The opinion
Filed 4/2/26 General Dynamics NASSCO v. Cal. OSHA Board CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
GENERAL DYNAMICS NASSCO, D085662
Appellant,
v. (Super. Ct. No.
37-2023-00024521-CU-WM-CTL)
CALIFORNIA OCCUPATIONAL
SAFETY AND HEALTH APPEALS
BOARD,
Respondent,
CALIFORNIA DEPARTMENT OF
INDUSTRIAL RELATIONS, DIVISION
OF OCCUPATIONAL SAFETY AND
HEALTH,
Real Party in Interest and
Respondent.
APPEAL from a judgment of the Superior Court of San Diego County,
Joel R. Wohlfeil, Judge. Affirmed.
Ogletree, Deakins, Nash, Smoak & Stewart and Kevin D. Bland, Nicole
A. Naleway, for Appellant.
Aaron Riley Jackson, James Jeffrey Mojcher, Frances Elizabeth Clarke,
Karen E. Halbo and Brian Nichols, for Respondent, California Occupational
Safety and Health Appeals Board.
Rocio Y. Garcia-Reyes, Assistant Chief Counsel and Kathryn J. Woods,
Staff Counsel, for Real Party in Interest and Respondent, Department of
Industrial Relations, Division of Occupational Safety and Health.
Appellant General Dynamics NASSCO (NASSCO) appeals a judgment
entered after the trial court denied its petition for a writ of administrative
mandate challenging citations issued by respondent Division of Occupational
Safety and Health (Division, also known as Cal/OSHA1) for violations of
General Industry Safety Orders contained within the California Code of
Regulations, title 8, sections 3203 and 5042 (hereafter Safety Order 3203 and
Safety Order 5042). The cited safety orders require employers to implement
an injury and illness protection program (Safety Order 3203(a)(4),(a)(6)), and
keep employees clear of suspended loads (Safety Order 5042(a)(9)). An
administrative law judge and then respondent California Occupational Safety
1 “ ‘Cal/OSHA’ is a common abbreviation for the California Department
of Industrial Relations’ Division of Occupational Safety and Health.” (Nolte
Sheet Metal, Inc. v. Occupational Safety & Health Appeals Bd. (2020) 44
Cal.App.5th 437, 441, fn. 1.) The Department of Industrial Relations is
involved in the regulation of workplace health and safety. (See Department
of Industrial Relations v. Occupational Safety & Health Appeals Bd. (2018) 26
Cal.App.5th 93, 97.) “The Standards Board promulgates regulations setting
occupational health and safety standards. [Citation.] The Division enforces
those standards, inspecting workplaces and issuing citations for health and
safety violations. [Citation.] Finally, it is the responsibility of the Appeals
Board to adjudicate appeals of Division citations.” (Ibid.)
2
and Health Appeals Board (the Board) affirmed the citations. On appeal
from the ensuing judgment, NASSCO primarily contends the decisions lack
support in substantial evidence. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND2
In March 2018, a temporary employee working a rigging operation at
NASSCO’s shipyard sustained injuries when his hand was pinned between
an approximately 500-pound brace and an existing horizontal cross-pipe.3
The brace was in a sling and suspended by a crane. The employee had been
installing the brace (the third of four) onto a stanchion, guiding it with his
right hand on the brace, when the brace shifted up and caught his hand in a
pinch point between the brace and the cross-pipe. The horizontal cross-pipe
was not present when the first two braces were put in place, but it was
present during installation of the last two. NASSCO’s rigging supervisor was
not present at the time, and did not see the accident.
At the time of the accident, NASSCO had in place a safety procedure
manual specifically addressing rigging. In part, it provided that: “All people
are in the clear before moving any loads”; “Always stand clear of the load so if
it swings, slips, or spills, injuries do not occur. Do not stand near material
that could be struck by a moving load”; “Hands and feet are kept clear of
2 NASSCO’s factual statement in its opening brief lacks administrative
record citations. Neither respondent argues this constitutes a waiver or
forfeiture of NASSCO’s sufficiency of the evidence challenge however, so we
will consider the arguments.
3 The employee explained that rigging “is a process of lifting different
items from Point A to Point B.” The rigger’s responsibility is to attach the
proper rigging materials to the object so that it is moved safely without
damaging the object or the rigging, and ensure surrounding people are clear
of the load being moved. The crane’s function is to lift the load vertically and
traverse it to a finish point.
3
pinch points”; and “When it is necessary to guide the load by hand be sure
fingers and hands are on the outside of the material so they cannot be
pinched.”
NASSCO’s investigation report indicated that the pinch point “should
have been recognized and avoided.” More specifically, it indicated the
employee was not aware of the pinch point, and that “[s]upervision should
have caught the pipe IWO [in way of] brace and addressed it earlier.” In a
section regarding “corrective actions to prevent recurrence” (some
capitalization omitted), NASSCO listed, “Review process for installing
braces,” and “Determine if pipe above clip can pipe free ride until braces are
installed.” After the accident, NASSCO put out a “Rigging Safety Gram”
discussing pinch points in rigging operations and describing what to look for
when installing the type of brace that injured the employee. With respect to
work-site hazard awareness, the rigging safety gram stated, “The work-site
had changed in comparison to the other braces installed on different
stanchions within the same block. [¶] Piping was installed on this stanchion,
which created a pinch point hazard to personnel involved during the
installation process.” As to body position awareness, the rigging safety gram
contained a photograph depicting a worker with his hand on the brace,
stating, “In this case, the Rigger’s hand was placed on the topside of the brace
(as shown in the picture with the red circle). [¶] In like manner, the Rigger’s
4
hand was also in between a piping system, which eventually led to a severe
Pinch Point injury.”4
Following an inspection, Division issued two citations and assessed
$18,600 in penalties. The first was a general citation under Safety Order
3203(a): In citation 1, item 1, Division alleged that NASSCO “did not
implement and maintain an effective Injury and Illness Prevention Program
as required in the following two instances: [¶] 1. The employer procedures
for identifying and evaluating work place hazards is not adequate because
supervisors did not identify hazards associated to hoisting operations
including, but not limited to, pinch points after worksite had change [sic]. [¶]
2. The employer did not implemented [sic] effective methods and/or
procedures for correcting unsafe or unhealthy conditions, work practices and
work procedures in a timely manner, including, but not limited to, hazards
associated to hoisting operations.” Citation 2 was a serious violation under
Safety Order 5042(a)(9), in which Division alleged NASSCO “did not keep all
employees clear of loads about to be lifted and of suspended loads” and “[a]s a
result . . . an employee working under a suspended load was seriously injured
when the load being lifted injured the employees [sic] hand.”
NASSCO appealed the citations to the Board, which set a hearing
before an administrative law judge. The employee testified, as well as
NASSCO’s safety manager Duke Vuong and Cal/OSHA associate safety
engineer Victor Reyes. Reyes testified that when the employee described the
accident, he mentioned “differences between the work that he was doing
4 The Rigging Safety Gram contained a section on how to avoid becoming
a pinch point victim, with bullet points reading: “• Be[ ] aware of your
surrounding [¶] • Take notice of your body positioning during a rigging
operation [¶] • Understand the dangers involved when moving heavy
material and equipment [¶] • Look for work-site hazards before and during
a rigging operation[.]”
5
earlier . . . and when the accident happened.” Reyes explained: “Earlier, the
work that they were doing was the same in regards to placing those braces in
the stanchion. The difference is that the ones that they had done earlier did
not have the—except for one, did not have the horizontal pipe coming into
play. All the other ones—there was and there wasn’t any type of obstruction
in between the placement of the brace and—and the stanchion. But for the
last two they did, there, was a—that vertical [sic] pipe that was coming into
play that made the task a bit different.” According to Reyes, Vuong did not
tell him that the employee had violated any NASSCO safety rule when he
was injured. Likewise, NASSCO’s rigging supervisor told him NASSCO’s
rigging safety rules—including not having body parts underneath the load—
were being followed. NASSCO’s rigging supervisor told Reyes that the
accident could have been prevented if they had changed the order in which
the brace and horizontal pipe were placed.
Vuong testified about NASSCO’s rigging policy of safe work practices,
which was part of its injury and illness prevention program. Before
conducting rigging, the employee who was injured received training under
this policy, as well as through hands-on, live scenarios. Vuong determined in
his investigation of the incident that the employee violated NASSCO’s safety
policy concerning keeping hands clear of pinch points. But Vuong stated the
employee did not violate NASSCO’s safety policy by touching the load during
installation, because he was in process of guiding the brace into its final
installed position. Vuong testified that before its installation, the horizontal
pipe was discussed, and it was determined it was safer to have it installed
before the braces. According to Vuong, the employee could have avoided the
accident while maintaining positive control of the load by holding the brace
lower, down the length away from the horizontal cross-pipe.
6
In April 2022, the administrative law judge affirmed the citations in a
written decision.
The following month, NASSCO sought reconsideration before the
Board, arguing the administrative law judge’s findings were unsupported by
the evidence or case law. It argued it was in compliance with the safety
order. NASSCO also argued the decision contravened public policy in that
the employee’s practice of guiding the steel components to their final position
was the safest means of doing the job.5
In January 2023, the Board found Division had established the
violations by a preponderance of the evidence. In part, it found the employee
“was standing beside a suspended pipe brace, using his hands to control and
adjust it into the bracket, when the load unexpectedly shifted upwards,
trapping and crushing [his] right hand in a pinch point. [¶] . . . The pinch
point was between a horizontal pipe, already installed on the stanchion, and
the suspended pipe brace. [¶] . . . The horizontal pipe created an obstruction
in front of the bracket where the pipe brace needed to be fitted into place,
resulting in the pinch point between the brace and the horizontal pipe. [¶]
. . . In order to manually guide the pipe brace into place, [the employee] had
placed his hand on top of the pipe brace, inadvertently placing it in the pinch
point. [¶] . . . This obstruction, and accordingly the pinch point, was not
present regarding the previous two pipe braces [the employee] had installed
on the same stanchion.” The Board further found “[n]o supervisor was
present when [the employee’s] injury occurred”; NASSCO’s “Rigging Safety
Procedures contained provisions requiring employees to keep clear of
5 NASSCO further argued that it had established an “independent
employee act” affirmative defense. The Board found NASSCO did not
establish that affirmative defense. NASSCO does not repeat the argument
on appeal.
7
suspended loads and avoid pinch points”; [NASSCO’s] “definition of keeping
employees clear of suspended loads was limited to keeping employees clear of
areas directly underneath overhead loads”; and “[NASSCO’s] established
procedures permitted employees to be in close proximity of, and in direct
bodily contact with, suspended loads.” As more fully set out below, the Board
explained how the evidence supported the citations.
In June 2023, NASSCO petitioned for a writ of administrative
mandamus (Code Civ. Proc., § 1094.5). It alleged the Board (1) engaged in
conduct contrary to Labor Code section 6629 by not basing its factual findings
on substantial evidence in the record (Lab. Code, § 6629, subds. (a), (c), (d),
(e)); (2) failed to justify its findings of fact and failed to apply Board case law
precedent; (3) failed to state the evidence relied upon as required under
Labor Code sections 6608, 6623, and California Code of Regulations title 8,
section 385, subdivision (a); and (4) did not proceed in a manner required by
law (Code Civ. Proc., § 1094.5, subd. (b)). It asked the court to issue a writ of
mandate setting aside and vacating the decision after reconsideration.
The trial court denied the writ petition, determining the citations and
assessed penalties were supported by substantial evidence. NASSCO filed
this appeal.
DISCUSSION
I. Legal Standards and Standard of Review
Our review is governed by Labor Code sections 6629 and 6630: “The
review by a court considering a petition for a writ of mandate challenging an
Appeals Board decision ‘shall not be extended further than to determine,
based upon the entire record which shall be certified by the appeals board,
whether: [¶] (a) The appeals board acted without or in excess of its powers.
[¶] (b) The order or decision was procured by fraud. [¶] (c) The order or
8
decision was unreasonable. [¶] (d) The order or decision was not supported
by substantial evidence. [¶] (e) If findings of fact are made, such findings of
fact support the order or decision under review. [¶] Nothing in this section
shall permit the court to hold a trial de novo, to take evidence, or to exercise
its independent judgment on the evidence.” (L&S Framing, Inc. v.
Occupational Safety & Health Appeals Bd. (2023) 93 Cal.App.5th 995, 1008
(L&S Framing), quoting Lab. Code, § 6629.) ‘The findings and conclusions of
the appeals board on questions of fact are conclusive and final and are not
subject to review. Such questions of fact shall include ultimate facts and the
findings and conclusions of the appeals board.” (Lab. Code, § 6630; see also
L&S Framing, at p. 1008.)
“ ‘ “ ‘Our function on appeal is the same as that of the trial court in
ruling on the petition for the writ. We must determine whether based on the
entire record the [Appeals] Board’s decision is supported by substantial
evidence and whether it is reasonable. [Citations.] Where the decision
involves the interpretation and application of existing regulations, we must
determine whether the administrative agency applied the proper legal
standard. [Citation.] Since the interpretation of a regulation is a question
of law, while the administrative agency’s interpretation is entitled to great
weight, the ultimate resolution of the legal question rests with the courts
. . . . An agency’s expertise with regard to a statute or regulation it is
charged with enforcing entitles its interpretation of the statute or regulation
to be given great weight unless it is clearly erroneous or unauthorized.
[Citations.] The [Appeals] Board is one of those agencies whose expertise we
must respect. [Citation.]’ [Citation.] However, ‘[a]n administrative agency
cannot alter or enlarge the legislation, and an erroneous administrative
construction does not govern the court’s interpretation of the statute.’ ” ’ ”
9
(L&S Framing, supra, 93 Cal.App.5th at pp. 1008-1009, quoting Overaa
Construction v. California Occupational Safety & Health Appeals Board
(2007) 147 Cal.App.4th 235, 244-245; see also Carmona v. Division of
Industrial Safety (1975) 13 Cal.3d 303, 310.)
Under the substantial evidence standard mentioned above, we will not
disturb the Board’s findings if they are reasonable, even if the evidence is
susceptible of opposing inferences. (Sully-Miller Contracting Co. v.
California Occupational Safety & Health Appeals Bd. (2006) 138 Cal.App.4th
684, 692.) “We view the evidence in a light most favorable to the Board’s
decision, drawing all reasonable inferences and resolving all conflicts in the
evidence in favor of the decision.” (Teichert Construction v. California
Occupational Safety & Health Appeals Bd. (2006) 140 Cal.App.4th 883, 888.)
II. Sufficiency of Evidence of Citation 1
A. Safety Order 3203(a)(4)
Safety Order 3203(a)(4) provides that an employer’s injury and illness
prevention program “shall be in writing and, shall, at a minimum: [¶] . . .
[¶] Include procedures for identifying and evaluating work place hazards
including scheduled periodic inspections to identify unsafe conditions and
work practices. Inspections shall be made to identify and evaluate hazards:
[¶] (A) When the Program is first established; [¶] (B) Whenever new
substances, processes, procedures, or equipment are introduced to the
workplace that represent a new occupational safety and health hazard; and
[¶] (C) Whenever the employer is made aware of a new or previously
unrecognized hazard.”
1. The Board’s Findings
10
The Board found that the circumstances involved two “interrelated, but
not inextricable” hazards: the pinch point between the suspended pipe brace
and the horizontal pipe on the stanchion, and the suspended load itself. The
Board acknowledged that NASSCO’s Rigging Safety Procedure Manual
directed riggers to keep clear of pinch points and its safety training also
addressed the importance of avoiding such hazards. But it nevertheless
found NASSCO failed to effectively identify hazards associated with pinch
points. The Board found the workplace had “changed when [the employee]
started to install the third pipe brace” since the horizontal pipe, and therefore
the pinch point, was not present on the pipe braces that the employee had
already installed, and it was therefore a “new hazard which required
identification and evaluation.” The Board observed there was no supervisor
present at that time, and while NASSCO’s safety manager testified NASSCO
had concluded it would be safer to install the horizontal pipe before the pipe
braces on the stanchion, he did not say whether the pinch point created by
the horizontal pipe was identified and evaluated at that time. “Rather [the
safety manager] testified that, in his opinion, ‘the existence of that horizontal
piece doesn’t change the fundamental rigging process.’ . . . This implies that
[NASSCO] felt no additional inspection was required, and therefore no
inspection was conducted, which would have identified the pinch point in
question.” The Board found NASSCO did not present evidence that a safety
inspection occurred with regard to this particular pinch point hazard, but
instead, its accident report stated the employee was not aware of the pinch
point, and that appropriate supervision should have recognized and
addressed that hazard.
2. NASSCO’s Contentions
11
NASSCO contends there is no record evidence showing it failed to
effectively implement its injury and illness prevention program. Specifically,
NASSCO maintains (1) its injury and illness prevention program adequately
addressed the hazards of pinch points; (2) the Board incorrectly characterized
pinch points as a new hazard; and (3) the Board incorrectly amended the
citation by applying it to suspended loads.
3. Improper Amendment Argument
We begin with the last claim regarding an assertedly improper
amendment, which NASSCO did not raise in its petition for reconsideration.
As a consequence, it is forfeited. (Lab. Code, § 6618 [reconsideration
petitioner “shall be deemed to have finally waived all objections,
irregularities, and illegalities concerning the matter upon which the
reconsideration is sought other than those set forth in the petition for
reconsideration”]; accord, Ventura Coastal, LLC v. Occupational Safety &
Health Appeals Bd. (2020) 58 Cal.App.5th 1, 27 [waiver of hearsay objection];
Sully-Miller Contracting Co. v. California Occupational Safety & Health
Appeals Bd., supra, 138 Cal.App.4th at p. 692.) “Unless an issue is presented
to the Board upon reconsideration, it is not properly before the court.” (Sully-
Miller, at p. 692, citing Davey Tree Surgery Co. v. Occupational Safety &
Health Appeals Bd. (1985) 167 Cal.App.3d 1232, 1243.)
4. New Hazard
“In order to demonstrate a violation of [Safety Order] 3203 . . . (a)(4)(C),
the Division must demonstrate (1) that an employer was made aware of a
‘new or previously unrecognized hazard,’ and (2) that the employer failed to
conduct an inspection to identify and evaluate that hazard.” (In the Matter of
the Appeal of Hansford Industries, Inc. dba Viking Steel (Cal. O.S.H.A., Aug.
12
13, 2021, No. 1133550) [2021 WL 3683857, at p. *8].)6 As to the presence of a
new and unrecognized hazard, there is substantial evidence from Reyes that
“new . . . equipment [was] introduced into the workplace that represent[ed] a
new occupational safety and health hazard” (Safety Order 3203(a)(4)(B)) such
that NASSCO was required to implement inspection procedures, but failed to
do so, violating that Safety Order. As summarized above, Reyes recounted
the employee’s statement confirming that when he installed the first two
braces, the horizontal pipe creating the pinch point was not in place, but that
horizontal pipe was in place when he worked with the brace resulting in his
injury. Though NASSCO had a standing hearsay objection below to Reyes’s
conversations with others, the Board proceedings “need not be conducted
according to technical rules relating to evidence and witnesses” (Cal. Code
Regs, tit.8, § 376.2) and hearsay is permitted to supplement or explain other
evidence. (Ibid.) Further, as the Board pointed out, NASSCO’s inspection
report indicated that the pinch point created by the horizontal pipe should
have been recognized as a hazard by supervision, from which the Board
reasonably inferred no inspection of that hazard took place. Likewise, its
safety gram recognized that the horizontal pipe was a new element
introduced into the workspace. The evidence shows NASSCO was aware of
the potential safety issue with the horizontal pipe before the accident because
individuals discussed the order of its installation in relation to the braces so
as to determine which was more safe.
6 Appeals Board’s decisions after reconsideration are precedential and
establish the Appeals Board’s official policy. (L&S Framing, supra, 93
Cal.App.5th at p. 1007.) We granted the Board’s request that we take
judicial notice of 24 prior Board decisions after reconsideration. (See Evid.
Code, §§ 451, subd. (a), 452, subd. (c), 459; United Assn. Local Union 246,
AFL-CIO v. Occupational Safety & Health Appeals Bd. (2011) 199
Cal.App.4th 273, 279, fn. 5.)
13
NASSCO cites to Board decisions concerning differing situations
involving new hazards caused by custom-made components (Hansford
Industries, Inc. dba Viking Steel, supra, [2021 WL 3683857]), inclement
weather (In re the Matter of OC Communications, Inc. (Cal. O.S.H.A., Mar.
28, 2016, No. 14-0120) Decision After Reconsideration), and a modified
vehicle (In re the Matter of HHS Construction (Cal. O.S.H.A., Feb. 26, 2015,
No. 12-0492) Decision After Reconsideration). It argues the employee here
was an experienced rigger and the job he did on the day he was injured was
not new. NASSCO asserts he “offered no testimony that the job changed in
any way, that the beams [sic] were each unique, that the process he was to
follow had to be altered, or that a new hazard arose with the moving of each
beam.” We do not confine ourselves to the employee’s testimony when
assessing substantial evidence to support the Board’s decision but look to the
whole of the record. (L&S Framing, supra, 93 Cal.App.5th at p. 1008.) That
there is evidence from which a contrary inference may be drawn does not
require that we vacate the citation. (Brietigam v. Industrial Acc. Commission
(1951) 37 Cal.2d 849, 853; Sully-Miller Contracting Co. v. California
Occupational Safety & Health Appeals Bd., supra, 138 Cal.App.4th at p. 692.)
Having reviewed the entire record, we conclude the evidence supports
the Board’s finding that the pinch point created by the recently installed
horizontal pipe presented a new and previously unrecognized hazard that
NASSCO failed to inspect and identify. We reject NASSCO’s sufficiency of
the evidence challenge to this citation. The Board has held that where a
citation alleges multiple instances of an employer’s violation of a single safety
order, including violations of Safety Orders 3203(a)(4) and 3203(a)(6), a single
proven instance is sufficient to sustain the citation. (In the Matter of the
Appeal of Papich Construction Company, Inc. (Cal. O.S.H.A., Mar. 26, 2021,
14
No. 1236440) [2021 WL 1237266, at p. *12]; In the Matter of the Appeal of
Hill Crane Service, Inc. (Cal. O.S.H.A., Sept. 24, 2021, No. 1135350) [2021
WL 4496936, at p. *4]; In the Matter of the Appeal of National Distribution
Center, LP (Cal. O.S.H.A., Oct. 5, 2015, No. 12-R6D2-0378) [2015 WL
6629812, at p. *8, & fn. 11].) Given our conclusions, we may uphold citation
1, but we nevertheless address the second instance of that citation.
B. Safety Order 3203(a)(6)
Safety Order 3203(a)(6) provides that an employer’s injury and illness
prevention program must “[i]nclude methods and/or procedures for correcting
unsafe or unhealthy conditions, work practices and work procedures in a
timely manner based on the severity of the hazard: [¶] (A) When observed or
discovered; and, [¶] (B) When an imminent hazard exists which cannot be
immediately abated without endangering employee(s) and/or property,
remove all exposed personnel from the area except those necessary to correct
the existing condition. Employees necessary to correct the hazardous
condition shall be provided the necessary safeguards.” The Safety Order
“requires employers to have procedures in place both to identify hazards as
they arise, and to take appropriate corrective action to abate the hazards.”
(In the Matter of the Appeal of BHC Fremont Hospital, Inc. (Cal. O.S.H.A.,
May 30, 2014, No. 13-R1D2-0204) [2014 WL 2624406, at p. *2].) It “is a
‘performance standard,’ which establishes a goal or requirement for
employers to meet, while leaving the employer latitude in designing an
appropriate means of compliance.” (Id. at p. *3.) The employer’s corrective
action “must be sufficient in magnitude and scope to address the particular
hazard.” (In the Matter of the Appeal of Papich Construction Company, Inc.,
supra, [2021 WL 1237266, at p. *12].)
15
1. The Board’s Findings
The Board found NASSCO failed to correct the pinch point and
suspended load hazards: “[Employee’s] injury ultimately occurred because he
was in physical contact with a suspended load. His hand would not otherwise
have been in proximity to the pinch point. [NASSCO] argues that it corrected
the hazard by implementing enhanced safety training on pinch points after
[the employee] was injured. . . . To wit, [NASSCO’s] Rigging Safety Gram
. . . , created after and in response to [the employee’s] injury, cautions
employees to be ‘aware’ and ‘watchful’ of the positions of their hands and
bodies in relation to equipment and suspended loads during rigging
operations. Yet, it explicitly permits employees to place their hands on
suspended loads. Employer therefore failed to correct the pinch point hazard,
because it still allowed employees to place their hands on suspended loads,
which could inadvertently bring employees in proximity to a pinch point, not
to mention the myriad other hazards that suspended loads present.” The
Board found that because NASSCO “routinely allowed employees to be in
direct contact with suspended loads, which in turn placed employees within
proximity of pinch point hazards” and also had a “standard practice to allow
riggers to be in physical contact with suspended loads,” it failed to correct
these hazards.
2. NASSCO’s Contentions
NASSCO contends the Board mischaracterized its corrective actions, as
it took affirmative action following the accident to correct the hazard of pinch
points. It points out that its safety gram did not make any mention of
permitting employees to use their hands to guide loads into position, and
specifically warned employees about body positioning awareness and not
putting their hands in a pinch point. According to NASSCO, it “instituted
16
written policies and enhanced training to correct the hazard of pinch points
and to ensure that no other employees suffered similar injuries in the future.”
Thus, it was in compliance with Safety Order 3203(a)(6).
3. The Safety Gram Was Insufficient to Correct the Hazard
Here, while NASSCO did take steps to address the particular pinch
point hazard with its rigging safety gram, that document depicted an
individual with his hand on the load, so as to point out how it ultimately got
caught in the pinch point. The safety gram did not instruct employees to not
touch or keep clear of suspended loads, but suggested they may physically
touch such a load as long as their hand placement was away from a pinch
point. NASSCO’s other safety policies expressly permitted riggers to guide
loads with their hands. Vuong testified that the safety violation was not that
the employee had his hand on the load, but that it too high on the brace and
too close to the pinch point. Substantial evidence—the rigging safety gram
itself—shows that NASSCO’s post-accident action was not sufficient or
effective to correct the hazard of employees being in direct contact with
suspended loads, contrary to NASSCO’s safety manual policy requiring them
to keep clear of such loads. The Board reasonably found a violation of Safety
Order 3203(a)(6).
III. Sufficiency of Evidence of Citation 2: Safety Order 5042(a)(9)
Safety Order 5042(a)(9) provides: “Whenever any sling is used, the
following practices shall be enforced: [¶] . . . [¶] . . . All employees shall be
kept clear of loads about to be lifted and of suspended loads. (See [Safety
Order] 5002).” At the time of the citation, Safety Order 5002 provided:
“Operations shall be conducted and the job controlled in a manner that will
avoid exposure of employees to the hazard of overhead loads. Wherever loads
must be passed directly over workers, occupied work spaces or occupied
17
passageways, safety type hooks or equivalent means of preventing the loads
from becoming disengaged shall be used. [¶] NOTE: Employees should not
work in the area directly beneath a suspended load.” (Former Cal. Code
Regs., tit. 8, § 5002.)
A. The Board’s Findings
The Board found NASSCO failed to keep employees clear of suspended
loads, and that Division had established a violation of Safety Order
5042(a)(9). In part, it reasoned that Safety Order 5042’s plain language
“requires employees to be ‘kept clear of all loads about to be lifted and of
suspended loads.’ ” It pointed out that Safety Order 5042(a)(9) mentioned
Safety Order 5002, “which refers to ‘overhead loads.’ ” The Board stated
NASSCO urged it to disregard the phrase “loads about to be lifted and of
suspended loads” and interpret the regulation to apply only to “overhead
loads” but it ruled it could not rewrite the safety order so as to render a term
surplusage. It stated NASSCO’s “interpretation would remove protections for
workers exposed to suspended loads which are not directly overhead. This
interpretation directly conflicts with the longstanding rule that safety orders
‘are to be given a liberal interpretation for the purpose of achieving a safe
working environment.’ ” The Board rejected NASSCO’s argument that
industry practice should be the guiding factor in what are safe working
conditions for rigging and hoisting operations, ruling industry standards “do
not supersede regulatory requirements.” It explained that an employer “may
not substitute its own judgment for the mandate of safety orders.”
NASSCO makes two arguments in its sufficiency of the evidence
challenge to citation 2, which we address in turn.
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B. Due Process Argument
NASSCO contends citation 2 is not “set forth with reasonable
particularity,” and thus it violates both Labor Code section 63177 and its due
process rights. More specifically, NASSCO argues the citation’s description—
that the “employer did not keep all employees clear of loads about to be lifted
and of suspended loads”—contains “no facts” that would apprise it as to the
alleged violation. It contends the second sentence—that the “employee
working under a suspended load was seriously injured . . . .”—is factually
inaccurate, as the employee was not under the load, but level with it as he
guided the pipe brace in place, and thus the citation does not afford it due
process.
We do not address the argument. As the Board points out, NASSCO
did not raise these issues in its reconsideration petition, and they are
forfeited. (Lab. Code, § 6618.)
C. Compliance with Current Safety Order
NASSCO contends that citation 2 must be vacated because it is now in
compliance with the current Safety Order. Rather than referring to Safety
Order 5042(a)(9) cited by Division, NASSCO refers to Safety Order 5002
addressing “overhead loads.” It points out that Safety Order 5002 was
amended in July 2022—five months before the Board issued its decision—to
reflect industry practice and make an exception for employees “guiding a
7 Labor Code section 6317 states in part: “Each citation [issued by the
Division] shall be in writing and shall describe with particularity the nature
of the violation, including a reference to the provision of the code, standard,
rule, regulation, or order alleged to have been violated.” (Lab. Code, § 6317,
subd. (a).)
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load” as the NASSCO employee was doing in the present case.8 NASSCO
argues “[t]he Board cannot rely on an outdated version of the regulation to
support its conclusion.” This latter point is asserted without legal argument
or authority, allowing us to consider it forfeited. (Cal. Rules of Court, rule
8.204(a)(1)(B) [appellate brief must “support each point by argument and, if
possible, by citation of authority”]; 640 Tenth, LP v. Newsom (2022) 78
Cal.App.5th 840, 865, fn. 17 [“arguments made without reasoned argument
and citations to authority may be treated as forfeited”].)
In any event, the Board responds that Safety Order 5002 is irrelevant,
as NASSCO’s citation was for a violation of Safety Order 5042(a)(9), not
Safety Order 5002. We agree. The Board has explained: “[Safety Order]
5042(a)(9) deals with ‘suspended loads,’ but refers to [Safety Order] 5002,
which uses the term ‘overhead loads.’ [¶] The language of the sections is
different and we presume the Standards Board intended to cover different
situations by use of different terms. [Citations.] [¶] Both suspended loads
and overhead loads present hazards to workers. . . . [A] load need not be so
high as to be overhead to present a risk of serious injury. It seems
8 Safety Order 5002 now reads in part: “(a) Operations shall be
conducted and the job controlled in a manner that will avoid exposure of
employees to the hazard of overhead loads. Wherever loads must be passed
directly over workers, occupied work spaces or occupied passageways, safety
type hooks or equivalent means of preventing the loads from becoming
disengaged shall be used. [¶] (b) While the operator is not moving a
suspended load, no employee shall be within the fall zone. [¶]
EXCEPTIONS: [¶] (1) Employees engaged in hooking, unhooking or guiding
a load.” Subdivision (c) of Safety Order 5002 now reads in part: “(c) When
employees are engaged in . . . guiding the load . . . and are within the fall
zone, all of the following criteria shall be met: [¶] (1) The materials being
hoisted shall be rigged to prevent unintentional displacement. [¶] (2) Hooks
with self-closing latches or their equivalent shall be used. [¶] (3) The
materials shall be rigged by a qualified rigger.” (Cal. Code. Regs., tit. 8,
§ 5002.)
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appropriate, therefore, that the Standards Board would address both
situations. And, it would be an absurd reading of [Safety Order] 5042(a)(9) to
say that it does not apply unless loads are high enough to be over an
employee’s head when a load suspended inches high can present significant
hazards to workers.” (In the Matter of the Appeal of: Clark Pacific Precast,
LLC, Donald G. Clark Corp. & Robert E. Clark Corp. Dba Clark Pacific (Cal.
O.S.H.A., Oct, 25, 2012, No. 09-R2D1-0283) [2012 WL 6560467, at p. *3].)
Here, it is undisputed that during the incident a sling was in use
suspending the brace. The evidence shows the employee, who had his hand
directly on the brace to guide it, was not “kept clear . . . of [the] suspended
load” as required by the cited Safety Order. Citation 2 is supported by the
evidence.
DISPOSITION
The judgment is affirmed. Respondents shall recover their costs on
appeal.
O’ROURKE, Acting P. J.
WE CONCUR:
DO, J.
BUCHANAN, J.
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