District Court’s review is limited to only grounds relied upon by ALJ
How later courts described this case
- District Court’s review is limited to only grounds relied upon by ALJ
- finding improvement with treatment may undermine a 9 claimant’s testimony
- remanding for an award of benefits is appropriate in 21 rare circumstances
- explaining that an ALJ may discount a claimant’s subjective complaints when 11 daily activities demonstrate an inconsistency between what the claimant can do and the 12 degree that disability is alleged
Written by the judges who cited it.
The opinion
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8 UNITED STATES DISTRICT COURT
9 CENTRAL DISTRICT OF CALIFORNIA
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11 MARIA T. L.,1 Case No.: 2:25-01859 ADS
Plaintiff,
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v. MEMORANDUM OPINION AND ORDER
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FRANK BISIGNANO,2
14 Commissioner of Social Security,
15 Defendant.
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17 I. INTRODUCTION
18 Plaintiff Maria T. L. (“Plaintiff”) challenges Frank Bisignano, Commissioner of
19 Social Security’s (hereinafter “Commissioner” or “Defendant”) denial of her application
20 for Disability Insurance Benefits (“DIB”) under Title II of the Social Security Act.
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1 Plaintiff’s name has been partially redacted in compliance with Federal Rule of Civil
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Procedure 5.2(c)(2)(B) and the recommendation of the Committee on Court
Administration and Case Management of the Judicial Conference of the United States.
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2 Frank Bisignano became the Commissioner of Social Security on May 7, 2025.
Pursuant to Federal Rule of Civil Procedure 25(d), Frank Bisignano is substituted for
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Leland Dudek as the defendant.
1 Plaintiff contends the Administrative Law Judge (“ALJ”) erred in evaluating the medical
2 evidence, failing to provide legally sufficient reasons for rejecting Plaintiff’s symptom
3 testimony, failing to include all of Plaintiff’s limitations in the residual functional
4 capacity (“RFC”) assessment, and improperly relying on the testimony of the vocational
5 expert (“VE”). For the reasons stated below, the Court finds that the ALJ’s
6 consideration of Plaintiff’s subjective symptom testimony is not supported by
7 substantial evidence. Because the Court cannot determine the impact the error had on
8 the underlying unfavorable disability determination, the Court finds remand is
9 necessary. Accordingly, the ALJ’s decision is reversed, and the case is remanded for
10 further proceedings consistent with the opinion below.
11 II. FACTS RELEVANT TO THE APPEAL
12 A review of the entire record reflects certain facts relevant to this appeal. Plaintiff
13 was born on July 7, 1966, and has past relevant work as a registered nurse. (Docket
14 (“Dkt.”) No. 9, Administrative Record (“AR”) 39.)
15 Plaintiff alleges that she suffers from major depression, bilateral carpal tunnel
16 syndrome, TMJ, panic attacks, pain in the back of her head, neck, shoulders, back, face,
17 jaw, and upper extremities, numbness in her hands, dry mouth, memory and
18 concentration problems, lack of energy, and fatigue. (AR 58-64, 504, 528, 532, 540.)
19 Plaintiff also alleged that she needs to take naps during the day and has difficulty with
20 lifting, using her hands to hold things, speaking, eating, and sleeping. (AR 60-64.)
21 III. PROCEEDINGS BELOW
22 A. Procedural History
23 Plaintiff filed her application for DIB on January 21, 2021, alleging disability
24 beginning on April 27, 2018. (AR 16, 208-14.) Plaintiff’s application was denied initially
1 on August 25, 2021, and upon reconsideration on January 26, 2022. (AR 204-08, 212-
2 17.) Thereafter, Plaintiff filed a written request for hearing. (AR 225-26.) A video
3 hearing was held before an ALJ on November 17, 2023.3 (AR 49-71.) Plaintiff,
4 represented by counsel, appeared and testified at the hearing, as did a vocational expert.
5 (Id.) On March 12, 2024, the ALJ issued a decision concluding that Plaintiff was “not
6 disabled” within the meaning of the Social Security Act. (AR 16-41.) The Appeals
7 Council denied review on January 13, 2025. (AR 1-7.)
8 Plaintiff filed this action in District Court on March 4, 2025. (Dkt. No. 1.) On
9 May 5, 2025, Defendant filed an Answer, as well as a copy of the Certified
10 Administrative Record. (Dkt. No. 9.) Plaintiff filed an Opening Brief (Dkt. No. 12) on
11 June 4, 2025, Defendant filed a Responsive Brief (Dkt. No. 18) on September 15, 2025,
12 and Plaintiff filed a Reply (Dkt. No. 19) on September 29, 2025. The case is ready for
13 decision.4
14 B. Summary of ALJ Decision After Hearing
15 In the decision (AR 16-41), the ALJ followed the required five-step sequential
16 evaluation process to assess whether Plaintiff was disabled under the Social Security
17 Act.5 See 20 C.F.R. § 404.1520(a). After determining that Plaintiff met the insured
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3 A previous hearing was held before the ALJ on October 12, 2022. (AR 80-95.)
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Plaintiff was present at the hearing but did not testify. (Id.)
4 The parties filed consents to proceed before a United States Magistrate Judge,
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pursuant to 28 U.S.C. § 636(c), including for entry of final Judgment. (Dkt. Nos. 5 &
7.)
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5 The ALJ follows a five-step sequential evaluation process to assess whether a claimant
is disabled: Step one: Is the claimant engaging in substantial gainful activity? If so, the
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claimant is found not disabled. If not, proceed to step two. Step two: Does the claimant
have a “severe” impairment? If so, proceed to step three. If not, then a finding of not
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disabled is appropriate. Step three: Does the claimant’s impairment or combination of
impairments meet or equal an impairment listed in 20 C.F.R., Pt. 404, Subpt. P, App.
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1? If so, the claimant is automatically determined disabled. If not, proceed to step four.
1 status requirements of the Social Security Act through December 31, 2023, the ALJ
2 found at step one that Plaintiff had not engaged in substantial gainful activity since
3 April 27, 2018, the alleged onset date. (AR 18.) At step two, the ALJ found that
4 Plaintiff had the following severe impairments: cervical degenerative disc disease,
5 lumbar degenerative disc disease, carpal tunnel syndrome/neuropathy, depressive
6 disorder, and anxiety disorder. ( Id.) At step three, the ALJ found that Plaintiff did
7 not have an impairment or combination of impairments that met or medically equaled
8 the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P,
9 Appendix 1. (AR 19.)
10 The ALJ found that Plaintiff had the RFC6 to perform medium work as defined in
11 20 C.F.R. § 404.1567(c), but with the following limitations:
12 [S]he could only occasionally climb; could frequently stoop, crouch,
and crawl; could frequently engage in handling and fingering of
13 objects with bilateral upper extremities; could have only occasional
exposure to extreme cold; could have only occasional exposure to
14 hazards, defined as work with machinery having moving mechanical
parts, use of commercial vehicles, and exposure to unprotected
15 heights; was limited to the performance of simple, routine, and
repetitive tasks; should work in a low-stress job, defined as one
16 having only occasional decision making and only occasional changes
in the work setting; should engage in work establishing production
17 quotas based on end-of-workday measurements, with no assembly
line work; and should have only occasional interaction with the
18 public and with co-workers.
19 (AR 23.)
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Step four: Is the claimant capable of performing his past work? If so, the claimant is not
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disabled. If not, proceed to step five. Step five: Does the claimant have the residual
functional capacity to perform any other work? If so, the claimant is not disabled. If
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not, the claimant is disabled. See 20 C.F.R. § 404.1520.
6 An RFC is what a claimant can still do despite existing exertional and nonexertional
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limitations. See 20 C.F.R. § 404.1545(a)(1).
1 At step four, the ALJ found that through the date last insured, Plaintiff was not
2 able to perform her past relevant work as a registered nurse. (AR 39.) At step five, the
3 ALJ found that through the date last insured, considering Plaintiff’s age, education,
4 work experience, and RFC, there were jobs that existed in significant numbers in the
5 national economy that Plaintiff could have performed. (AR 40.) Accordingly, the ALJ
6 determined that Plaintiff had not been under a disability, as defined in the Social
7 Security Act, from April 27, 2018, the alleged onset date, through December 31, 2023,
8 the date last insured. (AR 41.)
9 IV. ANALYSIS
10 A. Issues on Appeal
11 Plaintiff raises four issues for review: (1) whether the ALJ erred in the evaluation
12 of the medical evidence, (2) whether the ALJ failed to provide legally sufficient reasons
13 for rejecting Plaintiff’s symptom testimony, (3) whether the ALJ failed to include all of
14 Plaintiff’s limitations in the RFC assessment, and (4) whether the ALJ improperly relied
15 on the VE’s testimony to find that Plaintiff was capable of performing other work. (Dkt.
16 No. 12 at 4-18.)
17 B. Standard of Review
18 A United States District Court may review the Commissioner’s decision to deny
19 benefits pursuant to 42 U.S.C. § 405(g). The District Court is not a trier of the facts
20 but is confined to ascertaining by the record before it if the Commissioner’s decision is
21 based upon substantial evidence. See Garrison v. Colvin, 759 F.3d 995, 1010 (9th Cir.
22 2014) (District Court’s review is limited to only grounds relied upon by ALJ) (citing
23 Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003)). A court must affirm an ALJ’s
24 findings of fact if they are supported by substantial evidence and if the proper legal
1 standards were applied. See Mayes v. Massanari, 276 F.3d 453, 458-59 (9th Cir. 2001)
2 (as amended). An ALJ can satisfy the substantial evidence requirement “by setting out a
3 detailed and thorough summary of the facts and conflicting clinical evidence, stating his
4 interpretation thereof, and making findings.” Reddick v. Chater, 157 F.3d 715, 725 (9th
5 Cir. 1998) (citation omitted).
6 “[T]he Commissioner’s decision cannot be affirmed simply by isolating a specific
7 quantum of supporting evidence. Rather, a court must consider the record as a whole,
8 weighing both evidence that supports and evidence that detracts from the Secretary’s
9 conclusion.” Aukland v. Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001) (citations and
10 internal quotation marks omitted). “‘Where evidence is susceptible to more than one
11 rational interpretation,’ the ALJ’s decision should be upheld.” Ryan v. Comm’r, 528
12 F.3d 1194, 1198 (9th Cir. 2008) (citing Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir.
13 2005)); see also Robbins v. Soc. Sec. Admin., 466 F.3d 880, 882 (9th Cir. 2006) (“If
14 the evidence can support either affirming or reversing the ALJ’s conclusion, we may not
15 substitute our judgment for that of the ALJ.”). However, the Court may review only “the
16 reasons provided by the ALJ in the disability determination and may not affirm the ALJ
17 on a ground upon which he did not rely.” Orn v. Astrue, 495 F.3d 625, 630 (9th Cir.
18 2007) (citation omitted).
19 Lastly, even if an ALJ errs, the decision will be affirmed where such error is
20 harmless, that is, if it is “‘inconsequential to the ultimate nondisability determination,’”
21 or if “‘the agency’s path may reasonably be discerned, even if the agency explains its
22 decision with less than ideal clarity.’” Brown-Hunter v. Colvin, 806 F.3d 487, 492 (9th
23 Cir. 2015) (as amended) (citation omitted); Molina v. Astrue, 674 F.3d 1104, 1115 (9th
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1 Cir. 2012), superseded by regulation on other grounds as stated in Smith v. Kijakazi, 14
2 F.4th 1108, 1111 (9th Cir. 2021).
3 C. The ALJ Erred in Discounting Plaintiff’s Symptom Testimony
4 Plaintiff contends the ALJ failed to provide clear and convincing reasons for
5 discounting her subjective symptom testimony. (Dkt. No. 12 at 11-14.) Defendant
6 responds that the objective medical evidence, as well as the “notations of improvement
7 and ability to do daily activities” supported the ALJ’s consideration of Plaintiff’s
8 reported symptoms and limitations. (Dkt. No. 18 at 17.)
9 1. Legal Standard for Evaluating Plaintiff’s Testimony
10 A claimant carries the burden of producing objective medical evidence of his or
11 her impairments and showing that the impairments could reasonably be expected to
12 produce some degree of the alleged symptoms. See Benton ex rel. Benton v. Barnhart,
13 331 F.3d 1030, 1040 (9th Cir. 2003). Once the claimant meets that burden, medical
14 findings are not required to support the alleged severity of pain. See Bunnell v.
15 Sullivan, 947 F.2d 341, 345 (9th Cir. 1991) (en banc) (“an adjudicator may not reject a
16 claimant’s subjective complaints based solely on a lack of objective medical evidence to
17 fully corroborate the alleged severity of pain”); Light v. Soc. Sec. Admin., 119 F.3d 789,
18 792 (9th Cir. 1997) (same).
19 If the claimant provides objective medical evidence of the impairments which
20 might reasonably produce the symptoms or pain alleged and there is no evidence of
21 malingering, the ALJ “may reject the claimant’s testimony about the severity of those
22 symptoms only by providing specific, clear and convincing reasons for doing so.”
23 Brown-Hunter, 806 F.3d at 488-89 (“we require the ALJ to specify which testimony she
24 finds not credible, and then provide clear and convincing reasons, supported by
1 evidence in the record, to support that credibility determination”); Benton, 331 F.3d at
2 1040 (explaining that after a claimant has met the burden of producing objective
3 medical evidence, an ALJ can reject the claimant’s subjective complaints “only upon
4 (1) finding evidence of malingering, or (2) expressing clear and convincing reasons for
5 doing so.”); see also Social Security Ruling (“SSR”) 16-3p (findings “must contain
6 specific reasons for the weight given to the individual’s symptoms, be consistent with
7 and supported by the evidence, and be clearly articulated so the individual and any
8 subsequent reviewer can assess how the adjudicator evaluated the individual’s
9 symptoms”).
10 The ALJ may consider a number of factors when weighing the claimant’s
11 credibility, including: (1) his or her reputation for truthfulness; (2) inconsistencies
12 either in the claimant’s testimony or between the claimant’s testimony and his or her
13 conduct; (3) his or her daily activities; (4) his or her work record; and (5) testimony
14 from physicians and third parties concerning the nature, severity, and effect of the
15 symptoms of which he or she complains. See Thomas v. Barnhart, 278 F.3d 948, 958-
16 59 (9th Cir. 2002) (citing Light, 119 F.3d at 792). “If the ALJ’s credibility finding is
17 supported by substantial evidence in the record, [the court] may not engage in second-
18 guessing.” Thomas, 278 F.3d at 959 (citing Morgan v. Comm’r of Soc. Sec. Admin.,
19 169 F.3d 595, 600 (9th Cir. 1999)).
20 2. Analysis
21 Plaintiff alleged significant limitations due to a number of conditions. (AR 58-64,
22 504.) For example, Plaintiff testified that she suffers from panic attacks five to ten times
23 a month, pain in the back of her head, neck, shoulders, back, face, jaw, and upper
24 extremities, numbness in her hands, dry mouth, memory and concentration problems,
1 lack of energy, and fatigue. (AR 58-64, 504, 528, 532, 540.) Plaintiff also alleged that
2 she needs to take naps during the day and has difficulty with lifting, using her hands to
3 hold things, speaking, eating, and sleeping. (AR 58, 60-64.) The ALJ determined that
4 Plaintiff’s “medically determinable impairments could reasonably be expected to cause
5 the symptoms.” (AR 30.) The ALJ then concluded that Plaintiff’s “allegations
6 concerning the intensity, persistence and limiting effects of these symptoms [were] not
7 entirely consistent with the medical evidence and other evidence in the record.” ( Id.)
8 The ALJ did not find evidence of malingering.
9 Plaintiff argues that while “the ALJ summarized the medical evidence, even
10 noting multiple objective findings,” the ALJ impermissibly discounted Plaintiff’s
11 testimony based on “some normal findings.” (Dkt. No. 12 at 13.) Plaintiff asserts that
12 “[t]he lack of specificity in the ALJ’s rationale for rejecting [Plaintiff’s] assertions
13 regarding the intensity of [her] pain and other symptoms does not meet the clear and
14 convincing standard required.” (Id. at 15.) The Court agrees with Plaintiff.
15 Although the ALJ provided a detailed summary of the medical record, noting
16 both normal and abnormal findings (AR 25-33), it is not sufficient for an ALJ simply to
17 summarize the medical evidence at issue in the case and make a generalized statement
18 that the record undermines the claimant’s testimony. See Lambert v. Saul, 980 F.3d
19 1266, 1278 (9th Cir. 2020) (“Although the ALJ did provide a relatively detailed overview
20 of Lambert’s medical history, ‘providing a summary of medical evidence ... is not the
21 same as providing clear and convincing reasons for finding the claimant’s symptom
22 testimony not credible.’” (quoting Brown-Hunter, 806 F.3d at 494)). The ALJ did not
23 identify the specific portions of Plaintiff’s testimony that were being rejected or explain
24 why particular parts of the medical record were inconsistent with Plaintiff’s testimony.
1 See Brown-Hunter, 806 F.3d at 494-95 (“We cannot review whether the ALJ provided
2 specific, clear, and convincing reasons for rejecting [the claimant’s] pain testimony
3 where, as here, the ALJ never identified which testimony she found not credible, and
4 never explained which evidence contradicted that testimony.” (emphasis in original));
5 Lambert, 980 F.3d at 1277 (“[O]ur precedents plainly required the ALJ to do more than
6 was done here, which consisted of offering non-specific conclusions that Lambert’s
7 testimony was inconsistent with her medical treatment.”). Instead, with regard to
8 Plaintiff’s asserted physical limitations, the ALJ cited various “negative,” “normal” or
9 “mild” MRIs, test results, and findings on examination but also acknowledged
10 significant abnormal findings (e.g., tenderness in the lumbar spine, thoracic spine,
11 cervical spine, sciatic nerves, sacroiliac joints bilaterally, wrists, interphalangeal joints of
12 the hand, and elbows, reduced flexion in the cervical and lumbar spine, positive straight
13 leg raising test on the right, positive Tinel’s sign bilaterally, decreased sensibility of the
14 thumbs and index fingers, and disc bulging and multilevel degenerative disc changes in
15 the cervical spine, and disc bulging and protrusion in the lumbar spine). (AR 25-27, 31-
16 32.) As for Plaintiff’s alleged mental issues, the ALJ cited normal mental status
17 examination findings and reports that Plaintiff’s symptoms improved with treatment
18 but also noted that some of Plaintiff’s mental status examinations revealed
19 abnormalities in mood, speech, cognitive functioning, and thought processes, as well as
20 defects in concentration, attention, and memory. (AR 27-30, 32-33.) The connection
21 between the evidence cited and the ALJ’s conclusion that Plaintiff was not “as limited as
22 she has alleged” is not clear. (AR 25.) Because the ALJ did not identify, with any
23 specificity, the parts of Plaintiff’s testimony that were contradicted by the medical
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1 evidence, the ALJ failed to meet the clear and convincing standard. See Brown-
2 Hunter, 806 F.3d at 494.
3 The Commissioner points to additional evidence in the record to demonstrate
4 that the ALJ’s consideration of Plaintiff’s credibility was warranted. (Dkt. No. 18 at 17-
5 18.) The Commissioner notes: “[i]n discussing Plaintiff’s mental impairments, the ALJ
6 also referenced improvement in symptoms with psychotherapy and increased activities
7 of daily living.” (Id. at 17); see Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 595,
8 599-600 (9th Cir. 1999) (finding improvement with treatment may undermine a
9 claimant’s testimony); see also Lingenfelter v. Astrue, 504 F.3d 1028, 1040 (9th Cir.
10 2007) (explaining that an ALJ may discount a claimant’s subjective complaints when
11 daily activities demonstrate an inconsistency between what the claimant can do and the
12 degree that disability is alleged). The ALJ, however, did not link Plaintiff’s daily
13 activities or improvement in symptoms to a specific portion of Plaintiff’s testimony to
14 enable the Court to evaluate whether the evidence provides a clear and convincing
15 reason for discounting Plaintiff’s testimony. See Brown-Hunter, 806 F.3d at 494-95.
16 Rather, the ALJ simply summarized the medical records which is not sufficient. (AR
17 28-30, 32-33, 608-725, 1486-89); see Brown-Hunter, 806 F.3d at 494.
18 Moreover, the fact that Plaintiff “could participate in some daily activities does
19 not contradict the evidence of otherwise severe problems” that she experienced in her
20 daily life during the relevant period. See Diedrich v. Berryhill, 874 F.3d 634, 643 (9th
21 Cir. 2017); see also Garrison, 759 F.3d at 1017 (“Cycles of improvement and
22 debilitating symptoms are a common occurrence, and in such circumstances it is error
23 for an ALJ to pick out a few isolated instances of improvement over a period of months
24 or years and to treat them as a basis for concluding a claimant is capable of working.”).
1 In January 2020, Plaintiff’s psychiatrist reported that despite improvement, Plaintiff
2 “remained symptomatic with residuals requiring further treatment to address her
3 continuing symptoms of depression, anxiety and panic,” as well as “stress-intensified”
4 physical symptoms. (AR 626.) Plaintiff’s psychological test results were described as
5 “massively abnormal.” (AR 628.) In May 2021, Plaintiff’s psychiatrist noted that
6 despite “the input of treatment, there has been the persistence of significant emotional
7 complications,” Plaintiff “remained symptomatic,” and her “psychological test results
8 were highly abnormal.” (AR 991, 994.) In June 2023, Plaintiff’s psychiatrist opined
9 that Plaintiff required “further treatment to address her continuing symptoms of
10 depression, panic, and anxiety” and “[t]here were also continued stress-intensified
11 medical symptoms.” (AR 1487.) Thus, considering the medical record in its entirety,
12 Plaintiff’s reported improvement in symptoms and daily activities do not constitute
13 clear and convincing reasons for discounting Plaintiff’s subjective symptom testimony.
14 See Garrison, 759 F.3d at 1017.
15 D. Remand For Further Administrative Proceedings
16 The Court finds the ALJ failed to provide legally sufficient reasons, supported by
17 substantial evidence, for discounting Plaintiff’s subjective symptom testimony.
18 Remand for further administrative proceedings, rather than an award of benefits, is
19 warranted here, as further administrative review could remedy the ALJ’s error. See
20 Brown-Hunter, 806 F.3d at 495 (remanding for an award of benefits is appropriate in
21 rare circumstances). As it is unclear whether Plaintiff is in fact disabled, remand is on
22 an “open record.” Id. at 496 (“We may remand on an open record for further
23 proceedings ‘when the record as a whole creates serious doubt as to whether the
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1 claimant is, in fact, disabled within the meaning of the Social Security Act.’” (quoting
2 Garrison, 759 F.3d at 1021)).
3 E. Plaintiff’s Remaining Arguments
4 Given that remand is warranted, the Court declines to address Plaintiff’s
5 remaining arguments. Those issues, if necessary, may be addressed on remand. See
6 Hiler v. Astrue, 687 F.3d 1208, 1212 (9th Cir. 2012) (“Because we remand the case to the
7 ALJ for the reasons stated, we decline to reach [plaintiff’s] alternative ground for
8 remand.”); Augustine ex rel. Ramirez v. Astrue, 536 F. Supp. 2d 1147, 1153 n.7 (C.D.
9 Cal. 2008) (“[The] Court need not address the other claims plaintiff raises, none of
10 which would provide plaintiff with any further relief than granted, and all of which can
11 be addressed on remand.”).
12 V. CONCLUSION
13 The decision of the Commissioner denying benefits is hereby reversed and the
14 matter is remanded for further proceedings consistent with this Order. Judgment shall
15 be entered accordingly.
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17 DATED: January 5, 2026
18 ______/s/ Autumn D. Spaeth_________
THE HONORABLE Autumn D. Spaeth
19 United States Magistrate Judge
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