Gee v. Wyoming Department of Correcti

FILED

United States Court of Appeals

Tenth Circuit

UNITED STATES COURT OF APPEALS April 27, 2009

TENTH CIRCUIT Elisabeth A. Shumaker

Clerk of Court

DONALD GEE,

Petitioner - Appellant,

v. No. 08-8088

(D.C. No. 08-CV-00193-CAB)

MICHAEL J. MURPHY, Warden, (D. Wyoming)

Wyoming Department of Corrections

State Penitentiary,

Respondent - Appellee.

ORDER DENYING

CERTIFICATE OF APPEALABILITY *

Before KELLY, ANDERSON, and BRISCOE, Circuit Judges.

After examining the briefs and appellate record, this panel has determined

unanimously that oral argument would not materially assist in the determination

of this proceeding. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case

is therefore ordered submitted without oral argument.

*

This order is not binding precedent except under the doctrines of law of

the case, res judicata, and collateral estoppel. It may be cited, however, for its

persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.

Donald Gee, an inmate at the Wyoming State Penitentiary, proceeding pro

se, seeks a certificate of appealability (“COA”) to appeal the dismissal of his

petition for a writ of habeas corpus. The petition did not specify whether it

sought habeas relief pursuant to 28 U.S.C. § 2254 or 28 U.S.C. § 2241. 1 It did

cite the All Writs Act, 28 U.S.C. § 1651, which is not applicable here. Also

without reference to a particular habeas statute, the district court dismissed the

petition on the ground that it addressed only the conditions of Mr. Gee’s

confinement. Those conditions include his placement in long-term administrative

segregation, a regression in his classification from “AD SEG IV to AD SEG III,”

and a finding of guilty with respect to a disciplinary charge filed against him on

July 7, 2008. For the reasons stated below, we agree with the district court that

Mr. Gee’s complaints relate solely to the circumstances of his confinement and

that a petition for a writ of habeas corpus, whether pursuant to § 2254 or § 2241,

is an improper vehicle for redress of those claims. Accordingly, we deny a

certificate of appealability and dismiss the matter.

1

A COA is required in proceedings under both § 2254 and § 2241. 28

U.S.C. § 2253(c)(1)(A); Montez v. McKinna, 208 F.3d 862, 869 (10 th Cir. 2000)

(holding that § 2253(c)(1)(A) requires a state prisoner to obtain a COA regardless

of whether he is seeking relief under § 2254 or under § 2241).

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BACKGROUND

According to Mr. Gee, he has now served approximately twenty-eight years

in prison for an aggravated robbery conviction. Documents which he submitted

indicate that he will complete his minimum sentence on November 18, 2021, and

that he has a parole board date sometime in the second quarter of 2009.

Mr. Gee has been before the Tenth Circuit on more than twenty occasions,

either on appeals or attempts to appeal. Among those proceedings, in 1996,

Mr. Gee brought a civil action pursuant to 42 U.S.C. § 1983 contending that

certain officers at the Wyoming State Penitentiary violated his rights to

substantive and procedural due process, equal protection, and freedom from cruel

and unusual punishment, by arbitrarily and capriciously placing him in

administrative segregation “in an effort to break his spirit.” Duffy. v. Uphoff,

No. 96-8017, 108 F.3d 341 (10 th Cir. Feb. 27, 1997) (unpublished). That action

was dismissed by the district court as frivolous, and the dismissal was affirmed by

this court. See id.

In 1998, we dismissed as frivolous a combined appeal in two other civil

rights actions filed by Mr. Gee, this time contesting, among other things, a lack of

access to a law library. Gee v. Shillinger, Nos. 96-8124, 97-8033, 134 F.3d 382

(10 th Cir. Jan. 27, 1998) (unpublished). In our opinion in that appeal, we imposed

filing restrictions pursuant to 28 U.S.C. § 1915(g), as follows:

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We direct the clerk of this court not to accept any further appeals of

judgments in civil actions or proceedings or any extraordinary writs

in noncriminal matters, other than habeas, from Gee unless he pays

the filing fees established by our rules.

Gee, 134 F.3d at 382.

Perhaps in response to those restrictions, Mr. Gee denominated his

proceeding in this case as one seeking a writ of habeas corpus, notwithstanding

the general similarity of the allegations in the present case to those raised in

appeal Nos. 96-8017, 96-8124 and 97-803 referred to above, and other complaints

of alleged civil rights violations.

In any event, Mr. Gee’s petition in this case alleges that since March 16,

2005, he has been placed (apparently for non-punitive reasons) in administrative

segregation at the Wyoming State Penitentiary “pending investigation into

possible sleepwalking disorder, and until housing issues [are] resolved.” Pet. ¶ 8.

In addition, Mr. Gee asserts that he has been arbitrarily regressed from

administrative segregation level IV to administrative segregation level III,

resulting in a loss of privileges. Finally, the petition alleges that disciplinary

charges were unfairly filed against him in July 2008 in retaliation for his

complaints about a new system for awarding privileges and about his assignment

to level III. He claims he was denied due process in the disciplinary proceedings

because he was not allowed to call witnesses or to submit documentary evidence.

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Mr. Gee’s petition describes the root of his classification problems and

assignment to a single-occupancy cell in administrative segregation, to be a sleep

disorder which makes it impossible for him to control his behavior during rapid

eye movement (REM) sleep. Mr. Gee allegedly walks in his sleep and, when

asleep, trashes his cell and does injury to himself. Id. ¶¶ 17-20. Arguably, this

disorder renders him incapable of sharing a cell with another inmate, so he insists

on a single-occupancy cell. The petition further asserts that single-occupancy

cells have not been made available to Mr. Gee in the general population because

no such cells are available due to overcrowding.

The relief sought by the petition includes: referral to an outside sleep

disorder specialist for a determination as to whether or not Gee’s sleep walking

requires single-cell occupancy in the general population, and for treatment;

assignment to one of the two cells in the general population unit that are

designated for single-cell occupancy (although allegedly not available due to the

size of the prison population); expungement of the disciplinary guilty finding of

August 1, 2008; an order protecting Mr. Gee from racism, discrimination and

retaliation; and, a writ of habeas corpus releasing Mr. Gee from custody allegedly

approximating “Supermax” confinement, and transferring him to the general

prison population. Id. § VII(d)-(j).

The petition does not contain any allegation with respect to earned or good

time credits; nor does it seek any relief with respect to such credits or anything

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else relating to the duration of his sentence. Rather, as indicated above, Mr.

Gee’s complaints are limited to his classification within the prison, including

privilege levels and assignment to administrative segregation, the imposition of

discipline in August 2008, and alleged racism and retaliation.

DISCUSSION

A.

In order for this court to grant a COA, Mr. Gee must make “a substantial

showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). Where,

as here, the district court’s denial of habeas relief is based on procedural grounds,

he must demonstrate “that jurists of reason would find it debatable whether the

petition states a valid claim of the denial of a constitutional right and that jurists

of reason would find it debatable whether the district court was correct in its

procedural ruling.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). A court need

not pass on the constitutional issues raised by Mr. Gee if he cannot make a

threshold showing that “jurists of reason could conclude that the District Court’s

dismissal on procedural grounds was debatable or incorrect.” Id. at 485.

In reviewing Mr. Gee’s pleadings, we must accord them the special

solicitude applicable to pleadings filed by prisoners proceeding pro se. See,

Erickson v. Pardus, 551 U.S. 89, 127 S. Ct. 2197, 2200 (2007); Van Deelen v.

Johnson, 497 F.3d 1151, 1153 n.1 (10 th Cir. 2007).

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A proceeding seeking a writ of habeas corpus is subject to a predicate state

court exhaustion requirement, and to the one-year limitations period prescribed by

28 U.S.C. § 2244(d)(1). As to the former, Mr. Gee alleges that there is no state

procedural mechanism which allows Wyoming courts to review the type of

Wyoming Department of Corrections actions involved here. Pet. ¶¶ 28-30. Thus,

exhaustion is impossible. As to the latter, we note that the one-year statute of

limitations forecloses any review of Mr. Gee’s assignment to administrative

segregation in 2005, as set out in the petition. But, the petition renews these

arguments with respect to actions taken in 2008.

B.

As the district court observed, and as set out above, Mr. Gee’s petition

deals only with the conditions of his confinement: indefinite housing in

administrative segregation versus special single-cell occupancy housing in the

general population; regression to special status level III, restricting privileges

with respect to property and activity; lack of treatment for an alleged sleep

disorder; and, procedure and result relating to disciplinary proceedings

commenced in July 2008. The petition does mention, in passing, race, equal

protection, and retaliation, but the allegations are conclusory, and, in any event,

relate only to the circumstances just described. Nothing in the petition relates

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directly to or questions the fact of Mr. Gee’s conviction or the duration of his

sentence.

The Supreme Court has explained the role of habeas and civil rights actions

as follows:

Federal law opens two main avenues to relief on complaints

related to imprisonment: a petition for habeas corpus, 28 U.S.C.

§ 2254, and a complaint under the Civil Rights Act of 1871, Rev.

Stat. § 1979, as amended, 42 U.S.C. § 1983. Challenges to the

validity of any confinement or to particulars affecting its duration are

the province of habeas corpus, Preiser v. Rodriguez, 411 U.S. 475,

500 (1973); requests for relief turning on circumstances of

confinement may be presented in a § 1983 action.

Muhammad v. Close, 540 U.S. 749, 750 (2004); see also Hill v. McDonough, 547

U.S. 573, 579 (2006).

Mr. Gee contends that the office of a writ pursuant to § 2254 is broad

enough to encompass petitions seeking a transfer from administrative segregation

to the general prison population. In support, he cites a § 2254 case, in which a

panel of the Seventh Circuit suggested that habeas (presumably § 2254) applies to

petitions where the prisoner is “seeking not earlier freedom, but transfer from a

more to a less restrictive form of custody.” Graham v. Broglin, 922 F.2d 379,

381 (7th Cir. 1991). The opinion offered the following as a generalization:

If the prisoner is seeking what can fairly be described as a quantum

change in the level of custody—whether outright freedom, . . . or the

run of the prison in contrast to the approximation to solitary

confinement that is disciplinary segregation—then habeas corpus is

his remedy. But if he is seeking a different program or location or

environment, then he is challenging the conditions rather than the

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fact of his confinement and his remedy is under civil rights law, even

if, as will usually be the case, the program or environment that he is

challenging is more restrictive than the alternative that he seeks.

Id.

Even giving that dicta some weight here, it is distinguishable from

Mr. Gee’s assignment to administrative segregation for the past three-plus years,

since the petition itself establishes that the assignment was not disciplinary but a

purely administrative response to Mr. Gee’s “medical” condition and single-cell

occupancy needs. Regardless, the general proposition stated in Graham has not

gained any significant traction, and, following the Supreme Court’s opinion in

Sandin v. Connor, 515 U.S. 472 (1995), it has been questioned. In Sylvester v.

Hanks, 140 F.3d 713 (7th Cir. 1998), another panel of the Seventh Circuit

reviewed a § 2254 case challenging an order transferring a prisoner to

confinement in disciplinary segregation for three years. At the outset it expressed

reservations about the propriety of using § 2254 as a vehicle to challenge the

prisoner’s changed custody status, stating:

We confess to some doubt that this case should proceed under

§ 2254. Sylvester does not seek earlier release from custody. . . .

Instead, he contends that his custody should take one form (the

prison’s general population) rather than another (segregation).

Section 2254 is the appropriate remedy only when the prisoner

attacks the fact or duration of “custody.”

Id. at 714 (citation and parenthetical omitted).

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More directly to the point, the Tenth Circuit has not countenanced the use

of § 2254 as a vehicle for challenging circumstances of confinement unrelated to

the fact or duration of a prisoner’s custody, and we hold that § 2254 is not

available to Mr. Gee in the circumstances challenged in his petition.

The remaining question is whether § 2241 is available to Mr. Gee as a

vehicle to seek a transfer from administrative segregation to the general prison

population, as well as for other conditions of confinement relief.

This circuit has held that § 2241 most appropriately applies to government

action that inevitably affects the “duration of the petitioner’s custody.” McIntosh

v. U.S. Parole Comm’n, 115 F.3d 809, 812 (10th Cir. 1997) (emphasis added);

Boyce v. Ashcroft, 251 F.3d 911, 914 (10th Cir. 2001) (“Prisoners who raise

constitutional challenges . . . to administrative segregation . . . or suspension of

privileges . . . must proceed under § 1983. . . .”). Since, as explained above,

Mr. Gee’s petition challenges only administrative decisions affecting his day-to-

day circumstances and prison privileges, then, under the facts presented here,

§ 1983, not § 2241, is the statute under which he must proceed. 2

2

Of course we do not express or imply any opinion with regard to the merits

of a § 1983 action brought by Mr. Gee raising these same claims.

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C.

Requiring claims like those here to be pursued in a civil rights action does

not risk their dismissal under the rule of Heck v. Humphrey, 512 U.S. 477 (1994).

In Heck, the Supreme Court ruled that where success in a prisoner’s § 1983 action

would implicitly question the validity of conviction or length of detention then a

successful habeas action must precede it. See Edwards v. Balisok, 520 U.S. 641

(1997). Obviously, since we hold here that Mr. Gee’s claims cannot proceed

under § 2254 or § 2241, the rule in Heck would not apply. 3

Mr. Gee is neither expressly nor implicitly attacking his incarceration

pursuant to his original judgment of conviction. And, he is not challenging the

duration of his confinement. Accordingly, Heck would not apply to a subsequent

civil rights action by him.

CONCLUSION

We hold that Mr. Gee’s claims cannot proceed under either § 2254 or

§ 2241. On the face of this petition, such a conclusion, and its concomitant and

procedural dismissal, are not debatable by jurists of reason. Accordingly,

3

In Muhammad, 540 U.S. at 751 n.1, the Supreme Court noted that “[t]he

assumption is that the incarceration that matters under Heck is the incarceration

ordered by the original judgment of conviction, not special disciplinary

confinement for infraction of prison rules.”

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Mr. Gee’s application for a certificate of appealability is DENIED; his motion for

leave to proceed in forma pauperis is DENIED; and, this proceeding is

DISMISSED.

ENTERED FOR THE COURT

Stephen H. Anderson

Circuit Judge

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