deposition noticed during discovery but scheduled after discovery closed was untimely
How later courts described this case
- deposition noticed during discovery but scheduled after discovery closed was untimely
Written by the judges who cited it.
The opinion
UNITED STATES PATENT AND TRADEMARK OFFICE
Trademark Trial and Appeal Board
THIS OPINION IS A P.O. Box 1451
PRECEDENT OF THE TTAB Alexandria, VA 22313-1451
Brown
Mailed: January 29, 2008
Opposition No. 91176569
National Football League, NFL
Properties LLC
v.
DNH Management, LLC
Angela Lykos, Interlocutory Attorney:
On October 14, 2005, DNH Management, LLC (“applicant”)
applied to register the mark displayed below
for “motorcycle accessories, namely fender side cover
panels” in International Class 12.1 National Football
League and NFL Properties, LLC (“opposers”) have opposed
registration on the grounds that applicant's applied-for
1
Application Serial No. 78733408, alleging June 8, 2005 as the date of
first use anywhere and in commerce.
Opposition No. 91176569
mark (1) so resembles opposers’ previously used and
registered marks that it is likely to cause confusion,
mistake, or deceive prospective consumers under Section 2(d)
of the Lanham Act; (2) consists of matter which falsely
suggests a connection between applicant and opposers under
Section 2(a) of the Lanham Act; and (3) will dilute the
distinctive quality of opposers’ marks.2 In their notice of
opposition, opposers pleaded ownership of Registration Nos.
1056303,3 29413474 and 3138589,5 each for the mark displayed
below:
2
In their pleading, opposers asserted their dilution claim under
Sections 2(f) and 13(a) of the Lanham Act. Opposers should note,
however, that in Board proceedings, a claim of dilution falls under
Section 43(c) of the Lanham Act as amended. The last sentence of
Section 2(f) addresses dilution but only insofar as it precludes
issuance of a refusal of registration on dilution grounds in an ex parte
context.
3
Registered January 11, 1977, for “association services-namely,
promoting the interests of member football clubs, scheduling games, and
promoting interest in football” in International Class 41, alleging June
1, 1941 as the date of first use anywhere and in commerce; Sections 8
and 9 affidavits acknowledged and accepted.
4
Registered April 19, 2005, for various items of men's, women's and
children's clothing in International Class 25, alleging September 15,
1941 as the date of first use anywhere and October 15, 1991 as the date
of first use in commerce.
5
Registered September 5, 2006 for various goods in International
Classes 9, 14, 16 and 28, alleging January 1, 1980 as the date of first
use anywhere and in commerce for the goods in International Class 14,
and January 1, 1970 as the date of first use anywhere and in commerce
for the goods in the remaining classes.
2
Opposition No. 91176569
In its answer to the notice of opposition, applicant
denied the salient allegations therein and asserted various
affirmative defenses, including the following: “The Opposer
is not entitled to exclusively appropriate the general form
of a shield with a midline break and stars as an indicator
of origin for unrelated goods and services.” Paragraph 27,
Applicant’s Answer.
This case now comes before the Board for consideration
of (1) opposers’ motion (filed October 8, 2007) to extend
the discovery period by ninety days, and (2) applicant’s
motion (filed November 26, 2007) to quash opposers’ noticed
discovery deposition, or in the alternative, for the entry
of a protective order pursuant to Fed. R. Civ. P. 26(c)(1).
The motions are fully briefed.
For the reasons set forth below, opposers’ motion to
extend the discovery period is hereby denied, applicant’s
motion to quash is granted, and applicant’s alternative
motion for a protective order is denied as moot.
I. Opposers’ Motion to Extend Discovery
The appropriate standard for allowing an extension of a
prescribed period prior to the expiration of the term is
"good cause." See Fed. R. Civ. P. 6(b) and Trademark Trial
and Appeal Board Manual of Procedure (“TBMP”) § 509 (2d ed.
rev. 2004) and cases cited therein. Generally, the Board is
liberal in granting extensions of time before the period to
3
Opposition No. 91176569
act has elapsed so long as the moving party has not been
guilty of negligence or bad faith and the privilege of
extensions is not abused. The moving party, however,
retains the burden of persuading the Board that it was
diligent in meeting its responsibilities and should
therefore be awarded additional time. See Sunkist Growers,
Inc. v. Benjamin Ansehl Company, 229 USPQ 147 (TTAB 1985).
When, as in this case, a party does not serve written
discovery requests until the final day of discovery and did
not attempt to depose its adversary during the prescribed
discovery period, a motion to extend discovery will
ordinarily be denied. See Leumme, Inc. v. D.B. Plus Inc.,
53 USPQ2d 1758, 1760 (TTAB 1999).
The Board recognizes that this is opposers’ first
request to extend any deadline in the proceeding and that
the extension privilege has not been abused in this case.
There is also no evidence of bad faith on the part of
opposers in requesting the extension. Nonetheless, after
considering the entire record and the parties’ arguments,
the Board finds that opposers have not made the minimum
showing necessary to establish good cause to support an
extension of the discovery period for any length of time.
Opposers’ principal argument in support of their motion
to extend the discovery period is that they delayed taking
discovery because the parties were engaged in settlement
4
Opposition No. 91176569
discussions. However, the evidence shows that, although
discovery opened on April 23, 2007, opposers did not attempt
to initiate any settlement discussions with applicant until
more than two months later, on July 2, 2007, and did not
serve their initial discovery requests until October 22,
2007, two days after the scheduled closing day of the
discovery period.6
Once applicant filed an answer on May, 11, 2007,
opposers were on notice that the case was going to proceed,
and could have attempted settlement efforts prior to July
2, 2007.7 Furthermore, there is nothing in the record to
establish or even suggest that applicant, by word or action,
guaranteed or assured opposers that it would even consider
an offer of settlement. In fact, counsel for opposers
admits that despite repeated attempts to call, write and
email applicant from July 2, 2007 to October 2, 2007 to
discuss settlement, counsel for applicant did not respond to
“any of [o]pposers’ efforts at communication.” In its
6
Because discovery was set to close on Saturday, October 20, 2007,
opposers' service of their initial discovery requests on applicant the
following Monday, October 22, 2007 was, by rule, timely. See Trademark
Rule 2.196 and TBMP § 112.
7
Under the Board’s recently amended rules governing inter partes
proceedings, there is a requirement that the parties engage in a
settlement and discovery planning conference. See Trademark Rule
2.120(a); “Miscellaneous Changes to Trademark Trial and Appeal Board
Rules,” 72 F.R. 42242 (August 1, 2007). The Federal Register notice is
also available at the Board's web page, at
www.uspto.gov/web/offices/dcom/ttab/index.html. That provision of the
amended rules was not in place during the discovery period for this
case. Nonetheless, even prior to the amendment of the rules, the Board
has always encouraged genuine, bi-lateral discussion of settlement.
5
Opposition No. 91176569
responsive brief, applicant also denied having any interest
in settlement and stated that at no point during the
proceeding did it “engage in or encourage settlement
negotiations” with opposers.
In light of their numerous unsuccessful attempts to
reach applicant through various forms of communication as
well as applicant’s lack of interest in discussing
resolution, opposers knew or should have known that
settlement or even legitimate talk of settlement was highly
unlikely. In these circumstances, opposers could not have
reasonably concluded that they need not move forward and
serve requests for discovery. See Instruments SA, Inc. v.
ASI Instruments, Inc., 53 USPQ2d 1925 (TTAB 1999). Indeed,
after receiving no response to the multiple attempts to
contact applicant to discuss settlement that were made after
July 2, 2007, opposers still had ample time remaining to
serve discovery. Opposers, however, did not do so, and have
not pointed to any exigent circumstances that prevented them
from serving discovery while they continued their unilateral
attempts to initiate settlement discussions with applicant.
Clearly, the opposers' claimed need for an extension of
discovery is the product solely of opposers' unwarranted
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Opposition No. 91176569
delay in initiating discovery.8
Accordingly, opposers’ ninety-day extension request of
the discovery period is hereby denied. In view of the
Board’s denial, discovery dates remain as originally set and
as a result, the discovery period is closed.
II. Applicant’s Motion to Quash and Alternative Motion for
Protective Order
Opposers noticed, on the last day of discovery, a discovery
deposition under Federal Rule 30(b)(6), seeking designation by
applicant of a witness for a deposition to take place on January
17, 2008, after the close of discovery. By rule and absent
stipulation between the parties –- and there was no such
stipulation -- discovery depositions must be both noticed and
taken during the prescribed discovery period as originally set
or reset. See Trademark Rule 2.120(a), TBMP § 404.01 (2d ed.
rev. 2004) and authorities cited therein.
In view of our ruling denying opposers’ motion to extend,
and with discovery now closed, applicant’s motion to quash
8
The safest course of action for a party in pursuit of settlement is to
seek the adverse party’s permission to file a consented motion to
suspend. See Instruments SA, Inc. v. ASI Instruments, Inc., 53 USPQ2d
1925 (TTAB 1999). All motions to suspend, regardless of circumstances
and even with the adverse party’s consent, are subject to the “good
cause” standard. See Trademark Rule 2.117(c). In the absence of
consent, the party seeking suspension is also expected to comply with
its responsibilities. For a plaintiff in a Board proceeding, that means
not only shouldering the burden of proof at trial but also the
responsibility for moving the case forward on the prescribed schedule.
7
Opposition No. 91176569
opposers’ notice of taking a Federal Rule 30(b)(6) deposition of
applicant is granted. See Rhone-Poulenc v. Gulf Oil, 198 USPQ
172 (TTAB 1978) (deposition noticed during discovery but
scheduled after discovery closed was untimely). Applicant’s
motion in the alternative for a protective order under Fed. R.
Civ. P. 26(c)(1) is therefore denied as moot.
III. Proceedings Suspended
Proceedings remain suspended pending disposition of
opposers’ motion to compel (filed December 21, 2007). The
motion to compel will be decided in due course.
NEWS FROM THE TTAB:
The USPTO published a notice of final rulemaking in the
Federal Register on August 1, 2007, at 72 F.R. 42242. By
this notice, various rules governing Trademark Trial and
Appeal Board inter partes proceedings are amended. Certain
amendments have an effective date of August 31, 2007, while
most have an effective date of November 1, 2007. For
further information, the parties are referred to a reprint
of the final rule and a chart summarizing the affected
rules, their changes, and effective dates, both viewable on
the USPTO website via these web addresses:
http://www.uspto.gov/web/offices/com/sol/notices/72fr42242.pdf
http://www.uspto.gov/web/offices/com/sol/notices/72fr42242_FinalRuleChart.pdf
By one rule change effective August 31, 2007, the Board's
standard protective order is made applicable to all TTAB
inter partes cases, whether already pending or commenced on
or after that date. However, as explained in the final rule
and chart, this change will not affect any case in which any
protective order has already been approved or imposed by the
Board. Further, as explained in the final rule, parties are
free to agree to a substitute protective order or to
supplement or amend the standard order even after August 31,
2007, subject to Board approval. The standard protective
order can be viewed using the following web address:
http://www.uspto.gov/web/offices/dcom/ttab/tbmp/stndagmnt.htm
8