requiring that the issue be stated in such a way as “to clearly identify the scope and limits of the legal issue reserved.”
How later courts described this case
- requiring that the issue be stated in such a way as “to clearly identify the scope and limits of the legal issue reserved.”
- stating that the Preston requirements, which were incorporated into Rule 37, have been “strictly construed”
- rejecting “substantial compliance” with the Preston requirements
Written by the judges who cited it.
The opinion
04/08/2026
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs January 7, 2026
STATE OF TENNESSEE v. CHRISTOPHER LANCE OSTEEN
Appeal from the Circuit Court for Henry County
No. 16979 Bruce I. Griffey, Judge
___________________________________
No. W2024-00986-CCA-R3-CD
___________________________________
The Defendant, Christopher Lance Osteen, entered a guilty plea to two counts of
aggravated kidnapping. As a part of his plea, and pursuant to Tennessee Rule of Criminal
Procedure 37, the Defendant sought to reserve one certified question of law related to the
trial court’s finding that his right to a speedy trial did not attach when he was arrested in
Florida due to his escape status as well as being served with a warrant from Kentucky; one
certified question related to the trial court’s finding that the Defendant’s verbal request to
the Florida court to invoke his constitutional rights was insufficient to properly invoke his
rights to speedy trial and due process; and one certified question related to the trial court’s
finding that the Defendant’s written letters and motion to dismiss sent to both the general
sessions clerk and the district attorney’s office failed to properly invoke his constitutional
rights to a speedy trial and due process as it pertained to his Henry County, Tennessee
general session case arrest warrants. Because the Defendant did not properly reserve
certified issues for review, we are without jurisdiction to review the merits of the
Defendant’s claims, and we dismiss his appeal.
Tenn R. App. P. 3 Appeal as of Right; Appeal Dismissed
CAMILLE R. MCMULLEN, J., delivered the opinion of the court, in which J. ROSS DYER,
and MATTHEW J. WILSON, JJ., joined.
Joshua V. Lehde, Assistant Public Defender – Appellate Division, Tennessee District
Public Defenders Conference (on appeal); David Walker, Paris, Tennessee (at trial), for the
appellant, Christopher Lance Osteen.
Jonathan Skrmetti, Attorney General and Reporter; Park Huff, Assistant Attorney General;
J. Neil Thompson, District Attorney General; and Courtney Morgan Crocker, Assistant
District Attorney General, for the appellee, State of Tennessee.
OPINION
On September 21, 2011, a Madison County jury convicted the Defendant of
burglary, reckless aggravated assault, unlawful possession of a weapon, evading arrest, and
resisting arrest. State v. Osteen, No. 2011-02714-CCA-R3-CD, 2013 WL 298042, at *1
(Tenn. Crim. App. Jan. 25, 2013), perm. app. denied (Tenn. June 11, 2013). The trial court
then imposed an effective sentence of sixteen years, eleven months, and twenty-nine days
in confinement for these convictions. Id.
On December 11, 2020, the Defendant and another inmate, Robert Lee Brown,
escaped from the Northwest Correctional Complex in Lake County, Tennessee, where they
were serving their sentences. The Defendant and Brown then went to Fulton County,
Kentucky, where they forcibly confined Christopher Lattus, took Lattus’s truck, and then
drove in Lattus’s truck to Henry County, Tennessee, with Lattus bound and blindfolded.
The Defendant and Brown ultimately left Lattus bound in the vehicle in Henry County.
The next day, on December 12, 2020, the Defendant and Brown forcibly entered Charles
Carter’s home in Henry County, confined Carter by tying him to a chair in the home, took
$1,400 in cash, and stole Carter’s truck.
On December 12, 2020, the Henry County General Sessions Court judge issued a
warrant in docket number 22-CR-1830, charging the Defendant with aggravated
kidnapping and theft of property valued at $10,000 or more but less than $60,000 for the
offenses involving victim Christopher Lattus. The same date, the Henry County General
Sessions Court judge issued a warrant in docket number 22-CR-1833, charging the
Defendant with aggravated kidnapping, aggravated burglary, and theft of property valued
at $10,000 or more but less than $60,000 for the offenses involving victim Charles Carter.
On December 13, 2020, the Defendant was arrested in Broward County, Florida,
due to his fugitive status. At the time of his arrest, the Defendant had been placed on the
Tennessee Bureau of Investigation’s (TBI) Most Wanted List and had active warrants from
Henry County, Tennessee, and Fulton County, Kentucky. On December 15, 2020, the
Defendant waived extradition and was transported back to Tennessee to serve the
remainder of his sentence.
On December 20, 2022, the Defendant filed a motion to dismiss his Henry County
charges with prejudice. In this motion, the Defendant argued, in part, that he had invoked
his right to a speedy trial when he made an “open court” request to begin the proceedings
in Henry County as soon as possible. He claimed that once the State received this notice,
it was mandated to seek his delivery and to uphold and protect his right to a speedy trial in
Henry County.
-2-
On June 3, 2022, the Defendant filed a motion to dismiss in Henry County General
Sessions Court.1
In a June 29, 2022 letter, the Defendant informed the Henry County Court Clerk
that on June 1, 2022, he had sent a letter asking about clarification of a detainer listed on
the Tennessee Department of Correction (TDOC) system as well as a Motion to Dismiss.
The Defendant asked the clerk to check his database to determine if there were any
outstanding warrants for him and to clarify whether his Motion to Dismiss has been filed.
In an August 17, 2022 letter, the Defendant asked the Henry County Court Clerk to
clarify if he had any active charges pending. The Defendant claimed he had contacted the
clerk’s office “multiple times” and had made two attempts to file a motion to dismiss
charges in “Indictment #2012111355” and had been “repeatedly informed” that the system
did not show any pending charges. Nevertheless, the Defendant asserted that prison
officials reported that this “[i]ndictment” and the “[d]etainers” were still “active.”
On December 20, 2022, the Defendant filed a second Motion to Dismiss with
Prejudice in Henry County General Sessions Court, alleging that he had invoked his right
to a speedy trial in Florida when he agreed to be extradited to Henry County, Tennessee
and when he made an “open court” request to begin the Henry County proceeding as soon
as possible. He claimed the State’s failure to bring him to trial upon his return to Tennessee
violated his right to a speedy trial.
On April 21, 2023, the Defendant was served with his Henry County warrants. On
April 25, 2023, the Defendant was arraigned on those charges in the Henry County General
Sessions Court and was appointed counsel. Thereafter, the Defendant’s preliminary
hearing was continued one time to accommodate his new counsel’s schedule and
availability, one time at the request of the Defendant’s new counsel, two times by
agreement of the parties due to a delay in the Defendant’s receipt of documents from
Florida, one time because Investigator Gary Vandiver was unavailable on the day of the
hearing, and one time because victim Christopher Lattus had a death in his family.
On October 24, 2023, the Henry County General Sessions Court judge heard and
denied the Defendant’s motions to dismiss the Henry County charges, determining that the
Defendant’s right to a speedy trial was not violated because only six months had lapsed
between the Defendant being served with the warrants and his preliminary hearing and that
the Defendant did not have a right to a speedy trial at the time he filed his motions to
1
The Defendant’s June 3, 2022 motion to dismiss is not included in the appellate record but is
referenced in the general sessions judge’s November 8, 2023 order denying the motion to dismiss.
-3-
dismiss because he had not yet been served with his warrants.2 The same day, the
Defendant waived his preliminary hearing.
On November 6, 2023, the Henry County Grand Jury indicted the Defendant for one
count of aggravated kidnapping of Christopher Lattus (Count 1), two counts of theft of
property valued at $10,000 or more but less than $60,000 (Counts 2 and 5), one count of
aggravated burglary (Count 3), and one count of aggravated kidnapping of Charles Carter
(Count 4).
On November 17, 2023, the Defendant filed a pro se notice of appeal to the Henry
County Circuit Court from the denial of his motion to dismiss the Henry County charges.
In this appeal, he argued, in part, that his Henry County charges should be dismissed
because he was denied a speedy trial. On November 20, 2023, the Defendant was
appointed counsel.
On February 1, 2024, the Defendant, with the assistance of counsel, filed a Motion
to Dismiss Due to Violations of the Sixth Amendment Right to Speedy Trial and Due
Process in the Henry County Circuit Court. The State filed a response, contending that the
Defendant’s right to a speedy trial was not triggered when he was apprehended in Florida
on December 13, 2020, but was triggered when the Defendant was arrested and booked
into the Henry County jail on April 21, 2023. The State also asserted that the Defendant
was not “actually restrained” on his Henry County warrants until April 21, 2023, and that
from December 13, 2020, until April 21, 2023, the Defendant was incarcerated on a
previously imposed sentence.
On February 16, 2024, the Henry County Circuit Court conducted a hearing on the
Defendant’s motion to dismiss. Defense counsel, in response to questioning from the trial
court, acknowledged that the Defendant, who was on escape status at the time of his arrest
in Florida, had to serve the remainder of his sentence in the Tennessee Department of
Correction before being indicted in the Henry County Circuit Court. The trial court
questioned how the Defendant’s speedy trial rights been violated if the Defendant had to
spend time in “another jail” before his indictment in Henry County, and defense counsel
replied that State v. Utley, 956 S.W.2d 489 (Tenn. 1997), did not require that an arrest
warrant be served, only that the “actual restraints of an arrest” be effectuated. Defense
counsel then asserted that “all the paperwork from Florida cites the Aggravated Kidnapping
warrant out of Henry County[, Tennessee]” as the reason for his arrest in Florida and that
the Defendant was “brought here on a warrant based out of [Henry County, Tennessee],”
which meant that “Florida effectuated” the restraint of arrest for Henry County to bring the
2
A written order outlining these determinations was filed by the Henry County General Sessions
Court on November 8, 2023.
-4-
Defendant back. The State countered that if Henry County had not had its arrest warrants
filed, Florida would not have let the Defendant go because he was on the TBI’s Most
Wanted List at the time of his arrest in Florida. Defense counsel then introduced the
Waiver of Extradition from Florida, the probable cause determination, booking report,
complaint affidavit from Florida, the Henry County records system printout, and the
obituary of Charles Carter, who was the victim from one of the Defendant’s aggravated
kidnapping charges.
The trial court noted that the unique factors in this case were that the Defendant was
an escaped felon and was on the TBI’s Most Wanted List and that although Henry County
had a warrant for the Defendant’s arrest, the Defendant also had warrants for his escape
and the hold from Kentucky. The trial court questioned whether the Defendant had to send
a letter to the district attorney’s office asking to be transported promptly to Henry County
in order to trigger his speedy trial right on those charges. Defense counsel replied that the
Defendant wrote “multiple letters” to the Henry County circuit court clerk and the district
attorney’s office. When the trial court asked the State if it had received any letters from
the Defendant asking to be prosecuted promptly, the State asserted that “the only thing”
the Henry County General Sessions clerk “ever received in writing from [the Defendant]
was a Motion to Dismiss based on his belief that he invoked his right to a speedy trial to a
magistrate in Florida, when he was picked up.” Defense counsel acknowledged that the
Defendant never sent a letter demanding transport to Henry County; however, he asserted
that the Defendant did make an oral argument concerning his right to a speedy trial to a
Florida magistrate when he was “picked up on escape status, and on these warrants. The
State countered that the Defendant “did not have the right to a speedy trial at that time”
because there had been no formal indictment or arraignment on those charges. The trial
court noted that the Defendant had escaped from the penitentiary in Lake County,
Tennessee, and was not arraigned on his Henry County General Sessions charges until after
serving the remainder of his sentence at the prison in Lake County.
Defense counsel argued that the Defendant’s Motion to Dismiss, along with his
letters, “would have put [the State] on notice that he was asking for a speedy trial . . . at the
Sessions Court level . . . .” The trial court asserted its belief that the Defendant had to first
make a demand to be transported and prosecuted on the Henry County charges before
asking for a speedy trial. Defense counsel replied that the Defendant believed that he was
coming back to Henry County to get arraigned and to be tried on these charges but instead,
was taken back to the TDOC in Lake County. He asserted that the Florida charges were
dismissed and that Florida was only holding the Defendant based on the Henry County
charges, which meant that “[t]he restraints were effectuated in Florida” for the Henry
County charges. When the trial court asserted that the Defendant’s freedom was in
jeopardy from both the pending warrant based on his escape from prison in the Lake
County, Tennessee, as well as the warrant based on the Henry County charges, defense
-5-
counsel acknowledged that was “probably true” but that he did not have any proof that this
was the case “from the Florida documentation.” Defense counsel also introduced the
Defendant’s handwritten appeal after the general sessions court denied the motion to
dismiss. Defense counsel acknowledged that at the time the Defendant was arrested in
Florida, he had outstanding warrants from Henry County, Tennessee, and the State of
Kentucky. He noted that although Florida filed a fugitive from justice warrant against the
Defendant, this charge was dismissed when the Defendant signed the extradition waiver.
Defense counsel stated, “In [the Defendant’s] mind . . . he was coming back to Henry
County to be brought up on these charges [at the time when] he allegedly made a statement
in open court in Florida that he wanted to execute his right to a speedy trial.” However,
the Defendant was “brought back to Tennessee and sent back to TDOC” because he was
an escaped prisoner. Defense counsel admitted that the Defendant did not “step foot back”
into Henry County Circuit Court until approximately one year prior to this hearing. The
State countered that “[n]o one from the State of Tennessee ever got a demand for a Motion
for a Speedy Trial” and that the State only received a “Motion to Dismiss based on . . . a
speedy trial that there [was] no record of.” The State also argued that the Defendant “did
not have a right to a speedy trial until he was brought [to Henry County] and arraigned,
and fully arrested, held in jail only on this [Henry County] case that’s pending[.]” Defense
counsel acknowledged that the Defendant did not complete his sentence in TDOC until
April 2023, and at that point, the Defendant was then transported to Henry County and
arraigned in Henry County General Sessions Court. Defense counsel also acknowledged
that the Defendant filed a Motion to Dismiss in Henry County General Sessions Court,
which was denied, and then the Defendant’s case was bound over for action by the Henry
County Grand Jury, who indicted the Defendant in November 2023.
The trial court found that the Defendant “had failed to demonstrate that he made a
written demand to the [Henry County] District Attorney’s Office to be transported for
prosecution . . . at any time until he was brought [to Henry County] and arraigned on the
. . . Kidnapping charge[s] . . . in Henry County General Sessions.” The court then held that
the Defendant had “not made a sufficient basis to invoke a violation of his speedy trial
rights or . . . due process rights for a speedy resolution to the charges pending against him.”
On March 27, 2024, the Henry County Circuit Court entered an order denying the
Defendant’s motion to dismiss. In it, the court found that after the Defendant was arrested
in Florida, he was “brought back to Tennessee to serve the remainder of his TDOC sentence
from which he escaped.” The court noted that “the [D]efendant’s liberty was not restrained
for the Henry County charges until he was brought here in April of 2023 when he was
served with the arrest warrant.” The court then held that the Defendant had “failed to
demonstrate to the Court that he made a written demand to the District Attorney’s office to
be transported for prosecution on the charges at any time before he was brought here and
arraigned on the arrest warrant in April of 2023.” Lastly, the court held that the Defendant
-6-
had “not made a sufficient basis to invoke violation of speedy trial rights, violation of sixth
amendment rights, or due process rights.
Following the trial court’s denial of the motion to dismiss, the Defendant entered a
guilty plea to two counts of aggravated kidnapping (Counts 1 and 4), and the State agreed
to enter a nolle prosequi on the remaining counts. As a part of his plea agreement, the
Defendant received an effective ten-year sentence in confinement and expressly reserved
three certified questions for appellate review through an agreed order. This agreed order
stated the following, in part:
The Defendant appeals the decision of this Court pertaining to Defendant’s
Motion to Dismiss, which was argued before the Court on February 16, 2024.
The factual findings and legal determination of the Court, as stated on the
record at the February 16, 2024[] hearing, and noted in the Court’s Order
entered on March 27, 2024[,] are adopted in regard to the certified questions
of law listed below.
The agreed order then presented the following certified questions for this court’s review:
i. Did the Trial Court err in finding that the Defendant’s right to speedy trial
did not attach when he was arrested in Florida due to his escape status as well
as being served with a warrant from Kentucky?
ii. Did the Trial Court err in finding that the Defendant[’]s verbal request to the
Florida Court to invoke his constitutional rights was insufficient to properly
invoke his rights to speedy trial and due process?
iii. Did the Trial Court err in finding that the Defendant’s written letters and
Motion to Dismiss sent to both the General Sessions Clerk and the District
Attorney’s office failed to properly invoke his constitutional rights to a
speedy trial and due process as it pertained to his Henry County, Tennessee
general session case arrest warrants?
Notably, the agreed order stated, “All parties in this matter are of the opinion that these
questions would be dispositive of this matter.”
Thereafter, the Defendant filed a timely notice of appeal.
ANALYSIS
-7-
The Defendant argues in his certified questions of law that the trial court erred in its
finding that his right to a speedy trial did not attach when he was arrested in Florida due to
his escape status as well as being served with a warrant from Kentucky; that the trial court
erred in finding that his verbal request to the Florida Court to invoke his constitutional
rights was insufficient to properly invoke his rights to speedy trial and due process; and
that the trial court erred in finding that his written letters and motion to dismiss sent to both
the general sessions clerk and the district attorney’s office failed to properly invoke his
constitutional rights to a speedy trial and due process as it pertained to his Henry County,
Tennessee general session case arrest warrants. The Defendant also maintains that his
certified questions properly identify the scope and limits of the legal issues and are
dispositive of this case.
The State counters that this appeal should be dismissed because the Defendant did
not properly reserve a certified question of law pursuant to Tennessee Rule of Criminal
Procedure 37(b). It asserts that the Defendant’s certified questions do not adequately
identify “the scope and limits of the legal issue” as required by Rule 37(b)(2)(A)(ii) and
that the certified questions are not dispositive of the case. Alternatively, the State contends
that if the certified questions somehow satisfy the requirements of Rule 37(b), then the trial
court properly denied the motion to dismiss because the Defendant’s rights to a speedy trial
and due process were not violated. We are constrained to conclude that the Defendant
failed to properly reserve his certified questions of law.
A defendant must properly reserve a certified question before this court has
jurisdiction to consider the merits of the question. Tennessee Rule of Criminal Procedure
37(b)(2)(A) allows for an appeal from any order or judgment on a conditional plea of guilty
or nolo contendere if the defendant reserves, with the consent of the State and the trial
court, the right to appeal a certified question of law that is dispositive of the case, so long
as the following four requirements are met:
(i) the judgment of conviction or order reserving the certified question that
is filed before the notice of appeal is filed contains a statement of the
certified question of law that the defendant reserved for appellate
review;
(ii) the question of law as stated in the judgment or order reserving the
certified question identifies clearly the scope and limits of the legal
issue reserved;
(iii) the judgment or order reserving the certified question reflects that the
certified question was expressly reserved with the consent of the state
and the trial court; and
-8-
(iv) the judgment or order reserving the certified question reflects that the
defendant, the state, and the trial court are of the opinion that the
certified question is dispositive of the case[.]
Tenn. R. Crim. P. 37(b)(2)(A). As relevant here, if the judgment does not set out the
certified question, the judgment may refer to, or incorporate by reference, another
document that satisfies these requirements. See State v. Irwin, 962 S.W.2d 477, 479 (Tenn.
1998).
In 1988, the Tennessee Supreme Court in State v. Preston outlined the requirements
for reserving a certified question of law pursuant to Tennessee Rule of Criminal Procedure
37:
Regardless of what has appeared in prior petitions, orders, colloquy in open
court or otherwise, the final order or judgment from which the time begins to
run to pursue a [Tennessee Rule of Appellate Procedure] 3 appeal must
contain a statement of the dispositive certified question of law reserved by
defendant for appellate review and the question of law must be stated so as to
clearly identify the scope and the limits of the legal issue reserved. For
example, where questions of law involve the validity of searches and the
admissibility of statements and confessions, etc., the reasons relied upon by
defendant in the trial court at the suppression hearing must be identified in the
statement of the certified question of law and review by the appellate courts
will be limited to those passed upon by the trial judge and stated in the
certified question, absent a constitutional requirement otherwise. Without an
explicit statement of the certified question, neither the defendant, the State nor
the trial judge can make a meaningful determination of whether the issue
sought to be reviewed is dispositive of the case. Most of the reported and
unreported cases seeking the limited appellate review pursuant to [Tennessee
Rule of Criminal Procedure] 37 have been dismissed because the certified
question was not dispositive. Also, the order must state that the certified
question was expressly reserved as part of a plea agreement, that the State and
the trial judge consented to the reservation and that the State and the trial judge
are of the opinion that the question is dispositive of the case. Of course, the
burden is on defendant to see that these prerequisites are in the final order and
that the record brought to the appellate courts contains all of the proceedings
below that bear upon whether the certified question of law is dispositive and
the merits of the question certified. No issue beyond the scope of the certified
question will be considered.
-9-
759 S.W.2d 647, 650 (Tenn. 1988) (emphases added). Rule 37(b) was amended in 2002
to include the Preston requirements. State v. Day, 263 S.W.3d 891, 899 (Tenn. 2008).
Strict compliance, rather than substantial compliance, with the requirements of Rule
37(b) is necessary to perfect the reservation of a certified question of law and to confer
jurisdiction on an appellate court following entry of a guilty plea. Id. (stating that the
Preston requirements, which were incorporated into Rule 37, have been “strictly
construed”); State v. Armstrong, 126 S.W.3d 908, 912 (Tenn. 2003) (rejecting “substantial
compliance” with the Preston requirements). The Tennessee Supreme Court recognized
that “a substantial compliance standard would be very difficult to apply in a consistent and
uniform manner, and therefore would conflict with the very purpose of Preston.”
Armstrong, 126 S.W.3d at 912.
“The defendant bears the burden of ensuring that the final order complies with the
requirements of Rule 37 and that the appellate record is sufficient for review.” State v.
Springer, 406 S.W.3d 526, 531 (Tenn. 2013); see State v. Pendergrass, 937 S.W.2d 834,
837 (Tenn. 1996). The failure to properly reserve a certified question of law pursuant will
result in dismissal of the appeal for lack of jurisdiction. Pendergrass, 937 S.W.2d at 838.
This court has frequently warned attorneys and trial courts of the inherent dangers
of a Rule 37 appeal. In the past, we have described the inappropriate utilization of Rule 37
as “the quagmire of criminal jurisprudence in Tennessee.” State v. Thompson, 131 S.W.3d
923, 923-24 (Tenn. Crim. App. 2003). We have also referred to the conditions for certified
questions as “‘a trap’ for the unwary.” State v. Bolka, No. W2018-00798-CCA-R3-CD,
2019 WL 1958110, at *3 (Tenn. Crim. App. Apr. 30, 2019) (citation omitted). Regrettably,
the Defendant in this case joins the long list of defendants who have failed to follow the
exacting requirements for an appeal of a certified question.
First, the Defendant’s agreed order does not show that the trial court was of the
opinion that the certified questions were dispositive of the case. The order identifies the
certified question and then provides, in pertinent part, that “[t]hese certified questions are
expressly consented to by the State and the Court,” and that “[a]ll parties in this matter are
of the opinion that these questions would be dispositive of this matter.” The order was
then signed by the trial court, the attorney for the Defendant, and the prosecutor. Although
this order states that the trial court consented to the reservation of these certified questions,
it does not show that the trial court was of the opinion that this question was dispositive.
See Tenn. R. Crim. P. 37(b)(2)(A)(iv) (requiring that “the judgment or order reserving the
certified question reflects that the defendant, the state, and the trial court are of the opinion
that the certified question is dispositive of the case” (emphasis added)); see also Preston,
759 S.W.2d at 650.
- 10 -
In Graves, this court held language stating that “[t]he parties agree that a finding
related to the above outlined issues would be dispositive of the case” failed to strictly
comply with Rule 37(b). State v. Graves, No. E2021-00647-CCA-R3-CD, 2022 WL
4835190, at *8-9 (Tenn. Crim. App. Oct. 4, 2022). The court observed that “the trial court
is not a ‘party’ with an interest in the outcome of the case and is therefore not included in
the language on the judgment form about the dispositive nature of the certified question.”
Id. at *9 (citing Black’s Law Dictionary (11th ed. 2019) (defining “Party” as “One by or
against whom a lawsuit is brought; anyone who both is directly interested in a lawsuit and
has a right to control the proceedings, make a defense, or appeal from an adverse
judgment”)). The Graves court further concluded that the trial court’s oral finding at the
plea submission hearing on the dispositive nature of the certified question did “not save
this appeal from dismissal because Rule 37(b) requires the trial court’s opinion be in ‘the
judgment or order reserving the certified question’ and not in some other part of the
record.” Id. (citing Preston, 759 S.W.2d at 650). Moreover, the court asserted that the trial
judge’s signature on the judgments including the certified question was insufficient to show
“the judge’s consent to reserving the certified question and the judge’s opinion that the
question is dispositive of the case.” Id. (citing State v. McDonald, No. E2006-02568-CCA-
R3-CD, 2007 WL 4460141, at *3 (Tenn. Crim. App. Dec. 20, 2007) (stating that “[w]hile
it may be inferred from the placement on the judgment that the State and the court agreed,
it is not explicitly stated as required by the rule”)). The Graves court ultimately concluded
that it was “without jurisdiction to consider this appeal due to the lack of compliance with
Rule 37(b).” Id.
In the Defendant’s case, the statement in the judgments that “all parties involved
agreed [the certified questions of law] would be dispositive” and the statement in the agreed
order that “[a]ll parties in this matter are of the opinion that these questions would be
dispositive of this matter” fail to strictly comply with Preston and Rule 37(b). See State v.
Wheatley, No. M2019-00071-CCA-R3-CD, 2020 WL 774161, at *3 (Tenn. Crim. App.
Feb. 18, 2020) (dismissing appeal where neither the judgment nor the order contained the
required statements that “the State and the trial court agreed to the reservation of a certified
question or that the Defendant, the State, and the trial court were of the opinion that the
certified questions were dispositive of the case”); State v. Davis, No. W2017-02145-CCA-
R3-CD, 2018 WL 3409678, at *6 (Tenn. Crim. App. July 12, 2018) (concluding that the
defendant “failed to follow the mandatory requirements of Tennessee Rule of Criminal
Procedure 37(b)(2) and Preston” because the record did not include an order containing a
statement that “the State and the trial court believed the [certified] questions to be
dispositive”); State v. Simmons, No. M2003-03064-CCA-R3-CD, 2005 WL 468295, at *3
(Tenn. Crim. App. Feb. 23, 2005) (dismissing appeal where neither the judgment nor the
order showed that the certified question was “expressly reserved with the consent of . . .
the trial judge” or that “the trial judge [is] of the opinion that the certified question is
dispositive of the case”). Because the trial court is not a “party” to the Defendant’s case,
- 11 -
the judgments and agreed order fail to show that the trial court was of the opinion that the
certified questions of law were dispositive. Accordingly, we conclude that the Defendant
failed to strictly comply with the requirements of Preston and Rule 37(b) by omitting a
specific statement that the trial court, the State, and the Defendant are of the opinion that
the certified question is dispositive of this case. See Preston, 759 S.W.2d at 650; Tenn. R.
Crim. P. 37(b)(2)(A)(iv).
Second, we conclude that the Defendant’s certified questions are not, in fact,
dispositive of the case. Generally, a “question is dispositive when the appellate court must
either affirm the judgment [of conviction] or reverse and dismiss [the charges].” State v.
Dailey, 235 S.W.3d 131, 134 (Tenn. 2007) (internal quotations marks and citations
omitted). A certified question is never dispositive “when we might reverse and remand.”
State v. Wilkes, 684 S.W.2d 663, 667 (Tenn. Crim. App. 1984). We emphasize that “[i]f
the appellate court does not agree that the certified question is dispositive, appellate review
should be denied.” Preston, 759 S.W.2d at 651, pet. to rehear denied (Tenn. Oct. 24, 1988).
In the instant case, the certified questions are not dispositive because a reversal on
any one of the three certified questions would not require dismissal of the Defendant’s
charges. The first certified question addresses when the Defendant’s speedy trial right
attached, and the second and third certified questions address when the Defendant invoked
his right to a speedy trial and to due process. These certified questions would require
additional analysis under the factors in Barker v. Wingo, 407 U.S. 514, 530-33 (1972), to
determine if the Defendant’s right to a speedy trial was violated or would require additional
analysis under the factors in the “Marion-Dykes test” in United States v. Marion, 404 U.S.
307, 324-25 (1971), and State v. Dykes, 803 S.W.2d 250, 256 (Tenn. Crim. App. 1990), to
determine if the Defendant’s right to due process was violated. Accordingly, we conclude
that the Defendant’s certified questions are not dispositive of the case.
Lastly, we conclude that the Defendant’s certified questions do not clearly identify
“the scope and limits” of the issues reserved. See Tenn. R. Crim. P. 37(b)(2)(A)(ii);
Preston, 759 S.W.2d at 650 (requiring that the issue be stated in such a way as “to clearly
identify the scope and limits of the legal issue reserved.”). A defendant’s certified issue
must identify, among other things: (1) “the reasons relied upon by defendant in the trial
court” to advance the motion to dismiss, and (2) the reasons “passed upon by the trial
judge” in denying the motion. Preston, 759 S.W.2d at 650. “The scope and limits of the
legal issue reserved, the reasons relied upon by Defendant in the trial court . . . , and the
trial court’s reasoning . . . should be discernable from the certified question of law without
the need to analyze any other portions of the appellate record, including hearing transcripts,
exhibits, briefs, and pleadings.” State v. Potts, No. M2020-01489-CCA-R3-CD, 2021 WL
4714716, at *5 (Tenn. Crim. App. Oct. 11, 2021).
- 12 -
Here, the Defendant’s certified questions not only fail to state the reasoning the
Defendant employed during the motion to dismiss but also fail to state the reasoning the
trial court employed in denying his motion to dismiss. See, e.g., State v. Elliott, No.
M2022-00789-CCA-R3-CD, 2023 WL 2727587, at *7 (Tenn. Crim. App. Mar. 31, 2023)
(dismissing the Rule 37(b)(2) appeal when the certified question “did not identify the
reasons he relied upon in advancing his motion to dismiss” and “failed to identify the
reasons passed upon by the trial court in denying his motion”), perm. app. denied (Tenn.
June 28, 2023); Potts, 2021 WL 4714716, at *5 (observing that a certified question is overly
broad pursuant to Rule 37 and Preston if it requires the appellate court to “‘comb the record’
to discern” the reasons relied upon by the defendant and the trial court at the suppression
hearing); State v. Rickman, No. W2019-00778-CCA-R3-CD, 2020 WL 1894693, at *2
(Tenn. Crim. App. Apr. 16, 2020) (holding that “the reasons relied upon by Defendant in
the trial court at the suppression hearing, and the trial court’s reasoning for denying the
motion to suppress should be discernable from the certified questions of law without
looking at any other portions of the appellate record”); State v. Treat, No. E2010-02330-
CCA-R3-CD, 2011 WL 5620804, at *5 (Tenn. Crim. App., Nov. 18, 2011) (dismissing
appeal where the certified question of law did not “articulate the reasons previously relied
upon by the Defendant in support of his argument [and did] not describe the trial court’s
holdings on the constitutional issues presented”). Because the Defendant’s certified
questions also require us to “comb the record,” including hearing transcripts, exhibits,
briefs, and pleadings, to find a reason to give him relief, the Defendant has failed to clearly
identify the scope and limits of the legal issue reserved. See Tenn. R. Crim. P.
37(b)(2)(A)(ii); Preston, 759 S.W.2d at 650.
Because the Defendant failed to comply with the requirements for an appeal of a
certified question, we may not accept jurisdiction where it would not otherwise exist. We
agree with this court’s previous sentiment that “[w]e take no satisfaction in the dismissal
of this or the many other failed Rule 37(b)(2) appeals” but we “cannot assume jurisdiction
where it is denied due to failures in meeting the strict prerequisites” of Rule 37(b). State
v. Pride, No. E2010-02214-CCA-R3-CD, 2011 WL 4424354, at *3 (Tenn. Crim. App.
Sept. 23, 2011). Therefore, we must dismiss the Defendant’s appeal.
CONCLUSION
We are without jurisdiction to consider the merits of the Defendant’s claims because
he has failed to properly reserve his certified questions of law. Accordingly, the appeal is
dismissed.
S/ Camille R. McMullen____________
CAMILLE R. MCMULLEN, JUDGE
- 13 -