listing elements of Title II ADA and Section 504 RA claims
How later courts described this case
- listing elements of Title II ADA and Section 504 RA claims
- noting in dicta that “neither the ADA nor 12 U.S.C. § 1831j permit individual damages liability on the part of employees”
- finding that prison transfer which caused loss of prison job and limited access to plaintiff’s attorney could amount to an adverse action
- noting that transfer to a distant prison where family could not visit could implicate adverse action
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
BRUCE X. COOPER, No. 4:25-CV-00704
Plaintiff, (Chief Judge Brann)
v.
DR. SCOTT PRINCE, et al.,
Defendants.
MEMORANDUM OPINION
MARCH 4, 2026
Plaintiff Bruce X. Cooper is a serial pro se litigant who was previously
confined at the State Correctional Institution in Dallas, Pennsylvania (SCI Dallas).
Following his transfer to SCI Benner Township, he filed the instant pro se Section
19831 action, claiming that the prison transfer violated his constitutional rights, the
Americans with Disabilities Act of 1990 (ADA),2 and the Rehabilitation Act of
1973 (RA).3 Presently pending are Defendants’ motions to dismiss pursuant to
Federal Rule of Civil Procedure 12(b)(6). The Court will grant in part and deny in
part Defendants’ motions.
1 42 U.S.C. § 1983. Section 1983 creates a private cause of action to redress constitutional
wrongs committed by state officials. The statute is not a source of substantive rights; it serves
as a mechanism for vindicating rights otherwise protected by federal law. See Gonzaga Univ.
v.Doe, 536 U.S. 273, 284-85 (2002).
2 42 U.S.C. § 12101 et seq.
I. BACKGROUND
Cooper is currently incarcerated at SCI Benner Township, in Bellefonte,
Pennsylvania.4 He was transferred to that facility on April 11, 2024.5 He recounts
that, before being moved to SCI Benner Township, he was incarcerated at SCI
Dallas for approximately ten years following his incentive-based transfer to that
institution in 2014.6 According to Cooper, to obtain this incentive-based transfer to
SCI Dallas to be closer to his family, he was required to have five years of
misconduct-free “good behavior” and obtain staff recommendations and votes.7
Cooper additionally alleges that he is an individual with “qualified
disabilities,” although he does not elaborate on this allegation in the body of his
complaint.8 From an attachment to his complaint, it appears that the Pennsylvania
Department of Corrections (DOC) has determined that Cooper has “a qualifying
ADA disability,” which could include the medical conditions of “arthritis in legs,
limited mobility in walking long distances, lack [of] normal leg strength, swelling
in legs[,] and shortness of breath” that Cooper listed on his July 2022 Inmate
Disability Accommodation Request form.9 It could also include the numerous
medical issues listed in his attached medical records.10
4 See Doc. 1-2 ¶ 2.
5 Id. ¶ 11.
6 Id. ¶ 8.
7 Id.
8 Id. ¶ 7.
9 Id. at p. 13.
10 Id. at p. 18.
The gravamen of Cooper’s complaint is that his transfer to SCI Benner
Township was made against his will and violated federal law. He alleges that Dr.
Scott Prince and Kim Harris effectuated the transfer to retaliate against him
because he had previously filed several lawsuits and grievances against Dr.
Prince.11 Cooper also appears to allege, perhaps in the alternative, that he was
discriminatorily transferred based on his medical disabilities, in violation of the
ADA and RA.12
Cooper sues Dr. Prince, Kim Harris (a nurse at SCI Dallas), and Erica
Benning (Director of the Bureau of Health Care Services).13 As best as the Court
can discern, he appears to be asserting a Section 1983 claim of First Amendment
retaliation against all Defendants (in their individual and official capacities), a
Section 1985 or Section 1986 conspiracy claim against all Defendants (in their
individual and official capacities), and individual-capacity discrimination claims
against all Defendants under the ADA and RA. Cooper seeks retroactive
declaratory relief acknowledging that his rights were violated, as well as
compensatory and punitive damages.14
11 Id. ¶¶ 9, 11, 13, 14, 22.
12 Id. ¶¶ 1, 6, 7, 24, 27.
13 Id. ¶¶ 3-5.
14 Id. ¶¶ 28-29.
Defendants move for dismissal of Cooper’s complaint in its entirety
pursuant to Federal Rule of Civil Procedure 12(b)(6).15 Those motions are fully
briefed and ripe for disposition.
II. STANDARD OF REVIEW
In deciding a motion to dismiss under Federal Rule of Civil Procedure
12(b)(6), courts should not inquire “whether a plaintiff will ultimately prevail but
whether the claimant is entitled to offer evidence to support the claims.”16 The
court must accept as true the factual allegations in the complaint and draw all
reasonable inferences from them in the light most favorable to the plaintiff.17 In
addition to the facts alleged on the face of the complaint, the court may also
consider “exhibits attached to the complaint, matters of public record, as well as
undisputedly authentic documents” attached to a defendant’s motion to dismiss if
the plaintiff’s claims are based upon these documents.18
When the sufficiency of a complaint is challenged, the court must conduct a
three-step inquiry.19 At step one, the court must “tak[e] note of the elements [the]
plaintiff must plead to state a claim.”20 Second, the court should distinguish well-
15 See generally Docs. 13, 21.
16 Scheuer v. Rhodes, 416 U.S. 232, 236 (1974); see Nami v. Fauver, 82 F.3d 63, 66 (3d Cir.
1996).
17 Phillips v. County of Allegheny, 515 F.3d 224, 229 (3d Cir. 2008).
18 Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (citing Pension Benefit Guar. Corp.
v. White Consol. Indus., 998 F.2d 1192, 1196 (3d Cir. 1993)).
19 Connelly v. Lane Const. Corp., 809 F.3d 780, 787 (3d Cir. 2016) (internal citations and
quotation marks omitted) (footnote omitted).
20 Id. (quoting Ashcroft v. Iqbal, 556 U.S. 662, 675 (2009) (alterations in original)).
pleaded factual allegations—which must be taken as true—from mere legal
conclusions, which “are not entitled to the assumption of truth” and may be
disregarded.21 Finally, the court must review the presumed-truthful allegations
“and then determine whether they plausibly give rise to an entitlement to relief.”22
Deciding plausibility is a “context-specific task that requires the reviewing court to
draw on its judicial experience and common sense.”23
Because Cooper proceeds pro se, his pleadings are to be liberally construed
and his complaint, “however inartfully pleaded, must be held to less stringent
standards than formal pleadings drafted by lawyers[.]”24 This is particularly true
when the pro se litigant, like Cooper, is incarcerated.25
III. DISCUSSION
Defendants challenge the sufficiency of all claims asserted against them,
contending that Cooper’s complaint fails to state a claim upon which relief may be
granted. Cooper has filed extensive briefing in response, including numerous
exhibits that were not attached to his complaint.26 The Court will not consider
such evidence at this time, as it is off limits at the Rule 12(b)(6) stage.27 Instead,
the Court’s sufficiency review will be limited to the complaint and the exhibits
21 Id. (quoting Iqbal, 556 U.S. at 679).
22 Id. (quoting Iqbal, 556 U.S. at 679).
23 Iqbal, 556 U.S. at 681.
24 Erickson v. Pardus, 551 U.S. 89, 94 (2007) (citations omitted).
25 Dooley v. Wetzel, 957 F.3d 366, 374 (3d Cir. 2020) (citation omitted).
26 See Docs. 17-1, 32-1.
27 See Mayer, 605 F.3d at 230.
attached thereto, as well as matters of public record (if necessary).28 With these
procedural guardrails in mind, the Court will address the sufficiency of Cooper’s
claims in turn.
A. First Amendment Retaliation
Although a prisoner’s constitutional rights are necessarily circumscribed, an
inmate still retains First Amendment protections when they are “not inconsistent”
with prisoner status or with the “legitimate penological objectives of the
corrections system.”29 To state a First Amendment retaliation claim, a plaintiff
must plausibly plead that (1) “he was engaged in constitutionally protected
conduct,” (2) he suffered an “adverse action” by prison officials sufficient to deter
a person of ordinary firmness from exercising his First Amendment rights, and
(3) the plaintiff’s protected conduct was a “substantial or motivating factor” in the
prison officials’ decision to take the adverse action.30
There are a variety of ways to establish causation for a First Amendment
retaliation claim. One method is to show “unusually suggestive” timing between
the protected conduct and the adverse action.31 When a plaintiff relies solely on
circumstantial evidence of temporal proximity, the time between the protected
28 See id.
29 Wisniewski v. Fisher, 857 F.3d 152, 156 (3d Cir. 2017) (quoting Newman v. Beard, 617 F.3d
775, 781 (3d Cir. 2010)).
30 Id. (quoting Rauser v. Horn, 241 F.3d 330, 333 (3d Cir. 2001)); Mitchell v. Horn, 318 F.3d
523, 530 (3d Cir. 2003) (quoting Rauser, 241 F.3d at 333).
31 See Lauren W. ex rel. Jean W. v. DeFlaminis, 480 F.3d 259, 267 (3d Cir. 2007).
conduct and the adverse action is often measured in days rather than weeks or
months.32 However, there is no “bright line rule limiting the length of time that
may pass between a plaintiff’s protected speech and an actionable retaliatory act by
a defendant.”33 Another approach is to demonstrate “a pattern of antagonism
coupled with timing.”34 Finally, causation can be inferred “from the evidence
gleaned from the record as a whole.”35 Logically, a plaintiff asserting retaliation
“will have to show . . . that the decision maker had knowledge of the protected
activity[.]”36
All Defendants challenge the sufficiency of Cooper’s individual capacity
retaliation claims against them. The Court finds that Cooper has plausibly alleged
a retaliation claim against Dr. Prince only.
No defendant disputes that filing a civil lawsuit or a prison grievance is
protected First Amendment conduct. Harris and Benning also concede that,
depending on the circumstances, a prison transfer can constitute an adverse action
for a retaliation claim. Dr. Prince argues that Cooper has no right to be housed in
the prison of his own choosing and therefore his retaliation claim “fails at the
outset.”37 He likewise contends that, in any event, Cooper has failed to allege an
32 See Conard v. Pa. State Police, 902 F.3d 178, 184 (3d Cir. 2018).
33 Id.
34 DeFlaminis, 480 F.3d at 267.
35 Watson v. Rozum, 834 F.3d 417, 424 (3d Cir. 2016) (citing Farrell v. Planters Lifesavers Co.,
206 F.3d 271, 281 (3d Cir. 2000)).
36 Moore v. City of Philadelphia, 461 F.3d 331, 351 (3d Cir. 2006) (citation omitted).
37 See Doc. 14 at 6-7.
adverse action because the transfer was executed for medical reasons.38 The Court
disagrees.
Cooper alleges that he was transferred to SCI Benner Township against his
will, taking him farther away from his family. He further avers that the transfer
caused a significant reduction in his prison employment pay, a lack of religious
services for his chosen religion, and an absence of programs for “lifers,” (i.e.,
inmates serving life sentences).39 These allegations, taken together, plausibly
allege an adverse action with respect to a prison transfer.40
Moreover, Dr. Prince’s additional argument conflates the second element of
a prima facie retaliation claim—an adverse action—with the same decision
defense.41 And to the extent that Dr. Prince then argues that the same decision
defense applies and requires dismissal,42 that argument fails at the motion-to-
dismiss stage. Although Cooper’s complaint includes documents showing that he
38 See id. at 7-8 (citing Doc. 1-2 ¶ 9).
39 See Doc. 1-2 ¶¶ 8, 26.
40 See, e.g., Rauser, 241 F.3d at 333 (noting that transfer to a distant prison where family could
not visit could implicate adverse action); Siggers-El v. Barlow, 412 F.3d 693, 702, 704 (6th
Cir. 2005) (finding that prison transfer which caused loss of prison job and limited access to
plaintiff’s attorney could amount to an adverse action); Williams v. Wetzel, No. 1:17-CV-79,
2020 WL 583983, at *8 (M.D. Pa. Feb. 6, 2020) (finding that prison transfer was adverse action
where it “punitively detach[ed] Plaintiff from his loved ones and/or visitation” and affected his
parole recommendation).
41 If a prisoner-plaintiff can establish a prima facie retaliation case, the burden shifts to the
defendant or defendants to show that “they would have made the same decision absent the
protected conduct for reasons reasonably related to a legitimate penological interest.” Watson,
834 F.3d at 422 (quoting Rauser, 241 F.3d at 334). This is often referred to as the “same
decision defense.” Id.
42 See Doc. 14 at 7-9.
was told that his transfer was based on his “ambulatory issues and use of an
assistive device,”43 that does not necessarily mean that Cooper is admitting that the
DOC’s stated reason for the transfer is accurate (rather than pretextual). Indeed, to
address the same decision defense and its burden-shifting framework at the Rule
12(b)(6) stage “makes little sense,”44 because Cooper’s primary allegation is that
he was transferred in retaliation for his First Amendment conduct, not for medical
reasons.
Cooper’s complaint, however, falters at the third element for his retaliation
claims against Harris and Benning. He alleges that he filed several lawsuits and
grievances against Dr. Prince and that is why Dr. Prince, Harris, and Benning
facilitated his transfer to SCI Benner Township. However, it is well settled that
causation cannot be inferred simply by asserting that a plaintiff pursued some
protected activity (like a lawsuit or prison grievance) against a defendant or
nonparty prison official who is not the alleged perpetrator of the retaliatory adverse
action.45 Such general allegations fail to establish or even infer knowledge of the
43 See Doc. 1-2 at p. 17.
44 See Palmore v. Hornberger, 813 F. App’x 68, 71 (3d Cir. 2020) (nonprecedential) (quoting
Thomas v. Eby, 481 F.3d 434, 442 (6th Cir. 2007)).
45 See, e.g., Nunez v. Wetzel, No. 1:21-cv-01484, 2023 WL 2385931, at *5 (M.D. Pa. Mar. 6,
2023) (collecting cases); Kendrick v. Hann, No. 1:19-cv-01642, 2021 WL 2914986, at *9
(M.D. Pa. July 12, 2021); Murray v. Smithbower, No. 1:17-cv-0127, 2021 WL 1103524, at *7
(M.D. Pa. Mar. 23, 2021); Horan v. Collins, No. 1:13-cv-00140, 2016 WL 5030468, at *6
(M.D. Pa. Aug. 8, 2016); Victor v. Lawler, No. 3:07-cv-2058, 2010 WL 5014555, at *5 (M.D.
Pa. Dec. 3, 2010); Evans v. Rozum, No. 07-cv-230J, 2009 WL 5064490, at *22 (W.D. Pa. Dec.
17, 2009) (“[T]here is no apparent reason why [the moving defendants] would want to retaliate
against Plaintiff for filing a lawsuit against others.” (second alteration in original)); Royster v.
protected conduct and they likewise fail to show why a defendant would take the
alleged adverse action.
Cooper has not provided any plausible allegation as to why Harris or
Benning would be motivated to take adverse action against him or would even
have knowledge of his protected conduct. As such, he has failed to allege
causation as to Harris or Benning, and the First Amendment retaliation claims
against them must be dismissed under Rule 12(b)(6).
B. Official Capacity Claims
Cooper sues Defendants in their individual and official capacities, at least
with respect to his constitutional tort claims.46 However, any official capacity
claim seeking monetary damages from state officials is barred by state statutory
immunity.
The Eleventh Amendment to the United States Constitution prevents federal
courts from entertaining lawsuits—by United States citizens or citizens of foreign
states—brought against a state.47 This immunity from private suit extends to state
agencies as well as state officials acting in their official capacity, because such
Beard, No. 1:06-cv-0842, 2008 WL 2914516, at *6 (M.D. Pa. July 24, 2008) (concluding that
plaintiff failed to satisfy the causal connection for his retaliation claim against defendant
because previous grievance did not name or impact that defendant), aff’d 308 F. App’x 576
(3d Cir. 2009) (nonprecedential) (agreeing with district court analysis).
46 See Doc. 1-2 ¶¶ 3-5; id. ¶ 23 (“Plaintiff specifically represent[s] that defendants ‘are not’ being
sued under the [ADA] or [RA] in their official capacity.”).
47 U.S. CONST. amend. XI; Idaho v. Coeur d’Alene Tribe of Idaho, 521 U.S. 261, 267-68 (1997);
Hans v. Louisiana, 134 U.S. 1, 10 (1890).
lawsuits are essentially civil actions “against the State itself.”48 There are two
exceptions to the Eleventh Amendment’s bar to private suits against nonconsenting
states: (1) “Congress may abrogate a state’s immunity” and (2) “parties may sue
state officers for prospective injunctive and declaratory relief.”49
Additionally, a state may waive its immunity from suit in federal court by
voluntarily removing the case from state court to a federal forum, thereby
consenting to federal jurisdiction.50 “When a State, facing suit in its own courts,
purposefully requests a federal forum, it expresses a clear intent to waive immunity
from suit.”51 Nevertheless, while removal to federal court may waive a state’s
immunity from suit in a federal forum, it does not waive the state’s immunity from
liability.52 In other words, a state’s voluntary removal to federal court does not
“waive any defenses provided by its own sovereign immunity law.”53
In that respect, Pennsylvania has not waived its statutory sovereign
immunity to liability for claims brought under Section 1983, Section 1985, or
Section 1986.54 Rather, it has only waived its immunity from liability for certain
48 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 71 (1989).
49 Wheeling & Lake Erie Ry. Co. v. Pub. Util. Comm’n of Pa., 141 F.3d 88, 91 (3d Cir. 1998)
(emphasis added) (citing, inter alia, Ex parte Young, 209 U.S. 123 (1908)).
50 See Lombardo v. Pa., Dep’t of Public Welfare, 540 F.3d 190, 196, 197, 198 (3d Cir. 2008).
51 Id. at 197; see also Lapides v. Bd. of Regents of Univ. Sys. of Ga., 535 U.S. 613, 624 (2002)
(“[R]emoval is a form of voluntary invocation of a federal court’s jurisdiction sufficient to
waive the State’s otherwise valid objection to litigation of a matter . . . in a federal forum.”).
52 See Lombardo, 540 F.3d at 198-99.
53 Id. at 200.
54 See 1 PA. CONS. STAT. § 2310.
specifically enumerated tort claims for damages.55 Removal by a state from state
court to federal court does not alter this general statutory immunity to liability.56
Here, Pennsylvania has waived Eleventh Amendment sovereign immunity to
suit in federal court by removing this case from state court under 28 U.S.C. § 1441.
But that does not mean it has waived its defense of statutory immunity to liability.
Cooper seeks compensatory and punitive damages. To the extent those money
damages are sought against Defendants in their official capacities (and thus against
the state itself), such claims are barred by state statutory immunity, as
Pennsylvania has not explicitly carved out any exceptions to its general immunity
from liability that would include federal constitutional tort claims. Additionally,
Cooper’s request for a declaration that his constitutional rights were violated is
retrospective, rather than prospective, in nature.57 Thus, all official capacity claims
must be dismissed for failure to state a claim for relief pursuant to Rule 12(b)(6).
C. Section 1985 and Section 1986 Conspiracy
Cooper appears to assert claims for Section 1985 conspiracy and related
claims under Section 1986 for failure to prevent a Section 1985 conspiracy. His
civil conspiracy claims fail.
55 See generally 42 PA. CONS. STAT. § 8522.
56 See Lombardo, 540 F.3d at 198-99, 200.
57 Oddly, Cooper does not seek prospective injunctive relief in the form of being transferred back
to SCI Dallas.
“Section 1985(3) permits an action to be brought by one injured by a
conspiracy formed for the purpose of depriving, either directly or indirectly, any
person . . . of the equal protection of the laws, or of equal privileges and
immunities under the laws.”58 To state such a claim, a plaintiff must plausibly
allege: “(1) a conspiracy; (2) for the purpose of depriving, either directly or
indirectly, any person or class of persons of the equal protection of the laws, or of
equal privileges and immunities under the laws; and (3) an act in furtherance of the
conspiracy; (4) whereby a person is injured in his person or property or deprived of
any right or privilege of a citizen of the United States.”59 A plaintiff seeking to
assert a Section 1985(3) claim “must allege both that the conspiracy was motivated
by discriminatory animus against an identifiable class and that the discrimination
against the identifiable class was invidious.”60 Notably, to state a conspiracy
claim, a plaintiff must do more than recite talismanic phrases like “conspire” and
“act in concert.”61
58 Farber v. City of Paterson, 440 F.3d 131, 134 (3d Cir. 2006) (internal quotation marks and
citation omitted).
59 Id. (citation omitted).
60 Id. at 135.
61 See Jutrowski v. Township of Riverdale, 904 F.3d 280, 295 (3d Cir. 2018) (explaining that, to
state a civil conspiracy claim, a plaintiff must demonstrate that defendants “somehow reached
an understanding to deny [the plaintiff] his rights” (alteration in original)); Young v. Kann, 926
F.2d 1396, 1405 n.16 (3d Cir. 1991) (citing Kalmanovitz v. G. Heileman Brewing Co., 595 F.
Supp. 1385, 1400 (D. Del. 1984), aff’d 769 F.2d 152 (3d Cir. 1985) (“It is a longstanding rule
in the Third Circuit that a mere general allegation ... [or] averment of conspiracy or collusion
without alleging the facts which constituted such conspiracy or collusion is a conclusion of
law and is insufficient [to state a claim].” (citing Black & Yates, Inc. v. Mahogany Ass’n, 129
F.2d 227, 231-32 (3d Cir. 1941)))); Adams v. Corr. Emergency Response Team, 857 F. App’x
57, 61 (3d Cir. 2021) (nonprecedential) (explaining that, to state a Section 1985 conspiracy
Cooper’s conspiracy claims are plainly deficient. His complaint is devoid of
facts showing a meeting of the minds or agreement to violate his federal rights.
Instead, he alleges, in conclusory fashion, that Defendants “acted in conspiracy” to
violate his rights.62 Such talismanic phrases do not suffice to plausibly plead a
civil rights conspiracy. He further speculates that Dr. Prince and Harris “hatched”
a plan to transfer him to deter him from filing future claims, but he does not plead
any supporting facts that would demonstrate such a nefarious plan or agreement.63
These are the exact type of conclusory allegations that violate the pleading
requirements provided in Twombly and Iqbal. Such formulaic, purely legal
conclusions must be disregarded.64
The only real factual detail that Cooper provides is that several weeks before
his transfer, Harris allegedly asked him if he wanted to be transferred.65 This
single allegation is wholly insufficient to plausibly state a civil rights conspiracy.
Accordingly, any Section 1985 or Section 1986 conspiracy claims will be
dismissed pursuant to Rule 12(b)(6) for failure to state a claim upon which relief
may be granted.
claim, a plaintiff must sufficiently allege “facts and circumstances” that “support the elements
of the conspiracy” and show agreement between defendants to deprive a plaintiff of a
constitutional right); Stankowski v. Farley, 251 F. App’x 743, 748 (3d Cir. 2007)
(nonprecedential) (finding that plaintiff’s “conclusory allegation” that defendants “conspired”
against him fails to state a claim for civil conspiracy).
62 See Doc. 1-2 ¶¶ 1, 27.
63 Id. ¶ 13.
64 Connelly, 809 F.3d at 787 (quoting Iqbal, 556 U.S. at 679).
65 Doc. 1-2 ¶ 14.
D. ADA and RA Claims
Cooper asserts individual capacity Title II ADA and Section 504 RA claims
against all Defendants.66 The contours of his ADA and RA claims are difficult to
decipher from his pro se complaint. As best as the Court can discern, Cooper is
alleging—perhaps in the alternative67—that his transfer to SCI Benner Township
was rooted in discrimination based on his physical disabilities.68 It is also possible
that Cooper may be alleging a failure-to-accommodate claim.
The Court need not delve into the elements of a Title II ADA claim or a
Section 504 RA claim at this time. That is because there is no individual liability
for either type of claim.69 The individual Defendants are not “public entities,” so
they cannot be sued under Title II of the ADA70; and they also “do not receive
federal aid,” so they cannot be held liable under Section 504 of the RA.71
66 See id. ¶¶ 23, 27.
67 See FED. R. CIV. P. 8(d)(2)-(3) (permitting plaintiff to plead alternative, even if inconsistent,
claims).
68 Cooper does not clearly explain what “services, programs, or other activities” he was excluded
from participating in or denied the benefits thereof. See Haberle v. Troxell, 885 F.3d 170, 178
(3d Cir. 2018) (listing elements of Title II ADA and Section 504 RA claims). The Court does
not need to resolve this issue because Cooper’s individual capacity ADA and RA claims are
nonstarters.
69 See Montanez v. Price, 154 F.4th 127, 145 (3d Cir. 2025); see also Williams v. Pa. Human
Relations Comm’n, 870 F.3d 294, 299 & n.27 (3d Cir. 2017) (holding that Title VII and ADA
claims cannot be brought through a “back door to the federal courthouse” via 42 U.S.C. § 1983,
and noting that Title VII and ADA claims are intended to impose liability on employers, not
individuals); Fasano v. Fed. Reserve Bank of N.Y., 457 F.3d 274, 289 (3d Cir. 2006) (noting
in dicta that “neither the ADA nor 12 U.S.C. § 1831j permit individual damages liability on
the part of employees”).
70 See Montanez, 154 F.4th at 145 (citation omitted); 42 U.S.C. § 12132.
71 See Montanez, 154 F.4th at 145 (citing Emerson v. Thiel Coll., 296 F.3d 184, 190 (3d Cir.
2002) (per curiam)).
Accordingly, Cooper’s individual capacity ADA and RA claims must be dismissed
under Rule 12(b)(6) for failure to state a claim.
E. Exhaustion of Administrative Remedies
The Court makes one final observation. From the documents filed in
opposition to Defendants’ Rule 12(b)(6) motions,72 it does not appear the Cooper
exhausted administrative remedies against Benning under the well-established
requirements of the Pennsylvania Department of Corrections’ three-step grievance
process.73 His grievances and appeals, in which he asserts that his transfer was
retaliatory, never discuss or even mention Benning, despite DC-ADM 804’s clear
requirement that the inmate identify the individual or individuals involved in the
complained-of incident.74
Nevertheless, exhaustion is an affirmative defense,75 and it cannot be
conclusively determined that Cooper failed to exhaust the instant claims from the
face of his complaint. Accordingly, the Court declines to sua sponte dismiss the
claims against Benning at this time under 28 U.S.C. § 1915A(b)(1) for failure to
exhaust administrative remedies.
72 See Doc. 17-1 at 13, 19-20, 25; Doc. 32-1 at 3, 20, 23.
73 See Booth v. Churner, 206 F.3d 289, 292 n.2 (3d Cir. 2002); COMMONWEALTH OF PA., DEP’T
OF CORR., INMATE GRIEVANCE SYS., Policy No. DC-ADM 804 (May 1, 2015) (hereinafter
“DC-ADM 804”).
74 See DC-ADM 804 § 1(A)(11)(b) (“The inmate shall identify individuals directly involved in
the event(s).”).
75 See Jones v. Bock, 549 U.S. 199, 216 (2007).
F. Leave to Amend
Generally, “in forma pauperis plaintiffs who file complaints subject to
dismissal under Rule 12(b)(6) should receive leave to amend unless amendment
would be inequitable or futile.”76 The Court will grant Cooper limited leave to
amend. Cooper may not reassert his official capacity constitutional tort claims, as
those claims are barred by state statutory immunity. He likewise may not reassert
his individual capacity Title II ADA and Section 504 RA claims, as there is no
individual liability for such claims. The foregoing claims will be dismissed with
prejudice.
If Cooper chooses to file an amended complaint in conformity with this
Memorandum, it should be a stand-alone document, complete in itself and without
reference to any previous pleadings. The amended complaint should set forth his
claim or claims in short, concise, and plain statements, and in sequentially
numbered paragraphs, much like his original pleading. Cooper must address the
deficiencies identified in this Memorandum. Any documents he wants to include
with his amended pleading should be attached to his complaint. He should leave
one-inch margins on all four sides of his pleading.77 He must also name proper
defendants and specify the offending actions or omissions by a particular
76 Grayson v. Mayview State Hosp., 293 F.3d 103, 114 (3d Cir. 2002).
77 See LOCAL RULE OF COURT 5.1.
defendant. Additionally, he must sign the amended complaint and indicate the
nature of the relief sought.
If Cooper does not timely file an appropriate amended complaint, dismissal
of any claims without prejudice will automatically convert to dismissal with
prejudice. This case would then proceed on one Section 1983 claim: individual
capacity First Amendment retaliation against Dr. Prince.
IV. CONCLUSION
Based on the foregoing, the Court will grant defendant Harris’s and
defendant Benning’s motion to dismiss (Doc. 21) and will grant in part and deny in
part defendant Dr. Prince’s motion to dismiss (Doc. 13) pursuant to Federal Rule
of Civil Procedure 12(b)(6). An appropriate Order follows.
BY THE COURT:
s/ Matthew W. Brann
Matthew W. Brann
Chief United States District Judge