“ defendant in a § 1983 action may not be held liable for damages for constitutional violations merely because he held a high position of authority.”
How later courts described this case
- “ defendant in a § 1983 action may not be held liable for damages for constitutional violations merely because he held a high position of authority.”
- “A municipality or other local government may be liable under this section [1983] if the governmental body itsel ‘subjects’ a person to a deprivation of rights or ‘causes’ a person ‘to be subjected’ to such deprivation.”
- dismissing a procedural due process claim because the “plaintiff never brought an Article 78 proceeding in state | court and did not set forth any basis for concluding that this available state remedy was inadequate’
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
TAUHEEDAH WALKER,
Plaintiff,
V.
No. 1:24-CV-1171
BETTY A. ROSA, (AJB/PJE)
Defendant.
APPEARANCES:
Tauheedah Walker
418 E. 137th Street, Apt. 1D
Bronx, New York 10454
Plaintiff pro se
PAUL J. EVANGELISTA
U.S. MAGISTRATE JUDGE
REPORT-RECOMMENDATION & ORDER
|. Background
Plaintiff commenced this action on September 25, 2024, by filing a complaint and
an application for leave to proceed in forma pauperis (“IFP”). See Dkt. Nos. 1-2. On Ma
2025, the undersigned granted plaintiff's IFP application. See Dkt. No. 6. On review o
the original complaint, the undersigned interpreted it as seeking to allege violations o
plaintiff's (1) Fourteenth Amendment Due Process rights, and (2) Fourteenth Amendment
Equal Protection rights. See id. The undersigned recommended that (1) plaintiff's claims
against Betty A. Rosa (“Rosa”), Commissioner of the New York State Education
Department (“NYSED”), for monetary damages in her official capacity be dismissed
without prejudice and without leave to amend; (2) plaintiff's claims against Rosa in he
individual capacity be dismissed without prejudice with leave to amend; and (3) the
remainder of plaintiff's complaint be dismissed its entirety without prejudice and with leave
to amend for failure to satisfy the pleading requirements of Rule 8 of the Federal Rules o
Civil Procedure.' See id. In recommending dismissal of plaintiff's claim against Rosa in
her official capacity for monetary damages, the undersigned explained that this claim was
barred by the doctrine of sovereign immunity and could not be cured by a better pleading.
See Dkt. No. 6 at 9-11, 27-28. The undersigned also explained that plaintiff failed to
demonstrate that Rosa was personally involved in withholding her nurse practitione
license, that she was targeted because of membership in a protected class, or that she
“pursued any available administrative remedy at the agency level or initiated an Article 78
_,| proceeding” to compel the New York State Office of the Professions (“NYS OOP”) to issue
a decision. /d. at 21; see id. at 14-16, 26. The undersigned further recommended that i
plaintiff were permitted to file an amended complaint, any amended pleading “cannot
incorporate a prior pleading by reference,” “supersedes and replaces a prior pleading in
its entirety,” “may only proceed against those defendants and claims dismissed by this
Court without prejudice and with leave to amend,” and must fully comply with Rules 8(a)
m| and 10(b) of the Federal Rules of Civil Procedure. /d. at 28.
On May 29, 2025, the Court adopted the Report-Recommendation & Order in its
entirety. See Dkt. No. 8. On June 3, 2025, plaintiff filed an amended complaint. See DKt.
’ Hereinafter, “Fed. R. Civ. P.”
No. 9-1. Presently before the undersigned is review of plaintiff's amended complaint
pursuant to 42 U.S.C. § 1915.2
ll. Review of Amended Complaint
A. Amended Complaint
Plaintiff's amended complaint is very similar to the original complaint.* See Dkt.
. wo
Nos. 1, 9-1. In the amended complaint, plaintiff repeats her Fourteenth Amendment Due
Process and Equal Protection allegations against Rosa in both her official and individual
capacities, specifying that on February 23, 2022, she filed a nurse practitioner license
application with the NYSED, and on June 8, 2023, she was offered a position as a nurse
practitioner with the Essen Medical Group that she was unable to accept because the
NYSED had not issued her nurse practitioner license. See Dkt. No. 9-1 at 2. Plaintiff also
adds as a defendant David Hamilton, Assistant Commissioner of the Office of Professions
(“Hamilton”), in both his official and individual capacities, and raises against him the same
allegations she made against Rosa. See id. at 1-2.
Plaintiff adds a new claim against Rosa, Hamilton, New York City Health and
Hospitals, Correctional Health Services (“CHS”), and the NYSED? alleging that she was
ti] Section 1915(e) directs that when a plaintiff is allowed to proceed in forma pauperis, “the court shall
dismiss the case at any time if the court determines that... the action . . . (i) is frivolous or malicious;
(ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a defendant
who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B)(i)-(ili). Thus, it is a court’s responsibility to
determine that a plaintiff may properly maintain his or her complaint before permitting him or her to
proceed with his or her action.
3 As the amended complaint repeats the same facts as the original, the undersigned will not repeat them
here except where necessary to review the merits of the claims set forth in the amended complaint.
Familiarity with the original complaint; the May 6, 2025, Report-Recommendation & Order; and the May 29,
2025, Order on Report & Recommendation is presumed. See Dkt. Nos. 1, 6, 8. For further details regarding
the facts and claims underlying this action, reference is made to the original complaint; the May 6, 2025,
Report-Recommendation & Order; and the May 29, 2025, Order on Report & Recommendation. See /d.
4 Plaintiff does not list the NYSED or CHS in the caption or “parties” section of the Amended Complaint but
does allege facts relating to the NYSED’s and CHS’ alleged involvement. See Dkt. No. 9-1 at 2, (7/8, 10,
16.
retaliated against for filing this lawsuit. See Dkt. No. 9-1 at 2-3. Plaintiff asserts that on
May 20, 2025, she received a written job offer from CHS for a staff nurse position. See id.
at 2. “The offer included a start date, pay details, and onboarding instructions.” /d. Plainti
states that she accepted the offer, but on May 28, 2025, “after learning about [her] litigation
against NYSED, [CHS] rescinded the job offer without providing any reason other than
‘disqualification during the pre-employment process.” /d. Plaintiff states the “[s]taff [nurse
role required only a valid [registered nurse] license,” which she “possess[ed] without
restriction.” /d. Plaintiff further asserts that Rosa, Hamilton, and the NYSED “orchestrated”
or “coordinat[ed]’ with CHS to have this job offer rescinded in retaliation for he
commencing this lawsuit and refusing to dismiss her claims. /d. Based on the foregoing,
it appears that plaintiff seeks to add the NYSED and CHS as defendants in this matter.®
_,| See id. at 1-3.
B. Fed. R. Civ. P. 8
As with plaintiff's original complaint, plaintiff's amended complaint fails to satisfy the
pleading requirements of Rule 8. See FED. R. Civ. P. 8(a). The May 6, 2025, Report-
Recommendation & Order noted that plaintiff's original complaint “fail[ed] to provide an
details or information explaining . . . (2) the efforts they made, if any, to inquire about the
Status of their license application or attempt to obtain a decision or other remedy from the
New York State Education Department; (3) any Article 78 proceeding they may have
commenced ....” Dkt. No. 6 at 7. Plaintiff's amended complaint also fails to include this
information. See generally Dkt No. 9-1. Further, plaintiff fails to explain how Rosa,
Hamilton, and the NYSED “orchestrated” or “coordinat[ed]’ with CHS to have her job offe
5 Plaintiff attaches to her amended complaint copies of the May 20, 2025, offer letter from CHS; the
onboarding schedule; and the May 28, 2025, recission letter. See Dkt. No. 9-1 at 5-6, 8.
rescinded or any factual support for a claim that Rosa and Hamilton were personally|
involved in any alleged retaliation. /d. at 2. This additional information is necessary to
provide “fair notice of the claim[s] being asserted” and afford defendants a fair opportunity|
to file an answer and “prepare an adequate defense.” Flores v. Graphtex, 189 F.R.D. 54,
55 (N.D.N.Y. 1999); Sheehy v. Brown, 335 F. App’x 102, 104 (2d Cir. 2009) (summary
order); FED. R. Civ. P. 8(a)(2). Therefore, the undersigned recommends that plaintiff's
complaint, except plaintiff's claims (1) against Rosa and Hamilton in their official capacities
for monetary damages, (2) for mandamus relief, (3) as against the NYSED and CHS, be
dismissed without prejudice and with leave to amend for failure to satisfy Rule 8’s pleading
requirements.© See Salahuddin v. Cuomo, 861 F.2d 40, 42 (2d Cir. 1988); Feb. R. Civ. P.
8(a)(2).
C. Nurse Practitioner License
1. Fourteenth Amendment Procedural Due Process
Plaintiff's amended complaint realleges that her Fourteenth Amendment procedural
due process rights were violated and continue to be violated because the NYSED has still
failed to issue a decision on her nurse practitioner license application. See Dkt. No. 9-1
at 1-3.
tri “Section 1983 ‘allows plaintiffs with federal or constitutional claims to sue in federal
court without first exhausting state judicial or administrative remedies.” Barzee v. Tyler,
No. 8:21-CV-902 (GTS/CFH), 2022 WL 1406606, at *8 (N.D.N.Y. May 3, 2022), report an
recommendation adopted, No. 8:21-CV-902 (GTS/CFH), 2022 WL 2079084 (N.D.N.Y.
June 9, 2022) (quoting Hellenic-American Neighborhood Action Committee v. City of Ne
The undersigned below addresses the reason for recommending dismissal of these other claims without
leave to amend.
York, 101 F.3d 877, 881 (2d Cir. 1996)).? However, “[w]hen § 1983 claims allege
procedural due process violations,’ the Court may nonetheless evaluate whether state
remedies exist ‘because that inquiry goes to whether a constitutional violation has
occurred at all.” /d. (quoting Chase Grp. All. LLC v. City of N.Y. Dept. of Fin., 620 F.3d
146, 153 (2d Cir. 2010) (quoting Rivera-Powell v. N.Y.C. Bd. of Elections, 470 F.3d 458,
468 n.12 (2d Cir. 2006))). “Said differently, ‘[w]hen there is an adequate state
postdeprivation procedure to remedy a random, arbitrary deprivation of property o
liberty[,]’ ‘there is no constitutional violation (and no available § 1983 action).” /d. (quoting
Hellenic, 101 F.3d at 882) (emphasis in original).
As discussed in the May 6, 2025, Report-Recommendation & Order, “[i]Jn New York
State, an Article 78 proceeding provides an avenue of post[-]deprivation redress that
.| satisfies due process requirements.” Dkt. No. 6 at 19 (quoting Nicholas v. Seggos, No.
8:23-CV-463 (GTS/CFH), 2023 WL 6121164, at *6 (N.D.N.Y. Sept. 19, 2023), report an
recommendation adopted, No. 8:23-CV-0463 (GTS/CFH), 2023 WL 7004103 (N.D.N.Y.
Oct. 24, 2023) (quoting Clark v. Dominique, 798 F. Supp. 2d 390, 401 (N.D.N.Y. 2011)))
(internal quotation marks omitted); Grune v. Hernandez, No. 1:22-CV-857 (MAD/TWD),
2024 WL 2818367, at *7 (N.D.N.Y. June 3, 2024), aff'd, No. 24-1803, 2025 WL 1416891
m| (2d Cir. May 16, 2025) (quoting Cieslinski v. Cassino, 78 F. Supp. 2d 234, 237 (S.D.N.Y.
1999) (citing Hellenic, 101 F.3d at 881))) (“It has long been the law in this Circuit that the
availability of Article 78 as post-deprivation remedy bars claims for violations of procedural
due process.”). “[T]he Second Circuit frequently affirms the dismissal of procedural due
7 The Court has provided plaintiff with copies of the unpublished decisions cited within this Report-
Recommendation & Order except for those the Court provided her along with the May 6, 2025, Report-
Recommendation & Order.
process claims brought by plaintiffs who had an Article 78 proceeding available to them.”
Grune, 2024 WL 2818367, at *7 (quoting Corsini v. City of New York, No. 20-CV-5459,
2023 WL 4420113, *8 (E.D.N.Y. July 10, 2023); see also Claudio v. Mattituck-Cutchogue
Union Free Sch. Dist., 955 F. Supp. 2d 118, 129 (E.D.N.Y. 2013) (dismissing a procedural
due process claim because the “plaintiff never brought an Article 78 proceeding in state
| court and did not set forth any basis for concluding that this available state remedy was
inadequate’).
“TArticle 78 is] an amalgam of the common law writs of certiorari to review,
mandamus, and prohibition, [and] provides both a hearing and a means of redress fo
petitioners.” Grune, 2024 WL 2818367, at *8 (quoting Barzee, 2022 WL 1406606, at *8
(quoting Hellenic, 101 F.3d at 881)). “‘Additionally, constitutional issues can be decided
Article 78 proceedings.” /d. "If a government official within New York State has failed to
act with regard to a litigant’s property or liberty interest, courts have held that the process
in which to compel that government official to take action is a state-court proceeding fo
mandamus relief under Article 78 of the New York Civil Practice Law and Rules.” Newman
v. de Blasio, No. 1:21-CV-6141 (LTS), 2021 WL 4254978, at *4 (S.D.N.Y. Sept. 17, 2021)
(citing Nenninger v. Vill. of Port Jefferson, 509 F. App’x 36, 39 n.2 (2d Cir. 2013) (summary
Order) (dismissing a procedural due process claim arising from the village’s failure to act
on the plaintiff's land-use application because the plaintiff “was free to bring an Article 78
mandamus proceeding in New York State court’)); New York State Nat'l Org. for Women
v. Pataki, 261 F.3d 156, 168 (2d Cir. 2001) (“Once the delay in the processing of any claim
of the members of subclasses A and B became unreasonable, each member could have
brought an Article 78 proceeding to mandamus [New York State] Division [of Human
Rights] officials to proceed expeditiously to resolve the discrimination claim.”).
As discussed in the May 6, 2025, Report-Recommendation & Order, plaintiff ma
potentially have a current or future property interest in a nurse practitioner license, and
she has a liberty interest in the right to choose her own occupation. See Dkt. No. 6 at 19,
Although the Court afforded plaintiff an opportunity to amend to provide additional
information in support of this claim, plaintiff's amended complaint fails to discuss whethe
she took any action to follow up with the NYSED after she submitted her nurse practitione
license application, pursued an administrative remedy with the NYSED, or filed an Article
78 proceeding to compel the NYSED to issue a decision. See generally Dkt. No. 9-1; □□□□
No. 6 at 21.
Accordingly, the undersigned concludes that New York State provides an adequate
post-deprivation remedy by way of filing an Article 78 proceeding in state court. See
Newman, 2021 WL 4254978, at *4; Grune, 2024 WL 2818367, at *8 (quoting Barzee, 2022
WL 1406606, at *8 (quoting Hellenic, 101 F.3d at 881)). However, as plaintiff has failed to
allege or argue that she filed Article 78 proceeding or that there existed anything
preventing her from doing so, despite the Court affording plaintiff an opportunity to amend
this issue, she cannot proceed on her procedural due process claims in this court.
Accordingly, the undersigned recommends that plaintiff's Fourteenth Amendment due
process claim be dismissed without prejudice and without leave to amend as there exists
an adequate post-deprivation remedy through the state. See Grune, 2024 WL 2818367,
at *7 (quoting Corsini, 2023 WL 4420113, *8).
2. Mandamus Relief
The undersigned also concludes that the Court lacks jurisdiction to grant the
mandamus relief plaintiff seeks: to order the “NYSED to process and release Plaintiff's
Nurse Practitioner license.” Dkt. No. 9-1 at 3. Although plaintiff does not define this
request for relief as seeking a writ of mandamus, “[c]ourts have construed requests to
compel a New York State agency to take particular action as requests for mandamus
“| relief.” Stevenson v. New York State Dep't of Corr. & Cmty. Supervision, No. 1:21-CV-355
(GWC), 2022 WL 179768, at *22 (W.D.N.Y. Jan. 20, 2022) (citing Nappi v. N.Y. State Office
of Mental Health, No. 20-CV-5863 (LLS), 2020 WL 7321398, at *2 (S.D.N.Y. Dec. 10,
2020)); Espindola v. United States Dep’t of Homeland Sec., No. 1:20-CV-1596 (MAD/DJS),
2021 WL 3569840, at *3 (N.D.N.Y. Aug. 12, 2021) (first citing Fangfang Xu v. Cissna, 434
F. Supp. 3d 43, 55 (S.D.N.Y. 2020), then citing L.M. v. Johnson, 150 F. Supp. 3d 202, 206
_,|(E.D.N.Y. 2015)) (“Because it seeks a writ of mandamus to compel an administrative
action, the Court interprets it as a request pursuant to the Mandamus Act.”).
“The Mandamus Act provides that ‘[t]he district courts shall have original jurisdiction
of any action in the nature of mandamus to compel an officer or employee of the United
States or any agency thereof to perform a duty owed to the plaintiff.” Espindola, 2021 WL
3569840, at *3 (quoting 28 U.S.C. § 1361). However, “[t]he federal courts have no general
Power to compel action by state officials.” Stevenson, 2022 WL 179768, at *22 (quoting
Strauss v. Ky. Bd. of Med. Licensure, No. 19-CV-6537L (DGL), 2020 WL 1493963, at *3
(W.D.N.Y. Mar. 26, 2020) (quoting Davis v. Lansing, 851 F.2d 72, 74 (2d Cir. 1988))). “B
its own terms, the Mandamus Act confers jurisdiction over only officers or employees o
the United States; it does not confer jurisdiction over state or local officials.” Marom v.
Town of Greenburgh, No. 20-CV-3486 (PMH), 2021 WL 797648, at *4 (S.D.N.Y. Mar. 2,
2021) (citing Davis, 851 F.2d at 74).
Plaintiff is seeking the Court to compel a state agency to perform a specific act.
Dkt. No. 6 at 8-13. Therefore, the Court lacks subject matter jurisdiction to grant
mandamus relief to compel the NYSED to “process and release” plaintiffs nurse
practitioner license. See Stevenson, 2022 WL 179768, at *22. Accordingly, the
undersigned recommends that plaintiff's request for mandamus relief — that this Court
compel the NYSED to issue her nurse practitioner license — be dismissed without prejudice
and without leave to amend for lack of subject matter jurisdiction. See 28 U.S.C. § 1361;
Marom, 2021 WL 797648, at *4; Gabris v. New York City Taxi & Limousine Comm'n, No.
05 CIV. 8083 (HB), 2005 WL 2560384, at *3 (S.D.N.Y. Oct. 12, 2005) (“Defendants in the
_jinstant action, however, are not alleged to be officers, employees, or agencies of the
United States. Therefore, this Court lacks the jurisdiction to compel any of defendants to
issue plaintiff a “Vehicles For-Hire License” by mandamus.”).
D. Claims against Rosa for Monetary Relief
1. Official Capacity
As the undersigned noted in the May 6, 2025, Report-Recommendation & Order,
m| the Eleventh Amendment bars all claims against government employees in their official
capacities for monetary damages. See Dkt. No. 6 at 9-10 (citing Gerken v. Gordon, No.
1:24-CV-435 (MAD/CFH), 2024 WL 4608307, at *6-7 (N.D.N.Y. Oct. 29, 2024), report an
recommendation adopted, No. 1:24-CV-435 (MAD/CFH), 2024 WL 5001402 (N.D.N.Y.
Dec. 6, 2024)). In the May 29, 2025, Order on Report & Recommendation, the Court
dismissed plaintiff's § 1983 claims and additional claims against Rosa in her official
10
capacity for monetary damages without leave to amend. See Dkt. No. 8 at 4. In the
amended complaint, plaintiff repeats her claims against Rosa in her official capacit
seeking monetary damages. See Dkt. No. 9-1 at 1, 3. Accordingly, it is recommended
that, insofar as plaintiff realleges a § 1983 claim against Rosa in her official capacity fo
monetary damages, such claim be dismissed without prejudice and without leave to
amend pursuant to the May 6, 2025, Report-Recommendation & Order, and the Court’s
May 29, 2025, Order on Report & Recommendation. See Dkt. Nos. 6, 8.
2. Individual Capacity
The Court adopted the undersigned’s recommendation to dismiss plaintiff's § 1983
claims against Rosa in her individual capacity for monetary damages with leave to amend
because plaintiff's Fourteenth Amendment due process and equal protection claims failed
_,| to satisfy Rule 8 and plaintiff failed to demonstrate Rosa’s personal involvement. See DKkt.
No. 6 at 13-16, 26; Dkt. No. 8 at 4. In affording an opportunity to amend, the Court
explained:
If plaintiff chooses to take advantage of this opportunity . . . plaintiff must
clearly describe the events that led to her claims, which should include
information about the dates, times, places, and the state actors involved,
along with an explanation of how each state actor committed each allegedly
wrongful act. In short, plaintiff should endeavor to submit an amended
complaint that contains a single, clear, chronologically ordered history of the
tri events that allegedly occurred and that describes, with some supporting
factual detail, how each named defendant was involved in the alleged
violation of her rights.
Dkt. No. 8 at 4.
Although plaintiff's amended complaint adds that she filed her nurse practitione
license application on February 23, 2022, and she specifies the name of the medical
practice that offered her a nurse practitioner position in June 2023, she fails to provide any|
11
other facts concerning (1) her nurse practitioner license application process, (2) Rosa’s
personal involvement in the NYSED not issuing a decision on her license application, and
(3) whether or how she was targeted based on her membership in a protected class o
identify any similarly-situated comparators. See generally Dkt. No. 9-1; Golston v.
Cortese, No. 1:21-CV-914 (GTS/CFH), 2022 WL 2657290, at *6, n.7 (N.D.N.Y. Apr. 1,
2022), report and recommendation adopted, No. 1:21-CV-914 (GTS/CFH), 2022 W
2071773 (N.D.N.Y. June 9, 2022) (quoting Tangreti v. Bachmann, 983 F.3d 609, 618 (2d
Cir. 2020) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009))) (“[T]here is no special rule
for supervisory liability. Instead, a plaintiff must plead and prove ‘that each Government-
official defendant, through the official’s own individual actions, has violated the
Constitution.”); Davis v. Cnty. of Nassau, 355 F. Supp. 2d 668, 677 (E.D.N.Y. 2005)
_,| (quoting Leeds v. Meltz, 85 F.3d 51, 53 (2d Cir.1996)) (stating that a “complaint must still
allege particular facts indicating that an individual defendant was personally involved in
the deprivation of the plaintiff's constitutional rights; mere ‘bald assertions and conclusions
of law’ do not suffice.”)); Barzee, 2022 WL 1406606, at *9 (quoting Hu v. City of N.Y., 927
F.3d 81, 92 (2d Cir. 2019) (quoting Neilson v. D’Angelis, 409 F.3d 100, 105 (2d Cir. 2005),
overruled on other grounds by Appel v. Spiridon, 531 F.3d 138 (2d Cir. 2008))); Nicholas,
mi| 2023 WL 6121164, at “6 (quoting Hamptons Hosp. & Med. Ctr., Inc., 417 N.E.2d 533, 537,
(N.Y. 1981) (citation omitted) and citing Hoffmann v. New York State Indep. Redistricting
Comm'n, 192 N.Y.S.3d 763, 768-69 (App. Div. 2023).
Because the undersigned recommends dismissing plaintiffs Fourteenth Amendment due process claim
due to the availability of an adequate post-deprivation remedy, the undersigned is limiting the remaining
analysis of plaintiffs Fourteenth Amendment claims against the individual defendants in their individual
capacity to the alleged violation of her equal protection rights.
12
However, the undersigned recommends that plaintiff's claims against Rosa in he
individual capacity for monetary damages be dismissed without prejudice and with leave
to amend because, as will be discussed below, plaintiff seeks to add Hamilton as a
defendant to this lawsuit, and plaintiff could potentially demonstrate Rosa’s personal
involvement by conspiring with Hamilton to retaliate against her in violation of he
constitutional rights. See Golston, 2022 WL 2657290, at *6, n.7; Davis, 355 F. Supp. 2d
at 677; FED. R. Civ. P. 8(a)(2).
E. Claims against Hamilton for Monetary Relief
1. Official Capacity
Hamilton is the NYSED Deputy Commissioner for the Office of Professions.
As discussed in the May 6, 2025, Report-Recommendation & Order and above regarding
_,| plaintiff's claims for monetary damages against Rosa in her official capacity, the Eleventh
Amendment bars suit against government officials in their official capacities for monetary
damages. See Gerken 2024 WL 4608307, at *6. Accordingly, it is recommended that
plaintiff's claims for monetary damages against Hamilton in his official capacity as Deputy|
Commissioner for the Office of Professions be dismissed without prejudice and without
leave to amend. See id.
tn 2. Individual Capacity
Plaintiff's claim against Hamilton in his individual capacity must also fail because
she does not establish his personal involvement in any constitutional violation. Plainti
names “David Hamilton . . . as Assistant Commissioner of the of the Office o
NEW YORK STATE EDUCATION DEPARTMENT, “Organizational Chart,”
https:/Awww.nysed.gov/about/orgchart/text-only (last visited on Oct. 28, 2025).
13
Professions” '® as a defendant; however, the amended complaint does not raise any claims
against Hamilton or include any facts about Hamilton’s personal involvement in an
alleged constitutional violation. See generally Dkt. No. 9-1. Hamilton is also not
referenced in any of the exhibits attached to plaintiff's amended complaint. See Dkt. No.
9-1 at 4-8. Plaintiff's amended complaint fails to demonstrate Hamilton’s personal
involvement in the alleged Fourteenth Amendment Equal Protection violation stemming
from the alleged failure to “timely process and release [plaintiff's nurse practitioner] license,
without notice or hearing.” /d. at 2; see also Davis, 355 F. Supp. 2d at 677. The amended
complaint also fails to establish that Hamilton was personally involved in conspiring o
retaliating against plaintiff for bringing this lawsuit."
Moreover, Hamilton’s role as Deputy Commissioner of the Office of Professions is
_,|insufficient to establish personal involvement. “[l]n order to recover damages in a civil
rights action, [the] plaintiff must allege a defendant's direct or personal involvement in the
alleged constitutional deprivations, and supervisory officials may not be held liable merel
because they held a position of authority.” Golston, 2022 WL 2657290, at *6, n.7 (quoting
Montes v. O'Shea, No. 1:21-CV-303 (DNH/ATB), 2021 WL 1759853, at *5 (N.D.N.Y. Apr.
6, 2021), report and recommendation adopted, No. 1:21-CV-303, 2021 WL 1758858
m| (N.D.N.Y. May 4, 2021) (first citing Wright v. Smith, 21 F.3d 496, 501 (2d Cir. 1994); then
citing Black v. Coughlin, 76 F.3d 72, 74 (2d Cir. 1996))); see supra at 11-12.
As with Rosa, Hamilton’s role as a “Deputy Commissioner of the Office o
Professions,” without more, is not enough to state a claim against him under § 1983 fo
Although plaintiff refers to Hamilton as “Assistant Commissioner,” his official title is “Deputy Commissioner”
of the Office of Professions. See Dkt. No. 9-1 at 1.
"Plaintiff's First Amendment retaliation and § 1983 conspiracy claims will be analyzed in further detail below.
14
violating her Fourteenth Amendment equal protection rights. See Tangreti, 983 F.3d at
618; Peck v. Cnty. of Onondaga, New York, No. 5:21-CV-651 (DNH), 2021 WL 3710546,
at *9 (N.D.N.Y. Aug. 20, 2021) (quoting Victory v. Pataki, 814 F.3d 47, 67 (2d Cir. 2016) (“
defendant in a § 1983 action may not be held liable for damages for constitutional
violations merely because he held a high position of authority.”)). However, because it is
possible that plaintiff may be able to amend to demonstrate Hamilton’s personal
involvement in the withholding of her nurse practitioner’s license, in light of special
solicitude, the undersigned recommends that plaintiff's claims against Hamilton in his
individual capacity for monetary damages arising out of his alleged (1) violations of he
Fourteenth Amendment equal protection rights; (2) retaliation in violation of the First
Amendment; and (3) participation in a § 1983 conspiracy to retaliate against her for
seeking legal redress, be dismissed without prejudice and with leave to amend.
Conversely, to the extent that plaintiff seeks to assert a Fourteenth Amendment procedural
due process claim against Hamilton, it is recommended that plaintiff's claim be dismissed
without prejudice and without leave to amend for the same reasons that the undersigned
recommended dismissing such claims against Rosa. See supra at 5-8; see Newman,
2021 WL 4254978, at *4; Grune, 2024 WL 2818367, at *8 (quoting Barzee, 2022 WL
m| 1406606, at *8 (quoting Hellenic, 101 F.3d at 881)).
F. Government Entities
Plaintiff appears to add a § 1983 conspiracy claim alleging that Rosa and Hamilton
“orchestrated” and “coordinat[ed]’ with the NYSED to have her job offer with the CHS
rescinded due to this “pending litigation and refusal to withdraw claims” and that the CHS’
recission constituted a retaliatory act in violation of the First Amendment. See Dkt. No. 9-
15
1 at 2. Although plaintiff does not explicitly state as such, based on her conspirac
allegation, liberally read and applying special solicitude, it appears that plaintiff seeks to
add the NYSED and CHS as defendants in this action.
1. New York State Education Department
As discussed in the May 6, 2025, Report-Recommendation & Order, the Eleventh
“| Amendment doctrine of sovereign immunity extends to “state governments and thei
agencies . . . unless they have waived their Eleventh Amendment immunity or there has
been a valid abrogation of that immunity by Congress.” Dkt. No. 6 at 9-10 (quoting Gerken,
2024 WL 4608307, at *6 (quoting Kisembo v. N.Y.S. Off. of Child. & Fam. Servs., 285 F.
Supp. 3d 509, 519 (N.D.N.Y. 2018))). The NYSED is a state agency.'* See Bleichert v.
New York State Educ. Dep't, Off. of Hum. Res., No. 1:18-CV-611 (GTS/CFH), 2019 WL
_,| 1060800, at *5 (N.D.N.Y. Mar. 6, 2019), aff'd sub nom. Bleichert v. New York State Educ.
Dep't, 793 F. App’x 32 (2d Cir. 2019) (summary order) (citing N.Y. Educ. Law § 101) (‘It is
well established that the New York State Education Department is an agency of the State
of New York, and thus an arm of the state for purposes of sovereign immunity.”); see a/so
Mamot v. Bd. of Regents, 367 F. App’x 191, 192-93 (summary order) (2d Cir. 2010) (same).
New York State has not “waived [its] Eleventh Amendment immunity” and “there has [not]
m| been a valid abrogation of that immunity by Congress.” Gerken, 2024 WL 4608307, at *6.
Therefore, plaintiff's claims against the NYSED are barred by the Eleventh Amendment.
See id. Accordingly, the undersigned recommends that all claims against the NYSED be
dismissed without prejudice and without leave to amend. See id. at 7.
2. New York City Health and Hospitals, Correctional Health Services
NEW YORK STATE EDUCATION DEPARTMENT, httos://www.nysed.gov/ (last visited on Oct. 28, 2025).
16
CHS is a division of New York City Health and Hospitals (“NYCHH”).'° As an
operating division of NYCHH, CHS is not a separate corporate entity, and, therefore, not
subject suit. See Toussaint v. Metro. Hosp., No. 22-CV-2689 (ALC), 2022 WL 1227740,
at “1 (S.D.N.Y. Apr. 26, 2022) (citing New York City Charter § 396 and Ochei v.
Coler/Goldwater Mem’ Hosp., 450 F. Supp. 2d 275, 287-88 (S.D.N.Y. 2006))
(“Metropolitan Hospital is an operating division of NYC Health + Hospitals, and is not a
separate corporate entity subject to suit under New York State Law and New York Cit
Charter.”); Syed v. NYCHHC Kings Cnty. Hosp., No. 24-CV-1624 (NRM/JRC), 2025 WL
895384, at *3 (E.D.N.Y. Mar. 24, 2025) (citing Toussaint, 2022 WL 1227740, at *1-2))
(“NYC Health + Hospitals / Kings County is not a separate corporate entity from H+H and
therefore is not subject to suit.”). Therefore, the undersigned concludes CHS is not subject
_,| to liability and is not a proper defendant in this action. See Syed 2025 WL 895384, at *3.
Nevertheless, out of special solicitude, the undersigned will interpret plaintiff's
amended complaint as seeking to add NYCHH as a defendant instead of CHS. See Dkt.
No. 9-1 at 2-3. NYCHH “is a public benefit corporation created by New York State law; it
has the capacity to sue and be sued.” Toussaint, 2022 WL 1227740, at *1 (citing N.Y.
Unconsol. Laws §§ 7382, 7385(a)). As a public benefit corporation, NYCHH “is a municipal
corporation the liability of which under Section 1983 ‘is governed by principles set forth in
Monell.” Boyd v. LaGuardia Airport, No. 21-CV-5000 (KAM)(LB), 2022 WL 4357466, at *3
(E.D.N.Y. Sept. 20, 2022) (quoting McTerrell v. N.Y.C. Health & Hosps. Corp., No. 19-CV-
4469 (PAE), 2019 WL 8989862, at *4 (S.D.N.Y. Nov, 26, 2019), R. & R. adopted, 2020 W
1503194 (Mar. 30, 2020); see also McGrath v. Nassau Health Care Corp., 217 F. Supp.
13 NEW YORK CITY HEALTH AND HOSPITALS, CORRECTIONAL HEALTH SERVICES,
https:/Avww.nychealthandhospitals.org/correctionalhealthservices/ (last visited on Oct. 28, 2025).
17
2d 319, 330 (E.D.N.Y. 2002) (“Public benefit corporations are governmental entities for §
1983’s purposes.”). “When a plaintiff sues a municipality . . . or other local government
entity, such as NYC Health + Hospitals, under Section 1983, it is not enough for the plainti
to allege that one of the municipality’s or other local government entity’s employees o
agents engaged in some wrongdoing.” E/ Dey v. Bd. of Correction, No. 1:22-CV-2600
(LTS), 2022 WL 2237471, at *6 (S.D.N.Y. June 22, 2022). “The plaintiff must show that
the municipality or other local government entity itself caused the violation of the plaintiff's
rights.” /d. (citing Connick v. Thompson, 563 U.S. 51, 60 (2011) (“A municipality or other
local government may be liable under this section [1983] if the governmental body itsel
‘subjects’ a person to a deprivation of rights or ‘causes’ a person ‘to be subjected’ to such
deprivation.”) (quoting Monell v. Dep't of Soc. Servs. of City of New York, 436 U.S. 658,
_,|692 (1978)). “[T]o state a claim under Section 1983 against a municipality or other local
government entity, the plaintiff must allege facts showing: (1) the existence of a municipal
or local government entity policy, custom, or practice; and (2) that the policy, custom, o
practice caused the violation of the plaintiff's constitutional rights.” /d. (citing Jones v. Town
of East Haven, 691 F.3d 72, 80 (2d Cir. 2012)); see also Monell, 436 U.S. at 694. “This
standard has been applied to claims under Section 1983 brought against NYC Health +
m| Hospitals.” /d. (citing Rookard v. Health & Hosp. Corp., 710 F.2d 41, 45 (2d Cir. 1983)).
Here, “[p]laintiff alleges no facts showing that a policy, custom, or practice of. . .
NYC Health + Hospitals has caused a violation of his federal constitutional rights.” E/ Dey,
2022 WL 2237471, at *6. Thus, plaintiff has plead no viable claim against NYCHH unde
§ 1983. However, as will be discussed below, because the undersigned is recommending
that plaintiff's underlying First Amendment retaliation and § 1983 conspiracy claims against
18
Rosa and Hamilton be dismissed without prejudice with leave to amend, the undersigned
also recommends that any First Amendment retaliation and § 1983 conspiracy claims
construed to have been raised against NYCHH be dismissed without prejudice and with
leave to amend.
G. First Amendment Retaliation
Liberally read, plaintiff alleges that Rosa and Hamilton conspired with NYCHH to
rescind her job offer in retaliation for her exercise of her First Amendment right to petition
the government for redress of grievances, i.e. the commencement of this lawsuit. See
Dkt. No. 9-1 at 2; Oliver v. Penny, No. 1:19-CV-233 (BKS/DJS), 2020 WL 7316125, at *10
(N.D.N.Y. Dec. 11, 2020), aff'd, No. 21-111, 2022 WL 2165814 (2d Cir. June 16, 2022)
(quoting Monsky v. Moraghan, 127 F.3d 243, 246 (2d Cir. 1997)) (“It is well established
_,| that all persons enjoy a constitutional right of access to the courts, although the source o
this right has been variously located in the First Amendment right to petition for redress,
the Privileges and Immunities Clause of Article IV, section 2, and the Due Process Clauses
of the Fifth and Fourteenth Amendments.”).
1. Legal Standard
“First Amendment retaliation claims typically arise in three distinct contexts:
m| prisoners, public employees, and criticism of public officials by private citizens.” Decke
Advert. Inc. v. Delaware Cnty., New York, 765 F. Supp. 3d 128, 141 (N.D.N.Y. 2025)
(quoting Doe v. City of New York, 18-CV-670 (ARR/JO), 2018 WL 3824133, at *11
(E.D.N.Y. Aug. 9, 2018). “The Second Circuit has ‘described the elements of a First
Amendment retaliation claim in several ways, depending on the factual context.” /d.
(quoting Williams v. Town of Greenburgh, 535 F.3d 71, 76 (2d Cir. 2008)). As it is unclea
19
whether plaintiff is to be considered an applicant for government employment or a private
citizen for the purposes of this claim, the undersigned will first discuss the elements
required to establish First Amendment retaliation in each instance.
a. Public Employee
“To state a First Amendment retaliation claim, a plaintiff must plausibly allege that:
‘(1) [her] speech or conduct was protected by the First Amendment; (2) the defendant took
an adverse action against [her]; and (3) there was a causal connection between [the]
adverse action and the protected speech.” Long v. Byrne, 146 F.4th 282, 291 (2d Cir.
2025) (Cox v. Warwick Valley Cent. Sch. Dist., 654 F.3d 267, 272 (2d Cir. 2011)). “To
demonstrate that her speech or conduct is protected by the First Amendment, a publi
employee must first establish that she was ‘speaking as [a] citizen[ ] about matters of public
concern.” /d. (Garcetti v. Ceballos, 547 U.S. 410, 419 (2006)). “That inquiry ‘in turn
encompasses two separate subquestions: (1) whether the subject of the employee's
speech was a matter of public concern and (2) whether the employee spoke as a citizen
rather than solely as an employee.” /d. (quoting Matthews v. City of New York, 779 F.3d
167, 172 (2d Cir. 2015)). “If the answer to either question is no, that is the end of the
matter.” Matthews, 779 F.3d at 172.
First Amendment protections have also been extended to applicants for publi
employment.'* See Blitzer v. Potter, No. 03 CIV. 6124 (DLC), 2005 WL 1107064, at *14
(S.D.N.Y. May 6, 2005) (citing MacFarlane v. Grasso, 696 F.2d 217, 223 (2d Cir. 1982));
MacFarlane, 696 F.2d at 223 (citing Mt. Healthy City School Dist. Bd. of Educ. v. Doyle,
“NYC Health + Hospitals is the nation’s largest municipal health care delivery system in the United States.”
NEw YorRK CITY HEALTH AND HOSPITALS, “About NYC Health + Hospitals,”
https:/Avww.nychealthandhospitals.org/about-nyc-health-hospitals/ (last visited on Oct. 28, 2025).
20
429 U.S. 274, 287 (1977)) (“[I]f an applicant demonstrates that his protected speech
played a substantial role in the employer’s decision to reject his application, he is entitled
to relief unless the employer demonstrates by a preponderance of the evidence that the
application would have been rejected even in the absence of the speech.”).
b. Private Citizen
“A private citizen, on the other hand, must show: ‘(1) he has an interest protected
by the First Amendment; (2) defendants’ actions were motivated or substantially caused
by his exercise of that right; and (3) defendants’ actions effectively chilled the exercise o
his First Amendment right.” Everitt v. DeMarco, 704 F. Supp. 2d 122, 129-30 (D. Conn.
2010) (quoting Curley v. Village of Suffern, 268 F.3d 65, 73 (2d Cir. 2001)). “Unlike a public
employee, the speech of a private citizen ‘need not have been on a matter of public
concern for it to fall within the protection of the First Amendment[.]’”'> /d. at 130 (quoting
Williams, 535 F.3d at 77).
“The plaintiff must allege that his First Amendment rights were ‘actually chilled.”
Traylor v. Parker, No. 3:13-CV-1828 (AWT), 2015 WL 1268304, at *7 (D. Conn. Mar. 19,
2015) (quoting Davis v. Vill. Park Il Realty Co., 578 F.2d 461, 464 (2d Cir.1978)).
“Allegations of a subjective ‘chill’ are not an adequate substitute for a claim of specific
m| present objective harm or a threat of specific future harm.” /d. (quoting Laird v. Tatum, 408
U.S. 1, 13-14 (1972)). “Where chilling is not alleged, other forms of tangible harm will
satisfy the injury requirement, since standing is no issue whenever the plaintiff has clearl
“The Curley ‘private citizen’ test does not apply in the context of a public employee who has suffered an
adverse employment action as a result of exercising his First Amendment rights.” Heusser v. Hale, 777 F.
Supp. 2d 366, 376 (D. Conn. 2011) (quoting Morrison v. Johnson, 429 F.3d 48, 51 (2d Cir.2005)).
21
alleged a concrete harm independent of First Amendment chilling.” /d. (quoting Zherka v.
Amicone, 634 F.3d 642, 646 (2d Cir. 2011).
c. Need for Amendment
As discussed above, the undersigned recommends that plaintiff's complaint be
dismissed for failing to comply with Federal Rule of Civil Procedure 8 and for failing to
| demonstrate Rosa or Hamilton's personal involvement in the alleged retaliation against
her. See supra at 4-5, 11-15. Without sufficient factual support, at this early stage, the
undersigned declines to categorize plaintiff's First Amendment claims as falling under
private citizen or applicant for public employment. Regardless of the categorization, the
undersigned recommends that plaintiff's First Amendment retaliation claim be dismissed
without prejudice and with leave to amend because plaintiff cannot establish a retaliation
against Rosa or Hamilton without first demonstrating their personal involvement.
See Johnson v. Newburgh Enlarged Sch. Dist., 239 F.3d 246, 254 (2d Cir. 2001)
(“[P]Jersonal involvement of defendants in alleged constitutional deprivations is a
prerequisite to an award of damages under § 1983”)
H. § 1983 Conspiracy
Plaintiff alleges that Rosa and Hamilton conspired with NYCHH to rescind a job
m| Offer with CHS in retaliation for her commencing and continuing this lawsuit. See Dkt. No.
9-1 at 1-3. “The elements of a claim for conspiracy pursuant to § 1983 are ‘(1) an
agreement . . .; (2) to act in concert to inflict an unconstitutional injury; and (3) an overt act
done in furtherance of that goal causing damages.” Hester v. Aloany Cnty. Dist. Att’y, No.
1:20-CV-1153 (LEK/CFH), 2021 WL 1968201, at *8 (N.D.N.Y. Apr. 22, 2021), report an
recommendation adopted sub nom. Hester v. Regan, No. 1:20-CV-1153 (LEK/CFH), 2021
22
WL 1966743 (N.D.N.Y. May 17, 2021) (quoting Ciambriello v. County of Nassau, 292 F.3d
307, 324-25 (2d Cir. 2002) (additional citation omitted)). “An agreement must be proven
with specificity as bare allegations of a conspiracy supported only by allegations of conduct
easily explained as individual action is insufficient.” /d. (quoting McRae v. Fischer, No.
9:17-CV-146 (BKS/CFH), 2018 WL 3432743, at *6 (N.D.N.Y. June 6, 2018), report an
"| recommendation adopted, No. 9:17-CV-146 (BKS/CFH), 2018 WL 3432700 (N.D.N.Y. July
16, 2018)). “Although exact specifics are not required, ‘the pleadings must present facts
tending to show agreement and concerted action.” /d. (quoting Anilao v. Spota, 774 F.
Supp. 2d 457, 512-13 (E.D.N.Y. 2011)). “To sustain a conspiracy claim under 42 U.S.C. §
1983, a plaintiff must demonstrate that a defendant ‘acted in a willful manner, culminating
in an agreement, understanding or meeting of the minds, that violated the plaintiff's rights
secured by the Constitution or the federal courts.” /d. (quoting Malsh v. Austin, 901 F.
Supp. 757, 763 (S.D.N.Y. 1995)). “Conclusory, vague, and general allegations are
insufficient to support a conspiracy claim.” /d. (citing Ciambriello, 292 F.3d at 325).
Here, plaintiff's conspiracy claim amounts to a “conclusory, vague, and general
allegation.” Hester, 2021 WL 1968201, at *8. Plaintiff conclusorily alleges concerted action
between Rosa, Hamilton, and the NYSED, however, plaintiff fails to demonstrate or specify
m|how these parties acted together. See id. Further, because, as noted the NYSED is
entitled to sovereign immunity, plaintiff cannot proceed against it on conspiracy grounds.
See supra at 15-16. Plaintiff has not alleged any facts indicating (1) the existence of an
agreement; (2) concerted action amongst Rosa, Hamilton, and the NYCHH; and (3) an
overt act in furtherance of that agreement that caused harm. See Hester, 2021 WL
1968201, at *8. Plaintiff's amended complaint implies the existence of an agreement but
23
fails to provide any details concerning the agreement, including the manner in which the
agreement was reached or any respective obligations of the members of the alleged
agreement. See Dkt. No. 9-1 at 1-3; see also Hester, 2021 WL 1968201, at *8.
Further, to the extent that the NYCHH’ decision to rescind her job offer could be
considered an overt act, plaintiff has not connected this overt act to any alleged agreement
or shown that Rosa or Hamilton were personally involved in the overt act. See Hester,
2021 WL 1968201, at *8-9; Tangreti, 983 F.3d at 618; Avent v. Reardon, No. 1:19-CV-1565
(GTS/CFH), 2020 WL 7705938, at *6 (N.D.N.Y. Dec. 28, 2020) (“[T]he Amended Complaint
suffers from the same defect as the Original Complaint in that plaintiff advances onl
conclusory allegations with respect to Cornell’s involvement in the alleged conspiracy and,
therefore, has failed to establish Cornell's personal involvement — which is fatal to his
_,| Section 1983 conspiracy claim.”) (citing Wright, 21 F.3d at 501 (‘It is well settled in this
Circuit that personal involvement of defendants in alleged constitutional deprivations is a
prerequisite to an award of damages under § 1983.”)). As stated above, the NYCHH is an
entity that is separate and distinct from the individual defendants.
However, because it is possible that plaintiff may be able to amend to cure these
defects, as well as those identified in the underlying First Amendment retaliation claim, out
| Of special solicitude, the undersigned recommends that plaintiff's § 1983 conspiracy claim
be dismissed without prejudice and with leave to amend. See Hester, 2021 WL 1968201,
at *8; Tangreti, 983 F.3d at 618.
IV. Leave to Amend
Generally, “[a] pro se complaint should not be dismissed without the Court granting
leave to amend at least once when a liberal reading of the complaint gives any indication
24
that a valid claim might be stated.” Gerken, 2024 WL 4608307, at *15 (quoting Nie/sen v.
Rabin, 746 F.3d 58, 62 (2d Cir. 2014) (citation and internal quotation marks omitted)).
“However, if the problems with a complaint are ‘substantive’ rather than the result of an
‘inadequately or inartfully pleaded’ complaint, an opportunity to re-plead would be ‘futile’
and ‘should be denied.” /d. (citing Edwards v. Penix, 388 F. Supp. 3d 135, 144-45
(N.D.N.Y. 2019) (quoting Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000)).
For the reasons detailed herein, it is recommended that insofar as plaintiff seeks to
(1) obtain mandamus relief, (2) proceed against Rosa and Hamilton in their official
capacities for monetary damages, and (3) proceed against NYSED and CHS, such claims
be dismissed in their entirety without prejudice and without opportunity to amend. It is
further recommended that plaintiff's (1) Fourteenth Amendment Equal Protection claims
against Rosa and Hamilton in their individual capacities, (2) First Amendment retaliation
claims for monetary damages against Rosa and Hamilton in their individual capacities and
as against NYCHH, and (3) § 1983 conspiracy claim against Rosa, Hamilton, and NYCHH,
be dismissed in their entirety without prejudice and with opportunity to amend.'®
V. Conclusion
WHEREFORE, for the reasons set forth herein, it is hereby
tri RECOMMENDED, that insofar as plaintiff seeks to proceed against Rosa in he
official capacity for monetary damages (Dkt. No. 9-1), such claim be DISMISSED without
prejudice and without leave to amend; it is further
In the event the District Judge adopts the undersigned’s Report-Recommendation & Order and plaintiff is
permitted to file a second amended complaint, plaintiff is advised that any amended pleading cannot
incorporate a prior pleading by reference and may not attempt to replead claims that have already been
dismissed by this Court with prejudice. Any amended pleading supersedes and replaces a prior pleading in
its entirety. An amended pleading must establish this Court’s jurisdiction and state a claim for relief against
each named defendant for whom leave to replead was granted according to Rules 8 and 10 of the Federal
Rules of Civil Procedure.
25
RECOMMENDED, that insofar as plaintiff seeks to proceed against Hamilton in his
official capacity for monetary damages (Dkt. No. 9-1), such claim be DISMISSED without
prejudice and without leave to amendz; it is further
RECOMMENDED, that insofar as plaintiff seeks to proceed against the New York
State Education Department (Dkt. No. 9-1), such claim be DISMISSED without prejudice
“| and without leave to amend; it is further
RECOMMENDED, that insofar as plaintiff seeks to proceed against the Correctional
Health Services (Dkt. No. 9-1), such claim be DISMISSED without prejudice and without
leave to amend; it is further
RECOMMENDED, that insofar as plaintiff may seek to proceed against the Ne
York City Health and Hospitals alleging First Amendment retaliation and § 1983 conspiracy
_,|(Dkt. No. 9-1), such claims be DISMISSED in their entirety without prejudice and with
leave to amend; it is further
RECOMMENDED, that insofar as plaintiff seeks mandamus relief (Dkt. No. 9-1),
such claim be DISMISSED without prejudice and without leave to amend; it is further
RECOMMENDED, that insofar as plaintiff seeks to proceed against Rosa and
Hamilton in their individual capacities for monetary damages alleging Fourteenth
m| Amendment Due Process violations (Dkt. No. 9-1), such claims be DISMISSED in their
entirety without prejudice and without leave to amend; it is further
RECOMMENDED, that plaintiff's amended complaint (Dkt. No. 9-1) otherwise be
DISMISSED in its entirety without prejudice and with leave to amend; it is further
RECOMMENDED, that if the District Judge adopts this Report and
Recommendation Order, plaintiff be given thirty (30) days from the District Judge’s
26
Decision and Order adopting this Report-Recommendation & Order to file a second
amended complaint, and if plaintiff does not timely file a second amended complaint
pursuant to the District Judge’s Decision and Order, the Clerk may close this case without
the requirement of further order of the Court; and it is
ORDERED, that the Clerk serve a copy of this Report-Recommendation and Orde
“| in accordance with Local Rules.
IT IS SO ORDERED.
Pursuant to 28 U.S.C. § 636(b)(1), plaintiff has FOURTEEN (14) days within which
to file written objections to the foregoing report. Such objections shall be filed with the
Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN (14)
DAYS WILL PRECLUDE APPELLATE REVIEW. See Roldan v. Racette, 984 F.2d 85, 89
Cir. 1993) (citing Small v. Sec'y of Health and Human Servs., 892 F.2d 15 (2d Cir.
1989)); see also 28 U.S.C. § 636(b)(1); FED. R. Civ. P. 6(a), 72.17
Dated: October 29, 2025
Albany, New York
Zi
Paul J. Evangelista
U.S. Magistrate Judge
7 If you are proceeding pro se and are served with this Report-Recommendation and Order by mail, three
(3) additional days will be added to the fourteen (14) day period, meaning that you have seventeen (17) days
from the date the Report-Recommendation and Order was mailed to you to serve and file objections. See
R. Civ. P. 6(d). If the last day of that prescribed period falls on a Saturday, Sunday, or legal holiday,
then the deadline is extended until the end of the next day that is not a Saturday, Sunday, or legal holiday.
Id. § 6(a)(1)(c).
27