The opinion
UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
CORY RYAN ROGERS, DOCKET NUMBER
Appellant, DA-0432-24-0051-I-1
v.
DEPARTMENT OF DEFENSE, DATE: May 28, 2026
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Mario E. Benavides , Esquire, El Cajon, California, for the appellant.
Patrick A. Hodges , Esquire, Temple L. Wilson , Esquire,
and Kristina A. Letcher , Esquire, Fort Belvoir, Virginia, for the agency.
BEFORE
Henry J. Kerner, Vice Chairman
James J. Woodruff II, Member
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which
sustained his performance-based removal. Generally, we grant petitions such as
this one only in the following circumstances: the initial decision contains
erroneous findings of material fact; the initial decision is based on an erroneous
interpretation of statute or regulation or the erroneous application of the law to
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
the facts of the case; the administrative judge’s rulings during either the course of
the appeal or the initial decision were not consistent with required procedures or
involved an abuse of discretion, and the resulting error affected the outcome of
the case; or new and material evidence or legal argument is available that, despite
the petitioner’s due diligence, was not available when the record closed. Title 5
of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115).
After fully considering the filings in this appeal, we conclude that the petitioner
has not established any basis under section 1201.115 for granting the petition for
review. Therefore, we DENY the petition for review and AFFIRM the initial
decision, which is now the Board’s final decision. 5 C.F.R. § 1201.113(b).
An agency may reduce in grade or remove an employee for unacceptable
performance under 5 U.S.C. § 4303 when it proves the following by substantial
evidence: 2 (1) the Office of Personnel Management approved the agency’s
performance appraisal system and any significant changes thereto; (2) the agency
communicated to the appellant the performance standards and critical elements of
his position; (3) the appellant’s performance standards are valid under 5 U.S.C.
§ 4302(c)(1); (4) the appellant’s performance during the appraisal period was
unacceptable in one or more critical elements; (5) the agency warned the
appellant of the inadequacies of his performance during the appraisal period and
gave him an adequate opportunity to demonstrate acceptable performance; and
(6) after an adequate improvement period, the appellant’s performance remained
unacceptable in one or more of the critical elements. Lee v. Department of
Veterans Affairs, 2022 MSPB 11, ¶ 15.
On review, the appellant does not directly challenge the administrative
judge’s findings as to any of the above elements. He instead argues that his
placement on a performance improvement plan (PIP) was unjustified because he
2
Substantial evidence is the “degree of relevant evidence that a reasonable person,
considering the record as a whole, might accept as adequate to support a conclusion,
even though other reasonable persons might disagree.” 5 C.F.R. § 1201.4(p).
3
was not warned of his performance deficiencies before the PIP notice was issued.
However, the U.S. Court of Appeals for the Federal Circuit, our reviewing court
in this matter, has held that “there is no rule or regulation requiring an agency
acting under chapter 43 to notify or warn an underperforming employee of a
performance problem before issuing a PIP.” Harris v. Securities and Exchange
Commission, 972 F.3d 1307, 1316 (Fed. Cir. 2020). Rather, “the PIP notice itself
often serves as the warning” of a performance problem. Id.; see also Santos v.
National Aeronautics and Space Administration, 990 F.3d 1355, 1362 (Fed. Cir.
2021) (quoting Harris). Given that holding, we disagree with the appellant’s
contention that his placement on a PIP was unjustified under Santos.
We have, however, considered the appellant’s argument that the agency
committed harmful error based on its failure to comply with Article 23 of the
collective bargaining agreement between the Defense Contract Audit Agency
(DCAA) and the American Federation of Government Employees (AFGE), and
Department of Defense Instruction (DODI) 1400.25, Volume 431. Article 23,
Section 6.0 C. reads: “DODI Section 3.9.a. In order to address any performance
deficiencies early, the supervisor is highly encouraged to initiate additional
performance meetings with the employee whenever a decline in performance is
identified.” Initial Appeal File (IAF), Tab 11 at 9. The referenced provision
from DODI 1400.25, Volume 431, section 3.9., Identifying and Improving
Unacceptable Performance, reads:
At any point during the appraisal cycle, when a supervisor detects a
decline in performance, early intervention is imperative. Assistance
should be provided to the employees early on, whenever there is a
need for improvement or any time there is a decline in performance.
The supervisor should take the following actions, as appropriate:
(1) Clearly communicate to the employee that current
performance fails to meet the performance standards described in
the performance plan; provide clear guidance as to what is needed
in order for the employee to improve; and provide specific
examples of what and how work has not met expectations, as well
as examples of work that would meet expectations.
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(2) Offer appropriate assistance.
(3) Provide ideas of where the employee may go to obtain
additional assistance or training, if applicable.
(4) Provide closer supervision and feedback. This might include
more frequent reporting, special assignments, or on-the-job
training.
(5) If performance issues persist, use a more formal approach to
help employees improve and seek assistance from the human
resources office.
Id. at 13-14.
The administrative judge found that the cited provisions “do not reflect
procedural requirements with which the agency failed to comply, but rather
guidelines or best practices.” Initial Decision at 20 (emphasis in original). We
tend to agree with the appellant that the administrative judge was incorrect on this
point, and that the agency was required under its own policies to address the
appellant’s performance issues as they arose. See IAF, Tab 11 at 14 (stating that
“early intervention is imperative” (emphasis added)).
Nonetheless, we agree with the administrative judge that, regardless of
whether the cited agency policies required the agency to provide notice of
performance deficiencies prior to the initiation of the PIP, the agency did provide
such notice. As the administrative judge noted, the appellant’s first-level
supervisor testified that she frequently discussed the appellant’s work
performance with the appellant and told him during the December 2022 progress
review that his performance needed to improve significantly before the end of the
rating period. To the extent the appellant denied being aware prior to the PIP
notice that his performance was deficient, the administrative judge gave more
credence to the supervisor’s testimony, and we defer to his credibility
determination. See Haebe v. Department of Justice, 288 F.3d 1288, 1301 (Fed.
Cir. 2002). Moreover, the appellant made statements prior to the PIP reflecting
his awareness that he missed deadlines, performed poorly on a particular audit,
and was slow to complete assignments. See IAF, Tab 12 at 8-11. In addition, the
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appellant’s December 2022 progress review discussed deficiencies the appellant
needed to address regarding his completion of audits. IAF, Tab 5 at 165.
In any case, harmful error under 5 U.S.C. § 7701(c)(2)(A) cannot be
presumed; an agency error is harmful only where the record shows that the
procedural error was likely to have caused the agency to reach a conclusion
different from the one it would have reached in the absence or cure of the error.
Stephen v. Department of the Air Force, 47 M.S.P.R. 672, 681, 685 (1991).
Assuming for the sake of argument that the appellant was not notified of his
performance issues prior to the PIP notice, and that this was a violation of agency
procedures, he has not shown that it is more likely than not that a timelier
intervention would have prevented his removal.
We have also considered the appellant’s contention that the initial decision
was overly devoted to his disability discrimination claim. The appellant argues
that the Joint Prehearing Submission “does not contain anything related to [his]
disability.” Petition for Review File, Tab 1 at 11. However, while the
submission does not include the word “disability,” it contains a list of affirmative
defenses including failure to accommodate. IAF, Tab 14 at 5. The
failure-to-accommodate claim was also listed in the summary of the prehearing
conference, IAF, Tab 17 at 4, and the appellant did not file a written objection to
the summary. The appellant states that at some point he informed the
administrative judge that he did not wish to pursue a disability discrimination
claim, but we find no indication of this in the record. In any event, the appellant
does not dispute the administrative judge’s findings regarding the alleged failure
to accommodate.
6
NOTICE OF APPEAL RIGHTS 3
You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By
statute, the nature of your claims determines the time limit for seeking such
review and the appropriate forum with which to file. 5 U.S.C. § 7703(b).
Although we offer the following summary of available appeal rights, the Merit
Systems Protection Board does not provide legal advice on which option is most
appropriate for your situation and the rights described below do not represent a
statement of how courts will rule regarding which cases fall within their
jurisdiction. If you wish to seek review of this final decision, you should
immediately review the law applicable to your claims and carefully follow all
filing time limits and requirements. Failure to file within the applicable time
limit may result in the dismissal of your case by your chosen forum.
Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
§ 7703(b)(1)(A).
3
Since the issuance of the initial decision in this matter, the Board may have updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
7
If you submit a petition for review to the U.S. Court of Appeals for the
Federal Circuit, you must submit your petition to the court at the following
address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of
discrimination . This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims —by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the district court no later than 30 calendar days after your representative
receives this decision. If the action involves a claim of discrimination based on
8
race, color, religion, sex, national origin, or a disabling condition, you may be
entitled to representation by a court-appointed lawyer and to waiver of any
requirement of prepayment of fees, costs, or other security. See 42 U.S.C.
§ 2000e-5(f) and 29 U.S.C. § 794a.
Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection
Enhancement Act of 2012 . This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
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other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in
section 2302(b) other than practices described in section 2302(b)(8), or
2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial
review either with the U.S. Court of Appeals for the Federal Circuit or any court
of appeals of competent jurisdiction. 4 The court of appeals must receive your
petition for review within 60 days of the date of issuance of this decision.
5 U.S.C. § 7703(b)(1)(B).
If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the following
address:
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
4
The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
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Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
FOR THE BOARD: ______________________________
Gina K. Grippando
Clerk of the Board
Washington, D.C.