Opinion

Brown

Court
District Court, S.D. New York
Filed
Nov 25, 2025
Cited by
0 cases
Authority
More cited than 39.2%

district court did not err in dismissing claim with prejudice in absence of any indication that the plaintiff could or would provide additional allegations leading to a different result

How later courts described this case

  • district court did not err in dismissing claim with prejudice in absence of any indication that the plaintiff could or would provide additional allegations leading to a different result
  • “[A]n action is ‘frivolous’ when either: (1) the factual contentions are clearly baseless . . . ; or (2) the claim is based on an indisputably meritless legal theory.” (internal quotation marks and citation omitted)
  • A claim is frivolous when it “lacks an arguable basis either in law or in fact.”
  • “A case falls within the federal district court’s ‘original’ diversity ‘jurisdiction’ only if diversity of citizenship among the parties is complete, i.e., only if there is no plaintiff and no defendant who are citizens of the same State.”

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

NKOSI BROWN; ANN ALFRED,

Plaintiffs,

1:24-CV-8200 (LTS)

-against-

ORDER OF DISMISSAL

DWAYNE NASH,

Defendant.

LAURA TAYLOR SWAIN, Chief United States District Judge:

Plaintiff Nkosi Brown, of Alcolu, South Carolina, who is appearing pro se, filed this

action asserting claims on his own behalf and on behalf of another person named Ann Alfred,

who is also named as a plaintiff in the caption of the complaint.1 He appears to invoke both the

court’s federal question and diversity subject matter jurisdiction. He sues an attorney named

Dwayne A. Nash, Esq., of New York, New York. Plaintiff seeks as relief Nash’s “assets [,]

bodega[,] [and] office space at 30 West 141st St., Apt. 2E (He can pay rent to [Plaintiff] and get a

real job so he is not homeless, but [Plaintiff] get[s] the deed to his [apartment so] that he can pay

rent to [Plaintiff]).” (ECF 1, at 6.)

By Order dated November 4, 2024, the Court granted Plaintiff’s request to proceed in

forma pauperis (“IFP”), that is, without prepayment of fees. For the reasons discussed below, the

Court dismisses this action.

1 Because Plaintiff Nkosi Brown is the only person who has signed the complaint

commencing this action, for the purposes of this Order, the Court will refer to him as the sole

plaintiff.

STANDARD OF REVIEW

The Court must dismiss an IFP complaint, or any portion of the complaint, that is

frivolous or malicious, fails to state a claim on which relief may be granted, or seeks monetary

relief from a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2)(B); see

Livingston v. Adirondack Beverage Co., 141 F.3d 434, 437 (2d Cir. 1998). The Court must also

dismiss a complaint when the Court lacks subject matter jurisdiction of the claims raised. See

Fed. R. Civ. P. 12(h)(3).

While the law mandates dismissal on any of these grounds, the Court is obliged to

construe pro se pleadings liberally, Harris v. Mills, 572 F.3d 66, 72 (2d Cir. 2009), and to

interpret them to raise the “strongest [claims] that they suggest,” Triestman v. Fed. Bureau of

Prisons, 470 F.3d 471, 474 (2d Cir. 2006) (internal quotation marks and citations omitted). But

the “special solicitude” in pro se cases, id. at 475 (citation omitted), has its limits—to state a

claim, pro se pleadings still must comply with Rule 8 of the Federal Rules of Civil Procedure,

which requires a complaint to make a short and plain statement showing that the pleader is

entitled to relief. See Fed. R. Civ. P. 8(a)(2).

BACKGROUND

Plaintiff states, in the portion of his complaint in which he is supposed to show the

federal constitutional or federal statutory basis for the court to consider his claims under its

federal question jurisdiction, that:

Dwayne A. Nash implanted [a] neural link in [Plaintiff’s] brain and has been

harassing [Plaintiff] for sex and stealing [Plaintiff’s] money while [Plaintiff]

work[s] on [Plaintiff’s] million dollar plan because [Nash] says [Plaintiff is] not

suppose[e]d to earn too much because [Plaintiff’s] Cornell University [grade point

average] is not high enough.

(ECF 1, at 2.)

Plaintiff does not indicate where and when the alleged events that are the bases for his

claims occurred. He does allege, however, that Nash “stole [his] $10,000 from Ovo Sound.” (Id.

at 5.) He also alleges that Nash’s “24/7 bodega on Grand Concourse . . . charges $80 point to

give $60.” (Id.) Plaintiff further alleges that Nash “steals money from [Plaintiff’s Social Security

Insurance] Direct Express.” (Id.) Plaintiff additionally alleges that Nash “power[s] down

[Plaintiff’s] phone[s] and breaks them” and also “deletes [Plaintiff’s] emails.” (Id.) Plaintiff

alleges that he was “unknowingly . . . scam[med] out of [his] EBT points over $300.” (Id.)

Plaintiff wants as relief Nash’s “bodega and will not ask the public government to pay [for]

[Nash’s] evil crime when he is rich and just doesn’t want [Plaintiff] to earn as much or more than

him.” (Id. at 6.)

Plaintiff asserts, in the injuries section of his complaint, that he has suffered a “brain

constriction.” (Id.)

DISCUSSION

A. Claims on behalf of another person

Insofar as Plaintiff asserts claims pro se on behalf of Ann Alfred, the Court must dismiss

those claims. The statute governing appearances in federal court, 28 U.S.C. § 1654, “allow[s]

two types of representation: ‘that by an attorney admitted to the practice of law by a

governmental regulatory body, and that by a person representing himself.’” Lattanzio v. COMTA,

481 F.3d 137, 139 (2d Cir. 2007) (quoting Eagle Assocs. v. Bank of Montreal, 926 F.2d 1305,

1308 (2d Cir. 1991)). Generally, a nonlawyer cannot bring a civil action on behalf of another

person in a federal court. See United States ex rel. Mergent Servs. v. Flaherty, 540 F.3d 89, 92

(2d Cir. 2008); Iannaccone v. Law, 142 F.3d 553, 558 (2d Cir. 1998).

Plaintiff does not allege that he is an attorney. Accordingly, he cannot assert claims on

behalf of Alfred pro se. The Court therefore dismisses any claims that Plaintiff asserts on behalf

of Alfred pro se, without prejudice.

B. Claims of criminal violations

To the extent that Plaintiff seeks the federal criminal prosecution of anyone, including

Nash, the Court must dismiss such claims for relief. Plaintiff cannot initiate a criminal

prosecution in this court because “the decision to prosecute is solely within the discretion of the

prosecutor.” Leeke v. Timmerman, 454 U.S. 83, 86-87 (1981). Neither Plaintiff nor the Court can

direct prosecutors to initiate a criminal proceeding against anyone because prosecutors possess

discretionary authority to bring criminal actions, and they are “immune from control or

interference by citizen or court.” Conn. Action Now, Inc. v. Roberts Plating Co., 457 F.2d 81, 87

(2d Cir. 1972). Accordingly, because Plaintiff lacks standing to cause the federal criminal

prosecution of others, see Linda R.S. v. Richard D., 410 U.S. 614, 618-19 (1973), the Court

dismisses, for lack of subject matter jurisdiction, any claims in which Plaintiff seeks the federal

criminal prosecution of anyone, including Nash, see Fed. R. Civ. P. 12(h)(3); Mahon v. Ticor

Title Ins. Co., 683 F.3d 59, 62 (2d Cir. 2012) (“If [a] plaintiff[ ] lack[s] Article III standing, a

[federal] court has no subject matter jurisdiction to hear [his] claim.” (internal quotation marks

and citation omitted)).

C. Claims under the court’s diversity jurisdiction

The Court understands Plaintiff’s complaint as asserting claims against Nash under state

law, under the court’s diversity jurisdiction. To establish diversity jurisdiction, a plaintiff must

first allege that he and the defendant are citizens of different States. See 28 U.S.C. § 1332(a)(1);

Wis. Dep’t of Corr. v. Schacht, 524 U.S. 381, 388 (1998) (“A case falls within the federal district

court’s ‘original’ diversity ‘jurisdiction’ only if diversity of citizenship among the parties is

complete, i.e., only if there is no plaintiff and no defendant who are citizens of the same State.”).

For diversity purposes, an individual is a citizen of the State where he is domiciled, which is

defined as the place where the individual “has his true fixed home . . . and to which, whenever he

is absent, he has the intention of returning.” Palazzo ex rel. Delmage v. Corio, 232 F.3d 38, 42

(2d Cir. 2000) (internal quotation marks and citation omitted). An individual “has but one

domicile.” Id.

There is a second component of diversity jurisdiction—the amount in controversy must

be in excess of the sum or value of $75,000. See § 1332(a). The sum claimed by a plaintiff will

control if the claim of value is made in good faith. See St. Paul Mercury Indem. Co. v. Red Cab

Co., 303 U.S. 283, 288 (1938). The Court can dismiss a diversity action for failing to plead that

the amount in controversy exceeds the sum or value of $75,000, but only if there is “a legal

certainty from the complaint that the plaintiff cannot recover sufficient damages to invoke

[diversity] jurisdiction.” Zacharia v. Harbor Island Spa, Inc., 684 F.2d 199, 202 (2d Cir. 1982);

see Ochoa v. Interbrew Am., Inc., 999 F.2d 626, 629 (2d Cir. 1993) (“[I]n determining whether a

challenged jurisdictional amount has been met, district courts are permitted only to assess the

allegations in a complaint and not the validity of any asserted defenses.”). “A plaintiff seeking to

invoke diversity jurisdiction ‘cannot[,] [however,] meet his burden of proof with mere

conclusory allegations of indirect or speculative value.’” Chavez v. Maker, No. 1:18-CV-7965

(RA) (GWG), 2019 WL 4926348, at *4 (S.D.N.Y. Oct. 7, 2019) (citation omitted), report &

recommendation adopted sub nom., Chavez v. Wylie, No. 18-CV-7965 (RA), 2019 WL 6873806

(S.D.N.Y. Dec. 17, 2019), appeal dismissed, No. 20-383, 2020 WL 4332758 (2d Cir. May 28,

2020); Weir v. Cenlar FSB, No. 7:16-CV-8650 (CS), 2018 WL 3443173, at *12 (S.D.N.Y. July

17, 2018) (reasoning that “the jurisdictional amount, like any other factual allegation, ought not

to receive the presumption of truth unless it is supported by facts rendering it plausible” (citation

omitted)).

Plaintiff asserts that he is a citizen of South Carolina and that Nash is a citizen of New

York. (ECF 1, at 2-3.) Thus, the parties appear to be diverse. He does not, however, allege

anything to suggest that his claims under state law satisfy the jurisdictional amount in

controversy—an amount in excess of the sum or value of $75,000. Plaintiff alleges that Nash

stole Plaintiff’s $10,000 from “Ovo Sound.” (Id. at 5.) He also alleges that Nash “steals money

from [Plaintiff’s Social Security Insurance] Direct Express” (id.), but he does not allege how

much money Nash has stolen from him with respect to his Social Security benefits. Plaintiff

further alleges that he “was unknowingly scam[med] out of [his] EBT points over $300.” (Id. at

6.) In sum, Plaintiff does not allege any non-conclusory facts showing that his claims under state

law satisfy the abovementioned jurisdictional amount for a diversity action. Accordingly, to the

extent that Plaintiff asserts claims under state law, under the court’s diversity jurisdiction, the

Court dismisses them for lack of subject matter jurisdiction. See Fed. R. Civ. P. 12(h)(3).

D. Plaintiff’s remaining claims are frivolous

The Court dismisses Plaintiff’s remaining claims as frivolous. Under the IFP statute, a

court must dismiss an action if it determines that the action is frivolous. 28 U.S.C.

§ 1915(e)(2)(B)(i). “[A] finding of factual frivolousness is appropriate when the facts alleged rise

to the level of the irrational or the wholly incredible.” Denton v. Hernandez, 504 U.S. 25, 33

(1992). A complaint is “‘factually frivolous’ if the sufficiently well-pleaded facts are ‘clearly

baseless’—that is, if they are ‘fanciful,’ ‘fantastic,’ or ‘delusional.’” Gallop v. Cheney, 642 F.3d

364, 368 (2d Cir. 2011) (quoting Denton, 504 U.S. at 32-33) (finding as frivolous and baseless

allegations that set forth a fantastical alternative history of the September 11, 2001 terrorist

attacks); see also Neitzke v. Williams, 490 U.S. 319, 325 (1989) (A claim is frivolous when it

“lacks an arguable basis either in law or in fact.”); Livingston, 141 F.3d at 437(“[A]n action is

‘frivolous’ when either: (1) the factual contentions are clearly baseless . . . ; or (2) the claim is

based on an indisputably meritless legal theory.” (internal quotation marks and citation omitted)).

Moreover, a court has “no obligation to entertain pure speculation and conjecture.” Gallop, 642

F.3d at 368.

Plaintiff’s remaining claims appear to be based on Plaintiff’s allegations that Nash:

(1) “implanted a neural link in [Plaintiff’s] brain” (ECF 1, at 2); (2) told Plaintiff that Plaintiff is

“not suppose[d] to earn too much because [Plaintiff’s] Cornell University [grade point average]

is not high enough” (id.); and (3) caused Plaintiff to have a “brain constriction” (id. at 6). A

“[p]laintiff’s beliefs—however strongly he may hold them—are not facts.” Morren v. New York

Univ., No. 1:20-CV-10802 (JPO) (OTW), 2022 WL 1666918, at *18 (S.D.N.Y. Apr. 29, 2022)

(citation omitted), report and recommendation adopted, 2022 WL 1665013 (S.D.N.Y. May 25,

2022). Plaintiff provides no factual basis for the abovementioned assertions. See Lefkowitz v.

John Wiley & Sons, Inc., No. 13-CV-6414 (KPF), 2014 WL 2619815, at *10 (S.D.N.Y. June 2,

2014) (complaint must set forth facts showing basis for information and belief); Johnson v. Univ.

of Rochester Med. Ctr., 686 F. Supp. 2d 259, 266 (W.D.N.Y. 2010) (even where necessary

evidence is in “exclusive control of the defendant, . . . . a plaintiff must still set forth the factual

basis for that belief”), appeal dismissed, 642 F.3d 121 (2d Cir. 2011).

The Court finds that Plaintiff does not provide any plausible factual support for his

remaining claims arising from the abovementioned assertions; such claims rise to the level of the

irrational. See Livingston, 141 F.3d at 437. The abovementioned allegations amount to

conclusory claims that are not plausible and must be dismissed as frivolous. See Kraft v. City of

New York, 823 F. App’x 62, 64 (2d Cir. 2020) (summary order) (holding that “the district court

did not err in sua sponte dismissing the complaint as frivolous,” based on the plaintiff’s

allegations that he had “been the subject of 24-hour, multi-jurisdictional surveillance by federal

‘fusion centers’ and the New York State Intelligence Center, which put a ‘digital marker’ on him

in order to collect his personal data and harass him”); Khalil v. United States, Nos. 17-CV-2652

(JFP) (SIL), 17-CV-5458 (JFP) (SIL), 2018 WL 443343, at *4 (E.D.N.Y. Jan. 12, 2018)

(dismissing action where the “[p]laintiff allege[d] a broad conspiracy involving surveillance of

and interference with his life by the United States and various government actors” because his

allegations were “irrational and wholly incredible”). The Court therefore dismisses Plaintiff’s

remaining claims as frivolous. See § 1915(e)(2)(B)(i).

E. Leave to amend denied

District courts generally grant a pro se plaintiff an opportunity to amend a complaint to

cure its defects, but leave to amend is not required where it would be futile. See Hill v. Curcione,

657 F.3d 116, 123-24 (2d Cir. 2011). Plaintiff’s complaint does not suggest that he is in

possession of facts that would cure the identified deficiencies. See Gallop, 642 F.3d at 369

(district court did not err in dismissing claim with prejudice in absence of any indication that the

plaintiff could or would provide additional allegations leading to a different result); Fischman v.

Mitsubishi Chem. Holdings Am., Inc., No. 18-CV-8188 (JMF), 2019 WL 3034866, at *7

(S.D.N.Y. July 11, 2019) (declining to grant leave to amend as to certain claims in the absence of

any suggestion that additional facts could remedy defects in the plaintiff’s pleading). Because it

appears that the defects in Plaintiff’s complaint cannot be cured with an amendment, the Court

declines to grant Plaintiff leave to amend.

F. Litigation history

The Court notes that, in an Order dated November 3, 2025, which was entered after

Plaintiff commenced the present action, in another of Plaintiff’s pro se actions brought in this

court, the undersigned barred Plaintiff from filing any future civil action IFP in this court without

first obtaining the court’s leave to file. Brown v. www.junhampton.com, ECF 1:24-CV-7173, 7

(S.D.N.Y. Nov. 3, 2025). The Court reminds Plaintiff that the abovementioned filing injunction

remains in effect.

CONCLUSION

The Court dismisses this action for the reasons set forth in this Order.

The Court certifies, under 28 U.S.C. § 1915(a)(3), that any appeal from this Order would

not be taken in good faith and, therefore, IFP status is denied for the purpose of an appeal. See

Coppedge v. United States, 369 U.S. 438, 444-45 (1962).

The Court directs the Clerk of Court enter a Civil Judgment dismissing this action for the

reasons set forth in this Order.

The Court also directs the Clerk of Court to mail a copy of this Order and the

accompanying Civil Judgment to Plaintiff at: (1) his address of record; and (2) 2536 Grand

Avenue, Apt. 3A, Bronx, New York 10468.

SO ORDERED.

Dated: November 24, 2025

New York, New York

/s/ Laura Taylor Swain

LAURA TAYLOR SWAIN

Chief United States District Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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