Opinion

State ex rel. Howard v. Shuler

  • 2025 Ohio 4964
Court
Ohio Supreme Court
Filed
Nov 4, 2025
Status
Published
Cited by
1 cases
Authority
More cited than 45.9%

The opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State

ex rel. Howard v. Shuler, Slip Opinion No. 2025-Ohio-4964.]

NOTICE

This slip opinion is subject to formal revision before it is published in an

advance sheet of the Ohio Official Reports. Readers are requested to

promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65

South Front Street, Columbus, Ohio 43215, of any typographical or other

formal errors in the opinion, in order that corrections may be made before

the opinion is published.

SLIP OPINION NO. 2025-OHIO-4964

THE STATE EX REL . HOWARD v. SHULER.

[Until this opinion appears in the Ohio Official Reports advance sheets, it

may be cited as State ex rel. Howard v. Shuler,

“Slip Opinion No.” 2025-Ohio-4964.]

Mandamus—Public-records requests—S.Ct.Prac.R 12.06(B) did not permit

untimely filing of additional evidence that respondent inadvertently failed

to file—Public office’s conclusory statements failed to prove that

investigation report was subject to public-records exemption—Public office

failed to submit evidence proving that security-video footage was subject to

public-records exemption for infrastructure records—Records custodian

improperly responded to public-records request by telling requestor to

request record of grievance disposition from someone else—Inmate did not

have cognizable claim in mandamus regarding information provided before

mandamus complaint was filed—Inmate failed to prove by clear and

convincing evidence that records custodian had received inmate’s

remaining public-records requests, and thus, there was no duty for

custodian to respond—Writ granted in part and denied in part, inmate

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awarded $1,000 in statutory damages, and inmate’s request for court costs

denied.

(No. 2024-0880—Submitted March 11, 2025—Decided November 4, 2025.)

IN MANDAMUS.

__________________

The per curiam opinion below was joined by KENNEDY, C.J., and DEWINE,

BRUNNER, DETERS, HAWKINS, and SHANAHAN, JJ. FISCHER, J., concurred in part

and dissented in part and would not award statutory damages.

Per Curiam.

{¶ 1} In an amended complaint, relator, Jeffery L. Howard, an inmate at

Mansfield Correctional Institution (“MANCI”), requests a writ of mandamus

ordering respondent, Lorri Shuler, to provide Howard with copies of various

records in response to public-records requests that he made in 2021 and 2024

related to an incident that occurred at North Central Correctional Complex

(“NCCC”). Howard further requests that we order Shuler to provide him with

access to the kites1 in which he made those public-records requests. He also seeks

statutory damages and requests that court costs and fees be charged against Shuler.

{¶ 2} We previously granted an alternative writ, setting a schedule for the

submission of evidence and briefs, and granted Howard leave to submit corrections

and additions to his complaint. 2024-Ohio-3227.

{¶ 3} In addition to his merit brief, Howard filed a request for leave to

supplement his request for damages. Both parties filed evidence, and Howard

subsequently moved to strike Shuler’s evidence. In response, Shuler filed a motion

1. “A kite is a type of written correspondence between an inmate and prison staff.” State ex rel.

Griffin v. Szoke, 2023-Ohio-3096, ¶ 3.

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for leave to file corrected evidence.2 Howard then filed a motion to strike Shuler’s

motion.

{¶ 4} For the reasons explained below, we deny all the motions, grant the

writ of mandamus as to some records, deny the writ of mandamus as to other

records, award $1,000 in statutory damages to Howard, and deny his request related

to court costs and fees.

I. FACTS AND PROCEDURAL HISTORY

A. Identification of Shuler and the Involved Institutions

{¶ 5} Howard identifies Shuler in the caption of his amended complaint as

the inspector of institutional services at NCCC, and Shuler acknowledges in her

merit brief that Howard’s complaint was filed against “an employee of the [NCCC]

which is operated by [Management & Training Corporation (“MTC”)].”

Additionally, a kite log submitted in this case shows that Shuler responded to one

of Howard’s kites after it was forwarded from MANCI to NCCC, which further

suggests that Shuler works at NCCC.

{¶ 6} Despite this, Shuler attests in her affidavit that she “was and is an

employee of [MTC] at [MANCI] during the time of Jeffrey Howard’s [July 2021]

public-records request.” Based on all the information presented, it seems more

likely that Shuler works for MTC at NCCC.

B. Public-Records Requests and Responses

{¶ 7} In July 2021, Howard submitted a public-records request by

electronic kite for records regarding an incident that occurred at NCCC on March

29 and 30, 2021. Howard stated in the request that he was directed to contact the

inspector’s office for additional information concerning the incident. He requested

(1) “copies of all the investigation reports [regarding the incident],” (2) “the

grievance disposition from the [NCCC] inspector,” (3) “the camera/video feed

2. Apparently, Shuler received Howard’s motion to strike her evidence and filed her motion for

leave to file corrected evidence in response before Howard’s motion to strike was filed by the clerk.

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pointed directly at the NCCC/MTC holding cells [in segregation] for Monday,

March 29, 2021, approximately 5:30 p.m. through Tuesday, March 30, 2021,

approximately 10:30 a.m.,” and (4) “who ordered [Howard] to segregation on

Monday March 29, 2021.”

{¶ 8} The kite log states that Howard’s kite was forwarded from MANCI to

NCCC that same day. The next day, Shuler provided the following response:

Be advised that you are not entitled to the investigation

report and you will not receive a copy of that. As for grievances and

dispositions you need to request those copies from your current

inspector. You will also not receive video footage that is not

permitted to inmates and you have been advised of this multiple

times.

{¶ 9} In March 2024, Howard submitted an electronic kite to the MANCI

warden’s administrative assistant addressed to the public-records officer at

MANCI, with the summary “SECOND PUBLIC RECORDS REQUEST.”

(Capitalization in original.) Howard requested that the kite be forwarded to the

portal for the public-records officer for NCCC. Similar to the July 2021 kite, the

March 2024 kite requested copies of the investigation report related to an April 1,

2021 grievance, the video footage from the camera pointed at the segregation

holding cells for the same date and time range, a copy of any report related to the

March 29 and 30, 2021 incident, and the name of the staff person who ordered

Howard to be placed in the holding cell.

{¶ 10} In a response sent eight days later, “J. Nelson” acknowledged receipt

of Howard’s kite and stated that a separate written response would be provided

within a reasonable period. Nelson further informed Howard that MANCI did not

have a warden’s administrative assistant at that time and that MANCI was working

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as quickly as possible to fill the vacant position. The evidence submitted by

Howard does not show any further response through June 22, 2024. Additionally,

there is no evidence indicating that the kite was forwarded or that Shuler or anyone

else at NCCC was involved in responding to it.

{¶ 11} In May 2024, Howard sent the MANCI warden’s administrative

assistant another electronic kite addressed to the public-records officer at MANCI.

He again asked in that kite that his public-records request be transferred to the

NCCC public-records officer’s portal. He also requested that the NCCC public-

records officer provide him with (1) “a copy of the ‘inmate confidential statements’

related to conduct report NCCI-21-002555” and (2) “a copy of the DRC 1000’s

(incident reports) completed in relation to conduct report NCCI-21-002555.” In a

staff response sent four days later, “Plank K.” stated that he had forwarded

Howard’s request to NCCC. However, the kite log itself does not show that the

kite was transferred or that Shuler or anyone else at NCCC was involved in

handling it.

{¶ 12} In his affidavit, Howard attests that he has not received any of the

records requested in his July 2021, March 2024, or May 2024 public-records

requests.

C. This Mandamus Action

{¶ 13} In June 2024, Howard initiated this original action for a writ of

mandamus by filing his complaint. We granted Howard’s motion for leave to

submit corrections and additions to his complaint and granted an alternative writ,

setting a schedule for the submission of evidence and briefs. 2024-Ohio-3227.

{¶ 14} Howard submitted his merit brief on September 16, 2024, and both

parties filed evidence that same day. Howard also submitted a request for leave to

supplement his request for damages.

{¶ 15} On October 3, 2024, Shuler filed a motion for leave to file corrected

evidence. Shuler stated in that motion that her counsel had realized—upon being

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served with Howard’s motion to strike Shuler’s evidence—that counsel had filed

an incomplete copy of Shuler’s evidence. Though received by Shuler sometime

prior to October 3, Howard’s motion to strike was not filed with the clerk until

October 8. Howard also filed a motion to strike Shuler’s motion for leave to file

corrected evidence.

II. ANALYSIS

A. Pending Motions

1. Howard’s request for leave to supplement his request for damages

{¶ 16} In his first motion, Howard requests leave to amend again the portion

of his amended complaint pertaining to statutory damages. In his amended

complaint, he requested a total of $2,000 in statutory damages. Now, he seeks leave

to request a total of $7,000 in damages.

{¶ 17} In original actions filed in this court, the Civil Rules apply unless

they are clearly inapplicable. S.Ct.Prac.R. 12.01(A)(2)(b). Because Howard has

already amended his complaint once, he may do so now “only with the opposing

party’s written consent or the court’s leave.” Civ.R. 15(A). “The court shall freely

give leave when justice so requires.” Id.

{¶ 18} Justice does not require that we grant leave in this case because, as

will be determined below, Howard is entitled to only $1,000 in statutory damages.

Even if Howard were entitled to additional damages, he could have requested that

amount in either his original complaint or his amended complaint. Therefore, we

deny Howard’s request for leave to supplement his request for damages.

2. Shuler’s motion for leave to file corrected evidence

{¶ 19} In her motion, filed October 3, 2024, Shuler asserts that on the day

her counsel submitted her evidence, her counsel’s firm experienced a computer

outage. In an attempt to timely file the evidence, her counsel’s paralegal worked

remotely and employed “various workarounds” to gain internet access and file the

evidence. As a result of the unfamiliar work environment, the paralegal

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“inadvertently attached [an] incomplete PDF document to the filing.” Shuler’s

motion is supported by affidavits from the firm’s office manager and the paralegal

attesting to these facts.

{¶ 20} Shuler’s evidence submission is clearly incomplete. It states that six

exhibits were being submitted, but only one exhibit was actually filed. However,

the filed exhibit—an affidavit—is itself complete even though the evidence it was

intended to authenticate was not submitted with it. Accordingly, Shuler does not

seek leave to correct the evidence that she submitted. Rather, she seeks leave to

submit additional evidence that was accidentally excluded from the original

evidence submission.

{¶ 21} However, our rules do not permit a respondent to file additional

evidence after the deadline for the submission of evidence has passed. See

S.Ct.Prac.R. 12.06(B) (permitting a relator to move for leave to file rebuttal

evidence); see also State ex rel. Ware v. Sheldon, 2025-Ohio-1768, ¶ 9 (denying a

respondent leave to file rebuttal evidence or other additional evidence after the

deadline for the submission of evidence). The deadline for the submission of

evidence was September 17, 2024. Therefore, we deny Shuler’s motion.

3. Howard’s motion to strike Shuler’s evidence

{¶ 22} Howard moves to strike Shuler’s evidence on the basis that he

received an incomplete copy of it. He asserts that he received only the cover page,

the page listing the exhibits, and Shuler’s affidavit and that he did not receive the

affidavits of Nelson and Plank. However, as noted above, only part of Shuler’s

evidence was submitted to this court. Howard was served with the same incomplete

evidence that was filed in this court. Therefore, we deny his motion to strike the

evidence Shuler filed on September 16, 2024.

4. Howard’s motion to strike Shuler’s motion for leave to file corrected evidence

{¶ 23} Howard also moves to strike Shuler’s motion for leave to file

corrected evidence for several reasons. First, he alleges that Nelson and Plank—

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whose affidavits Shuler seeks leave to file—are not employees of MTC. He also

argues that the notary who notarized Nelson’s and Plank’s affidavits “fraudulently

and recklessly certified and authenticated inaccurate and untruthful statements”

within them.

{¶ 24} Because we deny Shuler’s motion for leave to file corrected

evidence, the affidavits of Nelson and Plank have not been admitted into evidence.

Therefore, to the extent that Howard moves to strike those affidavits, the motion to

strike is moot.

{¶ 25} Howard also argues that the 22-day delay between when the parties’

evidence was due and when he received Shuler’s motion on October 9, 2024, is not

the kind of oversight or clerical error that constitutes excusable neglect. Although

Howard’s argument presents a potential reason why Shuler’s motion to file

corrected evidence should be denied, it does not present grounds for striking the

motion. Therefore, we deny Howard’s motion to strike Shuler’s motion for leave

to file corrected evidence.

B. Writ of Mandamus

{¶ 26} “[U]pon request by any person, a public office or person responsible

for public records shall make copies of the requested public record available to the

requester at cost and within a reasonable period of time.” R.C. 149.43(B)(1). A

writ of mandamus is an appropriate remedy to compel compliance with R.C.

149.43, Ohio’s Public Records Act. State ex rel. Wells v. Lakota Local Schools Bd.

of Edn., 2024-Ohio-3316, ¶ 11; R.C. 149.43(C)(1)(b). To obtain the writ, “the

requester must prove by clear and convincing evidence a clear legal right to the

record and a corresponding clear legal duty on the part of the respondent to provide

it.” State ex rel. Griffin v. Sehlmeyer, 2021-Ohio-1419, ¶ 10.

{¶ 27} In his amended complaint, Howard requests a writ of mandamus

regarding two or three public-records requests that he submitted by kite: the

amended complaint directly requests a writ of mandamus based on the requests

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made in Howard’s July 2021 and May 2024 kites, but as discussed below, it is

unclear whether Howard requests mandamus relief based on his March 2024 kite.

Additionally, Howard requests that Shuler be ordered to provide the three above-

mentioned kites in which he made his public-records requests.

1. Howard’s July 2021 kite

{¶ 28} In his July 2021 kite, Howard requested copies of (a) all

investigation reports regarding the March 2021 incident, (b) the grievance

disposition from the NCCC inspector, (c) the video footage from the camera

pointed at the NCCC holding cell, and (d) the identity of the person who ordered

him to segregation on the day of the incident.

a. Investigation reports

{¶ 29} In her merit brief, Shuler appears to acknowledge that at least one

investigation report exists, but she contends that Howard is not entitled to a copy

of it, because it is exempt from disclosure under R.C. 149.43(A)(2) as a confidential

law-enforcement investigatory record. “Exceptions to disclosure under the Public

Records Act, R.C. 149.43, are strictly construed against the public-records

custodian, and the custodian has the burden to establish” that “the requested records

fall squarely within the exception.” State ex rel. Cincinnati Enquirer v. Jones-

Kelley, 2008-Ohio-1770, paragraph two of the syllabus. When records are withheld

on the basis of a statutory exemption, “the ‘burden of production’ is on the public

office or records custodian to plead and prove facts clearly establishing the

applicability of the exemption.” Welsh-Huggins v. Jefferson Cty. Prosecutor’s

Office, 2020-Ohio-5371, ¶ 27.

{¶ 30} R.C. 149.43(A)(2) defines the term “confidential law enforcement

investigatory record,” which is excluded from the definition of a “public record”

under R.C. 149.43(A)(1)(h). R.C. 149.43(A)(2) provides:

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“Confidential law enforcement investigatory record” means

any record that pertains to a law enforcement matter of a criminal,

quasi-criminal, civil, or administrative nature, but only to the extent

that the release of the record would create a high probability of

disclosure of any of the following:

...

(d) Information that would endanger the life or physical

safety of law enforcement personnel, a crime victim, a witness, or a

confidential information source.

{¶ 31} In her merit brief, Shuler asserts that the requested investigation

reports, “if released to [Howard], would contain information that would endanger

the life or physical safety of a confidential informant.” However, Shuler did not

submit any evidence in support of this assertion. Additionally, it is not readily

apparent from the records request itself that the requested reports would contain a

statement from or reveal information about a confidential informant.

{¶ 32} “[W]hen the applicability of a public-records exemption is not

readily apparent from the content of the record, the records custodian must provide

‘specific factual support that goes beyond mere conclusory statements in an

affidavit to show that the record sought falls squarely within the prescribed

exception.’ ” State ex rel. Sultaana v. Mansfield Corr. Inst., 2023-Ohio-1177, ¶ 34,

quoting Welsh-Huggins, 2020-Ohio-5371, at ¶ 50.

{¶ 33} In this case, Shuler does not provide any evidence in support of the

conclusory statement made in her merit brief. Therefore, she has not met her

burden of establishing that the requested investigation reports fall squarely within

the exception for confidential law-enforcement investigatory records. See Jones-

Kelley, 2008-Ohio-1770, at paragraph two of the syllabus. Accordingly, Howard is

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entitled to a writ of mandamus ordering Shuler to provide any responsive

investigation reports.

b. Video footage from cameras pointed at NCCC holding cell

{¶ 34} Shuler contends that the requested video footage is not a public

record, because it is an infrastructure record under R.C. 149.433(A). That provision

defines an “infrastructure record” as “any record that discloses the configuration of

critical systems including, but not limited to, communication, computer, electrical,

mechanical, ventilation, water, and plumbing systems, security codes, or the

infrastructure or structural configuration of a building.” R.C. 149.433(A) further

provides that “‘[i]nfrastructure record’ does not mean a simple floor plan that

discloses only the spatial relationship of components of the building.”

{¶ 35} Shuler argues in her merit brief that the security footage may contain

blind spots such that it could be used to plan an attack on a guard. However, Shuler

did not submit an affidavit or other evidence attesting that disclosing the security

footage would reveal blind spots. “[U]nder our precedent, it is not enough to say

that a record is probably within a statutorily prescribed exemption: the public office

or records custodian must show ‘that the requested record falls squarely within the

exemption.’ ” (Emphasis in Welsh-Huggins.) Welsh-Huggins, 2020-Ohio-5371, at

¶ 63, quoting Jones-Kelley at paragraph two of the syllabus.

{¶ 36} We have previously held that security-video footage was not an

infrastructure record under R.C. 149.433(A), because the video did not show more

than the spatial relationship of components of the building and did not disclose the

configuration of a critical system. State ex rel. Rogers v. Dept. of Rehab. & Corr.,

2018-Ohio-5111, ¶ 11-13. Here, Shuler did not submit any evidence indicating that

the requested video footage shows anything beyond the spatial relationship of

components of the building. Therefore, she has not met her burden of establishing

that the requested video footage falls squarely within the exception for

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infrastructure records. Accordingly, Howard is entitled to a writ of mandamus

ordering Shuler to provide the video footage.

c. Grievance disposition

{¶ 37} Shuler responded to Howard’s request for the grievance disposition

by stating that Howard would need to request any grievances and dispositions from

his current inspector. Shuler does not include an argument in her merit brief as to

why this response was proper under the Public Records Act.

{¶ 38} In State ex rel. Clark v. Dept. of Rehab. & Corr., we held that when

an inmate sent a public-records request to a prison’s public-information officer—

an employee designated as the proper person to receive public-records requests—

that person had a duty to respond to the request. 2025-Ohio-895, ¶ 11. In this case,

Shuler attested that she has been trained how to respond to public-records requests

and that one of her job duties is to respond to requests made through the kite system.

Furthermore, Howard requested the grievance disposition from the NCCC

inspector. Shuler has not provided an argument or explained why the MANCI

inspector would be the custodian of that record given that it concerns an incident

that occurred at NCCC. Therefore, Shuler improperly denied Howard’s request for

the grievance disposition. Accordingly, he is entitled to a writ of mandamus

ordering Shuler to provide it.

d. Name of the employee who ordered Howard to segregation

{¶ 39} In his July 2021 kite, Howard also stated: “I would like to know who

order[ed] me to segregation on Monday March 29, 2021.” Shuler did not respond

to this request in her response.

{¶ 40} Shuler argues that Howard’s request for the employee’s name is

moot because Howard was provided this information in December 2021. Shuler

submitted with her merit brief a letter to Howard from counsel for MTC, dated

December 22, 2021, in response to another public-records request.

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{¶ 41} In that letter, Howard was provided the name and position of the

employee who ordered Howard to be placed in the holding cell on March 29, 2021.

The letter was purportedly filed by Howard as an exhibit attached to a complaint in

the Franklin County Court of Common Pleas.

{¶ 42} The December 22, 2021 letter was not filed by the deadline for the

submission of the parties’ evidence in this case. Nevertheless, we have considered

extrinsic evidence for the purpose of showing that a records request is moot. State

ex rel. Kesterson v. Kent State Univ., 2018-Ohio-5110, ¶ 13, quoting State ex rel.

Cincinnati Enquirer, Div. of Gannett Satellite Information Network, Inc. v. Dupuis,

2002-Ohio-7041, ¶ 8 (a public office that produces requested records prior to the

court’s decision renders the mandamus claim for production of the records moot,

and the “‘event that causes a case to become moot may be proved by extrinsic

evidence outside the record’ ”).

{¶ 43} In this case, Howard received the information he sought—not only

before we issued this decision—but also before he filed this case. Thus, his request

is not moot. Rather, because his request was satisfied before he filed his complaint,

he did not have a cognizable claim in mandamus regarding the information when

he brought this action. See State ex rel. Payne v. Rose, 2023-Ohio-3801, ¶ 8 (when

a requester receives a record before instituting the mandamus action, his claim

should be denied outright rather than denied as moot). Ultimately, “‘[m]andamus

does not lie to compel an act that has already been performed.’ ” State ex rel.

Chapnick v. E. Cleveland City School Dist. Bd. of Edn., 2001-Ohio-1585, ¶ 9,

quoting State ex rel. Jones v. O’Connor, 1999-Ohio-470, ¶ 5.

{¶ 44} Shuler has shown that her employer previously provided Howard

with the requested name of the person who ordered him to be placed in segregation

on March 29, 2021. Therefore, we deny Howard’s request for a writ of mandamus

as to that request.

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{¶ 45} To summarize, regarding the records requests made in Howard’s

July 2021 kite, we grant a writ of mandamus ordering Shuler to provide Howard

with any responsive investigation reports, the video footage for any camera pointed

directly at the NCCC holding cell in segregation for the requested time frame, and

the grievance disposition. However, we deny Howard’s request that we order

Shuler to identify the employee who ordered him to segregation.

2. Howard’s March 2024 kite

{¶ 46} It is not clear in Howard’s amended complaint whether he intended

to request separate mandamus relief based on his March 2024 kite. Both his July

2021 kite and his March 2024 kite are listed under his first cause of action. In

contrast, the mandamus claim based on his May 2024 kite is set forth as a separate

cause of action. Further, he identified the March 2024 kite as a second public-

records request in the kite itself, and he stated in both his amended complaint and

in the kite that it requested the same public records as the July 2021 kite.

{¶ 47} Regardless, Howard has not shown that he is entitled to mandamus

relief based on the March 2024 kite, because as explained below, he has not

presented any evidence indicating that Shuler received the kite or was otherwise

involved in responding to the requests made within it. See Griffin, 2021-Ohio-

1419, at ¶ 10 (a requester must prove by clear and convincing evidence a clear legal

duty on the part of the respondent to provide the record).

{¶ 48} The March 2024 kite in evidence shows that Howard submitted the

kite to the warden’s administrative assistant at MANCI and addressed it to the

public-records officer at MANCI. In the beginning of the kite, Howard requested

that it “be placed in the [NCCC]—operated by [MTC] public records officer

portal.” Howard then addressed the rest of the kite to the “NCCC/MTC public

records officer.”

{¶ 49} The July 2021 kite’s log notes that that kite was forwarded to NCCC

before Shuler responded. However, there is no forwarding notation anywhere in

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the March 2024 kite and the staff response to the March 2024 kite does not indicate

that it was transferred to NCCC. Instead, Nelson responded that a separate written

response, which may include public records, would be provided as soon as

reasonably possible. He further stated that MANCI did not currently have a

warden’s administrative assistant but that MANCI was working as quickly as

possible to fill the vacant position. Nelson changed the status of the kite from open

to closed on the same day he responded. There are no log entries in the kite from

Shuler nor is there any other indication that the kite was ever forwarded to her or

to NCCC. Howard has not submitted any other evidence showing that Shuler or

NCCC received his March 2024 public-records request.

{¶ 50} “A prior public-records request is a prerequisite to a mandamus

action.” State ex rel. Ware v. Gabbard, 2025-Ohio-1022, ¶ 8. In this case, not only

was the March 2024 kite never forwarded to Shuler, there is also no evidence that

it was ever seen by any employee of MTC. Therefore, Howard has not shown by

clear and convincing evidence that Shuler had a duty to respond to the March 2024

public-records request or to provide him with the requested records. See Griffin,

2021-Ohio-1419, at ¶ 10. Accordingly, Howard is not entitled to mandamus relief

based on the March 2024 kite.

3. Howard’s May 2024 kite

{¶ 51} Howard also submitted his May 2024 kite to the warden’s

administrative assistant at MANCI and addressed it to the public-records officer at

MANCI. He again requested that the kite be forwarded to the public-records officer

for NCCC. A person referred to as “Plank K.” provided the staff response, stating,

“I have forwarded your request to NCCC.” However, there is no notation on the

kite indicating that it was forwarded, and there are no responses from Shuler or any

other employee of NCCC. Instead, the kite log shows that Plank closed the kite on

May 13, 2024. By comparison, when the July 2021 kite was forwarded to NCCC,

the kite was not marked as closed until after Shuler responded.

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{¶ 52} Howard is required to show by clear and convincing evidence that

Shuler had a duty to provide him with records in response to his public-records

request. Griffin at ¶ 10. But Shuler had such a duty only if she received the public-

records request. The May 2024 kite itself is not clear and convincing evidence that

the kite was forwarded to Shuler, nor has Howard submitted other evidence

indicating that it was forwarded. Therefore, Howard is not entitled to mandamus

relief based on the May 2024 kite.

4. Howard’s request that Shuler be ordered to provide the July 2021, March

2024, and May 2024 kites

{¶ 53} Howard also requests in his amended complaint that we order Shuler

to provide the kites he sent in July 2021, March 2024, and May 2024, in which he

made his public-records requests. However, a prior public-records request is a

prerequisite to a mandamus action. Strothers, 2012-Ohio-1007, at ¶ 14. Howard

has not shown by clear and convincing evidence that he ever submitted a public-

records request for those kites. Therefore, we deny his request that Shuler be

ordered to provide those kites.

{¶ 54} In conclusion, we grant a writ of mandamus compelling Shuler to

provide the investigation reports, the video footage, and the grievance disposition

requested in Howard’s July 2021 kite, but we deny his requests for mandamus relief

as to the other requested records.

C. Statutory Damages

1. Howard is entitled to statutory damages

{¶ 55} A public-records requester shall be entitled to statutory damages if

(1) he transmitted a written public-records request by hand delivery, electronic

submission, or certified mail, (2) he made the request to the public office or person

responsible for the requested records, (3) he fairly described the records sought,

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and (4) the public office failed to comply with an obligation under R.C. 149.43(B).

R.C. 149.43(C)(2).3

{¶ 56} As discussed above, Howard did not submit the public-records

requests he made in his March 2024 and May 2024 kites to Shuler or show that she

failed to comply with an obligation under R.C. 149.43(B).

{¶ 57} However, Howard sent the public-records request made in his July

2021 kite by electronic submission and fairly described the records sought. Further,

he sent the request—asking for the investigation report, the grievance disposition,

and the video footage—to the public office or person responsible for the requested

records. R.C. 149.43(B)(1) requires that “upon request by any person, a public

office or person responsible for public records shall make copies of the requested

public record available to the requester at cost and within a reasonable period of

time.” As discussed above, Shuler improperly withheld the investigation report and

the video footage, because those records were not subject to the claimed exemption

from disclosure. Shuler also improperly denied Howard’s request for the grievance

disposition. Accordingly, Howard is entitled to statutory damages.

2. Amount of statutory damages

{¶ 58} “Statutory damages accrue at the rate of $100 for each business day

the office failed to meet one of R.C. 149.43(B)’s obligations, beginning on the day

the requester files a mandamus action, up to $1,000.” State ex rel. Horton v.

Kilbane, 2022-Ohio-205, ¶ 15, citing former R.C. 149.43(C)(2).

{¶ 59} Howard requested $2,000 in statutory damages in his amended

complaint and $7,000 in damages in his merit brief. Nevertheless, all of Howard’s

public-records requests that qualify for statutory damages were sent in the same

3. The General Assembly has recently made amendments to R.C. 149.43, most notably in 2024

Sub.H.B. No. 265 (effective April 9, 2025), and some provisions have been renumbered. This

opinion applies the version of the statute enacted in 2023 Am.Sub.H.B. No. 33 (effective Oct. 3,

2023).

17

SUPREME COURT OF OHIO

communication, the July 2021 kite. Those requests therefore count as one public-

records request for the purpose of awarding statutory damages. See State ex rel.

Ware v. Akron, 2021-Ohio-624, ¶ 21-22 (two letters sent in the same envelope

constituted a single public-records request for purposes of calculating statutory

damages). Shuler still has not provided Howard with the records he requested in

July 2021. Therefore, Howard is entitled to the maximum $1,000 in statutory

damages.

D. Court Costs

{¶ 60} Howard requests that all court costs and fees be charged to Shuler.

To the extent that Howard requests an award of court costs, we deny the request.

Howard filed an affidavit of indigency, and, accordingly, there are no court costs

to award. State ex rel. Straughter v. Dept. of Rehab. & Corr., 2023-Ohio-1543, ¶

16. As for the charging of other costs and fees, Howard has not provided any reason

that the clerk should deviate from the usual assessment of costs provided for in

S.Ct.Prac.R. 18.05. Therefore, we also deny that request.

III. CONCLUSION

{¶ 61} For the reasons set forth above, we deny Howard’s request for leave

to supplement his request for damages, Shuler’s motion for leave to file corrected

evidence, Howard’s motion to strike Shuler’s evidence, and Howard’s motion to

strike Shuler’s motion for leave to file corrected evidence. We grant a writ of

mandamus ordering Shuler to provide Howard with copies of any investigation

reports responsive to his July 2021 kite, as well as the video footage and grievance

disposition requested in that kite. But we deny Howard’s requests that we order

Shuler to identify the officer who ordered him to segregation, to provide copies of

the records requested in Howard’s March 2024 and May 2024 kites, and to provide

copies of the kites Howard sent in July 2021, March 2024, and May 2024. We

award Howard $1,000 in statutory damages and deny Howard’s request for court

costs and his request to assess other costs and fees to Shuler.

18

January Term, 2025

Writ granted in part

and denied in part.

__________________

Jeffery L. Howard, pro se.

Mansour Gavin, L.P.A., Edward O. Patton, and Katie E. Epperson, for

respondent.

________________________

19

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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