inmates have a First Amendment right to receive mail, but that right may be limited by prison regulations that are reasonably related to legitimate penological interests
How later courts described this case
- inmates have a First Amendment right to receive mail, but that right may be limited by prison regulations that are reasonably related to legitimate penological interests
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
EL DORADO DIVISION
RAYMOND DOUGLAS HARDY PLAINTIFF
v. Civil No. 1:26-cv-01019
CAPTIAN LISA WORLEY
and SHERIFF RICKY ROBERTS DEFENDANT
MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION
Plaintiff, Raymond Douglas Hardy, currently an inmate of the Union County Detention
Center (“UCDC”) filed this action pursuant to 42 U.S.C. § 1983. This is a civil rights action filed
under 42 U.S.C. § 1983. The case was directly assigned to the undersigned Magistrate Judge
pursuant to General Order 2024-02, but not all parties to the action have consented to the
jurisdiction of the undersigned. See 28 U.S.C. § 636(c). Accordingly, for the purpose of
preservice review pursuant to 28 U.S.C. § 1915A(a), the case will automatically be reassigned to
a United States District Judge and referred to the undersigned for a report and recommendation
pursuant to the provisions of 28 U.S.C. §§ 636(b)(1) and (3).
The case is currently before the Court for preservice screening under the provisions of 28
U.S.C. § 1915A(a). Pursuant to § 1915A(a), the Court has the obligation to screen any complaint
in which a prisoner seeks redress from a governmental entity or officer or employee of a
governmental entity.
I. BACKGROUND
Plaintiff filed his Complaint on April 16, 2026, along with an application to proceed in
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forma pauperis (“IFP”). (ECF Nos. 1-2). Plaintiff was granted IFP status on the same day.
(ECF No. 3). In his Complaint, Plaintiff names two Defendants: (1) Captain Lisa Worley of the
UCDC; and (2) Sheriff Ricky Roberts of Union County. (ECF No. 1). Plaintiff alleges one claim
in his Complaint against each Defendant: that Defendant Worley and Defendant Roberts
improperly handled his “legal mail” on one occasion in June 2024. Id. at 4-5. Plaintiff
specifically states:
Captain Lisa Worley Answered mail that wasn’t sent to her. A good faith motion
was sent to District Courts and Captain Lisa Worley Answered it when it was not
address to her it was sent to district court. I was injured cause it was legal mail.
That wasn’t address to her and address to different people and not to her.
(ECF No. 1, pp. 4-5) (errors in original). Plaintiff then states in his claim against Defendant
Roberts:
Captain Lisa Worley answered mail that wasn’t address to her. She returned with
I was asking District for which the letter wasn’t address to her returned it on a letter
head stating Ricky Robert Union County Letter head bringing the Sheriff into this
matter and sign it jail administrator when she was not yet I was injured when she
answered mail that was not address to her my legal mail. That was address to some
where else.
(ECF No. 1, p. 6). Plaintiff also asserts official capacity claims against both Defendants
requesting the post master general be informed of Defendants actions and he be awarded monetary
damages. (ECF No. 1, pp. 5, 7).
II. APPLICABLE STANDARD
Pursuant to the Prison Litigation Reform Act (“PLRA”), the Court must dismiss a
complaint, or any portion of it, if it contains claims that: (1) are frivolous, malicious, or fail to state
a claim upon which relief may be granted, or (2) seek monetary relief from a defendant who is
immune from such relief. 28 U.S.C. § 1915A(b).
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A claim is frivolous if “it lacks an arguable basis either in law or fact.” Neitzke v.
Williams, 490 U.S. 319, 325 (1989). An action is malicious when the allegations are known to be
false, or it is undertaken for the purpose of harassing or disparaging the named defendants rather
than to vindicate a cognizable right. In re Tyler, 839 F.2d 1290, 1293-94 (8th Cir. 1988); Spencer
v. Rhodes, 656 F. Supp. 458, 464 (E.D.N.C. 1987). A claim fails to state a claim upon which
relief may be granted if it does not allege “enough facts to state a claim to relief that is plausible
on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007); Fed. R. Civ. P. 8.
To state a claim under 42 U.S.C. § 1983, Plaintiff must allege that the Defendants acted
under color of state law, and that the actor violated a right, privilege, or immunity secured by the
Constitution. West v. Atkins, 487 U.S. 42, 48 (1988); Dunham v. Wadley, 195 F.3d 1007, 1009
(8th Cir. 1999). Furthermore, the deprivation must be intentional; mere negligence will not
suffice to state a claim for deprivation of a constitutional right under section 1983. Daniels v.
Williams, 474 U.S. 327 (1986); Davidson v. Cannon, 474 U.S. 344 (1986). Lastly, Defendants
must have been personally involved and caused the violation alleged. “Liability under section
1983 requires a causal link to, and direct responsibility for, the deprivation of rights. To establish
personal liability of the supervisory defendants, [Plaintiff] must allege specific facts of personal
involvement in, or direct responsibility for, a deprivation of his constitutional rights.” Clemmons
v. Armontrout, 477 F.3d 962, 967 (8th Cir. 2007) (quoting Mayorga v. Missouri, 442 F.3d 1128,
1132 (8th Cir. 2006)). Plaintiff’s claims shall be dismissed for failure to state a claim if it appears
beyond a doubt the Plaintiff’s complaint can prove no set of facts to support the plaintiff’s
purported cause of action. See Schaller Tel. Co. v. Golden Sky Sys., Inc., 298 F.3d 736, 740 (8th
Cir. 2001).
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“In evaluating whether a pro se plaintiff has asserted sufficient facts to state a claim, we
hold ‘a pro se complaint, however inartfully pleaded . . . to less stringent standards than formal
pleadings drafted by lawyers.’” Jackson v. Nixon, 747 F.3d 537, 541 (8th Cir. 2014) (quoting
Erickson v. Pardus, 551 U.S. 89, 94 (2007)). However, even a pro se Plaintiff must allege specific
facts sufficient to support a claim. Martin v. Sargent, 780 F.2d 1334, 1337 (8th Cir. 1985).
III. DISCUSSION
Plaintiff has failed to state any cognizable constitutional claims in his Complaint. Rule
8(a) contains the general pleading rules and requires a complaint to present “a short and plain
statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). “A
claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw
the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009). The Court will consider well plead factual allegations in the
Amended Complaint as true and construe all reasonable inferences from the pleadings in favor of
the non-moving party. Morton v. Becker, 793 F.2d 185, 187 (8th Cir. 1986). However, while
the Court will liberally construe a pro se plaintiff’s complaint, the plaintiff must allege sufficient
facts to support his claims. See Stone v. Harry, 364 F.3d 912, 914 (8th Cir. 2004).
Plaintiff has failed to state a cognizable constitutional violation related to his mail against
either Defendant.1 The mail at issue does not qualify as legal mail requiring constitutional
protections. In Wolff v. McDonnell, 418 U.S. 539, (1974), the Supreme Court concluded that
1 As Plaintiff focuses on the status of his mail as legal mail, the Court does not interpret Plaintiff’s
Complaint to assert any First Amendment claims regarding the ability to send and receive mail.
See generally, Turner v. Safley, 482 U.S. 78 (1987) (inmates have a First Amendment right to
receive mail, but that right may be limited by prison regulations that are reasonably related to
legitimate penological interests).
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prison officials may open and inspect a prisoner's mail outside his presence unless the mail is
privileged legal mail. Id. at 576-77. Thus, the threshold question for the Court is whether
correspondence to or from the United States District Court is privileged legal mail. This Court
finds it is not.
Privileged legal mail is narrowly defined as “mail to or from an inmate’s attorney and
identified as such.” Gardner v. Howard, 109 F.3d 427, 430 (8th Cir. 1997). Other District
Courts have found mail that is related to legal matters, but not sent from the inmate’s attorney,
does not constitute “legal mail” as defined in Gardner. See Barron v. Jones, No. 3:20-CV-00311-
DPM-PSH, 2020 WL 6200187 at * 2 (E.D. Ark. Oct. 22, 2020) (“Mail to and from a court or
opposing counsel does not fall under this narrow definition of privileged legal mail and, therefore,
may be opened outside of the inmate’s presence.”), report and recommendation adopted by 2020
WL 6750353 at *1 (E.D. Ark. Nov. 17, 2020), see also Moore v. Rowley, 126 F. App’x 759, 760
(8th Cir. 2005) (per curiam) (concluding that prisoner had no constitutional right to have his
bankruptcy petition mailed without first being inspected). Plaintiff has not alleged any facts to
indicate the subject mail was privileged mail from his attorney. Accordingly, the Court finds
Plaintiff has not established a constitutional violation regarding the opening or responding to mail,
to or from the United States District Court.
Finally, all official capacity claims asserted by Plaintiff against any Defendant must fail as
a matter of law. Under Section 1983, a defendant may be sued in either his personal capacity, or
in his official capacity, or claims may be stated against a defendant in both his personal and his
official capacities. The type of conduct that is actionable and the type of defense available depend
on whether the claim is asserted against a defendant in his official or individual capacity. See
Gorman v. Bartch, 152 F.3d 907, 914 (8th Cir. 1998) (internal citations omitted). “Claims against
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individuals in their official capacities are equivalent to claims against the entity for which they
work; they require proof that a policy or custom of the entity violated the plaintiff’s rights, and the
only type of immunity available is one belonging to the entity itself.” Id. Here, that means
Plaintiff needed to allege a policy, procedure, or custom of Union County caused his alleged
constitutional violations. Plaintiff has failed to do so here as he has not alleged any facts regarding
the policy, procedures, or customs of Union County, nor has he stated a cognizable constitutional
violation.
IV. CONCLUSION
For these reasons, it is recommended the case be DISMISSED WITHOUT PREJUDICE
pursuant to 28 U.S.C. § 1915A(b)(1); and that Plaintiff be warned that, in the future, this dismissal
may be counted as a strike for purposes of 28 U.S.C. § 1915(g).
Referral Status: Referral in this case should terminate at the filing of this Report and
Recommendation.
The parties have fourteen (14) days from receipt of the Report and Recommendation
in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file
timely objections may result in waiver of the right to appeal questions of fact. The parties
are reminded that objections must be both timely and specific to trigger de novo review by
the district court.
DATED this 15th day of May 2026.
Spencer G. Singleton
/s/
HON. SPENCER G. SINGLETON
UNITED STATES MAGISTRATE JUDGE
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