate passed Proposition 115 in 1990. That section provides in part: “Voir dire of any prospective jurors shall, where practicable, occur in the presence of the other jurors in all criminal cases, including death penalty cases.” Defendant nevertheless contends that nonsequestered voir dire tends generally to produce juries more likely to return a guilty verdict than to acquit, and more likely to choose the death penalty over life imprisonment. More specifically, defendant contends the nonsequestered voir dire in this case allowed prospective jurors to hear (and thus become prejudiced by) concerns expressed by some jurors about possible gang involvement in the trial, as well as the nature of some pretrial publicity.

Defendant failed to object to the trial court’s decision to conduct voir dire in open court and thus failed to preserve the issue for appeal.

(People v. Avena

(1996) 13 Cal.4th 394, 413 [ 53 Cal.Rptr.2d 301 , 916 P.2d 1000 ].) Had he moved for sequestered, individual voir dire and the trial court denied the motion, we would have had to determine whether the trial court abused its discretion.

(People

v.

Waidla

(2000) 22 Cal.4th 690, 713-714 [ 94 Cal.Rptr.2d 396 , 996 P.2d 46 ].)

Conceding that section 223 of the Code of Civil Procedure creates a preference for nonsequestered voir dire in capital cases, and that Proposition 115 was designed to supersede the contrary rule established in

Hovey

v.

Superior Court

(1980) 28 Cal.3d 1, 80-81 [ 168 Cal.Rptr. 128 , 616 P.2d 1301 ] (see

People v. Gurule

(2002) 28 Cal.4th 557, 596, fn. 6 [ 123 Cal.Rptr.2d 345 , 51 P.3d 224 ]), defendant nevertheless argues the trial court would have abused its discretion in denying a motion for sequestered voir dire because the procedures followed by the court denied him critical information about

*692

the prospective jurors. He cites

Tapia v. Superior Court

(1991) 53 Cal.3d 282, 299 [ 279 Cal.Rptr. 592 , 807 P.2d 434 ], in support, where we explained that “[t]here is no reason to believe that the new voir dire rules will be applied to deprive [defendants] of any information to which voir dire is legitimately directed.” He does not, however, indicate how the nonsequestered voir dire procedure deprived him of relevant information, given the detailed jury questionnaires and the follow-up questions asked by the trial court. Accordingly, even were we to assume defendant had properly preserved this claim with a timely objection, it is meritless.

c.

Court-only Questioning

In a related claim, defendant contends the trial court’s voir dire of prospective jurors “unfairly limited the amount of information that defense counsel received.” As with the decision not to sequester the jurors, however, defendant failed to preserve this issue by objecting.

(People

v.

Hernandez

(2003) 30 Cal.4th 835, 855-856 [ 134 Cal.Rptr.2d 602 , 69 P.3d 446 ].) Even assuming the issue was properly before us, defendant fails to explain what type of information was missing or how the detailed jury questionnaires and follow-up questions from the bench were inadequate. Accordingly, the claim is meritless.

d.

Refusal to Ask Follow-up Questions

Defendant cites several instances in which he sought unsuccessfully to have the trial court conduct additional questioning of certain prospective jurors in order to have them elaborate on the answers given in their questionnaires and during in-court examination. By denying these requests, he claims, the trial court compromised his ability to acquire sufficient information to exercise his challenges, both for cause and peremptorily, in an intelligent manner and thereby violated his constitutional rights.

Although defendant identifies 14 prospective jurors of whom he sought to have the trial court ask additional questions on voir dire, only two actually served on his jury. Accordingly, even assuming error as to the other 12, no prejudice could have resulted from the trial court’s refusal to engage in supplementary voir dire questioning as to them.

(People v. Burgener

(2003) 29 Cal.4th 833, 866 [ 129 Cal.Rptr.2d 747 , 62 P.3d 1 ];

People

v.

Ramos

(1997) 15 Cal.4th 1133, 1157 [ 64 Cal.Rptr.2d 892 , 938 P.2d 950 ].) The two who served on defendant’s jury were Juror B.R. and Juror H.R. In his questionnaire, Juror B.R. made clear he was in favor of the death penalty,

15

*693

but would not automatically vote for death without considering the evidence, both aggravating and mitigating, including defendant’s background and character. When questioned in open court, he affirmed he would not automatically vote for death as the appropriate penalty and that he would follow the law as described by the trial court even if he did not agree with it. Defense counsel requested “supplemental voir dire” of Juror B.R. and also challenged him for cause. The trial court denied both the request and the challenge, noting the juror “pass[ed]

Wainwright v. Witt

scrutiny, both on the questionnaire and in open court, and [expressed] the general feelings that he has, the evident frustration in the criminal justice system, as well as his views of punishment in general.”

Like Juror B.R., Juror H.R. also expressed favorable views about the death penalty in her jury questionnaire,

16

but indicated she could set aside her personal feelings and follow the law as explained by the trial court. In open court, she affirmed she would not automatically vote for the death penalty. As with Juror B.R., defense counsel challenged Juror H.R. for cause and, in the alternative, requested that the trial court “ask additional questions of her.” The trial court denied the challenge for cause, explaining that “[h]er views generally are that the death penalty is a deterrent. She answered twice both in the [questionnaire] and orally the

Wainwright v. Witt

questions and does not fall within the standard.” The court also denied the request for additional voir dire questioning.

In neither case did defense counsel explain to the trial court what additional questions he sought to have asked, what subjects needed additional exploration, or why the existing information he had about Jurors B.R. and H.R. (from their detailed questionnaires and from their answers to the in-court questioning by the trial court) was insufficient to exercise his challenges intelligently. Nor does he now explain what additional information he had hoped to discover by having the court ask additional questions. Although defendant relies on

People

v.

Cash

(2002) 28 Cal.4th 703, 718-723 [ 122 Cal.Rptr.2d 545 , 50 P.3d 332 ], that case is distinguishable. In

Cash ,

the defendant sought to ask prospective jurors additional questions on a particularly relevant topic that, on the facts of that case, could have undermined their assertions of impartiality. Concluding the trial court committed reversible error by refusing to permit additional questions, we explained that “the trial court’s ruling prohibited defendant’s trial attorney from inquiring during

*694

voir dire whether prospective jurors would automatically vote for the death penalty if the defendant had previously committed another murder. Because in this case defendant’s guilt of a prior murder (specifically, the prior murders of his grandparents) was a general fact or circumstance that was present in the case

and that could cause some jurors invariably to vote for the death penalty, regardless of the strength of the mitigating circumstances,

the defense should have been permitted to probe the prospective jurors’ attitudes as to that fact or circumstance. In prohibiting voir dire on prior murder,

a fact likely to be of great significance to prospective jurors,

the trial court erred.”

(Id.

at p. 721, italics added.)

Here, in contrast, defendant identifies no fact about his case that is comparable in relevance to the prior murders in

People v. Cash, supra,

28 Cal.4th 703 , facts that could potentially have prejudiced even a reasonable juror. There were in this case no prior murders, no sensational sex crimes, no child victims, no torture. (See, e.g.,

id.

at p. 721.) That defendant personally committed the murder was not seriously in question.

Because defendant does not explain what additional information he sought to have elicited or how the existing information about Jurors B.R. and H.R. was inadequate, and because it appears defendant had sufficient information to intelligently exercise his challenges, we find the trial court did not abuse its discretion by denying the requests for additional voir dire questioning of Jurors B.R. and H.R.

(People v. Waidla, supra,

22 Cal.4th at pp. 713-714 [applying the abuse of discretion standard of review].)

17

e.

Questioning on Pretrial Publicity

Defendant next contends the trial court’s inquiry into the effect of pretrial publicity on the impartiality of the jury pool was inadequate. At the threshold, we find defendant failed to preserve this claim for appeal by failing to object to the questionnaire or to the manner or completeness of the court’s questioning on this issue.

(People v. Sanchez

(1995) 12 Cal.4th 1, 61-62 [ 47 Cal.Rptr.2d 843 , 906 P.2d 1129 ]; see also

Turner v. Murray

(1986) 476 U.S. 28, 37 [ 90 L.Ed.2d 27 , 106 S.Ct. 1683 ] [“a defendant cannot complain of a judge’s failure to question the venire on racial prejudice unless the defendant

*695

has specifically requested such an inquiry”].) We also reject the claim on the merits. The jury questionnaire filled out by all prospective jurors asked them whether they had any knowledge of defendant’s case (question 30) and, if so, what they had learned about it (question 32), where they learned it (question 32(a)), and whether the information made them favor the prosecution or the defense (question 32(b)); what newspapers they read frequently (question 33) and what portion of the paper they read (question 33(a)); whether they followed major crime stories and, if so, which ones (question 33(b)); what was the last book they .read (question 33(c)); what radio and television news broadcasts they had seen or heard (question 34); whether they follow criminal cases in the broadcast media and, if so, which ones (question 34(a)); what was the most serious crime story they followed that year (question 35); whether they try to follow stories about the functioning of the criminal justice system (question 36); and whether they could follow an instruction not to “read, view or discuss any news media coverage of this case” (question 37). Jurors with knowledge of the case who were unable or unwilling to set their feelings aside were excused by the trial court. None of the 12 jurors who sat on defendant’s jury expressed any hint in their questionnaires that they were in any way tainted by pretrial publicity about defendant’s case. Defendant’s claim that the trial court’s inquiry into pretrial publicity was somehow inadequate is wholly baseless. (See

People

v.

Sanchez, supra,

at pp. 62-63 [reliance on jury questionnaire].)

f.

Questioning on Racial Bias

Defendant is of Puerto Rican descent. His victim, Roland Teal, was African-American. Defendant contends the trial court abused its discretion by failing to adequately question the prospective jurors as to whether racial prejudice might affect their impartiality. As with the previous claim regarding the possible impact of pretrial publicity on the jurors, we find defendant did not preserve this claim for appeal because he failed to object to the questionnaire or to the manner or completeness of the court’s questioning concerning racial prejudice.

(People

v.

Sanchez, supra,

12 Cal.4th at pp. 61-62; see also

Turner v. Murray, supra,

476 U.S. at p. 37 .) We also reject the claim on the merits. Question 47 in the jury questionnaire asked: “A parties), attorney(s) or witness(es) may come from a particular national, racial or religious group or has a life style different from your own. Would that fact affect your judgment or the weight and credibility you would give to his or her testimony.” Although, as defendant urges, this question is not a model of clarity, all 12 jurors answered it in the negative. This was not a case in which racial prejudice was an obvious issue. (See

People

v.

Earp, supra,

20 Cal.4th at pp. 854-855.) We emphasize that a trial court retains discretion “as to the form and number of questions on the subject, including the decision whether to question the venire individually or collectively.”

(Turner v. Murray, supra,

at p. 37.) Because defendant does not explain how

*696

the jury questionnaire was inadequate to reveal hidden racial discrimination among the jurors, and because it appears he had sufficient information to intelligently exercise his challenges, we find the trial court did not abuse its discretion by relying on the jury questionnaire to address the issue of possible racial bias among the prospective jurors.

Finally, defendant emphasizes that “the cumulative effect of a restrictive [voir dire] process . . . undermined the proper purpose of jury selection” and requires reversal. Having found no abuse of discretion and no constitutional violation, we also reject the claim of cumulative prejudice.

7.

Excusal of Two Jurors for Cause

Defendant contends that during the death penalty qualification of prospective jurors, the trial court erroneously granted two of the prosecutor’s challenges for cause, thereby violating defendant’s constitutional rights to a representative jury, to a jury drawn from a fair cross-section of the community, to a fair trial, to due process of law, and to a reliable sentencing determination, citing the Sixth, Eighth, and Fourteenth Amendments to the federal Constitution and “parallel provisions” of the state Constitution.

In

Wainwright v. Witt, supra,

469 U.S. 412 , the United States Supreme Court set forth the proper procedures for choosing jurors in capital cases. That case “requires a trial court to determine ‘whether the juror’s views would prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.’ [Citation.] ‘Under

Witt ,

therefore, our duty is to “examine the context surrounding [the juror’s] exclusion to determine whether the trial court’s decision that [the juror’s] beliefs would ‘substantially impair the performance of [the juror’s] duties . . .’ was fairly supported by the record.” ’ [Citations.] [f] In many cases, a prospective juror’s responses to questions on voir dire will be halting, equivocal, or even conflicting. Given the juror’s probable unfamiliarity with the complexity of the law, coupled with the stress and anxiety of being a prospective juror in a capital case, such equivocation should be expected. Under such circumstances, we defer to the trial court’s evaluation of a prospective juror’s state of mind, and such evaluation is binding on appellate courts.”

(People v. Fudge

(1994) 7 Cal.4th 1075, 1093-1094 [ 31 Cal.Rptr.2d 321 , 875 P.2d 36 ].)

Defendant contends the trial court improperly excused two prospective jurors for cause. Juror M.B. was a 72-year-old widow. Asked in the questionnaire to explain her “general feelings regarding the death penalty,” she replied: “Death penalty I can’t live with. It will always haunt me [bejcause I’m not God to say who deserves to live or die.” Asked whether the penalty

*697

was imposed too often or too seldom, she replied: “Have no opinion since I do not believe in death penalty.” Asked whether she “automatically” would vote one way or another, she replied: “I don’t know.” When the trial court, following up on these responses, asked Juror M.B. whether she had a conscientious objection to the death penalty, she replied: “Hm . . . .” She denied that she would automatically vote against a special circumstance allegation to avoid the death penalty question, but when asked whether she would automatically vote for life imprisonment “and never vote for a verdict of death,” she admitted: “Probably, yeah. It’s very hard.” The court probed this issue further, asking: “No one says this is going to be easy. You said your answer was probably never?” She agreed: “Probably never.” When defense counsel objected to the prosecutor’s challenge for cause (which the trial court invited), the court explained: “Under People versus Pinholster

[People v. Pinholster

(1992) 1 Cal.4th 865 [ 4 Cal.Rptr.2d 765 , 824 P.2d 571 ]] . . . , it held that there was sufficient grounds to excuse a prospective juror for cause where the juror states he would have a quote, ‘hard time,’ quote, ‘imposing death in a case [in] which a burglar stabbed an adult victim.’ [|] In this case this juror went beyond that as stated in Pinholster and stated that basically she thinks she could not vote [for] death in this case. [f] The challenge for cause is sustained.”

Defendant characterizes the trial court’s examination of Juror M.B. as revealing that she was “concerned and a little nervous, but attempting to do her civic duty.” He contends the ambiguities in her responses were never clarified and that because a person rarely, if ever, sits on a capital jury, “[s]tating that one would ‘probably never’ vote for death is consistent with the assertion that one could vote for death in extreme and deserving circumstances.” As the trial court recognized, however, we previously have held it permissible to excuse a juror who indicated he would have a “hard time” voting for the death penalty or would find the decision “very difficult.”

(People

v.

Pinholster, supra,

1 Cal.4th at pp. 916-917.) These are not magic phrases, of course, but they indicate a degree of equivocation on the juror’s part which, taken into account with the juror’s hesitancy, vocal inflection, and demeanor, can justify a trial court’s conclusion regarding the juror’s mental state that the juror’s views would “ ‘prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.’ ”

(Wainwright v. Witt, supra,

469 U.S. at p. 424 .) Such decisions are committed to the discretion of the trial court, which is able to observe the juror’s demeanor firsthand. That Juror M.B. was somewhat equivocal and might have been rehabilitated with further voir dire does not require a different result. “There is no requirement that a prospective juror’s bias against the death penalty be proven with unmistakable clarity.”

(People

v.

Rodrigues

(1994) 8 Cal.4th 1060, 1146 [ 36 Cal.Rptr.2d 235 , 885 P.2d 1 ].) “Rather, it is sufficient that the trial judge is left with the definite impression

*698

that a prospective juror would be unable to faithfully and impartially apply the law in the case before the juror.”

(Id.

at p. 1147.) The record supports the court’s exercise of discretion sustaining the prosecutor’s challenge for cause of Juror M.B.

We reach the same conclusion for Juror V.Z., whose exclusion defendant also challenges as contrary to the standard set forth in

Wainwright v. Witt, supra,

469 U.S. 412 . Juror V.Z. was a 47-year-old teacher. Asked in the questionnaire to explain her “general feelings regarding the death penalty,” she replied: “I don’t like it, but can understand why sometimes it’s necessary, although I always feel bad when someone is executed.” Asked whether the penalty was imposed too often or too seldom, she replied: “I can’t answer this[, I have] too many mixed feelings.” Asked whether she “automatically” would vote one way or another, she replied: “I don’t think so.” The trial court followed up on these responses, asking Juror V.Z. whether, due to a conscientious objection to the death penalty, she would refuse to vote for a first degree murder verdict to avoid reaching the penalty phase, to which she replied: “I honestly don’t know.” Asked whether, based on a conscientious objection to the death penalty, she would vote “not guilty” irrespective of the evidence so as to avoid the death penalty question, she replied: “I find it hard to answer that” and “I don’t know. I really don’t.”

Asked whether she would automatically find a special circumstance allegation “not true,” she replied: “I don’t think so” and “Well, it’s just I have never been in a situation like this and I really don’t know how, you know, I would vote, if I would at all. It’s very hard for me.” After further probing, Juror V.Z. concluded: “No, I don’t think I could

ever

vote for death.” (Italics added.)

The prosecutor challenged Juror V.Z. for cause, and defense counsel objected, explaining: “I think [Juror V.Z.] is attempting to articulate the fact that this is one of the most difficult decisions that any individual could possibly confront. Her questions

[sic:

answers?] are equivocal. She is indicating that . . . she would have difficulty with the process, but she is willing to abide by the legal standards that would be required of her by the law. She hasn’t indicated that . . . under all circumstances she would vote for life without the possibility of parole and never consider the death penalty.” He added that excluding her for cause would deprive him of a jury drawn from a representative cross-section of the community. Noting certain of this court’s decisions in which we approved the exclusion of prospective jurors who gave similar answers on voir dire, the trial court ruled that “based upon the equivocal responses in the questionnaire, and the responses here in court,

*699

which are not equivocal, under the

Witt

standard there [are] sufficient grounds to sustain the challenge for cause, and it is sustained.” The court then added that the “excusal of those persons that cannot impose death does not violate the fair cross-sectional rule.”

We conclude the trial court did not abuse its discretion in determining that Juror V.Z.’s views would “ ‘prevent or substantially impair the performance of [her] duties as a juror in accordance with [her] instructions and [her] oath.’ ”

(Wainwright

v.

Witt, supra,

469 U.S. at p. 424 .) Although her initial equivocation was apparent and could itself have supported the court’s decision (see

People v. Welch, supra,

20 Cal.4th at p. 747), she ultimately declared she could not “ever vote for death.” The trial court obviously believed her, a credibility determination that, on this record, is binding on this court.

(People

v.

Fudge, supra,

7 Cal.4th at p. 1094 .)

The trial court did not abuse its discretion by granting the prosecutor’s challenges for cause and excusing Jurors M.B. and V.Z. To the extent defendant contends the exclusion of these jurors violated other constitutional rights, including his right to a fair cross-section of the community, we reject those claims as well.

(People v. Gurule, supra,

28 Cal.4th at p. 597.)

8.

Alleged

Wheeler

Error

Defendant next claims the prosecutor violated his constitutional rights by excusing four prospective jurors on the basis of their race.

(People v. Wheeler, supra,

22 Cal.3d 258

(Wheeler); Batson v. Kentucky

(1986) 476 U.S. 79 [ 90 L.Ed.2d 69 , 106 S.Ct. 1712 ]

(Batson).)

‘“In

[Wheeler]

... we held that the use of peremptory challenges by a prosecutor to strike prospective jurors on the basis of group membership violates the right of a criminal defendant to trial by a jury drawn from a representative cross-section of the community under article I, section 16, of the California Constitution. Subsequently, in

Batson . . .

the United States Supreme Court held that such a practice violates, inter alia, the defendant’s right to equal protection of the laws under the Fourteenth Amendment to the United States Constitution.’ ”

(People

v.

Catlin

(2001) 26 Cal.4th 81, 116 [ 109 Cal.Rptr.2d 31 , 26 P.3d 357 ], citation omitted.) Defendant also contends the trial court’s denial of his

Wheeler/Batson

motion violated his constitutional right to a fair trial, to a fair jury drawn from a fair cross-section of the community, to due process of law, to equal protection of the laws, and to a reliable sentencing determination under both the federal and state Constitutions.

18

*700

a.

Facts

Defendant made two

Wheeler/Batson

motions. The first motion concerned Prospective Jurors E.H. and A.F. Prospective Juror E.H., an African-American, was a light equipment operator who indicated on his questionnaire that he was “not for the death penalty” and instead believed life imprisonment without the possibility of parole was “fair.” In response to voir dire questions from the trial court, however, E.H. affirmed he had no conscientious objections to the death penalty and would not automatically vote for or against it. Outside the hearing of the other prospective jurors, he explained that his oldest son was in prison and had been in prison for eight of the previous 10 years. He said he was unsure of the specific crime his son had committed, but believed it was a gang-related, nonviolent drug offense. The prosecutor unsuccessfully challenged Juror E.H. for cause and used his second peremptory challenge, to excuse him.

Prospective Juror A.F., also African-American, reported in his questionnaire that he was a county probation “peace officer” and that he had not formed an opinion on the death penalty. “If it applies[,] then, I don’t care one way or the other.” He also revealed that once, while riding in a car, the driver had a marijuana cigarette. For the first and last time in his life, Juror A.F. took a puff. They were stopped and cited by police and fined $50. When questioned by the trial court, he clarified that he was a group supervisor for the probation department and not a sworn peace officer. He also affirmed that he had no conscientious objection to the death penalty. The prosecutor later used a peremptory challenge to excuse Juror A.F.

After the prosecutor excused Prospective Juror A.F., defense counsel did not immediately make a

Wheeler/Batson

motion but instead excused a prospective juror himself. He then approached the bench and, out of the hearing of the jury, made a

Wheeler

motion, arguing that Juror A.F. was African-American and that two of the prosecutor’s eight peremptory challenges had been against African-American men. Because defense counsel had exercised a peremptory challenge after the prosecutor excused Juror A.F., the trial court ruled that the

Wheeler/Batson

motion was untimely and “as such, I won’t even get into the area of whether you have made a prima facie case of such group bias.” After some discussion, the trial court changed its mind and ruled defense counsel had failed to make a prima facie showing of group bias. The court explained that Juror E.H. had a son in prison and that Juror E.H.’s general view was against the death penalty. As for Juror A.F., the court noted that he had been detained by police for marijuana use. The court made it clear, however, that it was denying the motion for both untimeliness and because no prima facie showing of group bias had been made. Out of an

*701

abundance of caution and to “protect the record on appeal,” the court invited the prosecutor to state his reasons for the excusáis, but he declined the invitation.

Defendant made his second

Wheeler!Batson

motion after the prosecutor peremptorily challenged two prospective jurors for the pool of alternate jurors: Prospective Jurors G.A., a Hispanic man, and T.J., apparently an African-American woman. The trial court denied this motion, and neither juror ended up serving on the jury.

b.

Discussion

“We presume that ‘a prosecutor uses his peremptory challenges in a constitutional manner. [Citation.] The defendant bears the burden to show, prima facie, the presence of purposeful discrimination. [Citation.] If he succeeds, the burden shifts to the prosecutor to show its absence.’ [Citation.] In order to establish a prima facie case of group bias, a litigant must raise the issue in a timely fashion, make as complete a record as feasible, establish that the persons excluded are members of a cognizable class, and show a ‘ “strong likelihood” ’ of group rather than individual bias. [Citations.] ‘We give great deference to the trial court in distinguishing bona fide reasons from sham excuses.’ ”

(People

v.

Boyette

(2002) 29 Cal.4th 381, 421-422 [ 127 Cal.Rptr.2d 544 , 58 P.3d 391 ].)

That the now challenged jurors belonged to a cognizable class and that the record is as complete as was feasible are not disputed. Defendant contends, however, that the trial court erred in ruling that his first

Wheeler/Batson

motion was untimely. A motion attacking the use of a peremptory challenge on the basis of group bias must be timely raised.

(People

v.

Thompson

(1990) 50 Cal.3d 134, 179 [ 266 Cal.Rptr. 309 , 785 P.2d 857 ];

Wheeler, supra,

22 Cal.3d at p. 280 .) For example, a

Wheeler/Batson

motion first made after the jury has been sworn and the venire dismissed is untimely.

(People v. Thompson, supra,

at p. 179;

People v. Perez

(1996) 48 Cal.App.4th 1310, 1314 [ 56 Cal.Rptr.2d 299 ]; see

People v. McDermott

(2002) 28 Cal.4th 946, 969-970 [ 123 Cal.Rptr.2d 654 , 51 P.3d 874 ]

[Wheeler

motion was timely where jury was already sworn but selection of alternates continued].)

The jury had not yet been sworn when defendant made his first

Wheeler

motion. Indeed, little time, perhaps no longer than a single minute, had passed between the prosecutor’s excusal of Juror A.F. and defense counsel’s first raising the

Wheeler

issue. The only intervening events between the prosecutor’s excusal of Juror A.F. and counsel making his first

Wheeler

motion were defense counsel exercising a peremptory challenge to excuse

*702

another juror and the prosecutor passing his turn to exercise another challenge. Moreover, this is not a case in which defense counsel had no explanation for his tardiness, explaining: “The reason I exercised a peremptory [challenge] was that I believe for purposes of continuity I was not going to ask that the court reporter continue this trek back and forth here [to the bench], and that I was, by the exercise of one additional peremptory [challenge], it doesn’t render my challenge into

Wheeler

untimely per se.” Although as a general matter

Wheeler

motions must be timely made, we have located no authority, and the People cite none, holding that such motions must be made, on pain of waiver, immediately upon the exercise of the offending peremptory challenge and before any other challenges have been made. Indeed, the People essentially concede defendant’s first

Wheeler

motion was timely. We agree, and find the trial court erred in ruling otherwise.

Before we turn to the merits of defendant’s

Wheeler

claim, we address another preliminary issue. Defendant complains the trial court denied his two

Wheeler

motions by applying the wrong legal standard. For example, in summarizing the law before denying the motion, the trial court opined that “from all the circumstances in the case, the defense must show

a strong likelihood

that such persons are being challenged because of their group association rather than because of any specific bias.” (Italics added.) Defendant contends that because

Batson

holds a litigant need show only a reasonable “inference” of bias to shift the burden of justification to the opposing party, the trial court held him to too high a standard in ruling he had failed to make a prima facie case. (See

Batson, supra,

476 U.S. at p. 96.) The “exact test is not critical to our resolution of this case”

(People

v.

Cleveland

(2004) 32 Cal.4th 704, 732, fn. 5 [ 11 Cal.Rptr.3d 236 , 86 P.3d 302 ]), because defendant’s showing that group bias animated the prosecutor’s use of his peremptory challenges was particularly weak. His only showing in support of the first

Wheeler

motion was that the two challenged jurors were both African-American and that two of his eight peremptory challenges were used against African-Americans. This was insufficient to make a prima facie showing under any standard. (See

People v. Farnam

(2002) 28 Cal.4th 107, 136-137 [ 121 Cal.Rptr.2d 106 , 47 P.3d 988 ].) Clearly, which standard the trial court applied was not dispositive here.

19

Turning to the merits of defendant’s first

Wheeler

motion, we find no reversible error after viewing the record as a whole. “When a trial court denies a motion under

Wheeler, supra,

22 Cal.3d 258 , after finding no prima facie case of group bias, we consider the entire record of voir dire for evidence to support the trial court’s ruling. If the record suggests grounds

*703

upon which the prosecutor might reasonably have challenged the prospective jurors in question, we affirm.”

(People v. Yeoman, supra,

31 Cal.4th at p. 116.) We need not in this case merely infer grounds on which the prosecutor might have challenged the jurors, because the trial court made such reasons plain in explaining why it was denying the motion. Juror E.H. had a son in prison, and “the use of peremptory challenges to exclude prospective jurors whose relatives and/or family members have had negative experiences with the criminal justice system is not unconstitutional.”

(People

v.

Douglas

(1995) 36 Cal.App.4th 1681, 1690 [ 43 Cal.Rptr.2d 129 ].) In addition, although he later softened his answers in response to the trial court’s voir dire, Juror E.H. reported in his questionnaire that he was against the death penalty. It does not violate

Wheeler, supra,

22 Cal.3d 258 , or

Batson, supra,

476 U.S. 79 , to remove a juror who has “unfavorable” views regarding the death penalty.

(People v. McDermott, supra,

28 Cal.4th at p. 972.)

In contrast to Juror E.H., Juror A.E’s connection with the criminal justice system was more trivial, having once been detained and cited for possession of marijuana. The trial court mentioned this incident, however, and also noted that Juror A.F. was not entirely candid, initially reporting he was a “peace officer” when he was not. These constitute grounds on which the prosecutor reasonably could have based his peremptory challenge.

(People

v.

Yeoman, supra,

31 Cal.4th at p. 116.) Given the weakness of defendant’s showing of bias and the existence of plausible, if not overwhelming, grounds on which the prosecutor might have relied to excuse the jurors, we conclude the trial court did not err in denying defendant’s first

Wheeler

motion for lack of a prima facie showing of group bias.

Defendant also claims the trial court erred in denying his second

Wheeler

motion regarding Prospective Alternate Jurors G.A. and T.J., but we reject his claim at the threshold. “[Because] no alternate jurors were ever substituted in, . . . it is unnecessary to consider whether any

Wheeler

violation occurred in their selection. Moreover, any

Batson

violation could not possibly have prejudiced the defendant.”

(People

v.

Turner

(1994) 8 Cal.4th 137, 172 [ 32 Cal.Rptr.2d 762 , 878 P.2d 521 ].)

Having found the trial court did not err by denying defendant’s first

Wheeler/Batson

motion and that no prejudice could have resulted from denial of the second motion involving the alternate jurors, we reject defendant’s further reliance on boilerplate invocations of various provisions of the state and federal Constitutions. (See

People

v.

Yeoman, supra,

31 Cal.4th at p. 118 [“Defendant’s unelaborated citations to the Fifth, Sixth and Eight Amendments to the United States Constitution add nothing to his argument”].)

*704

C.

Trial Issues

1.

Admission of Sun Valley Swap Meet Robbery

Prior to trial, the prosecutor moved to admit evidence of defendant’s participation in the Sun Valley swap meet robbery in 1988. The prosecutor argued the evidence was admissible on the issues of identity, intent, and motive pursuant to Evidence Code section 1101, subdivision (b),

20

because of the striking similarities between the crimes. Thus, he asserted that in both crimes (1) the perpetrators robbed a swap meet; (2) there were three participants, one who grabbed the money, one who stood behind him with a gun, and one in the getaway car; (3) the robbers stole “readily available cash,” not merchandise; (4) the robbers used an Uzi-like weapon or machine gun; (5) the weapon was obscured by clothing (in the Sun Valley crime, a coat was draped over the gun; in the San Fernando crime, the shooter wore a long coat to hide the weapon); and (6) the getaway car was owned by either a participant or a friend.

Responding to the prosecutor’s motion, defense counsel emphasized the differences between the two crimes. For example, the robbers in the Sun Valley crime broke into a secured area, whereas the San Fernando crime was essentially a “snatch and run.” Defense counsel disputed that swap meets were per se a distinctive location for a crime, arguing that robberies are committed wherever money is present, including at swap meets. The prosecutor countered that defendant, knowing he was about to be convicted in the Sun Valley crime, committed the San Fernando robbery in order to provide some money for his girlfriend; thus, the earlier robbery provided a motive for the second one

21

In addition, the prosecutor argued that because in the Sun Valley crime the security guard had been a key witness against him, when Teal obstructed his getaway in the San Fernando crime defendant was motivated to kill him “as revenge for [the security guard’s] testimony . . . and that Mr. Teal was clearly killed to prevent him from testifying based upon the lesson that was learned by [defendant] in the previous robbery.”

22

*705

The trial court ruled the evidence was admissible and, to the extent defendant was also moving to exclude the evidence under Evidence Code section 352, denied that motion as well. Evidence was then presented showing defendant’s guilt of the Sun Valley crime.

Defendant contends the trial court erred by admitting evidence of his participation in the previous Sun Valley swap meet robbery under Evidence Code section 1101, subdivision (b) and that its admission prejudiced him by permitting the jury to conclude he possessed a bad character. We disagree.

23

The rules governing the admissibility of evidence of other crimes are well settled. “ ‘Evidence of the defendant’s commission of a crime other than one for which the defendant is then being tried is not admissible to show bad character or predisposition to criminality but it may be admitted to prove some material fact at issue, such as motive or identity. (Evid. Code, § 1101.) Because evidence of other crimes may be highly inflammatory, its admissibility should be scrutinized with great care. [Citation.]’ [Citation.] In cases in which the prosecution seeks to prove the defendant’s identity as the perpetrator of the charged offense by evidence he had committed uncharged offenses, admissibility ‘depends upon proof that the charged and uncharged offenses share distinctive common marks sufficient to raise an inference of identity.’ ”

(People

v.

Medina

(1995) 11 Cal.4th 694, 748 [ 47 Cal.Rptr.2d 165 , 906 P.2d 2 ].) A somewhat lesser degree of similarity is required to show a common plan or scheme and still less similarity is required to show intent.

(People

v.

Ewoldt

(1994) 7 Cal.4th 380, 402-403 [ 27 Cal.Rptr.2d 646 , 867 P.2d 757 ].) On appeal, we review a trial court’s ruling under Evidence Code section 1101 for abuse of discretion.

(People

v.

Lewis

(2001) 25 Cal.4th 610, 637 [ 106 Cal.Rptr.2d 629 , 22 P.3d 392 ].)

As Evidence Code section 1101, subdivision (b) recognizes, that a defendant previously committed a similar crime can be circumstantial evidence tending to prove his identity, intent, and motive in the present crime. Like other circumstantial evidence, admissibility depends on the materiality of the fact sought to be proved, the tendency of the prior crime to prove the material fact, and the existence

vel non

of some other rule requiring exclusion. (P

eople

v.

Catlin, supra,

26 Cal.4th at p. 146.) Defendant placed all

*706

issues in dispute by pleading not guilty.

(Ibid.)

24

Accordingly, the identity of the person who robbed Pipkin and killed Teal, and that person’s intent and motive, were all material facts.

The evidence of defendant’s participation in the Sun Valley crime also tends to prove these material facts. “For identity to be established, the uncharged misconduct and the charged offense must share common features that are sufficiently distinctive so as to support the inference that the same person committed both acts. [Citation.] ‘The pattern and characteristics of the crimes must be so unusual and distinctive as to be like a signature.’ ”

(People v. Ewoldt, supra,

7 Cal.4th at p. 403.) Requiring a “highly unusual and distinctive nature [for] both the charged and uncharged offenses virtually eliminates the possibility that anyone other than the defendant committed the charged offense.”

(People

v.

Balcom

(1994) 7 Cal.4th 414, 425 [ 27 Cal.Rptr.2d 666 , 867 P.2d 777 ].)

Here, defendant and his cohorts victimized the owners or proprietors of swap meets, an unusual venue for such crimes. We disagree with defendant’s characterization of a swap meet as just another generic location where money can be found by those willing to transgress the larceny laws. Swap meets are distinctive in that they are large sprawling affairs with less security over cash receipts than might be found in a permanent brick and mortar establishment. Moreover, the crimes here were committed in a distinctive manner. One robber grabbed the cash, not merchandise, while a second stood behind him with an Uzi or machine gun partially obscured by clothing. The third member of the group waited in a car to facilitate a rapid departure. In light of the distinctiveness and unusual nature of these shared characteristics, we conclude the trial court did not abuse its discretion in ruling evidence of the Sun Valley offense would support the inference the same person committed the San Fernando offense.

We reach the same conclusion as to the issue of intent. “ ‘We have long recognized “that if a person acts similarly in similar situations, he probably harbors the same intent in each instance” [citations], and that such prior conduct may be relevant circumstantial evidence of the actor’s most recent intent. The inference to be drawn is not that the actor is

disposed

to commit such acts; instead, the inference to be drawn is that, in light of the first event, the actor, at the time of the second event, must have had the intent attributed to him by the prosecution.’ ”

(People

v.

Gallego

(1990) 52 Cal.3d 115, 171 [ 276 Cal.Rptr. 679 , 802 P.2d 169 ].) In other words, if defendant intended permanently to deprive the victim of the Sun Valley crime of his money, the jury legitimately could infer he harbored the same intent with

*707

regard to his actions toward Pipkin. Although defendant argues the intent to deprive was not “significantly” in issue, it nevertheless was part of the prosecution’s burden to prove such intent.

Finally, we conclude likewise as to motive. Although defendant argued at trial that motive was not one of the elements of any crime the prosecutor was obliged to prove, evidence of motive makes the crime understandable and renders the inferences regarding defendant’s intent more reasonable. “Motive is not a matter whose existence the People must prove or whose nonexistence the defense must establish. [Citation.] Nonetheless, ‘[p]roof of the presence of motive is material as evidence tending to refute or support the presumption of innocence.’ ”

(People v. Scheer

(1998) 68 Cal.App.4th 1009, 1017 [ 80 Cal.Rptr.2d 676 ].) Because the security guard at the Sun Valley swap meet had provided key prosecution evidence against defendant, the jury could infer that defendant had a motive to eliminate Teal as a witness. Although defendant argued below that Teal was not, in fact, a security guard for the San Fernando swap meet, he could not have known that at the time of the robbery. All defendant saw was that Teal had captured Ayala during the getaway period; for all intents and purposes, Teal must have appeared to defendant as a security guard. On appeal, defendant contends this theory of motive “is completely unfounded and far too speculative to support admission of other crimes evidence.” On the contrary, Jude Barrios later testified that defendant told her he killed Teal to eliminate a witness to the crime, indicating the theory was not so speculative as defendant would have us believe.

Accordingly, we find the trial court did not abuse its discretion in admitting the evidence of the Sun Valley swap meet robbery. For the same reasons, we also find the court did not abuse its discretion in denying defendant’s motion to exclude this evidence under Evidence Code section 352. Even were we to find the court abused its discretion, however, any error would have been harmless. After Jude Barrios and Christine Zoms testified, there was little doubt on the issue of identity. Moreover, given defendant’s actions during the robbery, coupled with the jury’s finding that he personally used a firearm to shoot Teal, there would have been little doubt about his intent or motive. Any error in admitting evidence of the Sun Valley swap meet robbery was thus harmless.

2.

Use of a Demonstration Weapon

Defendant claims the trial court erred by allowing the prosecutor to display two Uzi-like weapons as demonstrative evidence when questioning five witnesses. He contends the trial court’s decision to permit the display of such demonstrative evidence violated his due process rights to a fair trial and a

*708

reliable penalty verdict and requires a reversal of the convictions under the Sixth, Eighth, and Fourteenth Amendments to the federal Constitution and “parallel provisions” of the California Constitution because (a) it was impermissible to use demonstrative evidence; (b) the prosecutor did not establish a proper foundation for such display; and (c) the evidence was irrelevant to the robbery, attempted murder, and murder charges. Defendant did not assert these constitutional claims below.

(People v. Sanders

(1995) 11 Cal.4th 475, 510, fn. 3 [ 46 Cal.Rptr.2d 751 , 905 P.2d 420 ].) Assuming without deciding the issue was properly preserved for appellate review

(People v. Champion, supra, 9

Cal.4th at p. 908, fn. 6), we find it is meritless.

“It is entirely proper for a prosecutor to use objects similar to those connected with the commission of a crime for purposes of illustration.”

(People v. Barnett, supra,

17 Cal.4th at p. 1135 .) “[Demonstrative evidence is admissible for the purpose of illustrating and clarifying a witness’ testimony” so long as a proper foundation is laid.

(People v. Ham

(1970) 7 Cal.App.3d 768, 780 [ 86 Cal.Rptr. 906 ], disapproved on another ground in

People

v.

Compton

(1971) 6 Cal.3d 55, 60, fn. 3 [ 98 Cal.Rptr. 217 , 490 P.2d 537 ].) “[I]t is paramount that it be established that the [weapon] was substantially similar to that which it seeks to illustrate.”

(People v. Ham, supra,

at p. 780.) We approved of

Ham’s

analysis in

People

v.

Wiley

(1976) 18 Cal.3d 162, 177 [ 133 Cal.Rptr. 135 , 554 P.2d 881 ], and noted that once a proper foundation had been laid, “admission was within the sound discretion of the trial court.”

People v. Barnett, supra,

17 Cal.4th 1044 , is illustrative. In that case, two witnesses observed the defendant hook a fishing lure into the victim’s back before murdering him. The prosecution did not have the actual lure used by the defendant so he displayed a demonstration lure to the witnesses. Both witnesses described characteristics of the lure before the prosecutor displayed it, and one witness identified similarities and differences between the demonstration lure and the lure actually used by the defendant. The demonstration lure was substantially similar to the actual lure with the only difference being it lacked the feathers the actual lure had. We held the prosecutor’s display of a demonstration lure was proper “[b]ecause it was useful for illustrative purposes and had no tendency to evoke an emotional bias against the defendant as an individual” even though the actual lure was used by the defendant to injure and torture the victim before his death.

(Id.

at p. 1136.) We further noted that “the prosecutor did not use deceptive or reprehensible methods of persuasion [citations] in showing the lure to the witnesses and did not try to pass it off as the lure used by the defendant. Commendably, the prosecutor specifically elicited testimony from [one of the witnesses] identifying the difference between the two lures. No misleading impression was created.”

(Ibid.)

*709

In this case, the trial court properly permitted the prosecutor to display a gun similar to defendant’s for demonstrative purposes because the actual gun defendant used was never recovered. As a threshold matter, we reject defendant’s claim that the prosecutor failed to lay a proper foundation that the gun defendant used was substantially similar to the demonstration Uzi. Although defendant objected on this ground below, the prosecutor established a proper foundation necessary to display the demonstration weapon to witnesses. Based on the prosecution’s firearms expert’s opinion, the prosecutor asserted the likely weapon was an Uzi. The prosecutor used two different Uzis as demonstrative evidence. One was an open-bolt model, not marked as an exhibit at trial, that could be fired automatically or semiautomatically, and the other was a closed-bolt model, that could be fired only semiautomatically. With respect to each witness, the prosecutor elicited testimony about the witness’s recollection of the gun before he displayed the demonstration Uzi.

For example, Dominic Wright testified that defendant’s weapon was not a handgun and defendant needed both hands to hold it. Wright particularly indicated that defendant’s left palm was face-up, holding the front of the weapon, and his right hand was on the grip and magazine about six inches behind his left hand. After examining the “demonstration” Uzi, Wright testified the barrel was similar to defendant’s gun. In like fashion, Ricardo Míreles testified that defendant’s gun was a submachine gun and that he held it with both hands, similarly to the way Wright had described. After being shown the “demonstration” Uzi, Míreles testified the barrel was similar to defendant’s gun. Thus, the prosecutor laid the proper foundation and established that the demonstration Uzi was substantially similar to the actual gun used by defendant.

Having found the People laid an adequate foundation for the evidence, we turn to defendant’s contention that use of the demonstration Uzi was improper because, as it could not be adequately linked to the crime, it was irrelevant. We disagree. The demonstration weapon assisted the jury in understanding the evidence and testimony. Investigators had recovered expended shell casings at the crime scene, as normally expected in a shooting, but also found four live rounds that were previously chambered and identical to the caliber and manufacturer of the expended shell casings. Leticia Calderon testified that she heard defendant’s gun make a clicking sound when he pointed it at Judy Adams during the initial confrontation in the parking lot. The prosecution theorized that defendant’s gun had probably malfunctioned or jammed, which made a metal-on-metal clicking sound and caused him to manually eject the live rounds later found by the police. The prosecution’s firearms expert testified that if an Uzi malfunctions or jams, manual ejection of the bullets would be required. Thus, the demonstration Uzi was relevant in explaining the four live rounds found at the crime scene and the metal-on-metal clicking sound heard by Calderon.

*710

Finally, the prosecutor did not attempt to mislead the jury with the Uzi. Rather, the prosecutor specifically stated the demonstration Uzi was not the actual weapon used by defendant. Upon initial display, the judge immediately repeated to the jury that the weapon was just a demonstration weapon. On these facts, the demonstration Uzi could not have evoked any emotional bias against defendant.

(People v. Barnett, supra,

17 Cal.4th at p. 1136 .)

Finding the prosecution laid a sufficient foundation, that the evidence was relevant, and that the prosecutor did not use the evidence in an inflammatory or misleading way, we find no error.

3.

Various Evidentiary Rulings

a.

Adoptive Admissions

Jude Barrios and Christine Zoms testified over defense objection and recounted incriminating comments they had overheard while defendant, Richard Zoms, and Sergio Ayala discussed the crime in the hours following the swap meet robbery and Teal’s murder. Defendant contends the admission of this evidence violated the hearsay mle as well as his constitutional rights to due process of law and to confront the witnesses against him. Regarding the hearsay question, we agree with the trial court that the challenged evidence was admissible because it qualified as an adoptive admission. The law is well settled. Evidence Code section 1221 provides: “Evidence of a statement offered against a party is not made inadmissible by the hearsay mle if the statement is one of which the party, with knowledge of the content thereof, has by words or other conduct manifested his adoption or his belief in its truth.” “Under this provision, ‘If a person is accused of having committed a crime, under circumstances which fairly afford him an opportunity to hear, understand, and to reply, and which do not lend themselves to an inference that he was relying on the right of silence guaranteed by the Fifth Amendment to the United States Constitution, and he fails to speak, or he makes an evasive or equivocal reply, both the accusatory statement and the fact of silence or equivocation may be offered as an implied or adoptive admission of guilt.’ [Citations.] ‘For the adoptive admission exception to apply, ... a direct accusation in so many words is not essential.’

(People v. Fauber

(1992) 2 Cal.4th 792, 852 [ 9 Cal.Rptr.2d 24 , 831 P.2d 249 ].) ‘When a person makes a statement in the presence of a party to an action under circumstances that would normally call for a response if the statement were untrue, the statement is admissible for the limited purpose of showing the party’s reaction to it. [Citations.] His silence, evasion, or equivocation may be considered as a tacit admission of the statements made in his presence.’ ”

(People

v.

Riel

(2000) 22 Cal.4th 1153, 1189 [ 96 Cal.Rptr.2d 1 , 998 P.2d 969 ].)

*711

Defendant presented no evidence suggesting he did not hear the comments testified to by Barrios and Christine Zorns. Nor is there any suggestion he failed to speak because he was relying on his Fifth Amendment rights. Although, as defendant emphasizes, the witnesses did not specifically attribute each comment to a particular speaker, that is irrelevant on the facts of this case, where defendant heard the comments, had the opportunity to reply, and the comments were made under circumstances that normally would call for a response. Although he claims there was no evidence of his reaction to the comments, his silence may be taken as an adoption of them. We conclude the trial court properly admitted the statements as adoptive admissions excepted from the hearsay rule.

Defendant also contends the admission of this same evidence violated his federal constitutional rights. He did not, however, make a specific objection on constitutional grounds at trial. Assuming without deciding the issue was properly preserved for appellate review

(People

v.

Champion, supra,

9 Cal.4th at p. 908, fn. 6 ), we conclude defendant fails to persuade us the admission of his adoptive admissions rendered his trial so fundamentally unfair that it violated his due process rights. (See

Estelle

v.

McGuire, supra,

502 U.S. at p. 75.) In short, we find no constitutional error.

25

b.

Barrios’s Admission of Perjury

The prosecutor proposed to have Jude Barrios testify she perjured herself when, in defendant’s earlier trial for the Sun Valley swap meet robbery, she

*712

provided him with an alibi. Defendant objected, claiming lack of relevance. The court overruled the objection, noting that “[a] witness’s credibility is always in issue.” Barrios thereafter testified that she had provided defendant with an alibi, that she had lied when she did so, and that she and defendant had discussed her testimony in the prior case before she testified. She had committed perjury because she loved him and thought she could help him.

Defendant admits evidence of a witness’s credibility is generally admissible, but contends “the real purpose for the prosecutor’s eliciting this evidence was to prejudice the defendant by showing his involvement in another crime—aiding and abetting perjury—and attack his character.” (See Evid. Code, § 1101.) He did not object on this ground and therefore forfeited the issue for appeal. Even had he preserved the claim, it lacks merit. As noted,

ante,

the trial court admitted evidence of defendant’s role in the earlier Sun Valley swap meet robbery. Barrios’s testimony, especially that she had discussed with defendant what she should say when testifying to provide him a false alibi, was relevant to show defendant’s consciousness of guilt for that crime. This evidence was clearly relevant for that purpose and therefore properly admitted.

c.

Admission of Photographs of Roland Teal

The jury was not allowed to view postmortem photographs of victim Roland Teal while the witnesses were testifying, but near the end of the prosecution’s presentation of guilt phase evidence, the trial court considered whether to admit four photographs. The first shows the nude body of the victim lying on the coroner’s table, covered by a towel. The other three photographs portrayed close-up views of the wounds the victim suffered. Defendant objected to their admission; the trial court took the basis of the objection to be that the evidence was more prejudicial than probative. (Evid. Code, § 352.) As to the latter three, the court ruled they were “basically clinical photos. They are not gruesome. They are not bloody.” Moreover, “[tjhey are relevant to show the nature of the wounds, the position of the . . . victim in receiving the wounds, and helps illustrate the coroner’s testimony.” The court concluded these photographs were not more prejudicial than probative and admitted them.

The trial court initially made a different mling as to the first photograph, which showed the victim on the coroner’s table. The trial court stated it saw no relevance to the photo and thus excluded it. The prosecutor argued that the photograph was relevant to an issue raised by the coroner’s testimony. Specifically, it was the prosecutor’s theory that the victim was shot while his arms were raised (as if to give himself up), although defendant, in his cross-examination of the coroner, raised the possibility the victim was

*713

engaging in certain body gyrations when shot, thereby explaining the particular type of wounds. The prosecutor argued the photo, showing that the victim was an overweight elderly man, was relevant to whether the victim was capable of engaging in such gyrations. The trial court agreed, reconsidered its ruling, and admitted the photograph.

Defendant contends the trial court erred when it overruled his objections to the admission of these photographs. The admission of allegedly gruesome photographs is basically a question of relevance over which the trial court has broad discretion.

(People v. Scheid

(1997) 16 Cal.4th 1, 13-14 [ 65 Cal. Rptr. 2d 348 , 939 P.2d 748 ].) “A trial court’s decision to admit photographs under Evidence Code section 352 will be upheld on appeal unless the prejudicial effect of such photographs clearly outweighs their probative value.”

(People v. Gurule, supra,

28 Cal.4th at p. 624.)

We have examined the photographs in question and conclude the trial court did not abuse its discretion. They are not unduly bloody or gruesome and are relevant to the manner in which the victim was killed. As we have previously noted, “ ‘murder is seldom pretty, and pictures, testimony and physical evidence in such a case are always unpleasant.’ ”

(People

v.

Pierce

(1979) 24 Cal.3d 199, 211 [ 155 Cal.Rptr. 657 , 595 P.2d 91 ].) Although defendant argues the photographs were cumulative to the coroner’s detailed testimony, this fact, even if true, does not demonstrate the trial court abused its broad discretion. “[P]rosecutors, it must be remembered, are not obliged to prove their case with evidence solely from live witnesses; the jury is entitled to see details of the victims’ bodies to determine if the evidence supports the prosecution’s theory of the case.”

(People v. Gurule, supra,

28 Cal.4th at p. 624.)

d.

Pipkin’s Testimony as to a Lack of Prior Robberies

The prosecutor asked Barney Pipkin, the manager of the San Fernando swap meet, whether he had ever been robbed before while loading his car with the proceeds from the swap meet. He answered in the negative, whereupon defendant objected on the ground of relevance. The trial court overruled the objection, merely saying: “The answer is in.” Defendant contends the information was irrelevant and encouraged the jurors to feel sympathy for Pipkin. Respondent argues defendant waived the issue by failing to request the witness’s answer be stricken. We need not resolve either of these contentions, for the issue is too trivial. Even assuming the answer was irrelevant, no conceivable prejudice could have resulted.

e.

Judy Adams’s Call to Police

Judy Adams called the police when she realized a robbery was occurring. While she was on the phone, she did not see what was happening but relayed

*714

to the police a description of the events provided to her by her son, Rod Adams, and Leticia Calderon, both of whom were percipient witnesses. Police taped this call, and the prosecutor proposed to play the tape for the jury. Defendant objected on the ground the tape contained hearsay, but the trial court overruled the objection. The tape was then played for the jury.

Defendant contends the trial court erred by permitting the prosecution to play the tape for the jury, arguing that Judy Adams was not a percipient witness and her comments therefore did not qualify as a spontaneous utterance that could fall under an exception to the hearsay rule. Evidence Code section 1240 provides: “Evidence of a statement is not made inadmissible by the hearsay rule if the statement: [f] (a) Purports to narrate, describe, or explain an act, condition, or event perceived by the declarant; and [][] (b) Was made spontaneously while the declarant was under the stress of excitement caused by such perception.” In a multiple, nested hearsay situation as here, the multiple hearsay is admissible only “if each hearsay layer separately meets the requirements of a hearsay exception.”

(People v. Arias

(1996) 13 Cal.4th 92, 149 [ 51 Cal.Rptr.2d 770 , 913 P.2d 980 ].) A trial court’s decision to admit evidence under the spontaneous utterance exception to the hearsay rule will not be reversed unless the court abused its discretion.

(People v. Phillips

(2000) 22 Cal.4th 226, 236 [ 92 Cal.Rptr.2d 58 , 991 P.2d 145 ].)

That all three people involved—Judy Adams, her son Rod Adams, and Leticia Calderon—were operating under the stress and excitement of the robbery when the tape was made is not questioned. The crime had just occurred and was ongoing; the robbers were fleeing with the loot, and Roland Teal, Barney Pipkin, and others were in hot pursuit. Although defendant is correct that Judy Adams was not a percipient witness to the events she related to police on the telephone, she was a witness to what the others (Rod Adams and Leticia Calderon) were saying.

(People v. Arias, supra,

13 Cal.4th at p. 150 [the “act” or “event” described can be another’s statement].) Rod Adams and Leticia Calderon, in turn, were percipient witnesses to the unfolding events of the robbery and the flight therefrom. Because both levels of hearsay qualified under the spontaneous utterance exception to the hearsay rule, the trial court did not abuse its discretion by admitting the tape.

26

*715

4.

Failure to Instruct on Voluntary Intoxication

Defendant contends the trial court erred by denying his request to instruct the jury on the effect on his mental state of his alleged voluntary intoxication. He also claims the court’s refusal to instruct on intoxication deprived him of his federal constitutional rights to due process of law, to a properly instructed jury, to a fair trial, and to a nonarbitrary capital sentencing process. (U.S. Const., 6th, 8th & 14th Amends.)

27

Because only minimal and insubstantial evidence supported an intoxication defense, the trial court properly refused the requested instruction.

“[T]he trial court normally must, even in the absence of a request, instruct on general principles of law that are closely and openly connected to the facts and that are necessary for the jury’s understanding of the case.”

(People

v.

Carter

(2003) 30 Cal.4th 1166, 1219 [ 135 Cal.Rptr.2d 553 , 70 P.3d 981 ].) In addition, “a defendant has a right to an instruction that pinpoints the theory of the defense [citations]; however, a trial judge must only give those instructions which are supported by substantial evidence. [Citations.] Further, a trial judge has the authority to refuse requested instructions on a defense theory for which there is no supporting evidence.”

(People v. Ponce

(1996) 44 Cal.App.4th 1380, 1386 [ 42 Cal.Rptr.2d 422 , 52 Cal.Rptr.2d 422 ].) “A party is not entitled to an instruction on a theory for which there is no supporting evidence.”

(People

v.

Memro

(1995) 11 Cal.4th 786, 868 [ 47 Cal.Rptr.2d 219 , 905 P.2d 1305 ].)

Evidence of voluntary intoxication, formerly admissible on the issue of diminished capacity (see generally

People v. Mendoza

(1998) 18 Cal.4th 1114, 1125 [ 77 Cal.Rptr.2d 428 , 959 P.2d 735 ]), now is “admissible solely on the issue of whether or not the defendant actually formed a required specific intent, or, when charged with murder, whether the defendant premeditated, deliberated, or harbored express malice aforethought.” (§ 22, subd. (b); see

People v. Mendoza, supra,

at p. 1126.) Accordingly, a defendant is entitled to an instruction on voluntary intoxication “only when there is substantial evidence of the defendant’s voluntary intoxication and the intoxication affected the defendant’s ‘actual formation of specific intent.’ ”

(People v. Williams

(1997) 16 Cal.4th 635, 677 [ 66 Cal.Rptr.2d 573 , 941 P.2d 752 ].)

Very little evidence suggested defendant was intoxicated when he robbed Pipkin and killed Teal, and there was no evidence of the effect, if any, such alleged intoxication had on defendant.

(People

v.

Ivans

(1992) 2 Cal.App.4th 1654, 1661 [ 4 Cal.Rptr.2d 66 ] [intoxication instruction not required “unless

*716

the evidence

also

shows he became intoxicated to the point he failed to form the requisite intent”].) Defendant relies on the testimony of Jude Barrios, but her testimony fails to provide substantial evidence of intoxication. For example, she testified that Sergio Ayala was intoxicated at the time of the crime and that, due to his heavy drinking, he felt sick after fleeing the scene of the robbery. That information does not establish that defendant also was drinking. Defendant attempts to link Ayala’s drinking with himself, noting that Barrios testified defendant told her “they” had been drinking (meaning he, Ayala, and Zorns) in order to build up their courage before committing the robbery. However, she also testified: “I don’t know if that meant everybody, but he said they had been drinking.” She later clarified her testimony, saying defendant never told her he personally had been drinking. “He said he felt a little woozy, but that was the extent of it. He didn’t say he was drinking or anything.” This evidence is inadequate to support an intoxication instruction. Nor does evidence that defendant was a habitual user of marijuana constitute substantial evidence he was intoxicated or under the influence

at the time

of the crime. Further, testimony that a few hours

after

the crime defendant was “ecstatic” and on “cloud nine” does not establish he was intoxicated at the time of the crime.

Because the evidence defendant was intoxicated at the time of the crime was “at most minimal”

(People v. Williams

(1988) 45 Cal.3d 1268, 1312 [ 248 Cal.Rptr. 834 , 756 P.2d 221 ]), the trial court properly refused the defense request to instruct the jury that his alleged voluntary intoxication precluded him from forming the specific intent to kill or to rob. The jury having been properly instructed on this point, we also reject defendant’s claims of constitutional error.

5.

Failure to Instruct on Manslaughter

Defense counsel requested that the trial court give a manslaughter instruction based on a theory the gun discharged by accident or mistake. He did not elaborate. The trial court denied the request, saying: “There’s no evidence here to warrant the instructions of voluntary manslaughter as to accident and misfortune.” The court also explained that a theory of accident or mistake “wouldn’t apply in this case under the theory of [the] crime,” apparently a reference to the felony-murder rule. Changing theories on appeal, defendant now contends that, due to his intoxication, the trial court should have instructed on both voluntary and involuntary manslaughter as lesser included offenses. The court’s failure to instruct on manslaughter, he claims, deprived him of his federal constitutional rights to due process of law, to a properly

*717

instructed jury, to a fair trial, and to a nonarbitrary capital sentencing process. (U.S. Const., 6th, 8th & 14th Amends.)

28

We disagree.

“The trial court must instruct on lesser offenses necessarily included in the charged offense if there is substantial evidence the defendant is guilty only of the lesser. [Citation.] On the other hand, if there is no proof, other than an unexplainable rejection of the prosecution’s evidence, that the offense was less than that charged, such instructions shall not be given.”

(People v. Kraft

(2000) 23 Cal.4th 978, 1063 [ 99 Cal.Rptr.2d 1 , 5 P.3d 68 ].) Defendant contends he was entitled to an instruction on

voluntary

manslaughter because his intoxication “affect[ed] or reduc[ed] the intent to steal necessary for a robbery conviction, [which was] the underlying felony in the felony-murder theory.” This same evidence of his alleged intoxication, he claims, required the court to instruct the jury on

involuntary

manslaughter because it showed he was unconscious at the time of the crime. These claims are meritless. The evidence that, at the time of the murder and robbery, defendant was intoxicated was meager. There was absolutely no evidence he had, at the time of the crime, been so intoxicated that he was unable to form the basic mental intent to commit a robbery, or was rendered unconscious.

(People v. Cunningham

(2001) 25 Cal.4th 926, 1009 [ 108 Cal.Rptr.2d 291 , 25 P.3d 519 ].) We conclude the trial court properly refused to instruct on either voluntary or involuntary manslaughter and did not violate defendant’s constitutional rights thereby.

6.

Defendant’s Exclusion from Proceedings

Defendant contends the trial court violated his constitutional rights under both the state and federal Constitutions to be present at all meaningful proceedings in his trial.

29

In particular, he identifies certain in camera hearings held both before and during trial in which defense counsel (in the absence of both defendant and the prosecutor) declared a conflict due to defendant’s threats of violence; other hearings at which counsel, the trial court, and the prosecutor discussed defendant’s threats; and a hearing at which defense counsel discussed the possibility of defense counsel’s testifying at the penalty phase of the trial.

“A criminal defendant’s federal constitutional right to be present at trial, largely rooted in the confrontation clause of the Sixth Amendment, also enjoys protection through the due process clause of the Fifth and Fourteenth Amendments [citation] ‘ “whenever his presence has a relation, reasonably

*718

substantial, to the fulness of his opportunity to defend against the charge,” ’ but not ‘ “when presence would be useless, or the benefit but a shadow.” ’ ”

(People v. Ochoa

(2001) 26 Cal.4th 398, 433 [ 110 Cal.Rptr.2d 324 , 28 P.3d 78 ].) “[A] criminal defendant does not have a right to be personally present at a particular proceeding unless he finds himself at a ‘stage . . . that is critical to [the] outcome’ and ‘his presence would contribute to the fairness of the procedure.’ ”

(People

v.

Waidla, supra,

22 Cal.4th at p. 742, quoting

Kentucky v. Stincer

(1987) 482 U.S. 730, 745 [ 96 L.Ed.2d 631 , 107 S.Ct. 2658 ].) “Article I, section 15 of the California Constitution applies the same standard.”

(People

v.

Ochoa, supra, 26

Cal.4th at p. 433.)

All of the identified hearings were conducted outside the presence of the jury and in some manner concerned defendant’s threats to harm his counsel and the prosecutor. As to the hearings directly concerning the effect of defendant’s threats against the prosecutor and defense counsel, defendant argues that, had he been present, he could have explained that he posed no threat to either man and thus his presence would have increased the fairness of the hearings or improved his opportunity to defend against the murder and robbery charges.

30

We disagree. Defendant already had testified he was merely trying to delay his trial and did not actually intend to harm the prosecutor. It is doubtful his presence could have added anything to the hearings; accordingly, his exclusion from them did not diminish the fairness of the proceedings.

Similarly, defendant was excluded from the hearing on October 13, 1992, wherein defense counsel discussed the possibility he would testify. But this hearing was not a critical one, for defendant had been present at hearings on October 8, 19, and 20, 1992, in which the possibility of counsel’s proposed testimony was openly discussed. In the latter hearing, defendant expressly waived his attorney-client privilege and acknowledged his ability to prevent counsel from testifying. Accordingly, we conclude the October 13 hearing did not bear a “ ‘reasonably substantial relation to the fullness of his opportunity to defend against the charge.’ ” ’ ”

(People

v.

Bradford

(1997) 15 Cal.4th 1229, 1357 [ 65 Cal.Rptr.2d 145 , 939 P.2d 259 ].) Because defendant has not shown the identified hearings were critical to the outcome of the trial, nor that his exclusion had an impact on the fairness of the proceedings, his absence from the hearings does not require reversal.

(People v. Waidla, supra, 22

Cal.4th at p. 742.)

31

*719

7.

Alleged Prosecutorial Misconduct

Defendant contends that throughout the guilt phase of his trial, the prosecutor “prejudiced the jury, corrupted the evidentiary presentation and rendered the entire proceeding fundamentally unfair” in violation of his rights to a fair trial, to due process of law, to the assistance of counsel, and to a reliable penalty determination under the Fifth, Sixth, Eighth, and Fourteenth Amendments to the federal Constitution and to “parallel provisions” of the state Constitution.

“ ‘The applicable federal and state standards regarding prosecutorial misconduct are well established. “ ‘A prosecutor’s . . . intemperate behavior violates the federal Constitution when it comprises a pattern of conduct “so egregious that it infects the trial with such unfairness as to make the conviction a denial of due process.” ’ ”

(People v. Gionis

(1995) 9 Cal.4th 1196, 1214 [ 40 Cal.Rptr.2d 456 , 892 P.2d 1199 ];

People v. Espinoza

(1992) 3 Cal.4th 806, 820 [ 12 Cal.Rptr.2d 682 , 838 P.2d 204 ].) Conduct by a prosecutor that does not render a criminal trial fundamentally unfair is prosecutorial misconduct under state law only if it involves “ ‘ “the use of deceptive or reprehensible methods to attempt to persuade either the court or the jury.” ”” ”

(People v. Hill

(1998) 17 Cal.4th 800, 819 [ 72 Cal.Rptr.2d 656 , 952 P.2d 673 ].)

“Prosecutors, however, are held to an elevated standard of conduct. ‘It is the duty of every member of the bar to “maintain the respect due to the courts” . . . [Citation.] A prosecutor is held to a standard higher than that imposed on other attorneys because of the unique function he or she performs in representing the interests, and in exercising the sovereign power, of the state.’ ”

(People v. Hill, supra,

17 Cal.4th at pp. 819-820.) “ ‘Prosecutors who engage in rude or intemperate behavior, even in response to provocation by opposing counsel, greatly demean the office they hold and the People in whose name they serve.’ ”

(Id.

at p. 820.)

Defendant complains the prosecutor had an ex parte contact with the trial court and interfered with the defense case by informing defense counsel that defendant’s brother Eric Roldan was a threat to him, apparently causing counsel to experience unnecessary anxiety. In addition, he claims the prosecutor made a number of gratuitous comments throughout the trial indicating he was not approaching the trial with sufficient solemnity. Some examples suffice: When, in questioning Barney Pipkin the prosecutor referred to the

*720

shooter as a “gentleman,” he added: “And I use gentleman in the loosest sense at this point in time.” When cross-examining Maria Murillo, who was an employee at the swap meet, counsel asked her whether she had conferred with the prosecutor before her testimony. She answered: “Yes, he took care of my lunch.” The prosecutor then joked: “For the record, your honor, I have Ms. Murillo’s lunch right here. I believe it has some milk in it, a banana.” In closing argument, the prosecutor described how defendant sat in the courthouse cafeteria waiting for a verdict in his trial for the Sun Valley robbery and remarked to his girlfriend that the newspaper article about his murder of Roland Teal was inaccurate. The prosecutor opined: “Talk about the audacity in that. Talk about kicking the whole system in the teeth.”

“ ‘As a general rule a defendant may not complain on appeal of prosecutorial misconduct unless in a timely fashion—and on the same ground—the defendant made an assignment of misconduct and requested that the jury be admonished to disregard the impropriety.’ ”

(People v. Hill, supra,

17 Cal.4th at p. 820.) Although many of the comments defendant now claims were misconduct were trivial, we need not reach the merits of the issue because he failed to object to any of them and thus failed to preserve the claims for appellate review. Were we to reach the merits, we would find no misconduct because the prosecutor’s sarcastic comments did not render defendant’s trial fundamentally unfair.

(Id.

at p. 819.)

Other claims of alleged misconduct were preserved by a timely objection, but we find none constituted deceptive or reprehensible attempts to persuade the jury. For example, defendant complains the prosecutor asked the victim’s son to identify his father from an autopsy photograph and left the allegedly gruesome photograph face-up on the table where the jury could see it. As noted,

ante,

the photographs were admissible. Moreover, the court noted the witness maintained his composure, though defense counsel disagreed. Accordingly, there was no misconduct.

Defendant also claims the prosecutor committed misconduct by having Christine Zorns identify her husband, Richard Zorns, from a photograph of him wearing jail clothes. The trial court correctly ruled there was no error; accordingly, there was no misconduct. “The appearance of a defense witness attired in prison clothes does not . . . adversely affect the presumption of innocence or carry with it the inference that the defendant is a person disposed to commit crimes.”

(People v. Froehlig

(1991) 1 Cal.App.4th 260, 264 [ 1 Cal.Rptr.2d 858 ], italics omitted.)

Defendant contends the prosecutor fanned the flames of racial prejudice by repeating a witness’s description of the suspicious men he saw at the San Fernando swap meet as “cholo types.” Defendant objected, explaining: “I

*721

have never seen cholo used as a term that’s intended for a compliment.”

32

The trial court directed the prosecutor to forgo using the phrase and instead refer to the men as “suspicious persons.” The prosecutor complied; hence, any possible prejudice was averted.

We reach the same conclusion with regard to the prosecutor’s snide comments when examining Christine Zorns. He asked whether her statement to the San Fernando police was just a “smoke screen.” The trial court sustained an objection. He then asked what her husband and defendant were doing on a particular occasion, to which she answered: “Well, they were talking. I am sure when you go with your friends you guys laugh and joke around.” The prosecutor responded: “My friends don’t go out and kill people.” The trial court properly sustained an objection, and the prosecutor did not return to the theme. There was no conceivable prejudice flowing from these isolated and minor incidents.

(People

v.

Mayfield

(1997) 14 Cal.4th 668, 754 [ 60 Cal.Rptr.2d 1 , 928 P.2d 485 ].) In sum, we find defendant failed to preserve for appeal most of his claims of prosecutorial misconduct at the guilt phase, and those he did preserve do not rise to the level of reversible error.

II. Penalty Phase

A.

Facts

1.

Aggravating Evidence

Juan Salazar testified that on November 29, 1987, when he was 16 years old, he was seated in a car when a large African-American man approached him and asked for the time. When Salazar looked at his watch, the man grabbed his right wrist and demanded that he relinquish his car keys. When Salazar complied, the man forcibly removed him from the car and got in the driver’s seat. Salazar then noticed defendant, at the time 16 years old, get into the passenger seat. The robbers drove away in the car.

On September 4, 1991, Robert Price was in county jail for possession of narcotics when he was stabbed multiple times in the back. He did not see who assaulted him, but guards later found the probable weapon, a nail configured with duct tape, discarded in the yard. Deputy Sheriff David Koss

*722

observed the assault and identified defendant, with whom he was acquainted, as the attacker. Defendant later made incriminating statements to Deputy Sheriff Janice Munson.

In addition, as described in more detail,

post,

when examined by Dr. Maloney before trial, defendant threatened to gouge the prosecutor’s eyes out.

Louise Teal, the victim’s widow, testified that they had been married nine years when her husband, Roland Teal, was murdered. She had had four children before marrying the victim and five more children with him. He worked three jobs to support the family, usually beginning at 4:30 a.m. and not coming home until 9:00 or 10:00 at night. Since his death, her family’s standard of living had declined. She described her husband as an active member of the Pacoima community: He was a member of the Chamber of Commerce in Pacoima, an honorary mayor of Pacoima, and on Sundays he was a preacher at the Sylmar Juvenile Hall. One year he organized the Pacoima Christmas Parade for the children of the community and convinced merchants to donate food and presents for the needy. Once or twice a week, people would come to his home and he would give them money or food.

Once, when a plane crashed near the swap meet and someone was trapped inside, no one went to help because some power lines had fallen on the plane. Roland Teal alone rescued the man and received a commendation letter for his heroism from the Governor. Louise Teal characterized her husband as a “fantastic” and “very supportive” husband. Her children still talk about their father “constantly.” She misses him “just all the time.”

2.

Mitigating Evidence

Defendant presented evidence of his family background in mitigation. Edith Yolanda Roldan, defendant’s mother, testified he was bom in Manhattan. His father was an alcoholic and drug addict who came home only on weekends. He was a violent man and often beat her. The apartment was infested with vermin and had no electricity. To escape that life, Mrs. Roldan moved the family to Pacoima, California, when defendant was between two and four years old. Within six months, she h

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