Opinion

Shields

Court
District Court, S.D. Illinois
Filed
Oct 27, 2025
Cited by
0 cases
Authority
More cited than 35.9%

noting that an action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state a claim to relief that is plausible on its face”

How later courts described this case

  • noting that an action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state a claim to relief that is plausible on its face”
  • stating that “requirement for [an excessive force claim] is that [the officer] used force not ‘in a good-faith effort to maintain or restore discipline,’ but ‘maliciously and sadistically to cause harm.’”

Written by the judges who cited it.

The opinion

THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF ILLINOIS

ALAN L. SHIELDS,

Plaintiff,

v. Case No. 3:25-cv-01612-GCS

SGT. LAMB, LT. LIVINGSTON, C/O

CRAWFORD, LT. KELLER, SGT.

TANNER, C/O HUNDLEY, C/O

KIRTLEY, MS. CUMMINGHAM, and

WARDEN JEREMIAH BROWN,

Defendants.

MEMORANDUM & ORDER

SISON, Magistrate Judge:

Plaintiff Alan Shields, an inmate of the Illinois Department of Corrections

(“IDOC”) who is currently incarcerated at Lawrence Correctional Center, brings this

action for deprivations of his constitutional rights pursuant to 42 U.S.C. § 1983. Shields

alleges that Defendants used excessive force, failed to protect him, and were deliberately

indifferent to his mental and physical conditions.

This case is now before the Court for preliminary review of the Complaint

pursuant to 28 U.S.C. § 1915A.1 Under Section 1915A, the Court is required to screen

prisoner complaints to filter out non-meritorious claims. See 28 U.S.C. § 1915A(a). Any

1 The Court has jurisdiction to screen the Complaint due to Plaintiff’s consent to the

full jurisdiction of a Magistrate Judge (Doc. 7) and the limited consent to the exercise of

Magistrate Judge jurisdiction as set forth in the Memoranda of Understanding between

the IDOC, the medical providers, and the Court.

portion of a complaint that is legally frivolous, malicious, fails to state a claim upon which

relief may be granted, or asks for money damages from a defendant who by law is

immune from such relief must be dismissed. See 28 U.S.C. § 1915A(b).

THE COMPLAINT

On November 14, 2023, Shields asked Sergeant (“Sgt.”) for a crisis team, but Lamb

refused Shields’s request. (Doc. 1, p. 15). In response, Shields set his cell on fire. Id. Lamb

transported Shields to restrictive housing instead of placing Shields in a crisis cell. Id.

The following day, November 15, 2023, Shields was on crisis watch in restrictive housing,

although he maintains that his cell was not a designated crisis watch cell. Id. Sometime

between 1:00 p.m. and 1:30 p.m., Lieutenant (“Lt.”) Livingston, Lt. Keller, Sgt. Tanner,

C/O Crawford, and C/O Hundley entered his cell. Id. Hundley and Tanner forced

Shields out of his wheelchair onto the ground and Keller and Livingston held him down

on the floor. Id. Livingston sprayed Shields with mace multiple times and Crawford

punched him in the ribs, back, and side of the head. Id. at p. 15-16. Livingston also

punched him multiple times. Id. at p. 16. Hundley held Shields down by placing his

forearm on Shield’s neck. Id. Meanwhile, Tanner forced his finger into Shield’s anus. Id.

Shields later spoke with medical staff, mental health, and internal affairs. (Doc. 1, p. 16).

Shields received a rape kit at an outside hospital. Id.

On April 1, 2024, Shields was out of his crisis cell for dayroom time. (Doc. 1, p. 15).

Correctional Officer Kirtley let inmate Charles Hall out of his cell without restraints and

allowed Hall to walk around the dayroom. Id. Shields alleges that at some point he was

kicked in the side of his face and lost a tooth. Id.

Shields notes that he is also in a wheelchair, but on September 18, 2024, mental

health staff took his wheelchair. (Doc. 1, p. 16). Shields was forced to crawl on the floor.

He notes that feces and urine seeps into the cell from other inmate’s cells, and he was

forced to crawl on the dirty floor. Id. Shields alleges that he was told that Ms.

Cummingham and Warden Brown said to keep crawling on the floor. He alleges that

C/O Crawford, Lt. Atterberry, and Lt. Young confiscated his wheelchair. Id. A doctor

informed Shields that he must follow the rules and directed him to file a grievance. Id.

PRELIMINARY DISMISSALS

Although Shields alleges that on November 14, 2023, he asked Sgt. Lamb for a

crisis team and Lamb refused his request, Shields fails to offer sufficient factual

allegations to state a violation of his constitutional rights. A successful complaint

generally alleges “the who, what, when, where, and how . . . .” See DiLeo v. Ernst & Young,

901 F.2d 624, 627 (7th Cir. 1990). Shields fails to indicate his need for a crisis team on

November 14, 2023, or his mental state. He notes that he set his cell on fire but fails to

provide any additional factual allegations regarding his mental state prior to that event

or Lamb’s knowledge of his mental state at the time. He also alleges that Lamb placed

him in a restrictive housing cell as opposed to a crisis watch cell, but he fails to allege how

this conduct amounted to deliberate indifference or violated Shields’s constitutional

rights. Thus, Shields’s claim against Sgt. Lamb is DISMISSED without prejudice.

Shields also alleges that Lt. Atterberry and Lt. Young confiscated his wheelchair

in September 2024, but Shields fails to identify either officer as a defendant in the case

caption. See FED. R. CIV. PROC. 10(a); Myles v. United States, 416 F.3d 551, 551–552 (7th Cir.

2005). To be a party in the case, a plaintiff must identify them in the case caption. See

Myles, 416 F.3d at 551-552. Because Shields fails to include these officers as defendants,

any potential claim against Atterberry and Young is DISMISSED without prejudice.

DISCUSSION

Based on the allegations in the Complaint, the Court designates the following

counts:

Count 1: Eighth Amendment excessive force claim against Lt.

Livingston, Lt. Keller, Sgt. Tanner, C/O Crawford, and C/O

Hundley for physically and sexually assaulting Shields on

November 15, 2023.

Count 2: Eighth Amendment failure to protect claim against C/O

Kirtley for releasing inmate Charles Hall from his cell while

Shields was in the dayroom.

Count 3: Eighth Amendment deliberate indifference claim against

Ms. Cummingham, Warden Brown, and C/O Crawford for

confiscating Shields’s wheelchair and forcing him to crawl

on his cell floor.

The parties and the Court will use these designations in all future pleadings and orders,

unless otherwise directed by a judicial officer of this Court. Any other claim that is

mentioned in the Complaint but not addressed in this Order should be considered

dismissed without prejudice as inadequately pled under the Twombly pleading

standard.2

Count 1

2 See, e.g., Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007) (noting that an action

fails to state a claim upon which relief can be granted if it does not plead “enough facts

to state a claim to relief that is plausible on its face”).

At this stage, Shields states a viable excessive force claim against Lt. Livingston,

Lt. Keller, Sgt. Tanner, C/O Crawford, and C/O Hundley. See, e.g., Hendrickson v. Cooper,

589 F.3d 887, 890 (7th Cir. 2009) (stating that “requirement for [an excessive force claim]

is that [the officer] used force not ‘in a good-faith effort to maintain or restore discipline,’

but ‘maliciously and sadistically to cause harm.’”). Thus, Count 1 shall proceed against

Lt. Livingston, Lt. Keller, Sgt. Tanner, C/O Crawford, and C/O Hundley.

Count 2

Shields fails to state a claim against C/O Kirtley for his release of inmate Charles

Hall on April 1, 2024. (Doc. 1, p. 16). Shields alleges that Kirtley released Hall from his

cell without restraints and allowed Hall to walk around the dayroom. As a result, Shields

alleges that Hall kicked him in the head. To state a viable failure to protect claim, a

plaintiff must show that prison officials were aware of a specific, impending, and

substantial threat to their safety, often by showing “that he complained to prison officials

about a specific threat to his safety.” Pope v. Shafer, 86 F.3d 90, 92 (7th Cir. 1996). But there

is no indication that Kirtley was aware of a threat to Shields’s safety by the release of Hall,

nor are there any allegations to suggest that Kirtley acted with deliberate indifference. At

most, Shields allegations suggest only that Kirtley was negligent in failing to properly

cuff Hall. Thus, he fails to state a claim.

The Court further notes that this claim appears to be unrelated to Shields’s claim

of excessive force by the officers in November 2023. Federal Rule of Civil Procedure 20

prohibits a plaintiff from asserting unrelated claims against different defendants or sets

of defendants in the same lawsuit. In other words, multiple defendants may not be joined

in a single action unless the plaintiff asserts at least one claim to relief against each

defendant that arises out of the same transaction or occurrence or series of transactions

or occurrences and presents a question of law or fact common to all. See FED. R. CIV. PROC.

18, 20(a)(2); George v. Smith, 507 F.3d 605, 607 (7th Cir. 2007). The allegations in the

Complaint do not suggest that Kirtly participated in the November 15, 2023 incident, and

Shields’s allegations against Kirtly are separate from and unrelated to the claim in Count

1. Thus, if Shields wishes to proceed with this claim, he would need to file a new lawsuit.

Count 3

Shields also fails to state a claim in Count 3. Although he alleges that his

wheelchair was confiscated by mental health, he also alleges that Crawford and two other

officers took the wheelchair. He also alleges that he was told that ADA Coordinator

Cummingham and Warden Brown said he could keep crawling in his cell, but he fails to

allege who made these statements to him. His allegations are threadbare and fail to

adequately allege that any defendant acted with deliberate indifference. Further, these

allegations, which occurred in September 2024, are unrelated to the November 2023

excessive force claim in Count 1. To pursue his claim against officials for confiscating his

wheelchair and/or leaving him in a filthy cell, he would need to file a new lawsuit. Thus,

Shields’s claim in Count 3 is DISMISSED without prejudice.

DISPOSITION

For the reasons stated above, Count 1 shall proceed against Lt. Livingston, Lt.

Keller, Sgt. Tanner, C/O Crawford, and C/O Hundley. All other claims and defendants

are DISMISSED without prejudice.

The Clerk of Court shall prepare for Lt. Livingston, Lt. Keller, Sgt. Tanner, C/O

Crawford, and C/O Hundley: (1) Form 5 (Notice of a Lawsuit and Request to Waive

Service of a Summons) and (2) Form 6 (Waiver of Service of Summons). The Clerk is

DIRECTED to mail these forms, a copy of the Complaint, and this Memorandum and

Order to each defendant’s place of employment as identified by Shields. If a defendant

fails to sign and return the Waiver of Service of Summons (Form 6) to the Clerk within 30

days from the date the forms were sent, the Clerk shall take appropriate steps to effect

formal service on that defendant, and the Court will require that defendant to pay the

full costs of formal service, to the extent authorized by the Federal Rules of Civil

Procedure.

If a defendant can no longer be found at the work address provided by Shields,

the employer shall furnish the Clerk with the defendant’s current work address, or, if not

known, defendant’s last-known address. This information shall be used only for sending

the forms as directed above or for formally effecting service. Any documentation of the

address shall be retained only by the Clerk. Address information shall not be maintained

in the court file or disclosed by the Clerk.

Defendants are ORDERED to timely file an appropriate responsive pleading to

the Complaint and shall not waive filing a reply pursuant to 42 U.S.C. Section 1997e(g).

Pursuant to Administrative Order No. 244, Defendants need only respond to the issues

stated in this Merit Review Order.

If judgment is rendered against Shields, and the judgment includes the payment

of costs under Section 1915, he will be required to pay the full amount of the costs,

regardless of whether his application to proceed in forma pauperis is granted. See 28 U.S.C.

§ 1915(f)(2)(A).

Finally, Shields is ADVISED that he is under a continuing obligation to keep the

Clerk of Court and each opposing party informed of any change in his address; the Court

will not independently investigate his whereabouts. This shall be done in writing and not

later than 14 days after a transfer or other change in address occurs. Failure to comply

with this order will cause a delay in the transmission of court documents and may result

in dismissal of this action for want of prosecution. See FED. R. CIv. PROC. 41(b).

IT IS SO ORDERED.

DATED: October 27, 2025.

GILBERT C. SISON

United States Magistrate Judge

Page 8 of 9

NOTICE TO PLAINTIFF

The Court will take the necessary steps to notify the appropriate defendants of

your lawsuit and serve them with a copy of your Complaint. After service has been

achieved, the defendants will enter their appearance and file an Answer to your

Complaint. It will likely take at least 60 days from the date of this Order to receive the

defendants’ Answer, but it is entirely possible that it will take 90 days or more. When all

the defendants have filed Answers, the Court will enter a Scheduling Order containing

important information on deadlines, discovery, and procedures. Plaintiff is advised to

wait until counsel has appeared for the defendants before filing any motions, to give the

defendants notice and an opportunity to respond to those motions. Motions filed before

defendants’ counsel has filed an appearance will generally be denied as premature.

Plaintiff need not submit any evidence to the Court at this time, unless specifically

directed to do so.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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