describing a defendant’s burden of establishing a qualified immunity defense in a Rule 12(b)(6) motion as a “formidable hurdle”
How later courts described this case
- describing a defendant’s burden of establishing a qualified immunity defense in a Rule 12(b)(6) motion as a “formidable hurdle”
- “Defendants moving to dismiss a suit by reason of qualified immunity would in almost all cases be well advised to move for summary judgment, rather than for dismissal under Rule 12(b)(6) or 12(c).”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
DONTIE S. MITCHELL,
Plaintiff, 9:20-cv-1407
(ECC/DJS)
v.
ANTHONY J. ANNUCCI, et al.,
Defendants.
Appearances:
Dontie S. Mitchell, Pro Se Plaintiff
Elizabeth V. Lombardi, Asst. Att’y Gen., for Defendants
Hon. Elizabeth C. Coombe, United States District Judge:
MEMORANDUM-DECISION AND ORDER
Plaintiff Dontie Mitchell commenced this action pro se, asserting claims under 42 U.S.C.
§ 1983 arising out of his incarceration in the custody of the New York State Department of
Corrections and Community Supervision (DOCCS) at several different correctional facilities, as
well as after his release from custody. Amended Complaint, Dkt. No. 21. On July 25, 2025,
Defendants filed a motion for judgment on the pleadings under Fed. R. Civ. P. 12(c) seeking to
dismiss the Amended Complaint. Dkt. No. 63. Plaintiff filed an opposition to Defendants’ motion,
Dkt. No. 71, and Defendants replied, Dkt. No. 72. This matter was assigned to United States
Magistrate Judge Daniel J. Stewart who, on January 29, 2026, issued a Report-Recommendation
and Order recommending that Defendants’ motion be granted in part and denied in part. Dkt. No.
74. Magistrate Judge Stewart advised the parties that under 28 U.S.C. § 636(b)(1), they had
fourteen days within which to file written objections to the report and that the failure to object to
the report within fourteen days would preclude appellate review. Id. at 19. No objections have
been filed.
As no objections to the Report-Recommendation have been filed, and the time for filing
objections has expired, the Court reviews the Report-Recommendation for clear error. See
Petersen v. Astrue, 2 F. Supp. 3d 223, 228–29 (N.D.N.Y. 2012); Fed. R. Civ. P. 72(b) advisory
committee’s note to 1983 amendment. Having reviewed the Report-Recommendation for clear
error and found none, the Court adopts the Report-Recommendation in its entirety, only to add the
following analysis.
Defendants alternatively seek dismissal on the basis that they are entitled to qualified
immunity. Dkt. No. 63-1 at 29-30. Magistrate Judge Stewart does not directly address the
Defendants’ request for an order awarding qualified immunity in his Report-Recommendation.
Dkt. No. 74. This is not surprising, however, considering that the Defendants’ argument consists
of several paragraphs of boilerplate legal standard, with the following analysis:
It was objectively reasonable for the individual defendants to believe their conduct
was lawful. Consequently, these individuals are entitled to qualified immunity, and
Plaintiff’s claims against all defendants should be dismissed.
Dkt. No. 63-1 at 30. For a qualified immunity defense asserted in a motion on the pleadings to be
successful, the “facts supporting the defense [must] appear on the face of the complaint,” and the
plaintiff “is entitled to all reasonable inferences from the facts alleged . . . that defeat the immunity
defense.” McKenna v. Wright, 386 F.3d 432, 434, 436 (2d Cir. 2004) (describing a defendant’s
burden of establishing a qualified immunity defense in a Rule 12(b)(6) motion as a “formidable
hurdle”). Because, on a Rule 12(b)(6) or 12(c) motion, “the facts supporting the qualified
immunity defense must appear on the face of the complaint, asserting qualified immunity as a
defense in the earliest stages of litigation, before development of a relevant factual record, usually
fails to result in dismissal of the complaint.” Pourkavoos v. Town of Avon, 823 F. App’x 53, 59
(2d Cir. 2020) (internal quotations and alterations omitted); see also Ziemba v. Lynch, No. 11-cv-
974, 2013 WL 5232543, at *9 (D. Conn. Sept. 17, 2013) (denying motion to dismiss on qualified
immunity grounds where the defendant “only include[d] the legal standard for establishing
qualified immunity and, in a conclusory manner, state[d] that the claims . . . are subject to dismissal
based on [that] law”). Here, Defendants’ conclusory assertions do not entitle them to qualified
immunity at this early stage in the proceeding, and the motion is therefore denied in this respect.
See Barnett v. Mount Vernon Police Dep’t, 523 F. App’x 811, 813 (2d Cir. 2013) (“Defendants
moving to dismiss a suit by reason of qualified immunity would in almost all cases be well advised
to move for summary judgment, rather than for dismissal under Rule 12(b)(6) or 12(c).”).
Last, Plaintiff requests leave to file a second amended complaint to the extent the Court
dismisses any of the claims in his amended complaint. Dkt. No. 71 at 2-3. This action was
commenced more than five years ago by Plaintiff’s filing of the original complaint. Although
some of the delay in this action is attributed to Plaintiff’s successful appeal on the dismissal of his
amended complaint with prejudice, it is significant that the Second Circuit’s decision to vacate and
remand was, in large part, focused on the failure to afford Plaintiff an opportunity to amend.
Mitchell v. Annucci, No. 21-2978-PR, 2023 WL 8073106, at *1 (2d Cir. Nov. 21, 2023).
Nevertheless, when Plaintiff was afforded that opportunity on remand, he failed to do so. Dkt. No.
34. Plaintiff cited to his ongoing state criminal proceedings and financial struggles as the basis for
his inability to file a second amended complaint. Id. In what appears to be special solicitude and
an abundance of caution considering Plaintiff’s pro se status, the Court ultimately allowed the
amended complaint to proceed to service despite Plaintiff’s failure to amend. Dkt. No. 35.
The Court hesitates to grant relief that will further delay this litigation from proceeding to
discovery, which has been stayed pending the outcome of this motion to dismiss. However, in
light of the procedural posture of this case, and the solicitude afforded to Plaintiff’s pro se status,
the Court will grant Plaintiff leave to amend, limited to the claims alleged in his amended
complaint which are subject to dismissal pursuant to this order. Any second amended complaint
must be filed within thirty days and will replace the existing amended complaint; it must be a
wholly integrated and complete pleading that does not rely upon or incorporate by reference any
pleading or document previously filed with the court. See Shields v. Citytrust Bancorp, Inc., 25
F.3d 1124, 1128 (2d Cir. 1994). If Plaintiff does not file a second amended complaint within the
next thirty days, this case will proceed on the remaining claims in the amended complaint.
I. CONCLUSION
WHEREFORE, it is hereby
ORDERED that Magistrate Judge Stewart’s Report-Recommendation, Dkt. No. 74, is
ADOPTED in all respects for the reasons set forth therein; and it is further
ORDERED that Defendants’ motion for judgment on the pleadings, Dkt. No. 63, is
GRANTED in part and DENIED in part; and it is further
ORDERED that Defendants’ motion is GRANTED to the extent that the following claims
are DISMISSED:
1) Official-capacity claims for injunctive relief;
2) First Amendment claims against Defendants Tynon and Walker related to the
alleged censorship of JPay messages at Washington Correctional Facility,
3) First Amendment claims against Defendants Reardon and Debejian related to
alleged unprocessed grievances at Marcy Correctional Facility,
4) First Amendment claims related to Plaintiff’s ability to communicate with
others after his release from custody,
5) First Amendment retaliation claim against Defendant Miller, and
6) First Amendment access to court claim against Defendant Tynon; and it is
further
ORDERED that Defendants’ motion is DENIED in all other respects; and it is further
ORDERED that Plaintiff may file a second amended complaint within THIRTY (30)
days of the date of this Order, in accordance with the conclusions stated above; and it is further
ORDERED that the that the Clerk serve a copy of this Order on the parties in accordance
with the Local Rules.
IT IS SO ORDERED.
Dated: March 24, 2026 J A A -
Elizabeth C. Coombe
U.S. District Judge