Opinion

Cage v. Louisiana

  • 498 U.S. 39
  • 111 S. Ct. 328
  • 112 L. Ed. 2d 339
  • 1990 U.S. LEXIS 5704
Court
Supreme Court of the United States
Filed
Nov 13, 1990
Status
Published
On the bench
Per Curiam
Cited by
1,042 cases
Authority
More cited than 99.9%

Reported overruled on other grounds by Estelle v. McGuire, 502 U.S. 62 (1991) — not on the Supreme Court's list

holding that a reasonable doubt jury instruction that “equated a reasonable doubt with ‘grave uncertainty’ and an ‘actual substantial doubt,’ . . . suggested a higher degree of doubt than is required for acquittal” in violation of federal due process principles

How later courts described this case

  • holding that a reasonable doubt jury instruction that “equated a reasonable doubt with ‘grave uncertainty’ and an ‘actual substantial doubt,’ . . . suggested a higher degree of doubt than is required for acquittal” in violation of federal due process principles
  • holding that a defendant’s due-process rights were violated where a judge instructed jurors that reasonable doubt was equivalent to a “grave uncertainty” and an “actual substantial doubt” and that jurors could convict if morally certain of a defendant’s guilt
  • holding as unlawful instruction that reasonable doubt was “such doubt as would give rise to a grave uncertainty” and “an actual substantial doubt,” and that what was required for conviction was a “moral certainty” that the defendant was guilty
  • holding unconstitutional a differently worded instruction that used- the terms “grave uncertainty,” “actual substantial doubt,” and “moral certainty,” and that was not surrounded by other, correct instructions that gave content to those terms

Written by the judges who cited it.

Later courts went against this

  • Reported overruled on other grounds by Estelle v. McGuire, 502 U.S. 62 (1991) — not on the Supreme Court's list

    498 U.S. 39, 41 (1990), overruled on other grounds by Estelle, 502 U.S. at 72
    Supreme Court of the United StatesDec 4, 199146 citing opinionsother groundsunconfirmed confidenceRead it
  • Reported overruled by Victor v. Nebraska, 511 U.S. 1 (1994) — not on the Supreme Court's list

    There, however, the court relied on Cage v. Louisiana, 498 US 39, 111 S Ct 328, 112 L Ed 2d 339 (1990), which was overruled by Victor.
    Supreme Court of the United StatesMay 16, 19943 citing opinionsunconfirmed confidenceRead it
  • Reported disapproved — as noted by a later court — not on the Supreme Court's list

    The Court wrote, “So that we may once again speak with one voice on this issue, we now disapprove the standard of Cage [v. Louisiana, 498 U.S. 39, 111 S.Ct. 328, 112 L.Ed.2d 339 (1990) ] and Yates [v. Evatt, 500 U.S. 391, 111 S.Ct. 1884, 114 L.Ed.2d 432 (1991) ], and reaffirm the standard set out in Boyde.
    unconfirmed confidence
  • Disagreed with by State v. Williams, 313 Or. 19 (1992)

    We disagree with his reading of Cage.
    Oregon Supreme CourtMar 26, 1992Read it

Distinguished

  • Distinguished by Brown v. State, 215 Ga. App. 544 (1994)

    Specifically, we noted that the charge in Cage was distinguishable from the one given here and thus found the holding in Sullivan that the Cage charge cannot be harmless error to be inapplicable.
    Court of Appeals of GeorgiaSep 29, 1994Read it
  • Distinguished by Davis v. State, 213 Ga. App. 113 (1994)

    Therefore, the holding in Sullivan, supra, that the Cage charge cannot be harmless error is inapplicable to the present case.
    Court of Appeals of GeorgiaApr 7, 1994Read it
  • Distinguished by People v. Van Fossan, 19 Cal. App. 4th 1680 (1993)

    (1990) [498] U.S. [39] [112 L.Ed.2d 339, 111 S.Ct. 328] (per curiam), in support, that case is distinguishable.
    California Court of AppealNov 5, 1993Read it
  • Distinguished by People v. Jennings, 53 Cal. 3d 334 (1991)

    Although he cites Cage v. Louisiana (1990) _ U.S. _ [112 L.Ed.2d 339, 111 S.Ct. 328] (per curiam), in support, that case is distinguishable.
    California Supreme CourtApr 11, 1991Read it

The opinion

Per Curiam.

The motion of petitioner for leave to proceed

informa pau-peris

and the petition for a writ of certiorari are granted.

In state criminal trials, the Due Process Clause of the Fourteenth Amendment “protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.”

In re Winship,

397 U. S. 358, 364 (1970); see also

Jackson

v.

Virginia,

443 U. S. 307, 315-316 (1979). This reasonable-doubt standard “plays a vital role in the American

*40

scheme of criminal procedure.”

Winship,

397 U. S., at 363 . Among other things, “[i]t is a prime instrument for reducing the risk of convictions resting on factual error.”

Ibid.

The issue before us is whether the reasonable doubt instruction in this case complied with

Winship .

Petitioner was convicted in a Louisiana trial court of first-degree murder and was sentenced to death. He appealed to the Supreme Court of Louisiana, arguing,

inter alia,

that the reasonable-doubt instruction used in the guilt phase of his trial was constitutionally defective. The instruction provided in relevant part:

“If you entertain a reasonable doubt as to any fact or element necessary to constitute the defendant’s guilt, it is your duty to give him the benefit of that doubt and return a verdict of not guilty. Even where the evidence demonstrates a probability of guilt, if it does not establish such guilt beyond a reasonable doubt, you must acquit the accused. This doubt, however, must be a reasonable one; that is one that is founded upon a real tangible substantial basis and not upon mere caprice and conjecture.

It must be such doubt as would give rise to a grave uncertainty,

raised in your mind by reasons of the unsatisfactory character of the evidence or lack thereof. A reasonable doubt is not a mere possible doubt.

It is an actual substantial doubt.

It is a doubt that a reasonable man can seriously entertain. What is required is not an absolute or mathematical certainty, but a

moral certainty.” 554 So. 2d

39, 41 (La. 1989) (emphasis added).

The Supreme Court of Louisiana rejected petitioner’s argument. The court first observed that the use of the phrases “grave uncertainty” and “moral certainty” in the instruction, “if taken out of context, might overstate the requisite degree of uncertainty and confuse the jury. ”

Ibid.

But “taking the charge as a whole,” the court concluded that “reasonable persons of ordinary intelligence would understand

*41

the definition of ‘reasonable doubt.’”

Ibid.

It is our view, however, that the instruction at issue was contrary to the “beyond a reasonable doubt” requirement articulated in

Winship .

In construing the instruction, we consider how reasonable jurors could have understood the charge as a whole.

Francis

v.

Franklin,

471 U. S. 307, 316 (1985). The charge did at one point instruct that to convict, guilt must be found beyond a reasonable doubt; but it then equated a reasonable doubt with a “grave uncertainty” and an “actual substantial doubt,” and stated that what was required was a “moral certainty” that the defendant was guilty. It is plain to us that the words “substantial” and “grave,” as they are commonly understood, suggest a higher degree of doubt than is required for acquittal under the reasonable-doubt standard. When those statements are then considered with the reference to “moral certainty,” rather than evidentiary certainty, it becomes clear that a reasonable juror could have interpreted the instruction to allow a finding of guilt based on a degree of proof below that required by the Due Process Clause.

*

Accordingly, the judgment of the Supreme Court of Louisiana is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.

It is so ordered.

*

Similar attempts to define reasonable doubt have been widely criticized by the Federal Courts of Appeals. See,

e. g., Monk

v.

Zelez,

901 F. 2d 885, 889-890 (CA10 1990);

United States v. Moss,

756 F. 2d 329, 333 (CA4 1985);

United States

v.

Indorato,

628 F. 2d 711, 720-721 (CA1 1980);

United States

v.

Byrd,

352 F. 2d 570, 575 (CA2 1965); see also

Taylor

v.

Kentucky,

436 U. S. 478, 488 (1978).

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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