The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
DAVID MARK WILSON,
Plaintiff, CIVIL ACTION NO. 3:26-CV-00057
v.
CONNOR HARRISON,
ASSISTANT DISTRICT
(LATELLA, M.J.)
ATTORNEY, et al.,
Defendants.
MEMORANDUM
Plaintiff filed three Motions requesting that the Court appoint
counsel in this matter. In support of those motions, Plaintiff alleged,
among other things, that he is not competent. Based upon that
allegation, we were required to undertake an analysis pursuant to
Federal Rule of Civil Procedure 17(c). New information indicates that
Plaintiff has been deemed competent by a different court. Accordingly,
we are satisfied that we may conclude our Rule 17(c) inquiry. Further,
we find no basis to appoint counsel at this stage of the litigation.
Accordingly, for the reasons set forth herein, we will deny Plaintiff’s
motions without prejudice to his ability to again request the
appointment of counsel at a later time, if necessary.
I. Procedural Background
Plaintiff filed a Complaint on January 13, 2026 against
Defendants Assistant District Attorney Connor Harrison, Judge
Michael J. Barrasse, (“Judge Barrasse”), Bernard Brown, Judge James
Gibbons (“Judge Gibbons”) and District Attorney Brian Gallagher (“DA
Gallagher”). (Doc. 1). Judge Barrasse and Judge Gibbons filed
executed waivers of service on February 18, 2026. (Docs. 8, 9). On
February 25, 2026, Plaintiff filed a Motion to Appoint Counsel. (Doc.
11). On March 9, 2026, he filed a Motion for an Order Requiring the US
Marshals Service to Serve Summons and Complaint (“Motion for
Service”). (Doc. 13). March 16, 2026, we entered a Memorandum and
Order granting, in part, Plaintiff’s Motion for Service. (Docs. 15, 16).
On March 19, 2026, Judge Barrasse and Judge Gibbons filed a Motion
to Dismiss. (Doc. 18). Plaintiff filed a second Motion to Appoint
Counsel and supporting brief on March 23, 2026. (Doc. 19, 20).
Plaintiff filed a Motion for Extension of Time for Service of Process on
March 23, 2026 (Doc. 21) which we granted on March 25, 2026 (Doc.
22).
On March 25, 2026, we entered a Memorandum and Order in
response to Plaintiff’s averments in in his Motion for the Appointment
of Counsel indicating that he had been deemed incompetent. That
information triggered our duty to conduct an analysis pursuant to
Federal Rule of Civil Procedure 17(c). Accordingly, we entered an Order
on March 25, 2026 directing Plaintiff to provide to the Court for in
camera review any documentation from a public agency or court of
record that he has been adjudicated incompetent, or (2) documentation
from a medical provider that the type of mental illness for which he is
being treated renders him legally incompetent, to the extent such
documentation exists. (Docs. 23, 24).
Judge Barrasse and Judge Gibbons filed a brief in support of their
Motion to Dismiss on March 30, 2026. (Doc. 25). On April 7, 2026, in
accordance with our March 25, 2026 Order, Plaintiff submitted
documentation for in camera review regarding his competency.
Plaintiff filed a request for an extension of time to respond to the
Motion to Dismiss on April 13, 2026 (Doc. 26) which we granted on
April 17, 2026 (Doc. 27). Plaintiff filed a Second Motion for Extension of
Time to File Brief In Opposition (Doc. 28) on April 17, 2026, which we
denied as moot on May 6, 2026. (Doc. 33). Plaintiff file a Second
Motion for U.S. Marshals Service (Doc. 32) on May 4, 2026.
On May 11, 2026, he filed his third Motion to Appoint Counsel
(Doc. 34) together with a supporting brief (Doc. 35), again raising the
issue of competency. DA Gallagher filed an executed waiver of service
on May 18, 2026. (Doc. 37). On that same date, he filed a Motion to
Dismiss and supporting brief. (Docs. 38, 39).
On June 9, 2026, we entered an additional Order relating to our
Rule 17(c) analysis. (Doc. 42). In that Order, we noted that the
documentation that Plaintiff provided to the Court for in camera review
indicated that Plaintiff underwent a competency examination in
December 2024 and was deemed incompetent to proceed to trial. At
that time, a Court Order from the Lackawanna County Court of
Common Pleas directed Plaintiff to be transported to the Norristown
State Hospital for restoration of competency. However, additional
documentation submitted by Plaintiff indicated that as of April 26,
2025, Plaintiff had not been transported to that facility due to his
failure to cooperate with necessary preadmission testing. The
documentation also indicated that a status conference was scheduled for
February 26, 2026 in the Lackawanna County Court of Common Pleas
regarding Plaintiff’s competency. Accordingly, we Ordered Plaintiff to
provide the Court with an update regarding his current competency,
including, to the extent such documentation exists, any transcript or
order from the February 23, 2026 status conference in the Lackawanna
County Court of Common Pleas regarding Plaintiff’s competency; and to
the extent Plaintiff was not transferred to Norristown State Hospital,
an explanation as to why such transfer did not occur. (Doc. 42). On
August 14, 2026, Defendant Brown filed a Motion to Dismiss and
supporting brief. (Docs. 44, 45). Plaintiff filed a Motion for Extension of
Time to Respond to Defendant Brown’s Motion to Dismiss on August 24,
2026 (Doc. 46) and filed a response in opposition on September 8, 2026
(Doc. 47). Plaintiff did not file any response to our June 9, 2026 Order
requesting additional information relating to the current status of his
competency.
II. Legal Standard
In this Memorandum, we consider the application of Federal Rule
of Civil Procedure 17(c) as well as the standard for appointment of
counsel.
A. Federal Rule of Civil Procedure 17(c)
Federal Rule of Civil Procedure 17(c)(2) provides that:
[a] minor or an incompetent person who does not
have a duly appointed representative may sue by
a next friend or by a guardian ad litem. The
court must appoint a guardian ad litem—or issue
another appropriate order—to protect a minor or
incompetent person who is unrepresented in an
action.
Fed. R. Civ. P. 17(c)(2). While Rule 17(c)(2) imposes a mandatory
obligation upon the courts, there is “no suggestion which factors should
trigger the court’s duty of inquiry as to whether the individual at issue
is competent.” Powell v. Symons, 680 F.3d 301, 303 (3d Cir. 2012).
Accordingly, “responsibility for Rule 17 appears generally to be left to
the discretion of the district courts.” Id.
The Third Circuit has instructed that “a district court need not
inquire sua sponte into a pro se plaintiff’s mental competence based
upon a litigant’s bizarre behavior alone, even if such behavior may
suggest mental incapacity.” Id. at 307. Rather, the duty of inquiry
involves a determination of whether there is “verifiable evidence of
incompetence.” Id. For instance, the Third Circuit clarified that a
district court would abuse its discretion if it failed to consider whether
Rule 17(c) applied “[i]f a court were presented with evidence from an
appropriate court of record or a relevant public agency indicating that
the party had been adjudicated incompetent, or if the court received
verifiable evidence from a mental health professional demonstrating
that the party is being or has been treated for mental illness of the type
that would render him or her legally incompetent.” Id. (quoting Ferrelli
v. River Manor Health Care Center, 323 F.3d 196, 201 (2d Cir. 2003)). A
district court “must satisfy its duty of inquiry before it proceeds to
determine if Rule 17 applies.” Id.
A district court must invoke Rule 17 consider whether to appoint a
representative for an incompetent person when there is “verifiable
evidence of incompetence.” Mondelli v. Berkeley Heights Nursing and
Rehabilitation Center, 1 F.4th 145, 149 (3d Cir. 2021). Verifiable
evidence of incompetence includes (1) “evidence from an appropriate
court of record or a relevant public agency indicating that the party had
been adjudicated incompetent,” or (2) “evidence from a mental health
professional demonstrating that the party is being or has been treated
for mental illness of the type that would render him or her legally
incompetent.” Id. (quoting Powell v. Symons, 680 F.3d 301, 303 (3d Cir.
2012)). The decision as to whether to appoint a representative “rests
with the sound discretion of the court.” Richards v. Duke University,
166 F. App’x 595, 598 (3d Cir. 2006).
“While Rule 17(c) does not provide a standard for determining
competency, Rule 17(b) provides that the capacity of a party to sue or be
sued shall be determined by the law of the party's domicile.” Tejada v.
DelBalso, No. 3:18-cv-01096, 2018 WL 6047081, *1 (M.D. Pa. Nov. 19,
2018) (citing Richards v. Duke Univ., 166 Fed. App'x 595, 598 (3d Cir.
2006) (per curiam)); see also Fed. R. Civ. P. 17(b). Under Pennsylvania
law, an “incapacitated person” is defined as “an adult whose ability to
receive and evaluate information effectively and communicate decisions
in any way is impaired to such a significant extent that the person is
partially or totally unable to manage financial resources or to meet the
essential requirements for physical health and safety.” Id. (citing Pa. R.
Civ. P. 2051); see also Powell v. Symons, 680 F.3d 301, 308 n.6 (3d Cir.
2012). “The purpose behind appointing a guardian is to protect the
interests of the incompetent person, not the defendants.” Richards, 166
F. App'x at 599. Appointment of a guardian ad litem is inappropriate
where the purportedly incompetent party is “clearly able to protect [his
or] her interests in [the] litigation” and “understand the meaning and
effect of the legal proceedings [he or she] has instituted.” Id. (brackets
in original) (quoting another source).
B. Motion to Appoint Counsel
Neither the Supreme Court nor the Third Circuit has recognized a
constitutional right to counsel for civil litigants. Parham v. Johnson,
126 F.3d 454, 456–57 (3d Cir. 1997). Civil litigants likewise lack a
statutory right to appointed counsel. Id. (citing Tabron v. Grace, 6 F.3d
147, 153 (3d Cir. 1993)). Despite the lack of a constitutional right to
counsel, 28 U.S.C. § 1915(e)(1) provides that “[t]he court may request an
attorney to represent any person unable to employ counsel.” Such
appointment is discretionary,
In considering whether to appoint counsel for a litigant in a civil
case, the court should first consider whether a plaintiff’s claims have
some merit in fact in law. Id. If so, the court should go on to consider
non-exhaustive factors, which should serve as a “guidepost,” including:
(1) the plaintiff's ability to present his or her own
case; (2) the complexity of the legal issues; (3) the
degree to which factual investigation will be
necessary and the ability of the plaintiff to pursue
such investigation; (4) the amount a case is likely
to turn on credibility determinations; (5) whether
the case will require the testimony of expert
witnesses; (6) whether the plaintiff can attain
and afford counsel on his own behalf.
Id. Additionally, we are cognizant of the Third Circuit’s directive that
courts should not request counsel under Section 1915(d)
indiscriminately. Tabron, 6 F.3d at 157. We must be mindful of “the
significant practical restraints on the district courts’ ability to appoint
counsel: the ever-growing number of prisoner civil rights cases filed
each year in the federal courts; the lack of funding to pay appointed
counsel; and the limited supply of competent lawyers who are willing to
undertake such representation without compensation.” Tabron, 6 F.3d
at 157.
III. Discussion
We will first proceed with our analysis under Rule 17(c) and then
turn to Plaintiff’s Motions to Appoint Counsel.
A. Rule 17(c) Analysis
As noted earlier, Plaintiff indicated in his Motion to Appoint
Counsel that he was deemed incompetent. (Doc. 19). Accordingly, our
duty to conduct a Rule 17(c) analysis was triggered. While Plaintiff
provided documentation in response to our Order regarding his
competency for in camera review, the documentation was insufficient to
enable us to reach a conclusion regarding Plaintiff’s current
competency. More specifically, we noted that the documentation
indicated that Plaintiff was deemed incompetent in December 2024 and
ordered to be transferred to Norristown State Hospital for the
restoration of competency. However, the documentation indicated that
as of April 2025, Plaintiff had still not been transferred to that facility
and Plaintiff’s current competency status was unclear. Accordingly, we
sought additional information from Plaintiff. (Doc. 42). Plaintiff did
not provide any additional information in response to that Order.
“If—as here—'there has been a legal adjudication of incompetency
... that is brought to the court’s attention, [Rule 17] is brought into
play.’” Wright v. Wenerowicz, No. 2:14-CV-00245, 2018 WL 1081982, at
*3 (E.D. Pa. Feb. 28, 2018) (citing Powell v. Symons, 680 F.3d 301, 307
(3d Cir. 2012) (quoting Hudnall v. Sellner, 800 F.2d 377, 385 (4th Cir.
1986)). Competency is determined by reference to state law, and
“[u]nder Pennsylvania law ... once a person is adjudicated incompetent,
[he] is deemed incompetent ‘for all purposes until, by court order, the
status of incompetency is lifted.’” Id. at 308 (quoting Syno v. Syno, 594
A.2d 307, 310 (Pa. Super. Ct. 1991)).
A review of the criminal docket in the Lackawanna County Court
of Common Pleas case indicates that on May 22, 2026, Plaintiff was
“found to be competent.”1 It appears Plaintiff pled nolo contendere to a
count of recklessly endangering another person. Because the status of
incompetency was lifted by the Court of Common Pleas in Lackawanna
County, we are satisfied that Plaintiff’s competency has been restored.
We further add that Plaintiff has filed numerous motions to the docket
suggesting that he is capable of representing his own interest in this
litigation. Accordingly, there is no basis to appoint a representative for
plaintiff pursuant to Fed. R. Civ. P. 17(c).
B. Appointment of Counsel
At this juncture we do not find it necessary to appoint counsel.
We reach this conclusion after proceeding through the analysis set forth
in Parham. 126 F.3d at 457. As an initial matter, we must consider
1 Courts are permitted to take judicial notice of docket entries filed in
separate litigation proceedings. See, e.g., Mar. Elec. Co. v. United Jersey
Bank, 959 F.2d 1194, 1200 (3d Cir. 1991), reh'g granted and opinion
vacated (Jan. 10, 1992), opinion reinstated on reh'g (Mar. 24, 1992);
FCS Cap. LLC v. Thomas, 579 F. Supp. 3d 635, 647 (E.D. Pa. 2022).
whether Plaintiff’s claims have some merit in fact or law. Parham, 126
F.3d at 456. While we note that each Defendant has now filed a Motion
to Dismiss, for the sake of completeness, we will assume arguendo, that
Plaintiff’s claims have some merit in fact or law and proceed with our
analysis.
First, we find that Plaintiff has sufficiently presented his case.
Plaintiff organized the statement of facts in 41 separate paragraphs and
included 4 distinct legal claims, identifying which Defendants each
claim is raised against. (See Doc. 1).
As to the second factor, while Plaintiff argues that this is a
complex case, we are not persuaded that the legal issues are so complex
as to warrant the appointment of counsel. The contours of the
constitutional claims raised by Plaintiff are well-established.
The third factor considers the degree to which a factual
investigation will be necessary and the ability of the plaintiff to pursue
such investigation. While discovery may be necessary in this matter,
Plaintiff has established that he is able to advocate for himself and
raise issues with the Court when necessary. We are satisfied that
Plaintiff will be able to pursue any investigation required to pursue his
claims.
The fourth factor considers to what extent the case will turn on
credibility determinations. Credibility may be an issue with respect to
some of the claims raised by Plaintiff, but before even commencing
discovery, Plaintiff appended 33 exhibits to his Complaint. Accordingly,
it appears as though there will be additional evidence relevant to
Plaintiff’s claims.
Regarding the fifth factor, at this time, it is not clear that
Plaintiff’s claims will require expert support.
As to the final factor, it does not appear that plaintiff can attain
and afford counsel on his own behalf. Plaintiff states that he is indigent
and we have no reason to doubt the veracity of his allegations. (Doc. 20
at ¶ 11). While this factor may weigh in favor of appointment of
counsel, on balance, consideration of the Parham factors weighs against
appointment of counsel at this time. Accordingly, Plaintiff’s Motions to
Appoint Counsel (Docs. 11, 19, 34) will be denied without prejudice to
Plaintiff to request appointment of counsel again if necessary at a later
time. An appropriate order follows.
BY THE COURT:
/s/ Leo A. Latella
LEO A. LATELLA
United States Magistrate Judge