The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
RAYMOND BROWN,
Plaintiff, CIVIL ACTION NO. 3:26-cv-01662
v. (SAPORITO, J.)
ROBERT BAKER,
Defendant.
MEMORANDUM
Raymond Brown, a prisoner at SCI-Dallas proceeding , has
filed a fee-paid complaint1 (Doc. 1) against Robert Baker, a unit manager
at the prison. Brown, who alleges that he was housed in the prison’s
Veterans Service Unit, will proceed on a First Amendment claim based
on allegations that Baker transferred him to another unit in retaliation
for filing grievances. However, Brown’s other claims against Baker will
be dismissed, and his request for a court order directing the preservation
1 Brown initially sought leave to proceed . He
acknowledged that he “has 3 strike[s]” under the Prison Litigation
Reform Act, which generally precludes a prisoner from proceeding
. (Doc. 5), 28 U.S.C. § 1915(g). However, he
subsequently paid the full filing fee, and the PLRA’s three strikes
provision does not prevent a prisoner from filing a fee-paid complaint.
, 239 F.3d 307, 314 (3d Cir. 2001).
of evidence will be denied.
I. BACKGROUND
Brown’s complaint primarily concerns his placement in the
Veterans Service Unit (“VSU”) at SCI-Dallas. The VSU offers
programming and services for certain veterans who are nearing release.
(Doc. 1-1) (excerpt of DOC Policy Statement 7.3.1).
The complaint alleges as follows: Brown, who identifies himself as
an African American male and a disabled veteran, was housed in the
VSU at SCI-Dallas in February 2026. He suffers from PTSD and other
mental health issues. Defendant Baker, the VSU unit manager, allegedly
made a series of “rac[i]al comments and statements to Brown.” On one
occasion, after Brown received “a misconduct for sexual harassment of a
black female at SCI Phoenix,” Baker allegedly told Brown that he “can
be housed on the VSU [because] there are no sister[s] working on the
area.” Further, Baker allegedly “refused to provide Brown with
employment on the VSU and submit Brown’s VSU programming[ ] for
parole,” which Brown believes was “due to [Brown’s] race and age.”
At some unspecified time, Brown “filed grievances on Baker about
the living conditions on the VSU related to the clean indoor air act, [noise]
level in the dayroom, spiders, and the fact that an inmate was being
pa[id] by the VSU to aid[ ] other[s] with their VA claims.” Baker allegedly
told Brown that his grievances would “go nowhere . . . [A]lways with the
black lives matter sh[*]t.” Brown filed another grievance against Brown
for the “black lives matter” comment. Baker allegedly responded by
“stating ‘you will fall in line[, or I] will put [you] with [your] hood boys.’”
On June 5, 2026, Brown made what he describes as “proposals for
Juneteenth,” but Baker allegedly “informed Brown that it is not a real
holiday,” and told Brown to “do the Juneteenth with his brother from the
hood.” An argument ensued, and Baker “removed Brown from the VSU
and place[d] him” on the top level of another unit. This move required
Brown to push a cart and carry 20 pounds of his own property to the top
level. Brown alleges that he sustained “pain and injuries” and required
unspecified medical treatment from this move. Brown also contends that
he has “been suffering mental health issues . . . and is at risk [of] a mental
health break down, due to Baker’s actions.”
Brown asserts a First Amendment claim premised on Baker’s
alleged “discrimination and retaliation,” and Eighth Amendment claims
against Baker based on “poor and unsafe living condition [and] denial
and delay of serious medical/mental health treatments” and “intentional
and reckless infliction of emotional distress.”
II. LEGAL STANDARDS
Under 28 U.S.C. § 1915A, the Court is obligated to screen a civil
complaint in which a prisoner seeks redress from a governmental entity
or an officer or employee of a governmental entity. 28 U.S.C. § 1915A(a);
, 230 Fed. App’x 195, 197 (3d Cir. 2007). The
Court must dismiss the complaint if it is “frivolous” or “fails to state a
claim upon which relief may be granted.” 28 U.S.C. § 1915A(b)(1). The
Court has a similar obligation with respect to actions concerning prison
conditions. 42 U.S.C. § 1997e(c)(1);
, 568 F. Supp. 2d 579, 587-89 (W.D. Pa. 2008) (summarizing
screening procedures and standards).
The legal standard for dismissing a complaint for failure to state a
claim under § 1915A(b)(1) or § 1997e(c) is the same as that for dismissing
a complaint pursuant to Rule 12(b)(6) of the Federal Rules of Civil
Procedure. , 481 Fed. App’x 705, 706 (3d Cir. 2012)
(per curiam); , 696 F. Supp. 2d 454, 471 (M.D. Pa. 2010);
, 568 F. Supp. 2d at 588. “Under Rule 12(b)(6), a motion to dismiss
may be granted only if, accepting all well-pleaded allegations in the
complaint as true and viewing them in the light most favorable to the
plaintiff, a court finds the plaintiff’s claims lack facial plausibility.”
, 643 F.3d 77, 84 (3d Cir. 2011) (citing
, 550 U.S. 544, 555-56 (2007)). In deciding
the motion, the Court may consider the facts alleged on the face of the
complaint, as well as “documents incorporated into the complaint by
reference, and matters of which a court may take judicial notice.”
, 551 U.S. 308, 322 (2007). Although
the Court must accept the fact allegations in the complaint as true, it is
not compelled to accept “unsupported conclusions and unwarranted
inferences, or a legal conclusion couched as a factual allegation.”
, 719 F.3d 160, 165 (3d Cir. 2013) (quotation omitted).
Brown is pursuing constitutional claims that would fall under 42
U.S.C. § 1983. Section 1983 provides in pertinent part:
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory or
the District of Columbia, subjects, or causes to be
subjected, any citizen of the United States or other
person within the jurisdiction thereof to the deprivation
of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party
injured in an action at law, suit in equity, or other proper
proceeding for redress . . . .
42 U.S.C. § 1983. To establish a Section 1983 claim, a plaintiff must
establish that the defendant, acting under color of state law, deprived the
plaintiff of a right secured by the United States Constitution.
, 51 F.3d 1137, 1141 (3d Cir. 1995). To avoid dismissal
for failure to state a claim, a civil rights complaint must state the
conduct, time, place, and persons responsible for the alleged violations.
, 423 F.3d 347, 353 (3d Cir. 2005). Further, “[c]ivil rights
claims cannot be premised on a theory of . Rather,
each named defendant must be shown . . . to have been personally
involved in the events or occurrences which underlie a claim.”
, 8 F. Supp. 3d 601, 613 (M.D. Pa. 2014) (citation omitted).
As explained by the Third Circuit Court of Appeals:
A defendant in a civil rights action must have personal
involvement in the alleged wrongs . . . . [P]ersonal
involvement can be shown through allegations of
personal direction or of actual knowledge and
acquiescence. Allegations of participation or actual
knowledge and acquiescence, however, must be made
with appropriate particularity.
, 845 F.2d 1195, 1207 (3d Cir. 1988).
III. DISCUSSION
Brown’s complaint suggests a plausible First Amendment claim
based on his allegations of retaliatory removal from the VSU. For a
retaliation claim, a plaintiff must allege that (1) he was engaged in
constitutionally protected conduct; (2) he suffered an “adverse action”
sufficient to deter a person of ordinary firmness from exercising his First
Amendment rights; and (3) the plaintiff’s protected conduct was a
“substantial or motivating factor” in the prison official’s decision to take
the adverse action. , 857 F.3d 152, 156 (3d Cir. 2017)
(citations and quotations omitted).
Filing a prison grievance about an officer’s alleged verbal abuse is
constitutionally protected conduct. , , , 204 F.
App’x 155, 156-57 (3d Cir. 2006). In this case, Brown alleges that Baker
responded to his grievance about the “black lives matter” comment by
warning Brown to “fall in line” or be placed with his “hood boys.” Baker
subsequently removed Brown from the VSU and placed him in another
unit.2 Although Brown’s timeline of events is not entirely clear, the
complaint supports a plausible inference that his grievance was a
2 The complaint plausibly suggests that the comments about
Brown’s “brothers from the hood” and “hood boys” referred to his
imminent transfer to a unit that had a greater proportion of Black or
African American inmates than the VSU.
“substantial and motivating factor” in his removal from the VSU.
Further, the removal from the VSU may have been an “adverse action,”
given that it deprived Brown of programming and services that were not
otherwise available to him.3
However, Brown’s various Eighth Amendment theories are not
viable as pled.4 Brown asserts a claim of “denial and delay of serious
3 , No. 3:17-CV-01631, 2018 WL 4537404, at
*12 (M.D. Pa. Aug. 27, 2018) (a prison transfer can constitute an adverse
action) (listing cases); , No. 1:15-CV-974, 2018 WL
1518565, at *11 (M.D. Pa. Mar. 28, 2018) (whether the consequences of a
cell transfer are sufficiently adverse “will depend on the facts of the
particular case”). Because the complaint states a viable claim on that
basis, we need not consider whether other alleged actions by Baker —
such as “refus[ing] to provide Brown with employment” — could
constitute adverse actions.
4 While the racial remarks Brown attributes to Baker are
deplorable, verbal abuse does not itself violate the Eighth Amendment,
and Brown does not assert a claim on that basis. , ,
, No. 1:24-CV-00190, 2025 WL 976701, at *10 (M.D. Pa. Mar. 31,
2025); , No. 3:14-CV-1897, 2017 WL 3433690,
at *11 (M.D. Pa. Aug. 10, 2017); , No.
1:12-CV-0341, 2013 WL 521957, at *4 (M.D. Pa. Feb. 11, 2013).
Brown’s Eighth Amendment claims of “intentional and reckless
infliction of emotional distress” may have been intended as state law tort
claims. However, the conduct ascribed to Baker is not the kind for which
Pennsylvania courts recognize tort liability premised on emotional
distress. , , , No. 1:21-CV-00187-RAL, 2022 WL
2791186, at *9-10 (W.D. Pa. July 15, 2022) (in the prison context, verbal
threats and taunts, and an allegedly retaliatory segregation, did not state
(continued on next page)
medical/mental health treatments,” but the complaint does not explain
how Baker was involved in or responsible for Brown’s medical care, or
what treatments Brown was denied.
Brown also asserts a claim of deliberate indifference to his “poor
and unsafe living conditions.” For this kind of claim, the plaintiff must
allege facts suggesting deliberate indifference to “a substantial risk of
serious harm” or the denial of “the minimal civilized measure of life’s
necessities.” , 934 F.3d 368, 372-
73 (3d Cir. 2019). Brown’s bare allegations of noise in the dayroom and
spiders in the unit do not, by themselves, suggest a constitutional
violation. To the extent this claim related to Brown having to move to the
top level of another unit, he has not explained how Baker was aware of a
“substantial risk” from this move. Although he claims that Baker was
aware of his “medical restriction[s] and Veteran’s disabilities,” the only
disabilities Brown describes pertain to his mental health. (Doc. 1, ¶¶
8, 20). Brown does not explain why his disabilities made it unsafe for him
an “IIED” claim); , 209 A.3d 380,
383-84 (Pa. Super. Ct. 2019) (the occasional use of racial epithets was not
“outrageous conduct” for IIED purposes).
to move to another unit, nor identify any previously imposed
“restrictions” that would have made Baker aware of that risk.
Accordingly, the case will proceed only on his First Amendment
retaliation claim.
IV. MOTION TO PRESERVE EVIDENCE
Brown also requests that the Court enter an order to preserve video
from the VSU on the morning of June 5, 2026, as well as the “log[ ] book
on the VSU . . . from February 2026 to June 5, 2026.” (Doc. 8). A party
has a duty to preserve evidence “when the party in possession of the
evidence knows that litigation . . . is pending or probable . . . [and] can
foresee the harm or prejudice that would be caused to the party seeking
the evidence if the evidence were to be discarded.”
, 227 F. Supp.3d 361, 380 (M.D. Pa. 2016) (quotation omitted).
In this case, Brown offers no evidence demonstrating that the video or
log book will be unlawfully lost or destroyed. Therefore, we will not enter
an order specifically directing their preservation.5 Nonetheless, service
5 , No. 2:09-CV-1127, 2009 WL
10687675, at *1 (E.D. Pa. Nov. 30, 2009) (party seeking a preservation
order must “demonstrate” a “threat to the continuing integrity or
existence of the evidence”) (citation omitted);
(continued on next page)
of the complaint on Baker will itself establish that litigation is pending
and thereby affirms Baker’s obligation to preserve relevant evidence.6
V. CONCLUSION
For the foregoing reasons, Brown will be permitted to proceed on
his First Amendment retaliation claim, but all other claims will be
dismissed without prejudice, and his motion to preserve evidence will be
denied. An appropriate order follows.
Dated: September 9, 2026
JOSEPH F. SAPORITO, JR.
United States District Judge
, 350 F.R.D. 481, 495 (D.V.I. 2025);
No. 21-CV-1133, 2021 WL 5770214, at *4 (W.D. Pa.
Dec. 6, 2021).
6 Even if other DOC personnel, rather than Baker himself, are the
custodians of such evidence, the duty may be imputed to Baker in
appropriate circumstances. , , No. 1:24-CV-
0192, 2026 WL 828746, at *5 (W.D. Pa. Mar. 26, 2026); ,
No. 2:22-CV-1182, 2025 WL 1361284, at *4 (E.D. Pa. May 9, 2025).