setting out “stringent” test to find waiver of sovereign immunity, including state’s voluntary invocation of federal jurisdiction and clear declaration of intent to submit to federal jurisdiction
How later courts described this case
- setting out “stringent” test to find waiver of sovereign immunity, including state’s voluntary invocation of federal jurisdiction and clear declaration of intent to submit to federal jurisdiction
- “A decision of a sister court is a proper matter of judicial notice.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
__________________________________________
)
KENNETH L. VENTURA, JR., )
)
Plaintiff, )
)
v. ) Civil Action No. 25-CV-13505-AK
)
BARNSTABLE PROBATE & FAMILY )
COURT, et al., )
)
Defendants. )
__________________________________________)
MEMORANDUM AND ORDER
KELLEY, D.J.
On November 21, 2025, Plaintiff Kenneth L. Ventura, Jr., a resident of Palm Springs,
California, filed a pro se Emergency Complaint for Injunctive Relief alleging that his rights
under Title II of the Americans with Disabilities Act1 (“ADA”) and the First and Fourteenth
Amendments2 are being violated in a probate action that was filed in Barnstable Probate and
Family Court (“Barnstable Court”) concerning his father’s estate (the “Estate”).3 [Dkt. 1].
1 Title II of the ADA provides that “no qualified individual with a disability shall, by reason of
such disability, be excluded from participation in or be denied the benefits of the services,
programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
Nunes v. Mass. Dep’t of Corr., 766 F.3d 136, 144 (1st Cir. 2014) (quoting 42 U.S.C. § 12132).
2 42 U.S.C. § 1983 “is not itself a source of substantive rights, but merely provides ‘a method for
vindicating federal rights elsewhere conferred,’” Borrás-Borrero v. Corporación del Fondo del
Seguro del Estado, 958 F.3d 26, 35 (1st Cir. 2020) (quoting Albright v. Oliver, 510 U.S. 266,
271 (1994)), and so Plaintiff’s Section 1983 claim is for violation of the First and Fourteenth
Amendments.
3 The Court takes judicial notice of In the Matter of Kenneth Lee Ventura, No. BA22P110EA
(Barnstable Probate & Family Ct, Mass.) and relevant state court proceedings. See Wiener v.
MIB Grp., Inc., 86 F.4th 76, 81 n.3 (1st Cir. 2023) (“It is well-accepted that federal courts may
take judicial notice of proceedings in other courts if those proceedings have relevance to the
Plaintiff did not pay the filing fee for this action and did not seek leave to proceed in forma
pauperis.
Plaintiff brings this action against the following seven defendants: the Barnstable Probate
and Family Court; the Honorable Susan Sard Tierney, who is presiding over the probate
proceedings for the Estate; Barnstable First Assistant Register/Magistrate Sarah J. Long; Angela
L. Venture, the personal representative of the Estate; attorney Theodore A. Schilling, who is
representing the Estate; and attorneys Robert Lawless and Stuart Rapp, who were appointed as
Guardian ad Litem counsel. [Id. at ¶¶ 6-11]. Plaintiff alleges, among other things, that he “has
a constitutionally protected property interest in his inheritance ($691,667+ from the Estate of
Kenneth Lee Ventura),” [id. at ¶ 30], and that the Defendants “have deprived Plaintiff of access
to this property for 3.5+ years without adequate due process.” [Id. at ¶ 31]. Plaintiff alleges the
“systematic denial of emergency relief, refusal to provide expedited hearings despite life-
threatening circumstances, and imposition of impossible procedural barriers while Plaintiff
starves and faces medical collapse constitute a violation of substantive due process.” [Id. at
¶ 32]. Plaintiff states that he “is currently homeless, sleeping out-doors without shelter, has not
eaten in multiple days, is immunocompromised and medically deteriorating, and will not survive
the 12-day delay until the December 2, 2025 state court hearing.” [Id. at 1] (emergency notice to
the court). In addition to temporary and permanent injunctive relief, Plaintiff seeks monetary
damages and the full distribution of his inheritance. [Id. at 11-12].
matters at hand.” (quoting L. Offs. of David Efron v. Matthews & Fullmer L. Firm, 782 F.3d 46,
56 n.7 (1st Cir. 2015))); Berrios-Romero v. Estado Libre Asociado de P.R., 641 F.3d 24, 27 (1st
Cir. 2011) (“A decision of a sister court is a proper matter of judicial notice.”).
1. Screening the Complaint
The Court may consider jurisdictional matters sua sponte. See Riley v. Bondi, 606 U.S.
—, 145 S. Ct. 2190, 2201 (2025) (“A federal court must always satisfy itself that it has
jurisdiction.”); see also McCulloch v. Velez, 364 F.3d 1, 5 (1st Cir. 2004); Fed. R. Civ. P.
12(h)(3) (“If the court determines . . . it lacks subject-matter jurisdiction, the court must dismiss
the action.”).
In addition, federal courts possess certain “‘inherent powers,’ not conferred by rule or
statute, ‘to manage their own affairs so as to achieve the orderly and expeditious disposition of
cases.’” Goodyear Tire & Rubber Co. v. Haeger, 581 U.S. 101, 107 (2017) (quoting Link v.
Wabash R.R. Co., 370 U.S. 626, 630-31 (1962)). Those powers include the power to dismiss
frivolous or malicious actions, regardless of the status of the filing fee. See Mallard v. United
States Dist. Ct., 490 U.S. 296, 307-308 (1989); Brockton Sav. Bank. v. Peat, Marwick, Mitchell
& Co., 771 F.2d 5, 11 n.5 (1st Cir. 1985). As used in this context, “frivolous” does not refer to
the subjective intent of a plaintiff. Axcella Building Realty Tr. v. Thompson, No. 23-40151-
DHH, 2024 WL 474539, at *2 n.2 (D. Mass. Jan. 25, 2024). “Rather, in legal parlance, a
complaint is ‘frivolous’ if it ‘lacks an arguable basis either in law or in fact.’” Id. (quoting
Neitzke v. Williams, 490 U.S. 319, 325 (1989)).
In conducting this review, the Court construes Plaintiff’s complaint liberally because he
is proceeding pro se. See Haines v. Kerner, 404 U.S. 519, 520-21 (1972). Nevertheless, even
under a liberal construction, Plaintiff’s suit is subject to dismissal for the reasons discussed
below.
2. Discussion
a. Probate Exception and Other Limitations to Federal Jurisdiction
As an initial matter, this Court abstains from exercising jurisdiction over this action to the
extent that it would interfere with an on-going matter in the courts of the Commonwealth of
Massachusetts. Abstention is proper under the doctrines of Younger4 and Colorado River5 as
well as the probate exception to federal jurisdiction and the Rooker-Feldman doctrine.6
The majority of Plaintiff’s claims are likely barred by the “probate exception” to federal
jurisdiction, under which “federal courts have no authority to interfere with the probate
proceedings or assume general jurisdiction of the probate or control of the property in the
custody of the state court.” Jiménez v. Rodriguez-Pagan, 597 F.3d 18, 23 (1st Cir. 2010)
(internal quotation marks omitted). Because Plaintiff seeks to reach the proceeds of the Estate,
which are in custody of a Massachusetts probate court, the probation exception would apply.
To the extent Ventura challenges various state court rulings, the Rooker-Feldman
doctrine and Younger and Colorado River abstention doctrines bar such claims. Under the
Rooker-Feldman doctrine, a federal district court lacks jurisdiction over a final judgment of a
state court. See Geiger v. Foley Hoag LLP Retirement Plan, 521 F.3d 60, 65 (1st Cir. 2008).
The Younger abstention doctrine bars the exercise of federal jurisdiction if it “would interfere (1)
with an ongoing state judicial proceeding; (2) that implicates an important state interest; and (3)
that provides an adequate opportunity for the federal plaintiff to advance his federal
4 Younger v. Harris, 401 U.S. 37 (1971).
5 Colo. River Water Conservation Dist. v. United States, 424 U.S. 800 (1976).
6 The term “Rooker-Feldman doctrine” is shorthand reference to the Supreme Court’s
interpretation of 28 U.S.C. § 1257 in Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923), and
District of Columbia Court of Appeals v. Feldman, 460 U.S. 462 (1983).
constitutional challenge.” Rossi v. Gemma, 489 F.3d 26, 34-35 (1st Cir. 2007). Under Colorado
River and its progeny, a federal court may defer to a parallel state court proceeding after
considering
(1) whether either court has assumed jurisdiction over a res; (2) the inconvenience of the
federal forum; (3) the desirability of avoiding piecemeal litigation; (4) the order in which
the forums obtained jurisdiction; (5) whether federal law or state law controls; and (6)
whether the state forum will adequately protect the interests of the parties.
Rivera-Puig v. Garcia-Rosario, 983 F.2d 311, 320-21 (1st Cir. 1992).
Here, the state probate matters and issues surrounding the distribution of the Estate, as
alleged in the complaint, would be precluded by one or more of these doctrines. If state court
proceedings are ongoing, this Court lacks subject matter jurisdiction under the Younger and
Colorado River abstention doctrines. If a final order has been entered in the state court
proceeding, this federal court lacks subject matter jurisdiction over such claims under the
Rooker-Feldman doctrine.
Pursuant to 28 U.S.C. § 1257, the Supreme Court of the United States has jurisdiction to
review the final state judgment where the judgment presents a question of federal law. See 28
U.S.C. § 1257. The Supreme Court has held that the grant of jurisdiction under Section 1257 “is
exclusive,” meaning that federal judicial review of final state court judgments “may be had only
in [the Supreme] court.” Lance v. Dennis, 546 U.S. 459, 463 (2006) (quoting D.C. Ct. of
Appeals v. Feldman, 460 U.S. 462, 482 (1983)). “[T]he proper forum for challenging an
unlawful state court ruling is the United States Supreme Court, on appeal of the highest state
court’s final judgment.” Davison v. Gov’t of P.R.-P.R. Firefighters Corps., 471 F.3d 220, 223
(1st Cir. 2006).
Finally, “[p]roceedings in state courts should normally be allowed to continue unimpaired
by intervention of the lower federal courts, with relief from error, if any, through the state
appellate courts and ultimately [the United States Supreme] Court.” Atl. Coast Line R.R. Co. v.
Bhd. of Locomotive Eng’rs, 398 U.S. 281, 287 (1970). The Anti-Injunction Act, 28 U.S.C.
§ 2283, prohibits the Court from providing some of the relief Plaintiff seeks. This statute
provides: “A court of the United States may not grant an injunction to stay proceedings in a State
court except as expressly authorized by Act of Congress, or where necessary in aid of its
jurisdiction, or to protect or effectuate its judgments.” 28 U.S.C. § 2283. The Anti-Injunction
Act’s “core message is one of respect for state courts,” and it “commands that those tribunals
‘shall remain free from interference by federal courts.’” Smith v. Bayer Corp., 564 U.S. 299,
306 (2011) (quoting Atl. Coast Line R.R. Co., 398 U.S. at 282). Thus, much of the injunctive
relief sought in the complaint is barred by the Anti-Injunction Act.
b. Absolute Judicial Immunity
To the extent Ventura is seeking to proceed against Judge Tierney for claims arising out
of her judicial rulings, any claims for monetary damages are barred by the doctrine of absolute
judicial immunity. See Zenon v. Guzman, 924 F.3d 611, 616 (1st Cir. 2019). “The breadth of
the protection is fulsome, shielding judges even when their actions are malicious, corrupt,
mistaken, or taken in bad faith; its purpose not to buffer bad judges but ‘for the benefit of the
public, whose interest it is that the judges should be at liberty to exercise their functions with
independence and without fear of consequences.’” Id. (quoting Pierson v. Ray, 386 U.S. 547,
554 (1967)).
“Section 1983 explicitly provides that, ‘in any action brought against a judicial officer for
an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted
unless a declaratory decree was violated or declaratory relief was unavailable’” in the underlying
action. Alexandre v. Prince, No. 22-CV-11340-ADB, 2022 WL 3597409, at *1 (D. Mass. Aug.
23, 2022).
To the extent that Plaintiff alleges that Judge Tierney violated the ADA by virtue of her
judicial conduct, such claims are barred by judicial immunity. Mireles v. Waco, 502 U.S. 9, 11-
12 (1991). Here, Judge Tierney is alleged to have acted while carrying out traditional
adjudicatory functions and thus has absolute judicial immunity. To the extent Ventura disagrees
with orders entered by Judge Tierney, his option is to appeal the court’s rulings in state court; he
cannot sue the state court judge in federal court for damages. Similarly injunctive relief against
Judge Tierney is also unavailable.
c. Eleventh Amendment Sovereign Immunity
The Eleventh Amendment prohibits suits against a state in federal court unless Congress has
abrogated sovereign immunity, or the state has waived it. Kentucky v. Graham, 473 U.S. 159, 169
(1985); see Wojcik v. Mass. State Lottery Comm’n, 300 F.3d 92, 99 (1st Cir. 2002). It is well settled that
Congress did not abrogate Eleventh Amendment sovereign immunity by enacting 42 U.S.C. § 1983. Will
v. Mich. Dept. of State Police, 491 U.S. 58, 66 (1988). There is nothing to indicate here that the
Commonwealth has waived Eleventh Amendment sovereign immunity, consenting to suit in federal court
under Section 1983. See Coll. Sav. Bank v. Fla. Prepaid Postsecondary Educ. Expense Bd., 527 U.S.
666, 676 (1999) (setting out “stringent” test to find waiver of sovereign immunity, including state’s
voluntary invocation of federal jurisdiction and clear declaration of intent to submit to federal
jurisdiction). Eleventh Amendment sovereign immunity extends to “arm[s] of the state[s].” Wojcik, 300
F.3d at 99. This includes state officials acting in their official capacities; absent congressional abrogation
or waiver, a state actor is protected from an “official capacity” suit for monetary damages. Will, 491 U.S.
at 71. In light of this, the Section 1983 claims against the Commonwealth, agencies and officials in their
official capacities are subject to dismissal.
d. Plaintiff’s Claims under the ADA
Plaintiff alleges that the Barnstable Probate Court is a public entity within the meaning of
42 U.S.C. § 12131 (any “public entity” includes “any State or local government”; and “any
department, agency, special purpose district, or other instrumentality of a State or States or local
government.”). [Dkt. 1 at ¶ 37]. Plaintiff alleges that he requested reasonable accommodations
including “[e]lectronic filing via email,” remote hearing participation,” waiver of in-person
service requirements,” “[e]mail delivery of court documents,” and “[f]ormatting flexibility due to
homelessness and lack of computer access.” [Id. at ¶ 39]. Plaintiff alleges that the “Defendants
denied these accommodations and instead imposed additional barriers:
• Required in-person document retrieval
• Required payment for service Plaintiff cannot afford
• Required specific formatting Plaintiff cannot produce while homeless
• Required travel to courthouse Plaintiff cannot physically undertake
• Refused electronic alternatives.
[Id. at ¶ 40].
To establish a prima facie case for discrimination under Title II, Plaintiff must show that
he (i) is a “a qualified individual with disability,” (ii) was “either excluded from participation in
or denied the benefits of some public entity’s services, programs, or activities or was otherwise
discriminated against,” and (iii) that “such exclusion, denial of benefits, or discrimination was by
reason of the plaintiff’s disability.” Parker v. Universidad de P.R., 225 F.3d 1, 5 (1st Cir. 2000).
Although Plaintiff asserts that he is a qualified individual with a disability, he offers only
conclusory assertions as to the other elements. The Court cannot credit such conclusory factual
allegations without more. Even when construing the complaint generously, Plaintiff has failed to
adequately plead discrimination under the ADA.
3. Amended Complaint
Although it is difficult to discern from the complaint whether any of the allegations could
form the basis of a viable claim under the Americans with Disabilities Act or other legal basis, it
is conceivable that Plaintiff could present a cognizable claim in an amended complaint. If
Plaintiff believes that he can assert such a claim, he may file an amended complaint which cures
the pleading deficiencies noted above.
Because an amended complaint completely supersedes an original complaint, see Brait
Builders Corp. v. Mass., Div. of Cap. Asset Mgmt., 644 F.3d 5, 9 (1st Cir. 2011), Plaintiff must
repeat anything from the original complaint that he intends to include as part of an amended
complaint.
4. Conclusion
If Plaintiff wishes to proceed, he must, on or before December 29, 2025, (1) file an
amended complaint that cures the pleading deficiencies of the original complaint and that states a
plausible claim for relief; and (2) either pay the $405.00 filing fee or file a motion for leave to
proceed in forma pauperis. The Clerk shall provide Plaintiff with a blank Application to Proceed
in District Court without Prepaying Fees or Costs (Form AO 240).
Failure to file an amended complaint and address the filing fee on or before December
29, 2025, will result in dismissal of this action.
SO ORDERED.
Dated: November 26, 2025 /s/ Angel Kelley
Hon. Angel Kelley
United States District Judge