providing a sworn complaint “carries the same weight” as an affidavit for purposes of summary judgment
How later courts described this case
- providing a sworn complaint “carries the same weight” as an affidavit for purposes of summary judgment
- “[O]ur precedents establish . . . that Government officials may not be held liable for the unconstitutional conduct of their subordinates under a theory of respondeat superior.”
- “Where the entity is named as a defendant, an official capacity claim is redundant.”
- “[T]here can be no liability under Monell without an underlying constitutional violation.” (quoting Robertson v. Lucas, 753 F.3d 606, 622 (6th Cir. 2014))
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF TENNESSEE
AT GREENEVILLE
ESTATE OF KELSEY WOLFE, )
b/n/f Next of Kin ROGER WOLFE and )
MESLISSA SISK as Administrator of the )
Estate of Kelsey Wolfe, )
)
Plaintiffs, )
)
v. ) No.: 2:24-CV-158-DCLC-CRW
)
COCKE COUNTY, TENNESSEE, )
SHERIFF ARMANDO FONTES, JAIL )
ADMIN. JOSH HARTSELL, and )
CPT. BOB SCHAFF, )
)
Defendants. )
MEMORANDUM AND ORDER
Plaintiffs, by and through counsel, filed a civil rights complaint under 42 U.S.C. § 1983
related to the August 14, 2021, death of their daughter, Kelsey Wolfe, who was incarcerated at the
Cocke County Jail [Doc. 1]. Before the Court is Defendants’ converted motion for summary
judgment [Doc. 12; see also Doc. 27], memorandum in support [Doc. 13], and statement of
material facts [Doc. 14], to which Plaintiffs have responded in opposition [Doc. 19; see also Docs.
22, 23]. Upon consideration of the Parties’ pleadings, the competent evidence, and the applicable
law, Defendants’ motion [Doc. 12] will be GRANTED, and this action will be DISMISSED.
I. LEGAL STANDARD
Under Rule 56 of the Federal Rules of Civil Procedure, summary judgment is proper only
when the pleadings and evidence, viewed in a light most favorable to the nonmoving party,
illustrate that no genuine issue of material fact exists and the movant is entitled to judgment as a
matter of law. Fed. R. Civ. P. 56(a),(c); Celotex Corp. v. Catrett, 477 U.S. 317, 322–23 (1986).
To establish an entitlement to summary judgment, the moving party must demonstrate that the
nonmoving party cannot establish an essential element of his case for which he bears the ultimate
burden of proof at trial. Celotex, 477 U.S. at 322. Once the motion is properly supported with
competent evidence, the nonmovant must show that summary judgment is inappropriate by setting
forth specific facts showing there is a genuine issue for trial. Id. at 323. That is, to successfully
oppose a motion for summary judgment, “the non-moving party . . . must present sufficient
evidence from which a jury could reasonably find for him.” Jones v. Muskegon Cnty., 625 F.3d
935, 940 (6th Cir. 2010).
II. SUMMARY JUDGMENT EVIDENCE
Kelsey Wolfe was booked into the Cocke County Jail (“Jail”) on December 11, 2020 [Doc.
12-2 ¶ 9]. Ms. Wolfe had been incarcerated in the Jail on multiple prior occasions on various
criminal charges, including drug-related offenses [Id. ¶ 8]. During her incarceration, Ms. Wolfe
obtained trustee status, which permitted her to perform job assignments in the Jail under less
supervision and monitoring than non-trustee inmates [Id. ¶ 10].
Quality Correctional Health Care (“QCHC”) provides medical care to inmates in the Jail
through a contract with Cocke County [Id. ¶ 12]. For two days prior to her death, Ms. Wolfe
reported feeling sick, and she had been treated by medical staff at the Jail [Id. ¶ 11].
At 8:30 a.m. on August 14, 2021, a nurse took Ms. Wolfe’s vitals and recorded that Ms.
Wolfe appeared lethargic and reported having been awake all the previous night [Id. at 6]. At
approximately 12:30 p.m., the nurse drug screened Ms. Wolfe in her cell “due to suspicion” [Id.].
The drug screen was negative [Id.]. Nursing notes indicate that by 3:00 p.m. that day, Ms. Wolfe
reported feeling better and having eaten some soup [Id.]. At 6:00 p.m., a nursing note describes
Ms. Wolfe as more talkative and energetic and records that Ms. Wolfe reported feeling better and
was planning to take a shower [Id.].
At around 7:35 p.m., Ms. Wolfe was captured on video obtaining items from her bunk,
going to the sink and obtaining another item, and then entering the toilet area and closing a curtain
[Doc. 12-2, Ex. A (annex_CH10_257_5_154_20210814213755_001 at 7:30–8:551)]. Some ten to
thirteen minutes later, Ms. Wolfe appeared to become unresponsive, with her leg sticking out from
under the curtain [Doc. 12-2, ¶ 14 and Ex. A at 22:02–22:33]. When correctional officers (“COs”)
discovered Ms. Wolfe, resuscitation efforts were attempted, including the administration of Narcan
[Doc. 12-2, ¶ 15, pp. 9, 16; and Ex. A (annex_CH10_257_5_154_20210814214817_001 at 15:15–
22:34].
Records indicate that the Jail called 911 at 8:32 p.m. [Id. at 15]. EMS removed Ms. Wolfe
from her cell and transported her to the Newport Medical Center [Id. at 8, 16]. The on-call
detective, Cocke County Deputy Sheriff Bob Schaff, responded to the scene to investigate the
events and located drug paraphernalia, a syringe, and tobacco on the floor near where Ms. Wolfe
was lying [Id. ¶¶ 4, 16, pp. 7–8, 16]. Ms. Wolfe was pronounced dead at the hospital at 9:21 p.m.
[Id. at 9, 15–16]. Autopsy results indicate that Ms. Wolfe died at age 29 from an accidental
fentanyl overdose [Id. at 9]. The results also note her history of intravenous drug abuse, Hepatitis
C, and tobacco use [Id.]. The investigation following Ms. Wolfe’s death did not reveal the source
of the drugs she took [Id. ¶ 18].
The introduction of illegal drugs or similar contraband is prohibited and is against Cocke
County policy [Id. ¶ 19]. “The County has previously terminated employees and prosecuted
individuals, including correctional officers, who brought illegal drugs into the Jail” [Id.]. The COs
employed at the Jail had received all training required by the Tennessee Corrections Institute
1 The citations to the time stamp in the video exhibits should be considered approximate,
despite the Court’s attempts at accuracy.
(“TCI”), and thus, the State of Tennessee, within the time limits set by the TCI at the time Ms.
Wolfe was held in the Jail [Id. at ¶ 20]. And although Armando Fontes is the Sheriff of Cocke
County, day-to-day operations of the Jail are assigned to Jail Administrator Josh Hartsell [Doc.
12-1 ¶¶ 2, 5; Doc. 12-2, ¶ 5]. Sheriff Fontes had no knowledge of any issues relating to Ms.
Wolfe’s incarceration; he learned of events leading up to her death because the investigation that
followed her death [Doc. 12-1, ¶ 4].
III. ANALYSIS
In their complaint, Plaintiffs assert that Defendants violated Ms. Wolfe’s rights under the
Eighth and Fourteenth Amendments [Doc. 1 p. 5–10], and it references Cocke County’s duties
under State laws [Id. at 2 ¶¶ 5–6]. But Plaintiff’s complaint is not sworn [Doc. 1 p. 10], and
accordingly, the Court does not consider it evidence for summary judgment purposes. Cf. El Bey
v. Roop, 530 F.3d 407, 414 (6th Cir. 2008) (providing a sworn complaint “carries the same weight”
as an affidavit for purposes of summary judgment); see also M.J. by & through S.J. v. Akron City
Sch. Dist. Bd. of Educ., 1 F.4th 436, 445 (6th Cir. 2021) (“[O]nce a party moves for summary
judgment and identifies record materials showing no genuine dispute of material fact, the
nonmoving party “must make an affirmative showing with proper evidence in order to defeat the
motion.” (quoting Alexander v. CareSource, 576 F.3d 551, 558 (6th Cir. 2009))).
A. Section 1983 Claims
1. Individual Defendants
As an initial matter, Plaintiffs do not appear to seek to hold Defendants Sheriff Armando
Fontes, Jail Administrator Josh Hartsell, or Captain Bob Schaff personally liable for Ms. Wolfe’s
death [See Docs. 1, 8, 13, 19]. The Sixth Circuit has stated that, where a plaintiff fails to specify
the capacity of suit against a defendant, the court should assume the defendant is sued only in his
official capacity and construe a plaintiff’s claims against each defendant individually only if the
“course of proceedings” gives fair notice to the official that he was being sued personally. Moore
v. City of Harriman, 272 F.3d 769, 772–73 (6th Cir. 2001). Factors relevant to the “course of
proceedings” determination include the following:
[T]he nature of the plaintiff’s claims, requests for compensatory or punitive
damages, and the nature of any defenses raised in response to the complaint,
particularly claims of qualified immunity, to determine whether the defendant had
actual knowledge of the potential for individual liability.
Vittetoe v. Blount Cnty., 861 F. App’x 843, 851 (6th Cir. 2021) (citing Moore, 272 F.3d at 772 n.1)
(internal citations omitted). The test “also considers subsequent pleadings if they are filed in the
early stages of litigation.” Id.
Plaintiffs’ complaint does not allege any facts suggesting personal involvement or action
by Sheriff Fontes in relation to Ms. Wolfe [Doc. 1]. And it alleges only that Defendant Hartsell
was appointed as “head jailer/administrator” and that Defendant Schaff “was responsible and or in
the alternative assisted in the classifying, housing, and overseeing [Ms. Wolfe] while [s]he was in
the custody of the Jail” [Id. ¶¶ 4, 7]. Further, the complaint seeks punitive damages, but it does so
against the County only2 [Id. at 8].
Defendants’ answer noted Plaintiffs’ failure to specify that Defendants were being sued
individually and advised Plaintiffs that they interpreted the claims to be official-capacity claims
only [Doc. 8, ¶ 50]. And following the filing of Defendants’ answer, the Plaintiffs did not amend
the complaint to assert suit against any Defendant in his official capacity. Therefore, the Court
finds the course of proceedings does not place any Defendant on notice that he is sued personally,
and any individual-capacity suit against these Defendants will be dismissed.
2 The complaint also seeks punitive damages from “each and every county commissioner
named in this Complaint” [Doc. 1 p. 9, 10]. But no commissioner is named in the complaint.
However, even if the complaint could be interpreted to provide notice to Defendants that
they are sued individually, the Court finds that no reasonable jury could find that any of these
Defendants bear personal liability in this lawsuit.
Under § 1983, each Defendant may be held personally liable only for his or her own
misconduct. See, e.g., Robertson v. Lucas, 753 F.3d 606, 615 (6th Cir. 2014) (“A critical aspect
of the § 1983 . . . universe is that to be held liable, a plaintiff must demonstrate ‘that each
Government-official defendant, through the official’s own individual actions, has violated the
Constitution.’” (quoting Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009))); see also Marcilis v. Twp.
of Redford, 693 F.3d 589, 596 (6th Cir. 2012) (“This Court has consistently held that damage
claims against government officials arising from alleged violations of constitutional rights must
allege, with particularity, facts that demonstrate what each defendant did to violate the
asserted constitutional right.” (quoting Lanman v. Hinson, 529 F.3d 673, 684 (6th Cir. 2008))).
Defendants may not be held liable based solely on their supervisory roles, as a theory of
supervisory liability is impermissible in a § 1983 case. See Iqbal, 556 U.S. at 676 (“[O]ur
precedents establish . . . that Government officials may not be held liable for the unconstitutional
conduct of their subordinates under a theory of respondeat superior.”). Those who supervised
Jail or medical staff, for example, must have “implicitly authorized, approved or knowingly
acquiesced in” the staff misconduct in a way that showed their own deliberate indifference.
Crawford v. Tilley, 15 F.4th 752, 761 (6th Cir. 2021) (quoting Garza v. Lansing Sch. Dist., 972
F.3d 853, 865 (6th Cir. 2020)). That is, a supervisory official must have done “more than play a
passive role in the alleged violation . . . . [as] [s]upervisory liability under § 1983 cannot attach
where the allegation of liability is based on a mere failure to act.” Bass v. Robinson, 167 F.3d
1041, 1048 (6th Cir. 1999).
Plaintiffs have not alleged any facts, much less presented competent evidence, of “active
unconstitutional behavior” by any of the named Defendants that would state an actionable claim.
See Sheehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999). The undisputed facts establish that no
named Defendant had any personal involvement in the events leading up to Ms. Wolfe’s death
[Docs. 12-1, ¶ 4; 12-2, ¶ 4]. And while Defendant Hartsell was the day-to-day supervisory
authority for the Jail, the evidence indicates he took no direct action that would render him liable
under supervisory standards [Doc. 12-2, ¶¶ 5–6]. Accordingly, all individual-capacity claims
against Defendants will be dismissed.
2. Official-Capacity Claims
An official capacity claim against a government official “generally represent[s] only
another way of pleading an action against an entity of which the officer is an agent.” Kentucky v.
Graham, 473 U.S. 159, 165 (1985) (citation omitted). Accordingly, the Court will dismiss
Plaintiffs’ claims against Defendants in their official capacities as redundant to their claims against
Cocke County. See, e.g., Foster v. Mich., 573 F. App’x 377, 390 (6th Cir. 2014) (“Where the
entity is named as a defendant, an official capacity claim is redundant.”); Schirmer v. Powell Cnty.
Det. Ctr., 685 F. Supp. 3d 459, 463 (E.D. Ky. 2023) (dismissing as redundant official-capacity
claims against sheriff and jailer where same claims were raised against governmental entities).
3. Cocke County
“[U]nder § 1983, local governments are responsible only for ‘their own illegal acts.’”
Connick v. Thompson, 563 U.S. 51, 60 (2011) (quoting Pembaur v. Cincinnati, 475 U.S. 469, 479
(1986)). Accordingly, Plaintiffs cannot recover against Cocke County “for an injury inflicted
solely by its employees or agents.” Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 694 (1978).
Instead, it is subject to liability only where “execution of a government’s policy or custom, whether
made by its lawmakers or by those whose edicts or acts may fairly be said to represent official
policy, inflicts the injury[.]” Id.
Such claims, commonly referred to as Monell claims, require a plaintiff to show “an
affirmative link between [a county’s] policy or custom and the particular constitutional violation
alleged.” City of Oklahoma City v. Tuttle, 471 U.S. 808, 823 (1985). Thus, to hold Cocke County
liable under Monell, “a plaintiff must identify the policy, connect the policy to the [county] itself
and show that the particular injury was incurred because of the execution of that policy.” Garner
v. Memphis Police Dep’t, 8 F.3d 358, 364 (6th Cir. 1993) (citation and internal quotation marks
omitted).
“The plaintiff must also demonstrate that, through its deliberate conduct, the municipality
was the ‘moving force’ behind the injury alleged.” Bd. of Comm’rs of Bryan Cnty. v. Brown, 520
U.S. 397, 404 (1997). “That is, a plaintiff must show that the municipal action was taken with the
requisite degree of culpability and must demonstrate a direct causal link between the municipal
action and the deprivation of federal rights.” Id. “Where a court fails to adhere to rigorous
requirements of culpability and causation, municipal liability collapses into respondeat superior
liability.” Id. at 415.
Plaintiffs maintain that dangerous or defective conditions at the Jail caused or contributed
to Ms. Wolfe’s death [Doc. 1, ¶¶ 11–14]. They further allege that Defendants knew or should have
known of Ms. Wolfe’s issues with drug dependency and/or mental health concerns, but they failed
to properly evaluate her upon intake and place her on a special status that would allow her
conditions to be monitored, despite being on notice of multiple overdoses and/or medical failures
in the Jail [Id. ¶¶ 20–25].
Ms. Wolfe was presumably a pretrial detainee during all times relevant to this action. And
a prison official’s failure to protect a pretrial detainee rises to the level of a constitutional violation
only where the detainee was “incarcerated under conditions posing a substantial risk of serious
harm,” Farmer v. Brennan, 511 U.S. 825, 834 (1994), to which the prison official “acted (or failed
to act) deliberately and recklessly[,]” Westmoreland v. Butler Cnty., 29 F.4th 721, 728 (6th Cir.
2022) (citing Brawner v. Scott Cnty., Tenn., 14 F.4th 585, 596 (6th Cir. 2021)). A constitutional
violation occurs under this standard where the official “[1] act[ed] intentionally in a manner that
[2] put[] the [detainee] at a substantial risk of harm, [3] without taking reasonable steps to abate
that risk, and [4] by failing to do so actually cause[d] the [detainee]’s injuries.” Stein v. Gunkel,
43 F.4th 633, 639 (6th Cir. 2022) (citing Westmoreland, 29 F.4th at 729).
But “simple exposure to drugs” does not satisfy this standard. Zakora v. Chrisman, 44
F.4th 452, 472 (6th Cir. 2022). Plaintiffs contends that summary judgment is inappropriate
because Defendants’ “inability to explain how fentanyl entered their jail is itself evidence of a
systemic failure” that supports a finding of municipal liability under Monell as a matter of law
[Doc. 19, p. 3]. But Plaintiffs cite no authority for this proposition. And such a position defies
Sixth Circuit precedent. The Sixth Circuit has expressly stated that “[p]rison officials are not
required to show that they have prevented all drugs from entering their facility in order to be
protected from liability.” Zakora, 44 F.4th at 472. Instead, in a failure-to-protect case involving
a drug overdose, a plaintiff can establish an “objectively excessive risk” by showing: (1) a
“widespread presence of drugs” at the facility; (2) immediate prior overdoses; and (3) the failure
to investigate those overdoses. Caraway v. CoreCivic of Tenn., LLC, 98 F.4th 679, 684 (6th Cir.
2024). Plaintiffs have not presented any evidence of any of these factors.
Instead, it is undisputed that Cocke County policy prohibits the introduction of illegal drugs
and/or contraband into the Jail; it prosecutes those who violate that policy; COs employed at the
Jail receive the training required by the State of Tennessee; Ms. Wolfe was booked into the Jail
over 8 months before her death and had obtained trustee status at the time of her death; Ms. Wolfe
took a drug screen hours before her death that yielded a negative result; and an investigation into
Ms. Wolfe’s death did not reveal the source of the drugs she took. Therefore, even viewing the
facts in the light most favorable to Plaintiffs, their failure-to-protect clam fails.
As to Plaintiffs’ claim that Cocke County is liable for failing to provide Ms. Wolfe with
adequate medical care, Plaintiffs can sustain such a claim by demonstrating that (1) Ms. Wolfe had
a sufficiently serious medical need, and (2) Defendants responded to that serious need
“deliberately (not accidentally), [and] also recklessly ‘in the face of an unjustifiably high risk of
harm that is either known or so obvious that it should be known.’” Helphenstine v. Lewis Cnty.,
60 F.4th 305, 317 (6th Cir. 2023) (citations omitted). Here, however, the undisputed evidence is
that Cocke County contracted with QCHC to provide medical care at the Jail [Doc. 12-2 ¶ 12]. An
officer who is not medically trained typically does “not act with deliberate indifference to a
detainee’s medical needs when they reasonably defer to a medical professional’s diagnosis or
treatment.” Grote v. Kenton Cnty., 85 F.4th 397, 412 (6th Cir. 2023) (citing McGaw v. Sevier
Cnty., 715 F. App’x 495, 498 (6th Cir. 2017)).
Moreover, the undisputed evidence is that (1) medical providers had been providing Ms.
Wolfe with care, and she reported feeling better shortly before her ingesting the drugs that caused
her death [Doc. 12-2 ¶¶ 11–13]; and (2) COs summoned medical assistance upon finding Ms.
Wolfe unresponsive [Doc. 12-2, ¶¶ 11–13, ¶ 15; and Ex. A
(annex_CH10_257_5_154_20210814214817_001 at 15:15–22:34]. And Plaintiffs have produced
no contrary proof indicating that any CO or County officer responded recklessly to “an
unjustifiably high risk of harm” to Ms. Wolfe. Helphenstine, 60 F.4th at 317. Therefore, even
viewing the facts in the light most favorable to Plaintiffs, any claim for the denial of adequate
medical care fails.
Thus, Plaintiffs have not set forth any evidence from which a reasonable jury could that
Ms. Wolfe’s constitutional rights were violated. And where no violation of constitutional rights
has occurred, a municipality cannot be liable under Monell. Chambers v. Sanders, 63 F.4th 1092,
1101–02 (6th Cir. 2023) (“[T]here can be no liability under Monell without an underlying
constitutional violation.” (quoting Robertson v. Lucas, 753 F.3d 606, 622 (6th Cir.
2014))). Accordingly, Cocke County is entitled to summary judgment as to all federal claims
against it.
B. State-Law References
Although Plaintiffs’ complaint makes reference to Tennessee statutes [see Doc. 1 ¶¶ 5–6],
it does not assert any actual claims under State law [Id. ¶¶ 24–44]. The complaint also fails to set
forth specific allegations to support a State-law claim. Because Plaintiff has failed “to state the
facts upon which a claim for relief is founded” under Tennessee law, Defendants are entitled to
summary judgment as to any intended State-law claims against them. Webb v. Nashville Area
Habitat for Humanity, Inc., 346 S.W.3d 422, 426 (Tenn. 2011).
IV. CONCLUSION
For the reasons set forth above, Defendants’ motion [Doc. 12] is GRANTED, and this
action will be DISMISSED.
SO ORDERED.
AN APPROPRIATE JUDGMENT ORDER WILL ENTER.
s/Clifton L. Corker
United States District Judge